Rebecca Cravens v. Blue Cross ( 2000 )


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  •                      United States Court of Appeals
    FOR THE EIGHTH CIRCUIT
    ___________
    No. 99-1924
    ___________
    Rebecca Cravens,                        *
    *
    Appellant,                 *
    *
    v.                                * Appeal from the United States
    * District Court for the
    Blue Cross and Blue Shield              * Western District of Missouri
    of Kansas City,                         *
    *
    Appellee.                  *
    ___________
    Submitted: November 17, 1999
    Filed: June 7, 2000
    ___________
    Before McMILLIAN, FAGG and MORRIS SHEPARD ARNOLD, Circuit Judges.
    ___________
    McMILLIAN, Circuit Judge.
    Rebecca Cravens appeals from a final order entered in the United States District
    Court for the Western District of Missouri granting summary judgment in favor of Blue
    Cross & Blue Shield of Kansas City ("BCBS") on her claim pursuant to the Americans
    with Disabilities Act (ADA), 42 U.S.C. § 12101 et seq., and the Missouri Human
    Rights Act (MHRA), R.S. Mo. § 213.055.1 (1994). See Cravens v. Blue Cross & Blue
    Shield, No. 98-0410-CV-W-2 (W.D. Mo. Mar. 18, 1999) (summary judgment order)
    (hereinafter "slip op."). For reversal, Cravens argues that summary judgment was
    improper because there was a genuine issue of material fact as to (1) whether Cravens
    was a "qualified individual with a disability" within the meaning of the ADA; and (2)
    whether BCBS failed to comply adequately with its duty under the ADA to engage in
    an interactive process with Cravens with respect to reasonable accommodation. For
    the reasons discussed below, we reverse the district court's order and remand for
    further proceedings consistent with this opinion.
    Jurisdiction
    Jurisdiction in the district court was proper based upon 28 U.S.C. §§ 1331 and
    1367. Jurisdiction in the court of appeals is proper based upon 28 U.S.C. § 1291. The
    notice of appeal was timely filed pursuant to Fed. R. App. P. 4(a).
    Background
    Rebecca Cravens was an eighteen-year employee of BCBS, working for the
    company in different capacities from 1977 until October 31, 1995. In late 1993 or early
    1994, she assumed the position of Senior Operations Specialist, a claims processing
    position which required Cravens to spend a substantial part of her time "keying" or
    typing claim information into BCBS' computer system.1 See slip op. at 2.
    In June 1995 Cravens sought medical treatment for pain in her wrists. Her
    doctors placed her under a temporary restriction to avoid repetitive motion and,
    specifically, to refrain from "keying." As a result of this restriction, Cravens was
    unable to perform all of her duties as Senior Operations Specialist. Accordingly, during
    1
    Cravens estimates that keying comprises at least 50% of her job duties, see
    Joint Appendix (hereinafter "App."), vol. II, at 256 (Cravens deposition), whereas
    BCBS contends that 90-95% of the job is keying. See 
    id., vol. I,
    at 137 (Pam Weil
    affidavit).
    -2-
    June and July 1995, BCBS gave Cravens a series of temporary, "no keying"
    assignments, including filing, photocopying, stuffing envelopes, answering patient
    referral telephone calls, pulling microfilm, and helping other departments. See 
    id. On July
    28, 1995, Cravens was diagnosed with bilateral carpal tunnel syndrome
    and thus permanently restricted to no or minimal keyboard activity. On August 16,
    1995, Cravens met with Pam Weil, her supervisor, and Lola Griffey, a BCBS human
    resources department representative. At this meeting, Cravens was told that she had
    ten to twelve weeks to find another BCBS position (with no keying requirement) via
    the internal application process available to all employees. BCBS agreed to retain
    Cravens in her limited duty position in the meantime, with the understanding that her
    employment would be terminated if she were unable to secure another job within the
    company. See 
    id. at 2-3.
    Later that same day, Cravens forwarded a memorandum to
    Griffey relating her understanding of the meeting and requesting "as much assistance
    as possible" from Griffey and the human resources department in obtaining another job
    within BCBS. Joint Appendix (hereinafter "App."), vol. II, at 309 (memorandum from
    Cravens to Griffey).
    On September 25, 1995, Weil informed Cravens that, because she was unable
    to key, and because her department had no permanent non-keying positions available,
    Cravens would soon be replaced by a new employee who could "key in" claims. See
    slip op. at 3. Cravens was eventually terminated on October 31, 1995. See App., vol.
    II, at 310 (letter from Weil to Cravens).
    On January 2, 1998, Cravens filed this action in Missouri state court, alleging
    violations of Title I of the ADA as well as the MHRA. Specifically, Cravens claimed
    that she was discriminatorily discharged after BCBS failed to accommodate her
    disability by reassigning her or helping her locate another position within the company
    or both. BCBS removed the case to federal court and moved for summary judgment.
    -3-
    The district court granted summary judgment in favor of BCBS, holding that
    Cravens had failed to establish a prima facie case of discrimination under the ADA.
    Specifically, the district court determined that Cravens had not generated a factual
    dispute as to whether she was a "qualified individual with a disability" within the
    meaning of the ADA. As the district court noted, Cravens could not perform the
    essential "keying" function of the Senior Operations Specialist position given her
    medical restriction; moreover, she could not show that any reasonable accommodation
    (other than reassignment to another position) was available to remedy her situation.
    See slip op. at 6. As to the argument that reassignment constituted a mandatory
    reasonable accommodation under the ADA and corresponding Equal Employment
    Opportunity Commission (EEOC) guidelines, the district court was persuaded that:
    reassignment can be used as a means of accommodating a disabled
    employee when accommodating him [or her] in his [or her] current
    position is possible, but difficult for [the] employer. It follows that when
    it is not at all possible to accommodate an employee in his [or her] current
    position, there is no obligation to reassign.
    
