James Saylor v. Randy Kohl, M.D. , 812 F.3d 637 ( 2016 )


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  •                United States Court of Appeals
    For the Eighth Circuit
    ___________________________
    No. 14-3889
    ___________________________
    James Saylor
    lllllllllllllllllllll Plaintiff - Appellee
    v.
    State of Nebraska
    lllllllllllllllllllll Defendant
    Randy Kohl, M.D.; Dennis Bakewell; Robert Houston
    lllllllllllllllllllll Defendants - Appellants
    Nebraska Department of Correctional Services; Natalie Baker, M.D.; Mohammad
    Kamal, M.D.
    lllllllllllllllllllll Defendants
    Cameron White, PhD.; Mark Weilage, PhD.; Fred Britten; Kari Perez, PhD.
    lllllllllllllllllllll Defendants - Appellants
    Correct Care Solutions, LLC.
    lllllllllllllllllllll Defendant
    ____________
    Appeal from United States District Court
    for the District of Nebraska - Lincoln
    ____________
    Submitted: November 17, 2015
    Filed: January 29, 2016
    ____________
    Before RILEY, Chief Judge, BEAM and KELLY, Circuit Judges.
    ____________
    BEAM, Circuit Judge.
    James Saylor sued the State of Nebraska, the Nebraska Department of
    Correctional Services (NDCS), Dr. Randy Kohl, Dennis Bakewell, Robert Houston,
    Dr. Natalie Baker, Dr. Mohammad Kamal, Dr. Cameron White, Dr. Mark Weilage,
    Fred Britten, Dr. Kari Perez, and Correct Care Solutions, LLC, (collectively
    "Defendants") under 42 U.S.C. § 1983 alleging violations of his rights under the First,
    Eighth, and Fourteenth Amendments of the United States Constitution. Defendants
    filed a motion to dismiss, and the district court dismissed Saylor's claims against the
    State of Nebraska and NDCS, as well as claims for monetary relief against individual
    defendants in their official capacities. The remaining defendants then moved for
    summary judgment on the basis of qualified immunity. The district court denied the
    motion. We reverse.
    I.    BACKGROUND
    Saylor is a Nebraska inmate convicted of second-degree murder. Dr. Kohl is
    the Medical Services Director for NDCS. Other medical defendants include Dr.
    White, Dr. Weilage, and Dr. Perez.1 The nonmedical defendants include Houston,
    1
    Dr. Natalie Baker, Dr. Mohammad Kamal, and Correct Care Solutions do not
    appeal the district court's order.
    -2-
    Warden Britten, and Warden Bakewell.2 In 2002, while a prisoner at the Nebraska
    State Penitentiary (NSP), Saylor was allegedly attacked, beaten, and raped by other
    inmates. In 2005 Saylor was diagnosed with Post-Traumatic Stress Disorder (PTSD)
    as a result of the 2002 attack, and he began seeing Dr. Glen Christensen, a
    psychiatrist who contracted with NDCS. Saylor saw Dr. Christensen monthly for
    treatment. In April 2005, Saylor filed a complaint in state court alleging that the State
    of Nebraska and NDCS failed to protect him from the assault and failed to properly
    treat him after the assault. The trial was held in 2009, and in 2010 the state court
    entered an order in favor of Saylor, finding that the staff was negligent in failing to
    provide him with reasonably adequate protection from the 2002 assault. The court
    also found that Saylor received inadequate medical treatment from Dr. Kamal from
    2002 to 2005. Saylor was awarded $250,000 in damages.
    In April 2010, Saylor had his last meeting with Dr. Christensen because his
    contract with the prison was ending in May 2010. In addition, Saylor had monthly
    Mental Status Reviews with Cathy Moss, a Licensed Mental Health Practitioner. She
    informed Saylor that Dr. Kamal was the only psychiatrist available to work with him
    at NSP. In May 2010, Saylor stated that he would not work with Dr. Kamal because
    Dr. Kohl had removed Dr. Kamal as Saylor's psychiatrist five years ago. Thus, Saylor
    agreed to forgo psychiatric care but wanted to continue taking his medications. A
    multidisciplinary hearing was held in 2010 to discuss the next step for Saylor because
    Dr. Christensen's contract ended and Saylor refused to work with Dr. Kamal.
    Defendants Dr. Weilage, Dr. Perez, and Dr. Kamal participated in the meeting, along
    with others not named in the lawsuit. The group suggested that Saylor could be
    transferred to Tecumseh State Correctional Institution (TSCI) because Dr. Baker, a
    psychiatrist providing care at TSCI, could work with Saylor. It is normal procedure
    2
    At the time of the events leading up to this lawsuit, Fred Britten was the
    warden of TSCI and Robert Houston was the warden of NSP.
    -3-
    for a correctional facility to transfer inmates who need mental health care beyond the
    resources available in their facility to a facility where such care is available. Warden
    Bakewell made the final decision, and Saylor was transferred to TSCI in September
    2010. Saylor claims that the transfer was unnecessary, retaliatory, and caused his
    PTSD to worsen.
