Stella A. Dush v. Appleton Electric ( 1997 )


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  •                          United States Court of Appeals
    FOR THE EIGHTH CIRCUIT
    _____________
    No. 96-3289
    _____________
    Stella A. Dush,                     *
    *
    Plaintiff - Appellant, *
    * Appeal from the United States
    v.                            * District Court for the District
    * of Nebraska.
    Appleton Electric Company,          *
    *
    Defendant - Appellee.    *
    _____________
    Submitted: March 14, 1997
    Filed:   August 28, 1997
    _____________
    Before McMILLIAN, FLOYD R. GIBSON, and HANSEN, Circuit Judges.
    _____________
    FLOYD R. GIBSON, Circuit Judge.
    Appellant Stella A. Dush filed this lawsuit against her former
    employer, appellee Appleton Electric Company ("Appleton"), claiming that
    Appleton fired1 her in violation of the Americans with Disabilities Act of
    1990 ("ADA"), 42 U.S.C. §§ 12101-12213
    1
    In addition to the wrongful discharge claim, Dush also included in her
    Complaint a cause of action premised upon Appleton's alleged harassment of her. The
    district court, however, granted the company's motion to dismiss the harassment count,
    and Dush does not challenge that decision on this appeal.
    (1994 & Supp. I 1995). On motion for summary judgment, the district court2
    ruled that Dush's characterization of herself as "totally disabled" in a
    previous workers' compensation proceeding estopped her from introducing
    evidence in this action that she was, for purposes of the ADA, a "qualified
    individual with a disability" at the time of her discharge. Accordingly,
    the court reasoned that it would be impossible for Dush to establish a
    prima facie case of unlawful discrimination; it thus entered summary
    judgment in favor of Appleton, and this appeal followed. Based on our
    conclusion that Dush has failed to demonstrate the existence of a genuine
    issue of material fact as to an essential element of her claim, we affirm
    the district court's judgment.
    I.   BACKGROUND
    Dush injured her back at some uncertain time in December of 1991 while
    performing a "straight pack" job at Appleton's Columbus, Nebraska plant.
    As a result, Dush contacted her family physician, Dr. Klutman, during
    January of 1992.     Dr. Klutman referred Dush for physical therapy to
    Columbus Community Hospital. On doctor's orders, Dush was off work from
    January 7, 1992 until January 19, 1992, and throughout that period attended
    seven physical therapy sessions. Dush's physical therapist, Terri Buck,
    released her to commence light duty work for four hours per day beginning
    January 21, 1992.      Appleton honored these restrictions and promptly
    transferred Dush to a part-time light duty job.
    Upon returning to work, Dush found that her labors caused her to
    experience severe back pain. Therefore, on January 27, 1992, she once
    again visited Dr. Klutman, and a CAT scan he ordered revealed a ruptured
    disc in Dush's lower spine. Though Dush's treating physicians approved her
    to resume light duty work on February 10, 1992, the discovery of the
    ruptured disc prompted Dr. Klutman to refer Dush to a
    2
    The HONORABLE WILLIAM G. CAMBRIDGE, Chief United States District
    Judge for the District of Nebraska.
    -2-
    neurosurgeon, Dr. John Fox, for treatment.      Dr. Fox did not feel that
    Dush's ailment required surgery, so he, in turn, instructed Dush to see Dr.
    Antonio Manahan, a specialist in rehabilitative medicine, for conservative
    care.
    Dush was again off work from March 3, 1992, the date of her first
    appointment with Dr. Manahan, until April 19 of that year. On April 19,
    Dr. Manahan cleared Dush to return to work for four hours per day with the
    restriction that she not lift more than five to ten pounds. In addition,
    Dr. Manahan suggested that, over time, Dush might attempt to increase her
    working hours from four to six and, eventually, eight per day. For the
    remainder of her tenure with Appleton, however, Dush was unable to
    regularly perform her job for shifts exceeding four hours.