    Id. at 8-9
    (emphasis included in original) (quoting Smith v. Midland Brake, Inc., 
    138 F.3d 1304
    , 1308 (10th Cir. 1998), rev'd and remanded, 
    180 F.3d 1154
    (1999) (en
    banc)). According to the district court, because Cravens could not claim entitlement
    to such an accommodation, she therefore could not be a "qualified individual with a
    disability." See 
    id. at 9.
    Even assuming arguendo that such a reassignment duty existed under the ADA,
    the district court held that summary judgment was nonetheless warranted because
    Cravens had not created a genuine issue of material fact about whether reassignment
    would have been a reasonable accommodation in the instant case. Specifically, the
    district court determined that she had failed to identify any vacant positions which
    existed within BCBS at the time of her termination and for which she was qualified.
    See 
    id. at 11.
    Finally, the district court held that it was beyond genuine dispute that
    -4-
    BCBS had adequately engaged in an interactive process with Cravens in an attempt to
    provide her reasonable accommodation, see 
    id. at 13,
    and that BCBS was not required
    under the ADA to identify alternative positions for her, assess her qualifications, notify
    her of available jobs, or "automatically plac[e] her in the position of her choice to the
    exclusion of other equally qualified persons." 
    Id. at 14.
    This appeal followed.
    Discussion
    We review decisions to grant summary judgment de novo, applying the same
    standards as did the district court, see Wooten v. Farmland Foods, 
    58 F.3d 382
    , 385
    (8th Cir. 1995), and affirming only when no genuine issue of material fact remains and
    the moving party is entitled to judgment as a matter of law. See Fed. R. Civ. P. 56(c);
    Celotex Corp. v. Catrett, 
    477 U.S. 317
    , 322-23 (1986); Anderson v. Liberty Lobby,
    Inc., 
    477 U.S. 242
    , 249-50 (1986). We view all evidence in the light most favorable
    to the non-moving party and recall that, "[b]ecause discrimination cases often depend
    on inferences rather than on direct evidence, summary judgment should not be granted
    unless the evidence could not support any reasonable inference for the nonmovant."
    Crawford v. Runyon, 
    37 F.3d 1338
    , 1341 (8th Cir. 1994). However, summary
    judgment is proper if the plaintiff fails to establish any element of his or her prima facie
    case. See Wilking v. County of Ramsey, 
    153 F.3d 869
    , 873 (8th Cir. 1998).
    Statutory Background:
    Title I of the ADA bars employers from discriminating against "a qualified
    individual with a disability because of the disability of such individual in regard to job
    application procedures, the hiring, advancement, or discharge of employees, employee
    compensation, job training, and other terms, conditions, and privileges of employment."
    42 U.S.C. § 12112(a). The ADA further defines discrimination to include
    not making reasonable accommodations to the known physical or mental
    -5-
    limitations of an otherwise qualified individual with a disability who is an
    applicant or employee, unless such covered entity can demonstrate that
    the accommodation would impose an undue hardship on the operation of
    the business of such covered entity . . . .
    