    Saylor was initially classified as an inmate in Protective Custody3 but was
    placed in the TSCI hospital upon arrival because he attempted to hang himself before
    he was transferred. While in the hospital he met with Dr. Baker. Dr. Baker wanted
    to gradually take Saylor off Seroquel, one of his medicines. He agreed and decided
    to continue taking Xanax. Throughout his time at TSCI, Saylor saw Dr. Baker every
    couple of months and was subjected to monthly Mental Status Reviews, but he often
    refused to participate. After a week in the hospital, Saylor was placed in the Special
    Management Unit (SMU) for refusing to move to Protective Custody. SMU is the
    only facility with single cells, and Saylor specifically asked for his own cell because
    of his PTSD and fear of roommates. In early October 2010, he was moved to
    Protective Custody, which houses two inmates per cell. In late October 2010, he was
    placed on immediate segregation again and housed in SMU because he feared for his
    safety. Thereafter, in the normal course, Saylor's classification was reviewed every
    four months per policy and procedure, and he was allowed to attend each hearing. As
    a result of these reviews, TSCI concluded that Saylor could be released into
    Protective Custody, but he rejected that proposal each time due to his fear of
    3
    When an inmate arrives at TSCI, he is classified. Classifications include
    "[d]emotion to, continuation of and promotion from all custody grades;" "unit, work
    and program assignment;" and "[a]ssignment to, continuation of and removal from
    Administrative Segregation." "Administrative Segregation includes: Administrative
    Confinement, Intensive Management, Protective Custody, and Transition
    Confinement." Every four months the prison conducts a review of inmates in
    Administrative Segregation.
    -4-
    roommates. Therefore, Saylor remained in SMU for the duration of his time at TSCI.
    Saylor brought suit against Dr. Kohl and the other named Defendants under 42
    U.S.C. § 1983. He claims that Defendants retaliated against him in violation of the
    First Amendment by transferring him to TSCI and reclassifying him, that the transfer
    and classification review process violated his due process rights under the Fourteenth
    Amendment, and that Defendants were deliberately indifferent to his PTSD in
    violation of the Eighth Amendment. Defendants filed a motion to dismiss, and the
    district court dismissed the State of Nebraska and NDCS from the case, and denied
    monetary relief against individual defendants in their official capacities. The
    remaining defendants then moved for summary judgment based on qualified
    immunity. The district court stated that "[t]he constitutional right at issue arises
    under the Eighth Amendment," and thus, did not directly discuss Saylor's First or
    Fourteenth Amendment claims. On the Eighth Amendment claim, however, the court
    held, "[T]here are genuine issues of material fact on whether the defendants were
    deliberately indifferent to his serious medical needs so as to violate the Eighth
    Amendment." Thus, the court held that summary judgment was inappropriate and
    denied qualified immunity. In this interlocutory appeal Defendants challenge the
    district court's denial of summary judgment based on qualified immunity.
    II.   DISCUSSION
    "Faced with an interlocutory appeal from the denial of qualified immunity, we
    accept as true the district court's findings of fact to the extent they are not 'blatantly
    contradicted by the record,' and review the district court's conclusions of law de
    novo." Walton v. Dawson, 
    752 F.3d 1109
    , 1116 (8th Cir. 2014) (quoting Scott v.
    Harris, 
    550 U.S. 372
    , 380 (2007)). Summary judgment is only proper when there is
    no genuine issue of material fact and the movant is entitled to judgment as a matter
    of law. Turney v. Waterbury, 
    375 F.3d 756
    , 759 (8th Cir. 2004). Generally, summary
    -5-
    judgment based on qualified immunity is a legal question. 
    Id. at 760.
    However, "[i]f
    the district court fails to make a factual finding on an issue relevant to our purely
    legal review, we 'determine what facts the district court, in the light most favorable
    to the nonmoving party, likely assumed.'" 
    Walton, 752 F.3d at 1116
    (quoting Johnson
    v. Jones, 
    515 U.S. 304
    , 319 (1995)). If this is impossible, summary judgment is
    improper, and the case must be remanded. 
    Id. at 1117.
    "Government officials performing discretionary functions are entitled to
    qualified immunity unless they violate clearly established statutory or constitutional
    rights of which a reasonable person would have known." Whisman v. Rinehart, 
    119 F.3d 1303
    , 1309 (8th Cir. 1997). As in this case, qualified immunity is usually raised
    in a motion for summary judgment as an affirmative defense to the claims. 
    Id. "To overcome