    Between May 1992 and January 1993, Dush submitted to physical exams
    by three doctors hired by Appleton. She saw Dr. Richard Cimpl on May 4,
    1992, and she visited Dr. Michael O'Neil in October.         Both of these
    orthopedic surgeons concurred in the course of treatment chosen by Dr.
    Manahan. But given Dush's minimal medical improvement over a significant
    period of time, Appleton asked her to consult Dr. Anil Agarwal on January
    5, 1993. Following this appointment, Dr. Agarwal issued a report in which
    he advised the company that Dush could immediately start working six hour
    days and could, within two weeks, return to full eight hour shifts. At the
    same time, though, Dush's personal physician, Dr. Manahan, continued to
    recommend that she
    -3-
    work no more than four hours per day,3 and Dush faithfully notified Appleton
    of Dr. Manahan's advice to her.
    Despite her knowledge of the contents of Dr. Agarwal's report, and
    based upon Dr. Manahan's contradictory instructions, Dush maintained her
    schedule of four hour work days. On March 1, 1993, Dush's supervisors
    informed her that if she did not begin working eight hours per day she
    would be subject to disciplinary action under Appleton's absentee policy.
    Dush still declined to undertake a customary working schedule.
    Consequently, in reliance upon Dr. Agarwal's conclusions, the company
    disciplined Dush in four progressive steps, beginning with an employee
    consultation on March 18, 1993, and ending with her discharge for
    absenteeism on May 21, 1993.
    On October 19, 1993, Dush filed with the Nebraska Workers'
    Compensation Court a petition seeking an award of temporary total
    disability benefits and recovery of medical expenses resulting from the
    back injury she suffered while employed at Appleton, which was named as the
    defendant. In her petition, Dush alleged that an accident on January 6,
    1992 rendered her "temporarily and totally disabled." Appellant's App. at
    214. To support her claim, Dush submitted to the court, inter alia, a
    "Vocational Evaluation and Earning Capacity Assessment" prepared by North
    Central Rehabilitation, Inc.     This report summarized Dush's subjective
    complaints of pain as follows:
    3
    It appears that Dush experienced considerable discomfort even when she
    adhered to the restrictions Dr. Manahan placed upon her. Via deposition testimony,
    Dr. Manahan disclosed that Dush, during a May 19, 1992 appointment with him,
    indicated that her "first two hours [of work were] comfortable but the second or the
    succeeding -- the rest of the two hours she was having a lot of pain." Appellant's App.
    at 374. This point is reinforced by reference to a letter penned by Dr. Manahan on
    February 11, 1994. In that correspondence, the physician mentioned that Dush had "a
    lot of problems" with her light duty job. 
    Id. at 226.
    -4-
    Regarding physical abilities and limitations, the injured
    worker indicated that she experiences pain following standing
    for 10-15 minutes, is unable to climb stairs, unable to bend,
    cannot reach when it requires her to bend her back, experiences
    numbness in her legs and feet when sitting, has difficulty
    walking, except with a grocery cart that she uses for support
    when grocery shopping, can only lift a maximum of 5-10 pounds,
    without twisting, bending and stooping and is unable to drive
    because of her inability to use foot pedals.
    
    Id. at 217-18.
       Not surprisingly, the author of the assessment, Gail
    Leonhardt, surmised that Dush was "unemployable" when she lost her job at
    Appleton. 
    Id. at 220.
    The workers' compensation court agreed. Following an adversarial
    hearing, the court determined that Dush was temporarily totally disabled
    and awarded her medical expenses and appropriate benefits for (1) certain
    periods of time while she was employed at Appleton, but on medical leave,
    (2) a period spanning from the date of her termination until the date of
    the hearing, and (3) "thereafter and in addition thereto, . . . for so
    long in the future as [Dush] shall remain totally disabled as a result of
    said accident and injury."4 
    Id. at 73.
    In approving this award, the court
    took note of the fact that Dush had worked for some time in a light duty,
    reduced hours job at Appleton. Nonetheless, the presiding officer resolved
    that, given Dush's "pain and continuing treatment," she would be "unable
    to continue this light duty employment on any long term sustained basis."