    Id. § 12112(b)(5)(A).
    As the statutory language indicates, ADA protection extends
    only to a "qualified individual with a disability," namely, "an individual with a disability
    who, with or without reasonable accommodation, can perform the essential functions
    of the employment position that such individual holds or desires." 
    Id. § 12111(8).
    Thus, to establish a prima facie case of discrimination under the ADA, an
    aggrieved employee must show that he or she (1) is disabled within the meaning of the
    ADA, (2) is qualified (with or without reasonable accommodation) to perform the
    essential functions of the job at issue, and (3) has suffered an adverse employment
    decision because of the disability. See Treanor v. MCI Telecommunications Corp.,
    
    200 F.3d 570
    , 574 (8th Cir. 2000). The determination of qualification involves a two-
    fold inquiry: (1) whether the individual meets the necessary prerequisites for the job,
    such as education, experience, training, and the like; and (2) whether the individual can
    perform the essential job functions, with or without reasonable accommodation. See
    Benson v. Northwest Airlines, Inc., 
    62 F.3d 1108
    , 1111-12 (8th Cir. 1995) (Benson).
    Although the employee at all times retains the burden of persuading the trier of fact that
    he or she has been the victim of illegal disability discrimination, "once the plaintiff
    makes 'a facial showing that reasonable accommodation is possible,' the burden of
    production shifts to the employer to show that it is unable to accommodate the
    employee." 
    Id. at 1112
    (quoting Mason v. Frank, 
    32 F.3d 315
    , 318-19 (8th Cir. 1994)).
    Qualified Individual with a Disability / Reassignment as Reasonable Accommodation:
    We have carefully reviewed the record in the present case and the parties'
    arguments on appeal. It is undisputed that Cravens is disabled within the meaning of
    the ADA and that, absent reasonable accommodation, she was unable to perform the
    -6-
    essential functions of her position as Senior Operations Specialist. It is also undisputed
    that BCBS could not have reasonably accommodated her within that position so as to
    enable her to do her job despite her blanket "no keying" restriction. Instead, the only
    reasonable accommodation that would have allowed Cravens to continue working for
    BCBS was reassignment to another position within the company.
    As 
    stated supra
    , 42 U.S.C. § 12111(8) defines a "qualified individual with a
    disability" as "an individual with a disability who, with or without reasonable
    accommodation, can perform the essential functions of the employment position that
    such individual holds or desires." BCBS initially argues that Cravens does not fall
    within the scope of this statutory definition because she cannot perform, with or without
    reasonable accommodation, the essential functions of the job she "holds," namely that
    of Senior Operations Specialist. As to the phrase "or desires," BCBS maintains that
    this language seeks to prevent discrimination in hiring and advancement and thus
    applies only to job applicants, not to individuals seeking reassignment. We disagree.
    Although a "qualified individual with a disability" must be someone who can
    perform the essential functions of a job, the terms of § 12111(8) do not limit the
    "qualified individual" inquiry to the individual's existing job. Instead, the scope of the
    statute plainly includes a disabled individual who can perform a company job that said
    individual "desires." 
    Id. Thus, on
    its face, § 12111(8) appears to include current
    employees with a disability who seek or desire transfer to another position within the
    company.
    This understanding is reinforced when we consider § 12111(8) in the context of
    § 12111(9), which lists "reassignment to a vacant position" as a reasonable
    accommodation. By its very construction, the term "reassignment" implies that the
    disabled individual already holds an existing assignment and must therefore be a current
    employee, rather than a job applicant. The legislative history confirms such a reading:
    -7-
    Reasonable accommodation may also include reassignment to a vacant
    position. If an employee, because of disability, can no longer perform the
    essential functions of the job that she or he has held, a transfer to another
    vacant job for which the person is qualified may prevent the employee
    from being out of work and [the] employer from losing a valuable worker.
    H.R. Rep. No. 101-485 (II), at 63 (1990), reprinted in 1990 U.S.C.C.A.N. 303, 345.
    We further note that, if BCBS's restrictive reading were adopted instead, the only
    employees eligible for reassignment would be those otherwise qualified for their
    existing positions and with no apparent need for reassignment. "With this background
    in mind, it is the more natural reading of 'of desires' to apply the phrase more broadly
    than just to job applicants." Smith v. Midland Brake, Inc., 
    180 F.3d 1154
    , 1164 (10th
    Cir. 1999) (en banc) (Smith); accord Aka v. Washington Hosp. Ctr., 
    156 F.3d 1284
    ,
    1301 (D.C. Cir. 1998) (en banc) (Aka) ("An employee seeking reassignment to a
    vacant position is thus within the definition [of 'qualified individual with a disability']
    if, with or without reasonable accommodation, she can perform the essential functions
    of the employment position to which she seeks reassignment.").