    the defense of qualified immunity, a plaintiff must show: (1) the facts,
    viewed in the light most favorable to the plaintiff, demonstrate the deprivation of a
    constitutional or statutory right; and (2) the right was clearly established at the time
    of the deprivation." Howard v. Kan. City Police Dep't, 
    570 F.3d 984
    , 988 (8th Cir.
    2009).
    Whether there has been a deprivation of a constitutional right is a fact-intensive
    analysis. The meaning of "clearly established," however, has been litigated
    extensively and given a more definite meaning. The Eighth Circuit and the Supreme
    Court have held that a right is clearly established if "the 'contours of the right [are]
    sufficiently clear that a reasonable official would understand that what he is doing
    violates that right.'" Buckley v. Rogerson, 
    133 F.3d 1125
    , 1128 (8th Cir. 1998)
    (quoting Anderson v. Creighton, 
    483 U.S. 635
    , 640 (1987)). This is so that an
    "official is not required to guess the direction of future legal decisions." 
    Id. Essentially, the
    law must be certain enough to give a "fair and clear warning." United
    States v. Lanier, 
    520 U.S. 259
    , 271 (1997). If a plaintiff can show relevant case law
    in the jurisdiction at the time of the incident that should have put the government
    -6-
    employee on notice, qualified immunity is improper. See Ashcroft v. al-Kidd, 
    131 S. Ct. 2074
    , 2086 (2011) (Kennedy, J., concurring).
    A.     Eighth Amendment Claim
    Saylor "alleges that the defendants were deliberately indifferent to his serious
    medical needs in failing to properly treat him for [PTSD]." Here, Saylor essentially
    claims that his level of care after Dr. Christensen left NSP was so low as to constitute
    cruel and unusual punishment. The district court concluded that Defendants were not
    entitled to summary judgment based on qualified immunity for this claim because
    "[t]here are genuine disputes concerning the predicate facts material to the qualified
    immunity issue."4 Defendants argue that this decision was in error. After reviewing
    the facts determined by the district court, as well as those likely assumed, we agree.
    "The Eighth Amendment 'prohibits the infliction of cruel and unusual
    punishments on those convicted of crimes.'" Nelson v. Corr. Med. Servs., 
    583 F.3d 522
    , 528 (8th Cir. 2009) (quoting Wilson v. Seiter, 
    501 U.S. 294
    , 296-97 (1991)). In
    4
    Although we do not have jurisdiction "at this juncture to decide whether 'the
    district court's determination of evidentiary sufficiency' was correct," 
    Walton, 752 F.3d at 1116
    (quoting Thomas v. Talley, 
    251 F.3d 743
    , 747 (8th Cir. 2001)),
    we [do] have jurisdiction to decide, viewing the facts in the light most
    favorable to [the] plaintiff[], whether a reasonable fact-finder could find
    a violation of plaintiff['s] rights, whether the law establishing the
    violation was clearly established at the time in question, what was
    known to a person who might be shielded by qualified immunity, and
    the reasonableness of defendant[s'] actions.
    S.M. v. Krigbaum, 
    808 F.3d 335
    , 340 (8th Cir. 2015). Here, we decide the "purely
    legal matter" of whether "the denial [of qualified immunity] was erroneous." Payne
    v. Britten, 
    749 F.3d 697
    , 700 (8th Cir. 2014).
    -7-
    regards to prison conditions, confinement, and medical care while in prison, "the
    constitutional question . . . is whether [Defendants] acted with 'deliberate
    indifference.'" 
    Id. (quoting Wilson
    , 501 U.S. at 303). "A prison official is
    deliberately indifferent if she 'knows of and disregards' a serious medical need or a
    substantial risk to an inmate's health or safety." 
    Id. (quoting Farmer
    v. Brennan, 
    511 U.S. 825
    , 837 (1994)). The deliberate indifference standard has both objective and
    subjective prongs. 
    Id. at 529.
    The plaintiff must prove "that he suffered from an
    objectively serious medical need" and "that [Defendants] actually knew of but
    deliberately disregarded his serious medical need." Scott v. Benson, 
    742 F.3d 335
    ,
    340 (8th Cir. 2014). A medical condition is "objectively serious" if the prisoner was
    diagnosed by a doctor or it is so obvious that a lay person would recognize the
    medical need. 
    Id. It is
    not contested that Saylor had a serious medical need; Dr.
    Christensen diagnosed Saylor with PTSD in 2005. Here, the subjective prong is the
    main issue. The subjective prong of deliberate indifference is an extremely high
    standard that requires a mental state of "more . . . than gross negligence." Fourte v.
    Faulkner Cty., Ark., 
    746 F.3d 384
    , 387 (8th Cir. 2014) (quoting Jolly v. Knudsen, 
    205 F.3d 1094
    , 1096 (8th Cir. 2000)). It "requires a mental state 'akin to criminal
    recklessness.'" Jackson v. Buckman, 
    756 F.3d 1060
    , 1065 (8th Cir. 2004) (quoting
    
