Juan Reyes-Soto v. Loretta E. Lynch , 808 F.3d 369 ( 2015 )

United States Court of Appeals
For the Eighth Circuit
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No. 14-3797
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Juan J. Reyes-Soto
lllllllllllllllllllll Plaintiff - Appellant
v.
Loretta E. Lynch, Attorney General of the United States; Chester S. Moyer, St.
Louis Field Office Director of U.S. Citizenship and Immigration Services; Jeh
Johnson, Secretary of Homeland Security
lllllllllllllllllllll Defendants - Appellees
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Appeal from United States District Court
for the Eastern District of Missouri - St. Louis
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Submitted: September 23, 2015
Filed: December 10, 2015
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Before LOKEN, BEAM, and SHEPHERD, Circuit Judges.
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SHEPHERD, Circuit Judge.
One requirement for naturalization is that the applicant be “a person of good
moral character.” 8 U.S.C. § 1427(a). The United States Citizenship and Immigration
Services (USCIS) determined that because Juan Reyes-Soto had violated South
Carolina Code § 16-23-410, South Carolina’s “Pointing firearm at another person”
statute, he had committed an aggravated felony and thus could not establish “good
moral character.” Reyes-Soto sought review of the decision in district court. The
district court1 reached the same conclusion, that Reyes-Soto could not establish “good
moral character.” Reyes-Soto appeals on the ground that § 16-23-410 does not have
a mens rea requirement, so violation of § 16-23-410 cannot constitute an aggravated
felony. We affirm.
I.
Reyes-Soto is a citizen of Mexico and a lawful permanent resident of the
United States. In 1993, he was indicted for the felony of pointing a firearm at another
person in violation of South Carolina Code § 16-23-410. Reyes-Soto pled guilty and
was sentenced to three years imprisonment, suspended upon either one year
imprisonment or the payment of $500 plus costs with one year probation. Reyes-Soto
selected payment and probation.
Over one decade later, Reyes-Soto filed an N-400 Application for
Naturalization with the USCIS. The USCIS denied Reyes-Soto’s application, finding
that Reyes-Soto’s conviction under § 16-23-410 constituted an aggravated felony and
that as a person who “at any time has been convicted of an aggravated felony,” he was
precluded from establishing the “good moral character” required under 8 U.S.C.
§ 1427(a). Reyes-Soto requested and received a hearing before an immigration
officer. The immigration officer denied Reyes-Soto naturalization based on the same
reasoning.
Reyes-Soto petitioned the district court for review of the immigration officer’s
denial pursuant to 8 U.S.C. § 1421(c). Each party filed a motion for summary
1
The Honorable Audrey G. Fleissig, United States District Judge for the
Eastern District of Missouri.
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judgment. The district court reviewed the USCIS’s determination de novo and
granted the government’s motion for summary judgment, holding that Reyes-Soto’s
conviction qualified as a crime of violence under 18 U.S.C. § 16(b), one “that
naturally involve[s] a person acting in disregard of the risk that physical force might
be used against another in committing an offense,” and thus an aggravated felony.
Reyes-Soto v. Holder, 2014 WL 5427532, at *3 (E.D. Mo. Oct. 24, 2014) (quoting
Leocal v. Ashcroft, 543 U.S. 1, 10 (2004)). Reyes-Soto now appeals.
II.
A.
“We review the district court’s grant of the government’s motion for summary
judgment de novo, viewing the facts in the light most favorable to [Petitioner] and
drawing all reasonable inferences in his favor.” Nyari v. Napolitano, 562 F.3d 916,
920 (8th Cir. 2009). “As the moving party, the government ‘bears the burden of
showing both the absence of a genuine issue of material fact and an entitlement to
judgment as a matter of law.’” Nyari, 562 F.3d at 920 (citing Singletary v. Mo. Dep’t
of Corr., 423 F.3d 886, 890 (8th Cir. 2005)).
“An applicant for naturalization ‘bear[s] the burden of establishing by a
preponderance of the evidence that he or she meets all of the requirements for
naturalization.’” Nyari, 562 F.3d 919 (quoting 8 C.F.R. § 316.2(b)). One of the
requirements that Reyes-Soto must establish to be eligible for naturalization is that
he is “a person of good moral character.” 8 U.S.C. § 1427(a). A person is not of
good moral character if he or she is “one who at any time has been convicted of an
‘aggravated felony.’” 8 U.S.C. § 1101(f)(8). For purposes of naturalization, an
“aggravated felony” is “a crime of violence (as defined in section 16 of Title 18, but
not including a purely political offense) for which the term of imprisonment [is] at
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least one year.”2 8 U.S.C. § 1101(a)(43)(F). Under 18 U.S.C. § 16, a crime of
violence is:
“(a) an offense that has as an element the use, attempted use, or
threatened use of physical force against the person or property of
another, or
(b) any other offense that is a felony and that, by its nature, involves a
substantial risk that physical force against the person or property of
another may be used in the course of committing the offense.”