    
    Id. at 71.
    In early 1995, Dush initiated this suit against Appleton, alleging
    that the company violated the ADA by "discriminating" against her because
    of her back injury. Specifically, Dush claimed that the company failed to
    provide her with appropriate
    4
    Indeed, at oral argument in this appeal, Appleton's attorney informed the panel
    that Dush at that time continued to receive total disability benefits.
    -5-
    accommodations, wrongfully terminated her due to her disability,5 and
    harassed her. Elaborating upon her claim of harassment, Dush alleged that
    Appleton's behavior caused her to overextend her physical abilities, "which
    resulted in her complete, total and permanent disability." 
    Id. at 3.
    Dush
    further explicated that she had "sustained significant physical injury
    resulting in her permanent disability," 
    id. at 3-4,
    and she sought relief
    by way of, among other things, compensation for her "loss of earnings
    because of her permanent and total disability, and her loss of wages
    throughout [her] working life," 
    id. at 4.6
    On motion for summary judgment, Appleton asserted that Dush could not
    recover because she would be unable to prove that she was, at the time of
    her discharge, a "qualified individual with a disability" under the ADA.
    In particular, through arguments founded upon principles of collateral and
    judicial estoppel, Appleton averred that Dush's representations and
    pleadings of total disability before the Nebraska Workers' Compensation
    Court and the district court7 precluded her from establishing
    5
    The district court and the parties have evidently treated the "failure to
    accommodate" and "wrongful discharge" grounds for relief as one and the same, so we
    will do likewise.
    6
    During questioning at her deposition, Dush testified that she agreed with the
    representation in her Complaint that she had sustained an injury "which resulted in her
    complete, total, and permanent disability." Appellant's App. at 194-95.
    7
    Appleton buttressed its motion with the allegations of total disability contained
    in Dush's Complaint, and the company also adverted to certain statements Dush made
    in her deposition in this case. For example, when asked whether she agreed "with the
    workers' comp[ensation] decision that [she was] totally disabled from the time of [her]
    discharge on May 21[, 1993] through the date of th[e workers' compensation] award,"
    Appellant's App. at 177, Dush responded, "Yes, I think so," 
    id. at 178.
    In an eleventh hour affidavit submitted in opposition to Appleton's motion for
    summary judgment, Dush insisted that, as a layperson, she had "no information or
    knowledge as to the legal definition of th[e] term 'total disability[.']" 
    Id. at 30.
    At the
    deposition itself, however, Dush confirmed that she understood "total disability" to
    mean that she "couldn't work at all." 
    Id. at 192-93.
    -6-
    that she could perform the essential functions of her job with or without
    reasonable accommodation.
    By a Memorandum Opinion and Order dated August 1, 1996, the district
    court granted Appleton's motion for summary judgment. Finding persuasive
    the company's arguments, the court ruled that "an individual who has
    previously claimed to be totally disabled should be estopped from later
    claiming to be a 'qualified individual with a disability' during the time
    period in which that individual claimed to have been totally disabled."
    Appellant's App. at 49. Dush's disagreement with this proposition resulted
    in her timely perfection of this appeal. While we find it unnecessary in
    the present matter to adopt a concrete position on the estoppel theory
    embraced by the district court, we affirm because we conclude that Dush has
    failed to proffer genuine issues of material fact sufficient to overcome
    Appleton's summary judgment motion.
