United States v. Gary Lee Wipf ( 2005 )

United States Court of Appeals
FOR THE EIGHTH CIRCUIT
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Nos. 03-2451
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United States of America, *
*
Appellee, *
* Appeal from the United States
v. * District Court for the District
* of Minnesota.
Gary Lee Wipf, *
*
Appellant. *
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Submitted: October 22, 2004
Filed: February 16, 2005
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Before MORRIS SHEPPARD ARNOLD, JOHN R. GIBSON, and SMITH, Circuit
Judges.
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SMITH, Circuit Judge.
Gary Wipf was convicted of multiple counts of aggravated sexual abuse and
a single count of sexual abuse in the United States District Court.1 For reversal, Wipf
argues that his Fourth, Fifth, and Sixth Amendment rights were violated. We find no
error and affirm.
1
Honorable Michael J. Davis, United States District Judge for the District of
Minnesota.
I. Background
On April 4, 2002, twenty-one-year-old J.D. reported to Pat Mills, the Director
of Public Safety of the Red Lake Tribal Police Department, that he had been molested
by Gary Wipf during the time he attended St. Mary's Mission School on the Red Lake
Indian Reservation in the early 1990s. J.D. explained that the molestation began while
he was in the fourth grade and ceased at the end of his fifth-grade year. According to
J.D., Wipf had taken explicit photographs of him and other young boys Wipf had
molested. J.D. described multiple occasions of sexual activity including oral and anal
sex at Wipf' s residence, church, and school. In addition, J.D. explained that Wipf had
videotaped him performing sexual acts.
Investigator Jason Lawrence, who was assigned to J.D.'s case, interviewed St.
Mary's school counselor, Victoria Graves. Lawrence learned that Wipf held a position
as a custodian and as a gym teacher for St. Mary's from 1990 through 1993, and from
1997 through the fall of 2001. From 1997 through 2001, Wipf coached St. Mary's
boys' fifth-grade basketball and tribal youth recreation teams. Graves gave Lawrence
the names of other boys linked to Wipf through St. Mary's.
Using these names, Lawrence interviewed two of the young men and then
again talked to J.D. about Wipf. At this meeting, J.D. identified several additional
boys who he suspected Wipf had abused. Lawrence then obtained tribal search and
arrest warrants for Wipf' s residence and person. At the time of his arrest, Wipf was
on a game trip in Bemidji, Minnesota, with the St. Mary's fifth-grade basketball team.
Wipf was found in a hotel room sharing a bed with one young boy and accompanied
by four other young boys.
On that same day, Lawrence executed the search warrant at Wipf's home.
During the search, Lawrence seized a number of videotapes, thirty-four rolls of
undeveloped film, and thirty-two photo albums filled with photos of young boys.
Police then obtained a second tribal search warrant for viewing the seized videotapes.
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One videotape contained graphic pornographic images of Wipf sexually assaulting
a young boy identified as G.A.S.
Local authorities notified the Federal Bureau of Investigation (FBI). Based
upon violation of federal child pornography laws, FBI Special Agent John Englehoff
and Lawrence arrested Wipf, who had been released on bond, at his residence.
Following arrest, Wipf was read his Miranda rights and transported to the Red Lake
Law Enforcement Center.
At the Red Lake Law Enforcement Center, Englehoff and Lawrence
interviewed Wipf. Englehoff reintroduced himself and Wipf asked, "Do I get a
lawyer?" Englehoff advised Wipf that he would receive counsel, but Englehoff first
wanted to advise Wipf of his Miranda rights, tell him the situation, and explain the
charges against him. Englehoff then told Wipf that he had been arrested for
possession of child pornography based on a number of tapes that had been seized
from his home. At that point, Wipf said something to the effect of "you got me," or
"you caught me." Wipf explained that he did not want to answer any questions, but
Englehoff requested that Wipf reconsider his request for an attorney and talk to him
about the victims who may require counseling. Wipf requested an attorney and the
encounter ended.
Later, Englehoff arranged for J.D. and other juveniles to be interviewed by Dr.
Darryl Zitzow, a psychologist. Confronted by Dr. Zitzow with the existence of video
tapes, one of the interviewees, G.A.S., recounted how Wipf molested him.
Originally, a one-count indictment was filed in the District of Minnesota
charging Wipf with possession of child pornography. Wipf immediately filed a
motion to suppress his inculpatory custodial statement and filed a separate
suppression motion for the evidence seized from his home. Following a hearing,
Magistrate Judge Erickson recommended that Wipf's suppression motion be denied
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with respect to the custodial statements, but that the motion be granted with respect
to the evidence seized from Wipf's home. The district court adopted the Magistrate
Judge's recommendations.
