Jonathan Ervin v. Michael Bowersox , 892 F.3d 979 ( 2018 )

United States Court of Appeals
For the Eighth Circuit
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No. 17-1743
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Jonathan T. Ervin
lllllllllllllllllllllPetitioner - Appellant
v.
Michael Bowersox, Warden
lllllllllllllllllllllRespondent - Appellee
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Appeal from United States District Court
for the Eastern District of Missouri - St. Louis
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Submitted: March 15, 2018
Filed: June 13, 2018
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Before WOLLMAN, SHEPHERD, and ERICKSON, Circuit Judges.
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WOLLMAN, Circuit Judge.
Jonathan T. Ervin was convicted of statutory sodomy and sentenced to 30
years’ imprisonment. He appeals the district court’s1 denial of his petition for habeas
corpus under 28 U.S.C. § 2254(d), arguing that his Fifth Amendment right against
1
The Honorable E. Richard Webber, United States District Court Judge for the
Eastern District of Missouri.
self-incrimination was violated when the state trial court admitted into evidence a
video of him invoking his post-Miranda right to silence. We affirm.
I. Background
In June 2010, Ervin was sixteen and living at the home of his grandfather. On
June 4, 2010, Ervin’s half-brothers, five-year-old T.L.E. and twenty-month-old
J.M.E., were dropped off by their mother so that Ervin and his grandfather could
watch the boys while she attended school. Prior to dropping the boys off, their
mother had changed J.M.E.’s diaper, but did not notice anything unusual.
Ervin’s grandfather and T.L.E. went outside to work, leaving Ervin and J.M.E.
alone in the house. T.L.E. came inside and found Ervin and J.M.E. in the kitchen.
J.M.E. was not wearing a diaper and had blood running down his leg.
J.M.E. and T.L.E.’s mother called to check on the boys. When T.L.E. answered
the phone, she could hear J.M.E. screaming in the background. Ervin also spoke to
her and told her that J.M.E. was being fussy. Upon arriving to pick up the boys, she
asked how the boys had behaved, and Ervin told her that J.M.E. had “pooped all over
him.”
After arriving home, J.M.E.’s mother noticed that he had blood on his foot.
J.M.E.’s father had also left her a voicemail telling her that he had spoken to Ervin,
who had said that J.M.E. had a bump on his bottom that they might want to look at.
J.M.E.’s mother checked his diaper and saw that J.M.E. “had stuff dangling from his
bottom. It looked like he had been ripped open from the inside out and he had blood
all over his diaper.”
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J.M.E.’s mother took him to the emergency room, after which he was
transferred to the children’s hospital for treatment. J.M.E. had bruising and swelling
around his rectal area. An endoscopy also showed that J.M.E. had mucosal fissures
in the lining of his anus. A physician who specializes in child abuse and malnutrition
examined J.M.E. and concluded that his “injuries were consistent with or indicative
of penetrating anal trauma.”
Ervin was interviewed that same day by Detective Brandin Caid, an
investigator with the sheriff’s department. We recite the facts of the interview as set
forth in the Missouri Court of Appeals opinion. Detective Caid read Ervin his
Miranda rights, which Ervin voluntarily waived. Caid asked Ervin about his
interactions with J.M.E. that day. Caid explained J.M.E.’s injuries to Ervin, and
Ervin initially answered Caid’s questions. When Caid asked if Ervin knew how
J.M.E. was injured, Ervin did not respond. Caid repeated his question, to which Ervin
replied, “That’s what this whole thing is about?” Detective Caid explained to Ervin
that they were trying to figure out how J.M.E. sustained his injuries. Ervin paused
and then stated that he did not want to talk anymore. The interview thereafter ended.
Charges were brought against Ervin in Missouri state court. Ervin filed a
motion in limine to preclude the playing of the portion of his video interview in
which he remained silent and invoked his Miranda rights. The trial court denied the
motion. During its opening statement, the state referred to the interview, stating in
relevant part:
Detective Caid is explaining the injury that [J.M.E.] has at this point to
[Ervin] during the interview, and he tells him, I want to know how these
injuries happened to [J.M.E.]. [Ervin] stops, looks at the detective for
several seconds, and says, that’s what this is about?
Defense counsel renewed the objection during the state’s examination of Caid, but
the objection was again overruled. The video was thereafter played for the jury in its
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entirety. After the video ended, the state asked Caid, “Detective, did that conclude
your interview of [Ervin]?” to which Caid responded, “It did.”