    II.   DISCUSSION
    In her brief, Dush takes care to remind us that Congress enacted the
    ADA to counteract "the continuing existence of unfair and unnecessary
    discrimination and prejudice [which] denies people with disabilities the
    opportunity to compete on an equal basis and to pursue those opportunities
    for which our free society is justifiably famous." 42 U.S.C. § 12101(a)(9)
    (1994). Appleton does not, and cannot, dispute this laudable purpose of
    the Act. When interpreting remedial statutes, however, it is invariably
    necessary to temper generalized recitations of legislative purpose with the
    precise language used to define a law's parameters.         This appeal is
    illustrative. To be sure, Congress passed the ADA in a noble effort to
    eradicate the widespread and senseless discrimination which had for so long
    persisted against those perceived to be "disabled." Nevertheless, a court
    of law must venture beyond such sweeping
    -7-
    abstractions and ask various questions which, without a doubt, will fail
    to produce the sort of emotional thunder often engendered by broadly worded
    statements of remedial intent, but which are indispensable to a meaningful
    application of a statute. One query requires us to ponder who, in fact,
    are the intended beneficiaries of a law; in the context of the ADA, we must
    consider who, exactly, are those persons against whom Congress desired to
    prevent discrimination. As is usually so, Congress has provided the answer
    in the language of the statute itself: The ADA was designed to prevent an
    employer from discriminating against "a qualified individual with a
    disability." 42 U.S.C. § 12112(a) (1994). Congress has supplied even
    further direction by explaining that a qualified individual with a
    disability is a person "with a disability who, with or without reasonable
    accommodation, can perform the essential functions of the employment
    position that such individual holds or desires." 
    Id. § 12111(8).
    Naturally, then, the courts have required an ADA plaintiff to prove
    as part of her prima facie case that she does, in fact, fall within the
    class of individuals created by these definitional requirements. See,
    e.g., Price v. S-B Power Tool, 
    75 F.3d 362
    , 365 (8th Cir.) (listing
    components of prima facie case), cert. denied, 
    117 S. Ct. 274
    (1996). In
    granting Appleton's motion for summary judgment, the district court
    determined that Dush's cause of action foundered on this very point. That
    is, the court believed that Dush could not succeed on her claim because she
    would be unable to prove that she could, with or without reasonable
    accommodation, perform the essential functions of her job at Appleton.
    Underlying the district court's analysis was the fact that Dush had
    previously represented to the Nebraska Workers' Compensation Court that she
    was totally disabled and unemployable. According to the court, because she
    made those allegations before the state administrative tribunal, Dush would
    be estopped from introducing evidence at trial that she could, after all,
    perform the essential functions of her job at Appleton. Thus, her suit
    would necessarily fail due to a dearth of proof on a fundamental element
    of her prima facie case.
    -8-
    By grounding its order granting summary judgment in principles of
    estoppel, the district court bounded headlong into what has recently become
    a hotly litigated and contentious issue. A significant number of federal
    courts have, like the district court, decided that a person who
    characterizes herself as "totally disabled" in order to receive state,
    federal, or even insurance benefits will normally be estopped from proving
    that she is a qualified individual with a disability within the meaning of
    the ADA or similar state laws. See, e.g., McNemar v. Disney Store, Inc.,
    
    91 F.3d 610
    , 616-21 (3d Cir. 1996) (deciding that district court did not
    abuse its discretion when it applied judicial estoppel as a per se bar to
    prevent a disability claimant with AIDS from proving she was a qualified
    individual with a disability), cert. denied, 
    117 S. Ct. 958
    (1997); Lowe
    v. Angelo's Italian Foods, Inc., 
    966 F. Supp. 1036
    , 1037 (D. Kan. 1997)
    ("[W]hen an employee represents that he or she is totally disabled in order
    to receive disability benefits, that employee is estopped from claiming
    that he or she can perform the essential function of the job with or
    without reasonable accommodation."); Thomas v. Fort Myers Hous. Auth., 
    955 F. Supp. 1463
    , 1466 (M.D. Fla. 1997) (applying equitable estoppel where ADA
    plaintiff had received social security benefits based on representation
    that he was "totally disabled"); Violette v. International Bus. Machs.
    Corp., 
    962 F. Supp. 446
    , 449 (D. Vt. 1996) ("A finding of . . . a
    disability [for social security purposes] estops a plaintiff from claiming
    he is a 'qualified individual.'"), aff'd, 
    116 F.3d 466
    (2d Cir. 1997).