The government filed a nine-count superseding indictment in the District of
Minnesota charging Wipf with possession and manufacturing of child pornography;
aggravated sexual abuse of J.D., a minor; sexual abuse of G.A.S., a minor; and
transportation of a minor with intent to engage in sexual activity. Prior to trial, the
government moved to dismiss the charges of possession and manufacturing of child
pornography as they were predicated on evidence suppressed by the district court. In
addition, the district court dismissed the charge of transportation of a minor with
intent to engage in sexual activity. A jury convicted Wipf on the remaining charges,
and the district court sentenced him to 480 months' imprisonment for the three counts
of aggravated sexual abuse of J.D., and 180 months' imprisonment for the sexual
abuse of G.A.S., all to be served concurrently.
II. Discussion
A. Confrontation Clause and Hearsay
Wipf first argues that the district court violated his Sixth Amendment right to
confront witnesses by allowing Dr. Zitzow to testify about his interviews with J.D.
and G.A.S. For support, Wipf points to United States v. Sumner, 204 F.3d 1182, 1185
(8th Cir. 2000), where we held that the admission of a child-victim's hearsay
statement to a clinical psychologist violated the Sixth Amendment Confrontation
Clause. However, the child victim did not testify at trial in Sumner. We have
explained that "the Confrontation Clause is . . . satisfied when the hearsay declarant
testifies at trial and is available for cross-examination." Bear Stops v. United States,
339 F.3d 777, 781 (8th Cir. 2003). In this case, both J.D. and G.A.S. testified at trial
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and were available for cross-examination. Wipf has shown no violation of the
Confrontation Clause with respect to Dr. Zitzow's testimony.2
Wipf also claims that the district court erred in admitting the statements of J.D.
and G.A.S. under the medical diagnosis and treatment exception to the hearsay rule.
See Fed. R. Evid 803(4). Even if a district court errs with respect to an evidentiary
ruling, we will not reverse the conviction if the error was harmless. United States v.
Lupino, 301 F.3d 642, 645 (8th Cir. 2002). An evidentiary error is harmless if the
substantial rights of the defendant were unaffected and the error did not influence or
had only a slight influence on the verdict. United States v. Blue Bird, 372 F.3d 989(8th Cir. 2004). In this case, the trial testimony of both G.A.S. and J.D. mirrored the
testimony of Dr. Zitzow. As such, Dr. Zitzow's testimony was merely cumulative and
did not likely influence the jury. See, e.g., United States v. Balfany, 965 F.2d 575 (8th
Cir. 1992) (holding erroneous admission of child victim's hearsay statements to aunt
was cumulative and, therefore, harmless in prosecution for aggravated sexual assault).
B. Limitation on Cross-Examination
For his second point on appeal, Wipf contends that the district court
impermissibly restricted his cross-examination of J.D. The United States Supreme
Court has emphasized that "the Confrontation Clause guarantees an opportunity for
effective cross-examination, not cross-examination that is effective in whatever way,
and to whatever extent, the defense might wish." Delaware v. Fensterer, 474 U.S. 15,
20 (1985) (per curiam) (emphasis in original). Thus, "trial judges retain wide latitude
insofar as the Confrontation Clause is concerned to impose reasonable limits on such
cross-examination based on concerns about, among other things, harassment,
2
Recently, the United States Supreme Court held that the Confrontation Clause
bars the admission of out-of-court testimonial statements unless the declarants are
unavailable and the defendant had a prior opportunity to cross-examine them. See
Crawford v. Washington, 541 U.S. 36 (2004). Crawford is inapplicable to the facts
of this case.
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prejudice, confusion of the issues, the witness' safety, or interrogation that is
repetitive or only marginally relevant." Delaware v. Van Arsdall, 475 U.S. 673, 679
(1986); see also Newton v. Kemna, 354 F.3d 776, 781 (8th Cir. 2004). We review a
district court's decision to limit cross-examination for an abuse of discretion,
reversing only if there has been clear abuse of discretion and a showing of prejudice
to the defendant. United States v. Cody, 114 F.3d 772 (8th Cir. 1997).
Following direct examination of J.D., Wipf sought to discredit him and
establish a sinister motive for J.D.'s reporting Wipf's sexual abuse to authorities.
According to Wipf, J.D. made the sexual-abuse claim in an attempt to exculpate
himself from an alleged sexual assault. Wipf had only an unsubstantiated allegation
found in a police report to support this impeachment theory. At the time J.D. made
his report of abuse, he was neither under investigation nor suspected of any criminal
activity. Given the lack of supporting evidence, we cannot say the district court
abused its discretion in limiting this line of questioning.