    BCBS next argues that reassignment is not a mandatory accommodation under
    the ADA and, as such, Cravens cannot claim entitlement to reassignment when she
    admittedly cannot do her current job. BCBS stresses that the ADA, its implementing
    regulations, and its legislative history all use the term "may," instead of "should" or
    "must," when describing "reasonable accommodation." See 42 U.S.C. § 12111(9)
    (providing that "reasonable accommodation" "may include . . . reassignment to a vacant
    position."); 29 C.F.R. § 1630.2(o)(2) ("Reasonable accommodation may include but
    is not limited to . . . reassignment to a vacant position . . . ."); H.R. Rep. No. 485 (II),
    at 63 (1990) ("Reasonable accommodation may also include reassignment to a vacant
    position."). BCBS contends that this "permissive" language indicates that employers
    have the option, not the obligation, to accommodate employees through reassignment.
    See Brief for Appellee at 26. Accordingly, BCBS argues, several circuits have rejected
    such a mandate. See Foreman v. Babcock & Wilcox Co., 
    117 F.3d 800
    , 810 (5th Cir.
    -8-
    1997) (holding that judgment as a matter of law in favor of employer was proper
    because the employer "would not be obligated to accommodate [the employee] by
    reassigning him [or her] to a new position."); Myers v. Hose, 
    50 F.3d 278
    , 284 (4th
    Cir. 1995) (Myers) (holding on summary judgment that "the duty of reasonable
    accommodation does not encompass a responsibility to provide a disabled employee
    with alternative employment when the employee is unable to meet the demands of his
    [or her] present position.").
    Finally, BCBS claims that, at most, employers are obligated only to consider
    reassignment in a narrow band of cases, namely where "accommodation is possible but
    not desirable to the employer." Brief for Appellee at 23 (construing language in 29
    C.F.R. § 1630.2(o) that "reassignment should be considered only when accommodation
    with the individual's current position would pose an undue hardship").2 BCBS admits
    such a duty to consider reassignment as a reasonable accommodation was implicitly
    recognized in Fjellestad v. Pizza Hut of America, Inc., 
    188 F.3d 944
    , 950-51 (8th Cir.
    1999) (Fjellestad), where we found that the plaintiff had created a genuine issue of
    material fact as to whether the employer could have reassigned her to a specific, vacant
    position.
    We recognize that reassignment may not be required of employers in every
    instance. However, the language of the statute, the regulations, and the legislative
    2
    BCBS also asserts that requiring employers to reassign employees who cannot
    perform the essential functions of their current jobs would "necessarily transform the
    ADA from an anti-discrimination statute into an affirmative action law requiring that
    a preference be given to disabled employees over other applicants for the same
    position," contrary to the purposes of the ADA. Brief for Appellee at 28. In the instant
    case, we need not decide this very different question of whether an otherwise qualified
    disabled employee should be automatically awarded a position over other qualified
    applicants. See, e.g., Smith v. Midland Brake, Inc., 
    180 F.3d 1154
    , 1167-70 (10th Cir.
    1999) (en banc).
    -9-
    history does clearly indicate that, in certain circumstances, reassignment may be
    necessary as a reasonable accommodation; consideration of reassignment is merely a
    component part of the overall reasonable accommodation duty. See 
    Smith, 180 F.3d at 1166
    . Specifically, we conclude that the definition of “qualified individual with a
    disability” includes a disabled employee who cannot do his or her current job, but who
    desires and can perform, with or without reasonable accommodation, the essential
    functions of a vacant job within the company to which he or she could be reassigned.3
    Such a view of the reassignment duty is well-supported among the circuits. See
    Jackan v. New York State Dep't of Labor, 
    205 F.3d 562
    , 565 (2d Cir. 2000) ("Both the
    plain language of the statute and a prior decision of this court foreclose [defendant's]
    argument" that "individuals who are unable to perform the duties of their current
    positions cannot require their employers to transfer them to other vacant positions
    which they are capable of performing."); Bratten v. SSI Servs., Inc., 
    185 F.3d 625
    ,
    634 (6th Cir. 1999) ("The ADA plainly states that re-assignment may be required to
    reasonably accommodate a worker with a disability."); 
    Smith, 180 F.3d at 1167
    ("[R]eassignment of an employee to a vacant position within a company is one of the
    range of reasonable accommodations which must be considered and, if appropriate,
    offered if the employee is unable to perform his or her existing job."); Dalton v. Subaru-
    Isuzu Automotive, Inc., 
    141 F.3d 667
    , 677 (7th Cir. 1998) (Dalton) ("It is well
    established under the ADA, the employer's duty reasonably to accommodate a disabled
    employee includes reassignment of the employee to a vacant position for which she [or
    he] is qualified."); Willis v. Conopco, 
    108 F.3d 282
    , 284 (11th Cir. 1997)
    ("Reassignment to another position is a required accommodation only if there is a
    3
    We implicitly adopted such a position in Benson v. Northwest Airlines, Inc.,
    