    Different courts have positioned themselves on the other side of this
    dispute, holding that one who represents herself as "totally disabled" for
    purposes extraneous to the ADA should still have an opportunity to recover
    under that statute. See, e.g., Swanks v. Washington Metro. Area Transit
    Auth., 
    116 F.3d 582
    , 584-87 (D.C. Cir. 1997) (agreeing with both the Social
    Security Administration and the Equal Employment Opportunity Commission
    that the receipt of social security disability benefits does not stand as
    an absolute bar to ADA claims); Sumner v. Michelin N. Am., Inc., No. CIV.
    A. 96-T-313-E, 
    1997 WL 329588
    , at *7 (M.D. Ala. June 13, 1997) ("[A] person
    may be totally and permanently disabled for workers' compensation purposes
    and yet still be able to perform a position's essential functions with or
    without reasonable accommodation."); Mohamed v. Marriott Int'l, Inc., 944
    F.
    -9-
    Supp. 277, 281-84 (S.D.N.Y. 1996) (deeming it inappropriate to utilize
    judicial estoppel because, among other factors, differences exist in
    definitions employed by the relevant statutes); Smith v. Dovenmuehle
    Mortgage, Inc., 
    859 F. Supp. 1138
    , 1142 (N.D. Ill. 1994) (commenting that
    use of judicial estoppel under similar circumstances would "place plaintiff
    in the untenable position of choosing between his right to seek disability
    benefits and his right to seek redress for an alleged violation of the
    -10-
    ADA").     Our approach to this issue is less than clear,8 and we do not find
    8
    Approximately one year ago we issued two opinions which, at first blush, would
    appear to make it significantly more difficult to hold that judicial estoppel will, as a per
    se rule, prevent a person who has claimed to be totally disabled from subsequently
    proving that she is a qualified individual with a disability. In the most notable of these
    decisions, Robinson v. Neodata Servs., Inc., 
    94 F.3d 499
    , 501-02 (8th Cir. 1996), we
    rejected the ADA claimant's contention that her status as "totally disabled" for purposes
    of social security benefits proved as a matter of course that she was "disabled" under
    the ADA. We observed, "Social Security determinations . . . are not synonymous with
    a determination of whether a plaintiff is a 'qualified person' for purposes of the ADA.
    At best, the Social Security determination was evidence for the trial court to consider
    in making its own independent determination." 
    Id. at 502
    n.2 (citation omitted); see
    also Eback v. Chater, 
    94 F.3d 410
    , 412 (8th Cir. 1996) (quoting with approval a
    statement from the Associate Commissioner of Social Security declaring that "the ADA
    and the disability provisions of the Social Security Act have different purposes and
    have no direct relationship to each other").
    Less than five months after releasing the Robinson and Eback decisions, we
    rendered an opinion in Budd v. ADT Sec. Sys., 
    103 F.3d 699
    (8th Cir. 1996) (per
    curiam). In that case, we indicated that the district court had properly applied estoppel
    to preclude an ADA claimant from proving he could perform the job in question where,
    in applying for social security and disability insurance benefits, the claimant "made
    representations about his own physical abilities that [were] completely at odds with the
    theory of his lawsuit." 
    Id. at 700;
    cf. Beauford v. Father Flanagan's Boys' Home, 
    831 F.2d 768
    , 771-72 (8th Cir. 1987) (deciding only that § 504 of the former Rehabilitation
    Act did not cover those who, without question, could no longer perform their jobs),
    cert. denied, 
    485 U.S. 938
    (1988).
    Because we determine that summary judgment was otherwise justified, it would
    be unwise at this juncture for us to attempt to reconcile these cases. Instead, we leave
    for another day the question of whether and to what extent judicial estoppel, or some
    other form of estoppel, will operate to prohibit someone who has formerly claimed to
    be "totally disabled" from making out a prima facie ADA case. We do find it necessary
    to mention, with due respect to the D.C. Circuit, that we do not think this Court has,
    as yet, firmly entrenched itself within any of the camps of divergent opinions on this
    issue. See 
    Swanks, 116 F.3d at 586
    (suggesting this Court has held that the receipt of
    -11-
    it necessary, for instant
    disability benefits does not preclude subsequent ADA relief). As we see it, the issue,
    at least for the time being, remains open in our Circuit.