The state again referred to the interview in its closing statement:
[Ervin’s] statement that he made to Detective Brandin Caid. He admits
some things in that statement itself. You can listen to that statement
again when you go back there if you like. Any of this evidence that you
want to take with you, you can take it with you to look at. [Ervin] tells
us he was with [J.M.E.] that day, in the house. [T.L.E.] was outside with
grandpa. He even admits that [T.L.E.] walks in the second time when
he’s changing [J.M.E.]. The defendant admits that the second time when
he’s changing [J.M.E.] that [J.M.E.] poops on him.
Following his conviction, Ervin filed a direct appeal to the Missouri Court of
Appeals, arguing that the trial court had violated his Fifth Amendment right to remain
silent and his Fourteenth Amendment right to due process in overruling his objection
regarding the interview. The court affirmed the conviction, concluding that Ervin’s
post-Miranda silence was properly admitted because it did not create an
impermissible inference of guilt. State v. Ervin, 398 S.W.3d 95, 101 (Mo. Ct. App.
2013) (per curiam). Additionally, the court determined that even if the admission of
the video was improper, any error was harmless because of the overwhelming
evidence presented against Ervin. Id. at 101-02.
Ervin thereafter filed a petition for writ of habeas corpus in federal district
court, which denied relief but granted a certificate of appealability on the question
whether the trial court erred in admitting evidence of Ervin’s interview with law
enforcement.
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II. Discussion
In reviewing a federal district court’s denial of habeas relief, we review
findings of fact for clear error and conclusions of law de novo. Bell v. Attorney Gen.
of Iowa, 474 F.3d 558, 560 (8th Cir. 2007).
To succeed on a claim for habeas relief under 28 U.S.C. § 2254(d), an applicant
must show that the state court adjudication:
(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the State
court proceeding.
28 U.S.C. § 2254(d). To establish a habeas claim under § 2254(d)(1), the application
of Supreme Court holdings must “be ‘objectively unreasonable,’ not merely wrong.”
White v. Woodall, 134 S. Ct. 1697, 1702 (2014) (quoting Lockyer v. Andrade, 538
U.S. 63, 75-76 (2011)). “A state court ‘unreasonably applies’ Supreme Court
precedent if it ‘identifies the correct governing legal principle from th[e] [Supreme]
Court’s decisions but unreasonably applies that principle to the facts of the prisoner’s
case.’” Worthington v. Roper, 631 F.3d 487, 495 (8th Cir. 2011) (alterations in
original) (quoting Williams v. Taylor, 529 U.S. 362, 412 (2000)).
The parties recognize that the clearly established federal law governing this
claim derives from the Supreme Court’s decision in Doyle v. Ohio, 426 U.S. 610, 619
(1976), which held that the Constitution prohibits the state from using silence to
impeach a defendant’s testimony at a later trial after he has invoked his post-Miranda
right to remain silent. For purposes of analyzing a Doyle violation, we include a
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defendant’s statement of a desire to remain silent, and therefore “treat a defendant’s
invocation of his Miranda rights not as a statement, but as post-Miranda warnings
silence.” Fields v. Leapley, 30 F.3d 986, 990 (8th Cir. 1994) (citing Wainwright v.
Greenfield, 474 U.S. 284, 295 n.3 (1986)).
The Doyle rule does not apply, however, to circumstances in which the state
inquires into post-Miranda inconsistent statements about why a defendant was silent.
Anderson v. Charles, 447 U.S. 404, 408-09 (1980) (per curiam). “Such questioning
makes no unfair use of silence because a defendant who voluntarily speaks after
receiving Miranda warnings has not been induced to remain silent.” Id. at 408. In
these circumstances, the state is not prohibited from cross-examining a defendant who
voluntarily waives his right to remain silent so long as the questions asked are not
“designed to draw meaning from silence,” but instead are used only to elicit an
explanation for a prior inconsistent statement. Id. at 409.
In Greer v. Miller, 483 U.S. 756, 765-66 (1987), the Supreme Court reiterated
that the crux of a Doyle violation is whether the state was permitted to make specific
inquiries or arguments about a defendant’s post-Miranda silence as a way to infer
guilt. The Supreme Court instructed courts to look at the sequence of events at trial
to determine whether such a violation occurred. Id.; see also Brecht v. Abrahamson,
507 U.S. 619, 629 (1993) (stating that a Doyle violation is considered a trial error,
and the court must analyze the events at trial to determine if a violation occurred).2
2
The state also cites Salinas v. Texas, 570 U.S. 178, 189-90 (2013), which
states that the prosecution may admit a defendant’s silence in its case in chief if a
defendant does not expressly invoke his right to remain silent. Salinas involves a pre-
Miranda, noncustodial interview, however, and is thus not directly applicable to the
facts before us. Moreover, Salinas does not bear on our analysis of clearly
established law because it postdated the Missouri Court of Appeals’s decision in this
case. See Greene v. Fisher, 565 U.S. 34, 38 (2011) (stating that for habeas purposes,
the time period for assessing whether a law is clearly established is at the time in
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Ervin contends the Missouri Court of Appeals unreasonably applied clearly
established federal law when it held that the admission of, and the state’s reference
to the entirety of the interview did not constitute a Doyle violation. On collateral
review of an alleged Doyle violation, we analyze whether the error had a “substantial
and injurious effect” on the verdict. See Brecht, 507 U.S. at 637-38; see also Fry v.