    62 F.3d 1108
    (8th Cir. 1995), where we rejected the district court's conclusion that the
    plaintiff-employee was not a "qualified individual with a disability." Specifically, we
    noted that, although the employee could not perform his current job as a mechanic, "if
    [the employer] had a vacant, existing position for which [the employee] qualified, [the
    employee's] assignment to the position might have been a reasonable accommodation."
    See 
    id. at 1114.
    -10-
    vacant position available for which the employee is otherwise qualified."). But see
    
    Myers, 50 F.3d at 284
    ("[T]he duty of reasonable accommodation does not encompass
    a responsibility to provide a disabled employee with alternative employment when the
    employee is unable to meet the demands of his [or her] present position.").4
    Notably, the scope of this reassignment duty is limited by a number of
    constraints. For one, the very prospect of reassignment does not even arise unless
    "accommodation within the individual's current position would pose an undue
    hardship." 29 C.F.R. 1630.2(o). In this sense, reassignment is an accommodation of
    last resort. See 
    Aka, 156 F.3d at 1301
    ("Congress saw reassignment, as the EEOC
    does, as an option to be considered only after other efforts at accommodation have
    failed."). Moreover, the disabled employee must be seeking an existing position within
    the company; the employer is not required to create a new position as an
    accommodation. See 
    Benson, 62 F.3d at 1114
    . By the terms of the statute, the existing
    position must be vacant.5 See id.; 42 U.S.C § 12111(9) (listing "reassignment to a
    vacant position" as a "reasonable accommodation"). Thus, an employer is not required
    to "bump" another employee in order to reassign a disabled employee to that position.
    See White v. York Int'l Corp., 
    45 F.3d 357
    , 362 (10th Cir. 1995); H.R. Rep. No. 101-
    485(II), at 63 (1990), reprinted in 1990 U.S.C.C.A.N. 303, 345 ("The Committee also
    wishes to make clear [that] reassignment need only be to a vacant position – 'bumping'
    4
    Myers has been sharply criticized for basing its proposition on case law now
    apparently superseded by statute. See Bratten v. SSI Servs., Inc., 
    185 F.3d 625
    , 633
    (6th Cir. 1999) (noting the Myers Court's reliance on Rehabilitation Act cases which
    preceded the statute's 1992 amendment to include "reassignment to a vacant position"
    as a reasonable accommodation); Gile v. United Airlines, Inc., 
    95 F.3d 492
    , 498 (7th
    Cir. 1996) (similarly criticizing Myers).
    5
    The term "vacant position" not only includes positions that are presently vacant,
    but also those that the employer reasonably anticipates "will become vacant in a short
    period of time." Monette v. Electronic Data Sys. Corp., 
    90 F.3d 1173
    , 1187 (6th Cir.
    1996).
    -11-
    another employee out of a position to create a vacancy is not required."). Notably,
    promotion is not required; "[a]n employer may reassign an employee to a lower grade
    and paid position if the employee cannot be accommodated in the current position and
    a comparable position is not available." Cassidy v. Detroit Edison Co., 
    138 F.3d 629
    ,
    634 (6th Cir. 1998); 29 C.F.R. 1630, app. § 1630.2(o). Further, the employer is not
    obligated to provide the accommodation requested or preferred by the employee; the
    reassignment need only be a “reasonable” accommodation. See 42 U.S.C. §§
    12111(9), 12112(b)(5)(A); Gile v. United Airlines, Inc., 
    95 F.3d 492
    , 499 (7th Cir.
    1996).
    Importantly, the employee must be otherwise "qualified" for the reassignment
    position. See 
    Benson, 62 F.3d at 1114
    ; 42 U.S.C. § 12111(9)(B). To be considered
    "qualified" for this job, the individual must "satisfy the legitimate prerequisites for that
    alternative position, and . . . be able to perform the essential functions of that position
    with or without reasonable accommodations . . . [though] in this context the term
    [reasonable accommodation] logically cannot include transfer to yet a third job."
    