    -12-
    purposes, to authoritatively define our stance on the matter. Rather, we
    affirm the district court's entry of summary judgment pursuant to
    principles which have more general application to rulings of that sort.
    See Kennedy v. Applause, Inc., 
    90 F.3d 1477
    , 1481 n.3 (9th Cir. 1996)
    (regarding it unnecessary to consider judicial estoppel where there was no
    genuine issue of material fact relating to pertinent issue).
    It is axiomatic that summary judgment is warranted only if, "after
    viewing the evidence in the light most favorable to the nonmoving party,
    there exists no genuine issue of material fact and the moving party is
    entitled to judgment as a matter of law." F.D.I.C. v. Bell, 
    106 F.3d 258
    ,
    263 (8th Cir. 1997). After the moving party has fulfilled its burden of
    identifying the portions of the record which demonstrate an absence of a
    genuine issue of material fact, the nonmoving party must "'set forth
    specific facts showing that there is a genuine issue for trial.'" Handeen
    v. Lemaire, 
    112 F.3d 1339
    , 1346 (8th Cir. 1997) (quoting Anderson v.
    Liberty Lobby, Inc., 
    477 U.S. 242
    , 256 (1986)). To avoid the entry of an
    adverse judgment, it is incumbent upon the nonmoving party to support its
    case with "more than a scintilla of evidence."      
    Bell, 106 F.3d at 263
    (quotation omitted). "Where the record taken as a whole could not lead a
    rational   trier of fact to find for the nonmoving party, there is no
    genuine issue for trial." Matsushita Elec. Indus. Co. v. Zenith Radio
    Corp., 
    475 U.S. 574
    , 587 (1986) (quotation omitted).
    -13-
    In evaluating whether a genuine issue of material fact exists to show
    that a person was, at relevant times, a qualified individual with a
    disability, special attention must be given to the circumstances
    surrounding the case. Where, as here, the party opposing the motion has
    made sworn statements attesting to her total disability and has actually
    received payments as a result of her condition, the courts should carefully
    scrutinize the evidence she marshals in an attempt to show she is covered
    by the ADA. The burden faced by ADA claimants in this position is, by
    their own making, particularly cumbersome, for summary judgment should
    issue unless there is "strong countervailing evidence that the employee .
    . . is, in fact, qualified." 
    Mohamed, 944 F. Supp. at 282
    . Typically,
    "the prior representations [of total disability] carry sufficient weight
    to grant summary judgment against the plaintiff." Id.; see also 
    Kennedy, 90 F.3d at 1481
    (finding summary judgment proper, and avoiding judicial
    estoppel question, where ADA claimant, who had professed to be "totally
    disabled" for other purposes, resisted summary judgment with deposition
    testimony that was "uncorroborated and self-serving"); August v. Offices
    Unlimited, Inc., 
    981 F.2d 576
    , 581-84 (1st Cir. 1992) (failing to discern
    a genuine issue of material fact in analogous situation).
    Turning at last to the record before us, and reviewing the entry of
    summary judgment de novo, see Handeen, 
    112 F.3d 1347
    , we decide that the
    district court properly concluded there was no genuine issue of material
    fact as to whether Dush was a qualified individual with a disability on the
    date of her termination. The evidence presented by Appleton in support of
    its motion was, to say the least, compelling. Not only had Dush previously
    labeled herself as "totally disabled" and been adjudicated as such by the
    Nebraska Workers' Compensation Court, but her Complaint in this very case
    also averred that Appleton's conduct resulted in her "complete, total and
    permanent disability." Cf. Garman v. Griffin, 
    666 F.2d 1156
    , 1158 (8th
    Cir. 1981) ("Where a party has made a statement in a pleading about his own
    conduct which is at variance with his position in the matter being
    litigated, the evidence is generally admitted.").        Pertinent medical
    records are consistent with these representations.