Pliler, 551 U.S. 112, 121-22 (2007) (“We hold that in § 2254 proceedings a court
must assess the prejudicial impact of constitutional error in a state-court criminal trial
under the ‘substantial and injurious effect’ standard set forth in Brecht, . . . whether
or not the state appellate court recognized the error and reviewed it for harmlessness
under the ‘harmless beyond a reasonable doubt’ standard . . . .”).
The question before the Missouri Court of Appeals on direct appeal was
whether the playing of the interview and the references thereto were designed to draw
meaning from silence. The court summarized its response to Ervin’s claim, stating:
The State did not draw attention to Defendant’s reassertion of his Fifth
Amendment privilege during opening statement, during testimony or in
closing argument. . . . [and] the mere playing of the video itself did not
create an impermissible inference of guilt arising from Defendant’s
invocation of his right to remain silent.
Ervin, 398 S.W.3d at 101. In light of the fact that the United States Supreme Court
has not decided whether a defendant’s assertion of his previously waived Miranda
which the state court renders its judgment). Nonetheless, Salinas indicates that this
is an area of law that remains somewhat unsettled, thus undercutting Ervin’s claim
that the Missouri Court of Appeals unreasonably applied clearly established law. See
Hensley v. Roden, 755 F.3d 724, 734 (1st Cir. 2014) (noting that later law “can help
us gauge how unsettled the law was at the time the operative state court decision was
issued”); Rodriguez v. Chandler, 492 F.3d 863, 865 (7th Cir. 2007) (concluding that
when the law is unsettled, it “normally means that there cannot be federal collateral
relief”).
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rights may be used against him, the Missouri Court of Appeals’s decision that no
Doyle violation occurred did not constitute an unreasonable application of clearly
established federal law. The district court thus did not err in denying Ervin habeas
relief on this ground.
Ervin argues in the alternative that he should be granted habeas relief because
the adjudication of his claim involved an unreasonable determination of the facts.
Under § 2254(d)(2), “habeas relief can be available if the conviction at issue is based
on findings of fact that could not reasonably be derived from the state court
evidentiary record.” Barnes v. Hammer, 765 F.3d 810, 814 (8th Cir. 2014). We
presume that the state court’s findings are correct, however, and the petitioner bears
the burden of rebutting that presumption by clear and convincing evidence. 28
U.S.C. § 2254(e)(1). Moreover, “[t]he existence of some contrary evidence in the
record does not suffice to show that the state court’s factual determination was
unreasonable.” Cole v. Roper, 783 F.3d 707, 711 (8th Cir. 2015).
The Missouri Court of Appeals concluded that even assuming a Doyle
violation, the error was harmless because the overwhelming evidence supported
Ervin’s conviction. Ervin, 398 S.W.3d at 102. In addition to recounting the evidence
set forth above, the court noted that Ervin was not wearing a shirt when T.L.E.
entered the house and told T.L.E. not to tell anyone what he had seen; that law
enforcement discovered J.M.E.’s blood on the kitchen carpet of Ervin’s home; and
that J.M.E.’s injuries are consistent with penetrating anal trauma. Id.
Ervin disputes the court’s characterization of the evidence of his guilt as
overwhelming. He argues that the court ignored the fact that he had not confessed,
that there were no eyewitnesses to the offense, that no evidence of any penetrating
object was ever presented, that no blood or semen was detected in his underwear, that
T.L.E. said that he poked J.M.E. with a pointer, that there were some inconsistencies
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in T.L.E.’s statements, and that T.L.E. never told anyone that he saw Ervin harm
J.M.E.
Whatever the force of Ervin’s recital of the evidence or the lack thereof, it does
not rebut by clear and convincing evidence the presumption of correctness in the state
court’s factual findings. The determination by the Missouri Court of Appeals that any
error was harmless did not constitute an unreasonable determination of the facts, and
thus any error in admitting the video did not have a substantial and injurious effect
on the verdict, foreclosing any entitlement to habeas relief.
The judgment is affirmed.
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