    Dalton, 141 F.3d at 678
    . With respect to these qualifications, the employer is generally
    not required to transfer a disabled employee if such a reassignment would violate either
    “a legitimate, nondiscriminatory policy of the employer,” 
    id. at 679,
    or “the contractual
    rights of other workers under a collective bargaining agreement.” 
    Benson, 62 F.3d at 1114
    . Finally, reassignment must not create an “undue hardship” on the employer. 42
    U.S.C. §§ 12111(10), 12112(5)(A).
    In the instant case, Cravens initially identified three positions to which she
    contends she could have been reassigned, including that of telecommunications
    specialist. The district court found that Cravens had not facially demonstrated that
    reassignment to any of these three positions would have been a reasonable
    accommodation, namely because she had not proffered evidence that any of the three
    positions were permanent or that she was qualified for any of them. See slip op. at 11.
    -12-
    However, in her suggestions in opposition to BCBS's motion for summary
    judgment, Cravens clearly stated that she met the prerequisites and could perform the
    essential job functions of the telecommunications position. See App., vol. II, at 349-50
    (Cravens affidavit); 
    id., vol. II,
    at 354 (job posting for "telecommunications
    coordinator"). Moreover, she identified nine other positions within the company that
    were apparently vacant at the time of her termination.6 See 
    id., vol. II,
    at 350, 352
    (Cravens affidavit); 
    id., vol. II,
    at 355-63 (job postings for nine different company
    positions). Although Cravens was unaware of these job openings at the time of her
    termination,7 she stated that she could have performed the essential functions of each
    of these positions despite her "no keying" restriction. See 
    id., vol. II,
    at 350. In
    addition to ignoring Cravens's assessment of her qualifications for the
    telecommunications position, the district court failed to discuss any of these other nine
    identified job openings.
    Cravens has generated a genuine issue of material fact as to whether BCBS
    could have reassigned her to either the telecommunications position or one of the other
    nine identified jobs. Her sworn statements that she met position requirements, her
    submission of relevant job postings, as well as her apparently competent performance
    of BCBS job duties for close to twenty years create a fact question as to whether she
    was qualified for any of the identified positions (including that of telecommunications
    specialist) and whether reassigning her to one of these positions would be a reasonable
    accommodation. See 
    Fjellestad, 188 F.3d at 950-51
    ; 
    Benson, 62 F.3d at 1115
    . Thus,
    6
    It is not entirely clear from the record whether the telecommunications position
    was permanent or not; however, the job posting does list "publish[ing] a quarterly inter-
    office phone directory" among the position responsibilities, which implies some kind
    of permanency. See App., vol. II, at 354 (emphasis added). The other nine positions
    list annual salary scales and appear permanent in nature. See 
    id. at 355-63.
          7
    Cravens asserts that these job openings may not have been posted on the job
    board in her building and thus she "would have no opportunity to see them." App., vol.
    II, at 350-51.
    -13-
    summary judgment is inappropriate at this time. Notably, our decision on this issue
    does not improperly relieve Cravens of her burden to prove that reasonable
    accommodation was possible. See 
    Fjellestad, 188 F.3d at 956
    .
    Interactive Process with Respect to Reassignment:
    BCBS claims that it "adequately engaged in an interactive process with Cravens
    attempting to provide her reasonable accommodation." Slip op. at 13. BCBS notes
    that vacant job postings were generally available to Cravens and that she had the
    opportunity to apply for specific positions through BCBS's internal application
    procedure, which Cravens admittedly did not use. Further, BCBS found a series of
    temporary tasks for Cravens to perform while the extent of her disability was assessed
    and while she looked for alternative positions she could perform. Accordingly, BCBS
    argues that it is beyond genuine dispute that BCBS was not acting in bad faith and that
    its interactive process duties were completely fulfilled. We disagree.
    Although there is no per se liability under the ADA if an employer fails to engage
    in an interactive process, we have previously noted that, for the purposes of summary
    judgment,
    the failure of an employer to engage in an interactive process to determine
    whether reasonable accommodations are possible is prima facie evidence
    that the employer may be acting in bad faith. Under these circumstances,
    we feel a factual question exists as to whether the employer has attempted
    to provide reasonable accommodation as required by the ADA.
    