    Scott, 742 F.3d at 340
    ). Even medical malpractice does not automatically constitute
    deliberate indifference. 
    Id. at 1065-66.
    For Houston, Britten, and Bakewell, the nonmedical defendants in this case,
    Saylor "must allege and show that the supervisor personally participated in or had
    direct responsibility for the alleged violations" or "that the supervisor actually knew
    of, and was deliberately indifferent to or tacitly authorized, the unconstitutional acts."
    McDowell v. Jones, 
    990 F.2d 433
    , 435 (8th Cir. 1993). They must have also had a
    "sufficiently culpable state of mind." 
    Farmer, 511 U.S. at 834
    (quoting 
    Wilson, 501 U.S. at 297
    ). Saylor provides no specific evidence to show that any of the
    nonmedical defendants were involved in, or directly responsible for, his allegedly
    -8-
    insufficient medical care.5 These defendants did not even participate in the
    multidisciplinary meeting regarding Saylor's transfer. Thus, because they did not
    have "a reason to believe (or actual knowledge) that prison doctors or their assistants
    [were] mistreating (or not treating) [Saylor]," they cannot be held liable for cruel and
    unusual punishment in violation of the Eighth Amendment. Hayes v. Snyder, 
    546 F.3d 516
    , 527 (7th Cir. 2008) (quoting Spruill v. Gillis, 
    372 F.3d 218
    , 236 (3d Cir.
    2004)).
    As for the named medical defendants, Dr. Kohl, Dr. White, Dr. Weilage, and
    Dr. Perez, none were treating physicians. Thus, these defendants also acted in a
    supervisory capacity. "To impose supervisory liability, other misconduct [by the
    medical defendants] must be very similar to the conduct giving rise to liability."
    Livers v. Schenck, 
    700 F.3d 340
    , 356 (8th Cir. 2012). This means that there is no real
    vicarious liability. See 
    McDowell, 990 F.2d at 435
    . Rather, to be liable under § 1983
    the medical defendants had to personally violate Saylor's rights or be responsible for
    a systematic condition that violates the Constitution. 
    Livers, 700 F.3d at 357
    .
    Saylor's main argument is that the treatment that occurred after Dr. Christensen left
    NSP rises to the level of cruel and unusual punishment. Dr. Christensen's treatment
    plan was three-part: regular psychotherapy treatment, medication, and a safe
    environment. The medical defendants attempted to provide Saylor with another
    psychiatrist at NSP, ultimately found him another psychiatrist at TSCI, continued
    5
    Saylor generally states in his complaint that "Defendants Bakewell, Britten
    and Houston are equally responsible participants in the Plaintiff's transfer, and any
    reduction in health care services to the Plaintiff [that] resulted from such transfer."
    Without any specifics, Saylor claims that the nonmedical defendants "continually
    exposed [him] to intolerable, horrifying, and medically detrimental conditions while
    he [was] housed at TSCI since 2010." These indiscriminate grievances are not
    enough to prove that they knew of, participated in, or implicitly authorized, the
    mistreatment or nontreatment of Saylor, such as is necessary to maintain a claim of
    deliberate indifference under the Eighth Amendment.
    -9-
    medication as they saw fit within their independent medical judgment, and gave him
    his requested private cell. To the extent there was any change in Dr. Christensen's
    treatment plan, Saylor requested some and agreed to other deviations. Specifically,
    Saylor stated he was willing to forgo seeing a doctor so long as he could continue
    taking his medications. After the meeting with Dr. Baker wherein she suggested
    easing him off Seroquel because it did not seem to be helping and was causing low
    blood pressure, Saylor agreed to continue taking Xanax.
    Throughout his time of incarceration, the record shows that Defendants met
    Saylor's medical needs beyond the minimum standard required. Defendants were
    aware of his medical needs and took steps to meet those needs. Because Saylor
    cannot show that Defendants acted with deliberate indifference, there was no
    deprivation of his Eighth Amendment rights, and thus, Defendants are entitled to
    qualified immunity.
    B.     First and Fourteenth Amendment Claims
    Defendants claim that the district court erred by failing to fully discuss the
    denial of summary judgment based on qualified immunity with regard to these claims.
    "It is 'certain, and the case law is clear, that [the officials] are entitled to a thorough