“The language of § 16 ‘requires us to look to the elements and nature of the
offense of conviction, rather than to the particular facts relating to petitioner’s
crime.’” U.S. v. Torres-Villalobos, 487 F.3d 607, 614 (8th Cir. 2007) (citing Leocal
v. Ashcroft, 543 U.S. 1, 7 (2004)).3 Thus, if pointing a gun at a person in violation
of § 16-23-410 qualifies as a § 16(a) crime of violence, Reyes-Soto does not qualify
for naturalization.4
2
“Any reference to a term of imprisonment or a sentence with respect to an
offense is deemed to include the period of incarceration or confinement ordered by
a court of law regardless of any suspension of the imposition or execution of that
imprisonment or sentence.” Hernandez v. Holder, 760 F.3d 855, 859 (8th Cir. 2014)
(quoting 8 U.S.C. § 1101(a)(48)(B)). It is undisputed that Reyes-Soto received a
three-year suspended sentence. This requirement of an aggravated felony under §
1101(a)(43)(F) is met.
3
Because this court finds that violations of S.C. Code Ann. § 16-23-410 are
categorically § 16(a) crimes of violence, this court need not analyze Reyes-Soto’s
specific conduct.
4
In a Federal Rules of Appellate Procedure 28(j) letter, Reyes-Soto argues that
18 U.S.C. § 16(b) was rendered unconstitutional by Johnson v. United States, 135
S. Ct. 2551 (2015). See Dimaya v. Lynch, 803 F.3d 1110, 1120 (9th Cir. 2015)
(finding the Immigration and Nationality Act’s definition of “aggravated felony”
based on § 16(b) is unconstitutionally vague). This court affirms under § 16(a) and
thus does not address this issue.
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B.
The district court and USCIS found that violation of § 16-23-410 constituted
a crime of violence under § 16(b), and both parties focus their arguments on the
applicability of § 16(b). Reyes-Soto argues that § 16-23-410 is a strict liability crime
and thus does not include a “higher mens rea than [] merely accidental or negligent
conduct,” a requirement of all § 16(b) crimes of violence. Leocal, 543 U.S. at 11.
The government argues that § 16-23-410 has as an element the mens rea of intent to
present or point a firearm in a threatening manner. The district court, citing In re
Spencer R., found that § 16-23-410 includes as an element the intent to “offer to view
[a firearm] in a threatening manner, or . . . show in a threatening manner.” 387 S.C.
517, 522-23, 692 S.E.2d 569, 572 (S.C. Ct. App. 2010). We agree with the district
court that § 16-23-410 does include as an element the intent to threaten. However,
in order for § 16-23-410 to be a crime of violence under § 16(b), it additionally needs
to “involve[] a substantial risk that physical force against the person or property of
another may be used in the course of committing the offense.” For this reason, we
conclude that § 16-23-410 is more easily analyzed with respect to § 16(a), which
describes crimes of violence which include as an element the “threatened use of
physical force against the person or property of another.”5
The South Carolina Supreme Court has not determined whether intent to
threaten or present in a threatening manner is an element of § 16-23-410. As a result,
5
This court has found that where a statute requires intentional pointing of a
firearm or displaying of a firearm in a threatening manner, violation of the statute
categorically qualifies as a crime that “has as an element the use, attempted use, or
threatened use of physical force against the person of another.” U.S. v. Maid, 772
F.3d 1118, 1120-21 (8th Cir. 2014) (finding that violation of an Iowa statute
prohibiting “[i]ntentionally point[ing] any firearm toward another, or display[ing] in
a threatening manner any dangerous weapon toward another,” categorically qualified
as a crime of violence under sentencing guideline USSG § 4B1.2(a)(1)).
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this court must predict how the South Carolina Supreme Court would resolve this
issue. See United Fire & Cas. Ins. Co. v. Garvey, 328 F.3d 411, 413 (8th Cir. 2003)
(citing Jackson v. Anchor Packing Co., 994 F.2d 1295, 1301 (8th Cir. 1993)).