    Fjellestad, 188 F.3d at 952
    . To establish that an employer failed to participate in an
    interactive process, a disabled employee must show: (1) the employer knew about the
    employee's disability; (2) the employee requested accommodation or assistance for his
    or her disability; (3) the employer did not make a good faith effort to assist the
    -14-
    employee in seeking accommodation; and (4) the employee could have been reasonably
    accommodated but for the employer's lack of good faith. See 
    id. Applying this
    analysis to the instant case, we hold that Cravens has created a
    genuine issue of fact about whether BCBS failed to participate in the interactive
    process. For one, BCBS was fully apprised of Cravens's disability and had received
    several notes from her physicians indicating the extent of her impairment and containing
    various work restrictions, including the eventual "no keying" limitation. See App., vol.
    II, at 301-03, 305-07. BCBS was also aware that she was not performing her job to
    expectations in light of her recent impairment. See 
    id., vol. II,
    at 304 (memorandum
    from Weil to Cravens).
    Second, Cravens specifically requested assistance in locating an available
    position within the company. See 
    id., vol. II,
    at 309 (memorandum from Cravens to
    Griffey) ("I feel it necessary to ask you and the Human Resources Department in whole
    for as much assistance as possible in acquiring a new position that allows me to remain
    an employee of this company . . . . I feel that the knowledge and skills attained over the
    past 18 years are an asset and can be valuable resources to the company. I sincerely
    request your assistance in locating any position that could utilize any or all of these
    resources. . . . Any and all assistance toward the retention of my employment with this
    company is greatly appreciated."). Once Cravens made this request, BCBS was
    required to initiate an interactive process with her to determine the appropriate
    reasonable accommodation. See 
    Fjellestad, 188 F.3d at 952
    .
    Third, viewing the evidence in the light most favorable to Cravens, we believe
    that a genuine dispute exists as to whether BCBS "made a good faith effort to engage
    in the interactive process, and that a reasonable jury could conclude that [the employer]
    has not met its burden to engage in an interactive process to determine whether an
    appropriate reasonable accommodation existed." 
    Id. Granted, BCBS
    did give Cravens
    interim work tasks when she could not perform the functions of her position as Senior
    -15-
    Operations Specialist; BCBS also gave general notice as to the availability of vacant
    jobs and the internal application procedure. However, Cravens presented evidence
    that, when she requested assistance in locating a job within the company, she was told
    by Griffey, the human resources representative, that "they no longer had to help me so
    they wouldn't." App., vol. II, at 272. After Cravens identified the telecommunications
    position as a possibility for transfer and informed Griffey of her interest in the job,
    Griffey allegedly said that she would take care of it. See 
    id., vol. II,
    at 352. Cravens
    further asserts that, when she tried to continue the process, Griffey failed to respond
    to Cravens's repeated phone messages and attempted visits. See 
    id., vol. II,
    at 277.
    Cravens additionally claims that she asked for assistance in identifying alternative
    positions from other members of the human resources department and received minimal
    help in that regard. See 
    id., vol. II,
    at 285. In short, there is at least an issue of fact as
    to whether BCBS failed to satisfy its obligation to interact actively with Cravens in the
    search for an appropriate accommodation. See Taylor v. Phoenixville Sch. Dist., 
    184 F.3d 296
    , 316 (3d Cir. 1999) ("[W]hile an employee who wants a transfer to another
    position ultimately has the burden of showing that he or she can perform the essential
    functions of an open position, the employee does not have the burden of identifying
    open positions without the employer's assistance. 'In many cases, an employee will not
    have the ability or resources to identify a vacant position absent participation by the
    employer.'") (quoting Mengine v. Runyon, 
    114 F.3d 415
    , 420 (3d Cir. 1997)
    (Mengine)); 
    Aka, 156 F.3d at 1304
    n.27 (noting that an employer has a "corresponding
    obligation to help [an employee] identify appropriate job vacancies (since [employees]
    can hardly be expected to hire detectives to look for vacancies)"); 
    Dalton, 141 F.3d at 677
    ("[T]he ADA places a duty on the employer to ascertain whether [the employer]
    has some job that the employee might be able to fill.") (internal quotation marks
    omitted). The breakdown in communications that apparently occurred in the present
    case is especially troubling in a large company like BCBS, where workers "may not be
    aware of the range of available employment opportunities." 
    Mengine, 114 F.3d at 420
    .
    -16-
    Finally, assuming BCBS acted in bad faith by failing to engage in such an
    interactive process, BCBS has produced no evidence that reassigning Cravens to either
    the telecommunications position or one of the other nine identified positions would
    have created an undue hardship.
    Thus, we hold that the district court erred in granting summary judgment for
    BCBS, because "there is a genuine dispute as to whether the employer acted in good
    faith and engaged in the interactive process of seeking reasonable accommodations."
    