    determination of their claim[s] of qualified immunity if that immunity is to mean
    anything at all.'" 
    Payne, 749 F.3d at 701
    (first and third alteration in original)
    (emphasis added) (quoting O'Neil v. City of Iowa City, Iowa, 
    496 F.3d 915
    , 917 (8th
    Cir. 2007)). A thorough determination discusses all of the claims litigated. Here, the
    court denied qualified immunity by generally denying Defendants' motion for
    summary judgment but only analyzed the Eighth Amendment claim. Nonetheless, a
    review of the facts determined by the district court, as well as those likely assumed,
    reveals no violation of either the First or Fourteenth Amendment, and thus, we
    reverse and dismiss these claims as well.
    -10-
    Saylor claims that in retaliation against him for filing the state tort case and in
    violation of the First Amendment, Defendants (1) terminated Dr. Christensen so that
    Saylor no longer received adequate psychiatric care, (2) discontinued his medicines,
    (3) refused to provide him with psychotherapy, (4) transferred him to a new facility,
    and (5) kept him isolated in Administrative Segregation without review. Similarly,
    Saylor's Fourteenth Amendment substantive due process claim arises due to his
    transfer to TSCI and his subsequent confinement in SMU.
    In order to succeed on a First Amendment retaliation claim Saylor must show
    that "(1) he engaged in a protected activity, (2) the government official took adverse
    action against him that would chill a person of ordinary firmness from continuing in
    the activity, and (3) the adverse action was motivated at least in part by the exercise
    of the protected activity." Revels v. Vincenz, 
    382 F.3d 870
    , 876 (8th Cir. 2004). The
    reason for the government official's action must have been to prevent the plaintiff
    from engaging in the protected activity. 
    Id. First, "inmates
    have no constitutional right to receive a particular or requested
    course of treatment, and prison doctors remain free to exercise their independent
    medical judgment." Meuir v. Greene Cty. Jail Emps., 
    487 F.3d 1115
    , 1118 (8th Cir.
    2007) (quoting Dulany v. Carnahan, 
    132 F.3d 1234
    , 1239 (8th Cir. 1997)). As such,
    Defendants violated no constitutional right by assigning Saylor to another psychiatrist
    when Dr. Christensen's contract with NDCS ended or by changing Saylor's
    medication at the direction of a doctor. Second, "a prisoner enjoys no constitutional
    right to remain in a particular institution." Goff v. Burton, 
    7 F.3d 734
    , 737 (8th Cir.
    1993) (quoting Murphy v. Mo. Dep't of Corr., 
    769 F.2d 502
    , 503 (8th Cir. 1985)).
    In fact, "prison officials 'may transfer a prisoner for whatever reason or for no reason
    at all.'" 
    Id. (quoting Olim
    v. Wakinekona, 
    461 U.S. 238
    , 250 (1983)). However,
    retaliation against a prisoner cannot be the motivation behind the transfer. 
    Id. Here, the
    clearly stated, nonretaliatory reason for the transfer was to provide Saylor with
    -11-
    necessary psychiatric care. He refused to see Dr. Kamal at NSP, and Dr. Baker was
    available to work with Saylor at TSCI. Finally, Saylor was kept in Administrative
    Segregation, specifically SMU, because he requested his own cell due to his PTSD.
    This is the only area with single prisoner cells. Although he was cleared to be
    released into Protective Custody, he would have had to share a cell with a roommate,
    which he refused to do. It is blatantly contradictory to request a private cell with no
    roommates and then complain about isolation. Because none of Saylor's activities
    were protected and none of Defendants' actions were retaliatory, Saylor has no First
    Amendment claim.
    "The Fourteenth Amendment's Due Process Clause protects persons against
    deprivations of life, liberty, or property." Wilkinson v. Austin, 
    545 U.S. 209
    , 221
    (2005). To state a claim under the Due Process Clause, some interest must first be
    violated. See Singleton v. Cecil, 
    176 F.3d 419
    , 424 (8th Cir. 1999). "A liberty
    interest may arise from the Constitution itself, by reason of guarantees implicit in the
    word 'liberty,' or it may arise from an expectation or interest created by state laws or
    policies." 
    Wilkinson, 545 U.S. at 221
    . In most cases, substantive due process
    violations involve "marriage, family, procreation, and the right to bodily integrity."
    