    -14-
    Dush's personal physician, Dr. Manahan, reported that Dush had "a lot of
    problems" even in light duty employment, and the author of a "Vocational
    Evaluation and Earning Capacity Assessment" regarded Dush as "unemployable"
    when she lost her job at Appleton. On top of this evidence, which in
    itself is substantial, lies Dush's sworn testimony during her deposition
    for this case. In that proceeding, Dush agreed with the state workers'
    compensation court that she was totally disabled from the time of her
    discharge, and she additionally stated that her Complaint correctly
    described her as completely disabled.
    To counter these damaging facts, Dush first maintains that she
    satisfactorily performed her job until the time that she was fired. Though
    this circumstance assuredly has some relevance to the appeal sub judice,
    its significance pales in comparison to the contrary evidence collected by
    Appleton. In any event, in a case like this one, where wrongful discharge
    is the focus of our inquiry, the key concern is whether the employee was
    a qualified individual at the time of her termination. See 
    August, 981 F.2d at 583
    (finding "no merit" in contention that relevant date in
    wrongful discharge action should be some time other than the date of
    termination).    The overwhelming majority of medical records and other
    evidence show that Dush was completely unable to work as of the day of her
    discharge. Though it is admirable that Dush continued to press on through
    what apparently was substantial pain, her personal doctor verifies that she
    did so only with "a lot of problems." Based on the record as a whole any
    rational trier of fact would inevitably decide that by May 21, 1993, Dush
    had, as a practical matter, persisted as long as possible and finally found
    -15-
    it necessary to succumb to the ailment that beset her.9                     The Nebraska
    Workers' Compensation Court, health care professionals,
    9
    In reaching this conclusion, we are not unmindful of the fact that Appleton fired
    Dush due to her refusal to assume more hours per day. But just because the company
    incorrectly believed, based on Dr. Agarwal's report, that Dush could return to work
    does not mean that she truly was a qualified individual with a disability. Indeed, Dr.
    Agarwal's assessment was not materially different from the evaluation of every other
    doctor who had treated Dush -- all encouraged her to gradually return to a normal
    working schedule.
    Still, it is our task to decide whether any rational juror could find that Dush was
    a qualified individual with a disability on May 21, 1993. As to that point in time, the
    evidence is almost uniform that Dush was not qualified under the ADA, but was rather
    "totally disabled" and "unemployable." Cognizant of the enhanced burden Dush faces
    under the present circumstances, we hold that she has not advanced "strong
    countervailing evidence" that would cause reasonable minds to differ over whether she
    was able to perform the essential functions of her job, with or without accommodation,
    on the date of her discharge.
    -16-
    and Dush herself are in accord that she was "totally disabled" and
    "unemployable" as of that date, and Dush has not come forth with "strong
    countervailing evidence that [she was], in fact, qualified." 
    Mohamed, 944 F. Supp. at 282
    .
    Dush also contends that we should discount the statements she made in
    her deposition because she is a layperson with "no information or knowledge
    as to the legal definition of th[e] term 'total disability[.']"
    Appellant's App. at 30. The force of Dush's assertion does not escape us,
    and we cannot rule out the possibility that, in a proper situation, we
    might see fit to look past a nonlawyer's unknowing and unintended
    concession on a discrete question of law. This, however, is not that case.
    Dush's knowledge of the exact legal definition of the term "total
    disability" is irrelevant in light of further testimony she gave at her
    deposition. Importantly, she indicated that she believes the phrase to
    mean that she "couldn't work at all." Thus, notwithstanding Dush's alleged
    ignorance of the law, the transcript of her deposition reveals that she
    defines the term in a manner completely at odds with the concept of being
    a qualified individual with a disability. As such, we are comfortable that
    Dush possesses a clear enough understanding of "total disability" to
    justify holding her to her admission.