    Fjellestad, 188 F.3d at 953
    .
    Conclusion
    We therefore reverse the district court's order and remand the case to the district
    court for further proceedings consistent with this opinion.
    A true copy.
    Attest:
    CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
    -17-
    

Document Info

Docket Number: 99-1924

Filed Date: 6/7/2000

Precedential Status: Precedential

Modified Date: 10/13/2015

Authorities (23)

David L. White v. York International Corporation , 45 F.3d 357 ( 1995 )

Smith v. Midland Brake, Inc. , 138 F.3d 1304 ( 1998 )

Katherine L. Taylor v. Phoenixville School District , 184 F.3d 296 ( 1999 )

Michael A. Mengine v. Marvin Runyon, Post Master General, U.... , 114 F.3d 415 ( 1997 )

Lynda L. Willis v. Conopco, Inc., A.K.A. Lever Brothers ... , 108 F.3d 282 ( 1997 )

Patrick C. Jackan, United States of America, Intervenor v. ... , 205 F.3d 562 ( 2000 )

Charles A. Bratten v. Ssi Services, Inc. Acs, Inc. , 185 F.3d 625 ( 1999 )

Foreman v. Babcock & Wilcox Co. , 117 F.3d 800 ( 1997 )

Ellen Fjellestad v. Pizza Hut of America, Inc. , 188 F.3d 944 ( 1999 )

Beverly Cassidy v. Detroit Edison Company , 138 F.3d 629 ( 1998 )

Roger Monette and Doris Monette v. Electronic Data Systems ... , 90 F.3d 1173 ( 1996 )

Cheryl A. Gile v. United Airlines, Incorporated , 95 F.3d 492 ( 1996 )

Joseph T. Myers v. Mitchell L. Hose, Director of Personnel ... , 50 F.3d 278 ( 1995 )

James Dalton v. Subaru-Isuzu Automotive, Inc. , 141 F.3d 667 ( 1998 )

James Jimmie Mason v. Anthony M. Frank, Postmaster General , 32 F.3d 315 ( 1994 )

Eric Crawford v. Marvin T. Runyon, Postmaster General, ... , 37 F.3d 1338 ( 1994 )

Christine Treanor v. MCI Telecommunications Corporation , 200 F.3d 570 ( 2000 )

Hubert Wooten v. Farmland Foods , 58 F.3d 382 ( 1995 )

Robert D. Benson v. Northwest Airlines, Inc., Karen Pierce ... , 62 F.3d 1108 ( 1995 )

Judy Wilking v. County of Ramsey , 153 F.3d 869 ( 1998 )

View All Authorities »