United States v. Gary Apker ( 2001 )

United States Court of Appeals
FOR THE EIGHTH CIRCUIT
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No. 99-3549
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United States of America, *
*
Appellee, *
* Appeal from the United States
v. * District Court for the
* District of Nebraska.
Gary Apker, *
*
Appellant. *
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Submitted: October 19, 2000
Filed: February 28, 2001
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Before HANSEN, MURPHY, and BYE, Circuit Judges.
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HANSEN, Circuit Judge.
Gary Apker appeals the denial of his 28 U.S.C. § 2255 motion to vacate, set
aside, or correct his sentence. We reverse and remand.
I.
Apker was involved in a large-scale conspiracy to distribute methamphetamine
between 1988 and 1990.1 Apker was charged in a 33-count superseding indictment.
Apker agreed to enter a conditional plea of guilty to a one-count information charging
him with a single violation of 18 U.S.C. § 924(c), using or carrying a firearm equipped
with a silencer in relation to a drug trafficking crime, in exchange for the government's
promise to dismiss the remaining charges. Apker was sentenced to 360 months of
imprisonment and five years of supervised release. After the Supreme Court's decision
in Bailey v. United States, 516 U.S. 137 (1995), Apker filed a § 2255 motion to vacate
his sentence and to withdraw his guilty plea alleging he did not "use" a weapon in the
manner prescribed in Bailey necessary to support a § 924(c) weapons conviction. His
motion was denied, and this court refused to grant a certificate of appealability.
Apker's petition for certiorari was granted, and the Supreme Court remanded
Apker's case back to this court. We thereupon granted Apker a certificate of
appealability. Apker argued that his § 2255 Bailey-based claims, although procedurally
defaulted through failure to include them in his direct appeal, should have been
considered because he could overcome the default by demonstrating his actual
innocence.2 See Bousley v. United States, 523 U.S. 614 (1998). To prove actual
innocence, Apker must show, in light of all the evidence, that it is more likely than not
that no reasonable juror would have found him guilty, beyond a reasonable doubt, of
the § 924(c) crime for which he was convicted. Id. at 623. In addition to showing his
actual innocence of the § 924(c) weapons charge, Apker must show actual innocence
1
For a more thorough discussion of the facts surrounding this case, see United
States v. Friend, 101 F.3d 557 (8th Cir. 1996), and United States v. Lucht, 18 F.3d 541(8th Cir.), cert. denied, 513 U.S. 949 (1994).
2
Apker did not argue that he could show cause and prejudice to overcome the
procedural default.
2
of any other dismissed charges if those dismissed charges were more serious than the
§ 924(c) charge. See id. at 624. We determined on the prior appeal that Apker could
not demonstrate actual innocence of the dismissed counts. See United States v. Apker,
174 F.3d 934, 939 (8th Cir. 1999) ("[W]e conclude, based on the record before us, that
Apker cannot demonstrate actual innocence of the drug trafficking charges that were
alleged in the superseding indictment and dismissed in exchange for Apker's guilty
plea."). We remanded the case to the district court for a determination of whether the
dismissed charges were more serious than the § 924(c) charge, and we stated that only
if the dismissed charges were not more serious would Apker have overcome the
existing procedural default so that the district court would be obliged to address the
merits of his otherwise defaulted § 2255 Bailey-based claims. Id. at 941. The district
court concluded on remand that the dismissed charges were more serious and,
therefore, denied Apker's § 2255 motion. Apker appeals.
II.
We review de novo the district court's denial of a § 2255 motion. See id. at 937.
On appeal, Apker asserts that the district court erred in concluding that the
dismissed charges were more serious than the § 924(c) charge. In reaching its decision,
the district court considered only the maximum penalty available under the statute,
concluding that because the statutory maximums for some of the dismissed charges
were greater than the statutory maximum for the § 924(c) charge, the dismissed charges
were more serious than the § 924(c) charge. In addition, Apker contends that the
district court should have held an evidentiary hearing to determine the seriousness of
the charges.
We agree that the determination of which charge is more serious should not be
based on a comparison between the statutory maximums applicable to the respective
charges but rather on the Sentencing Guidelines calculation of the appropriate
3
punishment. "[A]ctual punishment as determined by the Guidelines is the proper basis
for identifying the 'more serious charge.'" United States v. Halter, 217 F.3d 551, 553
(8th Cir. 2000); see also United States v. Hellbusch, 234 F.3d 1050, 1052 (8th Cir.
2000). In Halter, this court adopted the approach of the Third Circuit. In United States
v. Lloyd, 188 F.3d 184, 189 n.13 (3d Cir. 1999), that court observed:
[I]t is the actual penalty prospectively assessed [the] defendant for each
Count--determined in accordance with the refining criteria of the United
States Sentencing Guidelines and set forth in the government's
Presentencing Report–that is relevant to our comparison of the
seriousness of the respective charges at the time of the plea bargain.
Consequently, the actual punishment Apker would have received had he been
convicted of the dismissed charges, determined according to the Sentencing Guidelines
and with the assistance of a new presentence investigation report analyzing those
charges, must be determined in order to assess whether the dismissed charges were
more serious than the § 924(c) charge. As stated in the previous Apker opinion, we
think it is advisable that the district court initially make this determination. See Apker,
174 F.3d at 941. Because there is substantial disagreement regarding the proper
offense level for the dismissed charges, the proper criminal history category for Apker,
and the applicability or not of a mandatory life sentence, we remand for an evidentiary
hearing so that the district court can determine the actual penalty Apker would have
received on the dismissed charges.3
3
Although the government states in its brief that Apker's adjusted base offense
level would be 40 and places his criminal history at VI with a resulting sentencing
range of 360 months to life in prison, Apker's counsel stated at oral argument that
Apker should be placed at an adjusted offense level of 36 with a criminal history
category of III, resulting in a sentencing range of 235-293months. In its discussion of
the overall effect of Apker's plea bargain to the § 924(c) count, the revised presentence
investigation report, dated June 4, 1992, however, states that Apker's total offense
level, if convicted on all charges, would be "approximate[ly]" 42 with a criminal history
category of III. (J.A. at 206.) Unfortunately, it is not clear from the presentence report
4
III.
For the foregoing reasons, we reverse the judgment of the district court and
remand for an evidentiary hearing to determine whether or not the dismissed charges
are more serious than the § 924(c) charge to which Apker pleaded guilty.
A true copy.
Attest:
CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
how a total offense level of 42 and a criminal history category of III were calculated
or why the total offense level is just an approximate level. We note in passing several
potential sentencing issues that the district court will likely find it necessary to address,
including (but not limited to), whether or not the $230,346 in cash found in Apker's safe
should be converted to a drug quantity for sentencing purposes, whether or not an
adjustment for Apker's role in the conspiracy offense should be assessed, whether or
not Apker has the requisite prior drug felony convictions to trigger a mandatory life
sentence (or perhaps the career offender guideline), and whether or not Apker could
qualify for an acceptance of responsibility adjustment, among others.
5