    Finally, Dush posits that being "totally disabled" for purposes of
    Nebraska's workers' compensation law has no bearing on the question of
    whether she is a qualified
    -17-
    individual with a disability.10     This is because the ADA includes the
    concept of "reasonable accommodation," whereas workers' compensation law
    does not. Cf. Sumner, 
    1997 WL 329588
    , at *7 ("[A] person may be totally
    and permanently disabled for workers' compensation purposes and yet still
    be able to perform a position's essential functions with or without
    reasonable accommodation.").     According to Dush, she could have been
    totally disabled under Nebraska law, but still have been able to perform
    the essential functions of her job with a reasonable accommodation (namely,
    reduced hours).11    Compare 42 U.S.C. § 12112(a), (b)(1)(5)(A) (1994)
    (clarifying   that    a  "covered    entity"   must   provide   "reasonable
    accommodations" for qualified individuals with disabilities), with Heiliger
    v. Walters & Heiliger Elec., Inc., 
    461 N.W.2d 565
    , 574 (Neb. 1990) ("Total
    disability may be found in the case of workers who, while not altogether
    incapacitated for work, are so handicapped that they will not be employed
    regularly in any well-known branch of the labor market. The essence of the
    test is the probable dependability with which claimant can sell his
    services in a competitive labor market, undistorted by such factors as
    business booms, sympathy of a particular employer or friends, temporary
    good luck, or the superhuman efforts of the claimant to rise above his
    crippling handicaps." (quotation and alteration omitted)). The problem
    with this contention, however, is that the workers' compensation court
    addressed the
    10
    Of course, this argument cannot explain away other, equally incriminating,
    items of evidence, such as Dush's inclusion within her ADA Complaint of an averment
    that she is completely, totally, and permanently disabled.
    11
    Assuming this is true, it creates somewhat of a paradox for Dush. For, on the
    one hand, she seeks to take refuge in the precise definition of "total disability" under
    Nebraska law, with the term's accompanying exceptions. At the same time, though, she
    asks to be released from her admission on this point because she was not, in actuality,
    aware of this definition. We realize that Dush might have intended to proffer these
    arguments in the alternative (that is, even if Dush admitted in her deposition that she
    was totally disabled, it should not affect her ability to recover under the ADA).
    Nonetheless, we cannot help but be troubled by this inherent inconsistency, particularly
    when it arises within a case which itself suggests an attempt to succeed on a theory
    which conflicts with a party's previous position.
    -18-
    issue of shorter shifts and specifically ruled that Dush was "unable to
    continue this light duty employment on any long term sustained basis." At
    least in this case, then, the workers' compensation proceedings in Nebraska
    did, indeed, take into account the only reasonable accommodation which Dush
    now asserts would have allowed her to perform her job. Consequently, the
    state administrative tribunal's characterization of Dush as "totally
    disabled" was equivalent to a finding that she was not qualified under the
    ADA.
    Essentially, Dush has attacked the evidence against her on a number
    of fronts,    advancing diverse arguments in support of her theory that
    certain aspects of the record are of minimal probative value. As discussed
    above, while some of Dush's claims are, in principle, sound, they are
    weakened by the circumstances of this case. In any event, even were we to
    disregard one or the other piece of evidence Appleton has proffered, the
    record as a whole would remain sufficient to justify summary judgment. In
    the end, despite Dush's valiant attempts to refute the wealth of facts
    showing that she was not a qualified individual with a disability, the
    evidence she has mustered does not represent "strong countervailing
    evidence" sufficient to defeat summary judgment. The record as a whole
    could not give rise to a genuine issue of material fact on the question of
    whether Dush, "with or without reasonable accommodation, [could] perform
    the essential functions of [her job at Appleton]." 42 U.S.C. § 12111(8).
    As a result, the district court correctly entered summary judgment in favor
    of the company.
    III.   CONCLUSION
    Because Dush has failed to establish a genuine issue of material fact
    on an essential element of her prima facie case, we affirm the district
    court's judgment.
    AFFIRMED.
    A true copy.
    -19-
    Attest:
    CLERK, U. S. COURT OF APPEALS, EIGHTH CIRCUIT.
    -20-
    

Document Info

Docket Number: 96-3289

Filed Date: 8/28/1997

Precedential Status: Precedential

Modified Date: 10/13/2015

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