    Singleton, 176 F.3d at 425
    (quoting Albright v. Oliver, 
    510 U.S. 266
    , 272 (1994)).
    More generally, the Supreme Court has held that substantive due process "protects
    those fundamental rights and liberties which are, objectively, 'deeply rooted in this
    Nation's history and tradition,' and 'implicit in the concept of ordered liberty.'" 
    Id. (quoting Washington
    v. Glucksberg, 
    521 U.S. 702
    , 721 (1997)).
    In regards to Saylor's transfer from NSP to TSCI:
    the Due Process Clause in and of itself [does not] protect a duly
    convicted prisoner against transfer from one institution to another within
    the state prison system. Confinement in any of the State's institutions is
    -12-
    within the normal limits or range of custody which the conviction has
    authorized the State to impose.
    Meachum v. Fano, 
    427 U.S. 215
    , 225 (1976). Here, Saylor was transferred to a
    comparable prison for the sole purpose of obtaining psychiatric care. This does not
    violate the Due Process Clause of the Fourteenth Amendment, and neither does
    Saylor's confinement in SMU once he arrived at TSCI. Saylor only has a claim under
    the Fourteenth Amendment if the action by the government officials "impose[d]
    atypical and significant hardship on [him] in relation to the ordinary incidents of
    prison life." Sandin v. Conner, 
    515 U.S. 472
    , 484 (1995). Segregation due to a
    prisoner's request to be kept in a single prisoner cell because of PTSD is not an
    atypical or a significant hardship. Rather, TSCI made special accommodations for
    Saylor. Accordingly, there has been no constitutional violation, and thus, Saylor has
    no cognizable Fourteenth Amendment claim. Defendants are entitled to qualified
    immunity on these two issues.
    III.   CONCLUSION
    The judgment of the district court is reversed, and the case is dismissed.
    KELLY, Circuit Judge, dissenting.
    The district court found that the evidence in this case, viewed in the light most
    favorable to Saylor, demonstrated a genuine dispute as to the facts relevant to
    qualified immunity. I agree with the district court that the evidence presented by
    Saylor, though not dispositive as to the merits of his claim, precludes summary
    judgment on the basis of qualified immunity.
    In Saylor’s previous state tort lawsuit, the state court found that the Department
    of Corrections had negligently failed to provide adequate care for Saylor’s PTSD
    -13-
    between June 11, 2002, and November 22, 2005. As the district court noted, the
    defendants presented no evidence suggesting that they were unaware of the prior state
    court judgment. For the purposes of the summary judgment analysis, there is no
    genuine dispute that all the defendants were actually aware of Saylor’s serious
    medical needs and the risk of harm if he were denied adequate care. The district court
    found that Saylor had produced evidence—including his treatment records, his
    communications with prison staff, records of his transfer and administrative
    segregation, the affidavit of Dr. Christensen, and his own affidavit—to support his
    contention that the Department of Corrections had reverted to providing inadequate
    medical treatment as they had previously. This evidence, viewed in the light most
    favorable to Saylor, tends to show that shortly after the judgment in his state tort case,
    Saylor’s treatment by Dr. Christensen was abruptly discontinued; his treatment plan,
    including his drug therapy, was interrupted; the responsible Department of
    Corrections officials failed to develop an appropriate alternative treatment plan;
    prison staff returned to their prior practice of failing to respond or responding
    inadequately to Saylor’s communications; and Saylor was transferred and placed on
    the most restrictive confinement classification possible, despite that classification’s
    incompatibility with his health needs. The evidence does not establish that Saylor
    caused or consented to the changes to his treatment, or that Saylor’s transfer and
    placement in the Special Management Unit were necessary and consistent with an
    adequate treatment plan. Moreover, the district court found that there was sufficient
    evidence of each defendant’s involvement in Saylor’s care to establish that they may
    have been personally aware of or involved in this allegedly unconstitutional
    treatment.
    The district court’s factual findings, rather than being “blatantly contradicted
    by the record,” are well supported and reflect careful consideration of the record
    evidence in the light most favorable to Saylor. 
    Walton, 752 F.3d at 1116
    . Based on
    these findings, it would be possible to conclude that the defendants “actually knew
    -14-
    of, and [were] deliberately indifferent to or tacitly authorized” constitutionally
    deficient medical care for Saylor. 
    McDowell, 990 F.2d at 435
    . The facts relevant to
    qualified immunity are genuinely disputed, precluding summary judgment on this
    basis. I would therefore affirm the district court’s denial of summary judgment as to
    Saylor’s Eighth Amendment deliberate indifference claim.
    With regard to Saylor’s First and Fourteenth Amendment claims, the district
    court did not make any factual determinations or conduct the required “thorough
    determination” of the defendants’ entitlement to qualified immunity. See 
    Payne, 749 F.3d at 701
    (quoting 
    O’Neil, 496 F.3d at 918
    ). Without the district court’s factual
    findings, we have no basis for our review of the grant or denial of qualified immunity.
    Therefore, when the district court fails or refuses to rule on qualified immunity, “our
    court only exercises its jurisdiction to compel the district court to decide the qualified
    immunity question.” 
    Id. I would
    remand Saylor’s First and Fourteenth Amendment
    claims to the district court for it to properly conduct the qualified immunity analysis.
    ______________________________
    -15-
    