Decisions of the “various intermediate appellate courts are not [binding, but] they are
persuasive authority, and [we] must follow them when they are the best evidence of
what [state] law is.” Id. (citing Marvin Lumber & Cedar Co. v. PPG Indus., Inc., 223
F.3d 873, 883 (8th Cir. 2000)). For questions of state law, the United States Supreme
Court’s custom is ordinarily “to defer to the interpretation of the Court of Appeals for
the Circuit in which the State is located.” Elk Grove Unified Sch. Dist. v. Newdow,
542 U.S. 1, 16 (2004), abrogated on other grounds by Intern., Inc. v. Static Control
Components, Inc., 134 S. Ct. 1377 (2014).
South Carolina and Fourth Circuit precedent indicate that pointing a firearm
in violation of § 16-23-410 is a § 16(a) crime of violence. See United States v. King,
673 F.3d 274, 280 (4th Cir. 2012); In re Spencer R., 692 S.E.2d at 572. The elements
of § 16-23-410 are “(1) pointing or presenting; (2) a loaded or unloaded firearm; (3)
at another.” State v. Burton, 356 S.C. 259, 264, 356 S.E.2d 6, 8 (2003). Courts have
found that § 16-23-410 also includes an implied mens rea element of intent to
threaten or in a threatening manner, as well. See In re Spencer R., 692 S.E.2d at 572;
see also Staples v. United States, 511 U.S. 600, 605 (1994) (“[S]ilence on [the point
of mens rea] does not necessarily suggest that Congress intended to dispense with a
conventional mens rea element . . . we must construe the statute in light of the
background rules of the common law, . . . in which the requirement of some mens rea
for a crime is firmly embedded.”) (internal citations omitted).
In In re Spencer R., the Court of Appeals for South Carolina upheld a
conviction under § 16-23-410 for showing a gun to another in a threatening manner.
692 S.E.2d at 573. Spencer R. threatened to shoot a fellow student. Id. Later, he sat
near the bus stop where that student would be dropped off, holding an assault rifle in
plain view and glaring. Id. at 571. The student, an adult, and another student passed
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by. Id. The court upheld Spencer R.’s conviction regarding only the student Spencer
R. had previously threatened to shoot. Id. at 573. The court determined that because
“present[ing]” a gun was parallel to “point[ing]” a gun within the statute, “to present”
a gun meant “to offer to view in a threatening manner, or to show in a threatening
manner.” Id. at 572. The court also relied on other states’ firearm pointing and
presenting statutes which include as an element the intent to threaten in concluding
that “a threatening manner” is an element of § 16-23-410. Id. (citing State v.
Overshon, 528 S.W.2d 142 (Mo. Ct. App. 1975); People v. Sanders, 11 Cal. 4th 475,
905 P.2d 420 (1995)).
Reyes-Soto counters that the intent to threaten only applies to presenting a
weapon and not to pointing. However, in applying a mens rea element to
“presenting,” without discussing the mens rea associated with pointing, “[In re
Spencer R.] implie[d] that, if anything, pointing is the more obviously threatening and
intentional act.” Cole v. U.S. Atty. Gen., 712 F.3d 517, 527 (11th Cir. 2013) (cert.
denied, 134 S. Ct. 158 (2013)) (discussing In re Spencer R.’s description of pointing
as overt compared to “the more passive action of showing or displaying a firearm in
a threatening or menacing manner.” 692 S.E.2d at 572 ). The Fourth Circuit endorsed
this view of In re Spencer R. in United States v. King, finding that “the two
disjunctively worded terms[, pointing and presenting,] stand on equal footing by both
requiring threatening behavior.” 673 F.3d at 280 n. 4. Based on this reasoning, the
court found that an offender “must point, present, or show a firearm at another in a
threatening manner to be convicted” under § 16-23-410, and thus § 16-23-410 “has
as an element the . . . threatened use of physical force against the person of another.”
Id. at 280.
Relying on this precedent, this court holds that § 16-23-410 cannot be violated
without the “threatened use of physical force against the person or property of
another.” 18 U.S.C. § 16(a). Thus, violation of § 16-23-410 is categorically a crime
of violence under § 16(a) and constitutes an aggravated felony under
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§ 1101(a)(43)(F). Because Reyes-Soto has an aggravated felony conviction, he is not
considered to be “a person of good moral character” as required by § 1427(a), and the
district court properly denied his petition for naturalization.
III.
We affirm the district court’s ruling that Reyes-Soto, in violating § 16-23-410,
committed an aggravated felony and is not eligible for naturalization.
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