Document Info

Docket Number: 14-3889

Citation Numbers: 812 F.3d 637

Filed Date: 1/29/2016

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (27)

Robert Spruill v. Frank Gillis Goolier, C.O. McGlaughlin M.... , 372 F.3d 218 ( 2004 )

Hayes v. Snyder , 546 F.3d 516 ( 2008 )

Nelson v. Correctional Medical Services , 583 F.3d 522 ( 2009 )

Michael Murphy v. Missouri Department of Correction , 769 F.2d 502 ( 1985 )

Maxcie Thomas, III v. Captain Houston Talley, Individually , 251 F.3d 743 ( 2001 )

Harrison Jolly v. John Knudsen, Correctional Medical ... , 205 F.3d 1094 ( 2000 )

larry-w-meuir-v-greene-county-jail-employees-reed-captain-glenn-captain , 487 F.3d 1115 ( 2007 )

O'NEIL v. City of Iowa City, Iowa , 496 F.3d 915 ( 2007 )

david-c-singleton-v-don-cecil-individually-and-in-his-official-capacity , 176 F.3d 419 ( 1999 )

frederick-lee-revels-v-felix-vincenz-superintendent-dorn-schuffman , 382 F.3d 870 ( 2004 )

Eddie O. Buckley, Jr. v. Russell Rogerson, Warden Imcc Paul ... , 133 F.3d 1125 ( 1998 )

Darrell McDowell v. Jimmie M. Jones, and Bill M. Armontrout , 990 F.2d 433 ( 1993 )

Howard v. Kansas City Police Department , 570 F.3d 984 ( 2009 )

twylla-mae-turney-v-russell-waterbury-individually-and-in-his-official , 375 F.3d 756 ( 2004 )

United States v. Lanier , 117 S. Ct. 1219 ( 1997 )

joel-whisman-a-minor-through-his-next-friend-michelle-whisman-michelle , 119 F.3d 1303 ( 1997 )

Meachum v. Fano , 96 S. Ct. 2532 ( 1976 )

Anderson v. Creighton , 107 S. Ct. 3034 ( 1987 )

Wilson v. Seiter , 111 S. Ct. 2321 ( 1991 )

Albright v. Oliver , 114 S. Ct. 807 ( 1994 )

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