Wipf relies on United States v. Love, 329 F.3d 981 (8th Cir. 2003), where we
held that a defendant's right of confrontation was violated in a prosecution for being
a felon in possession of a firearm. The district court prohibited cross-examination of
a key government witness as to his mental defects. Id. The witness testified that he
observed the defendant with firearms, but the witness had been diagnosed with a
short-term and a long-term memory impairment six years earlier. Id. The facts in this
case are not analogous. First, impeachment based on motive does not approximate
questioning a witness's ability to remember. Second, in Love, the defense had
admissible evidence of the witness's memory impairment; here, Wipf provided no
evidence supporting the allegation that J.D. had committed sexual abuse.
Other courts have affirmed a trial court's limitation of cross-examination based
on unsupported allegations. See United States v. Lo, 231 F.3d 471, 482–83 (9th Cir.
2000) (affirming limitation on cross-examination into fraud allegations because of
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"the highly speculative nature" of those allegations); United States v. Adams, 216
F.3d 1073 (2nd Cir. 2000) (holding that although the fact that a witness was under
current investigation might reveal a possible motivation for untruthfulness, the
underlying facts of the claim were of minimal or no probative value, and admitting
such evidence would have risked a peripheral trial on the external allegation).
Furthermore, the district court granted Wipf considerable leeway to cross-examine
J.D. and to impeach his credibility. Accordingly, we affirm on this point.
C. Exclusion of Evidence
In his third point on appeal, Wipf contends that the district court erred when
it failed to exclude the testimony of G.A.S. According to Wipf, police only acquired
G.A.S.'s testimony through an illegal search of his home. Wipf argues that because
the police identified G.A.S. as a victim from a seized videotape suppressed by the
district court, G.A.S.'s trial testimony was "fruit of the poisonous tree," and, therefore,
inadmissible. Under the "fruit of the poisonous tree" doctrine, the exclusionary rule
bars the admission of physical evidence and live witness testimony obtained directly
or indirectly through the exploitation of police illegality. Hamilton v. Nix, 809 F.2d
463, 465 (8th Cir. 1987) (en banc) (citing Wong Sun v. United States, 371 U.S. 471,
484–88 (1963)). However, challenged evidence derived through police illegality will
still be admissible under the "attenuation" doctrine if the causal connection between
the constitutional violation and the discovery of the evidence has become so
attenuated as to dissipate the taint. Id. (citing United States v. Ceccolini, 435 U.S.
268, 273–80 (1978)).
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In Ceccolini,3 the Supreme Court set forth an analytical framework to evaluate
the admissibility of live witness testimony under the attenuation doctrine. Id. at
274–79. The Court emphasized that live witness testimony should be excluded when
"the basic purpose of the exclusionary rule will be advanced by its application" in a
particular case. Ceccolini, 435 U.S. at 276. Two important considerations are the
costs of permanently disabling a witness from testifying and the degree of free will
exercised by the witness in testifying. Id. at 276–78. The Court reasoned that where
the cooperation of a witness is in fact the result of an exercise of the individual's free
will, unaffected by police misconduct, the purpose of the exclusionary rule would not
be served by disallowing the testimony. Id. In determining the strength of the link
between the illegality and a witness's testimony, Ceccolini directs us to consider (1)
the stated willingness of the witness to testify, (2) the role played by the illegally
seized evidence in gaining the witness's cooperation, (3) the proximity between the
illegal behavior, the decision to cooperate and the actual testimony at trial, and (4) the
police motivation in engaging in the illegal conduct. Hamilton, 809 F.2d at 476.
3
A police officer, while taking a break in the defendant's business shop, noticed
an envelope containing money lying on the cash register. United States v. Ceccolini,
435 U.S. 268 (1978). Upon closer examination, the officer found that the envelope
also contained slips of paper indicating unlawful gambling activity. Id. The officer
questioned one of the defendant's employees, who explained that the envelope
belonged to the defendant. Id. That information was forwarded to an FBI agent, who
later interviewed the employee without referring to the incident involving the police
officer. Id. The defendant later testified falsely before a federal grand jury that he had
never been involved in any way with gambling operations. Id. The defendant's
employee testified for the prosecution at a subsequent trial for perjury. Id. Prior to
trial, the defendant sought to suppress his employee's testimony as "fruit of the
poisonous tree." Id. The trial court granted the motion, reasoning that the employee-
witness "first came directly to the attention of the government as a result of an illegal
search." Id. at 273. The court of appeals affirmed, but the United States Supreme
Court reversed. Id.-8-
Our review of the record convinces us that G.A.S. testified willingly. G.A.S.
took the stand and gave the same account of his relationship with Wipf that he gave
to Dr. Zitzow. See Satchell v. Cardwell, 653 F.2d 408, 409–10 n.7 (9th Cir. 1981)
cert. denied, 454 U.S. 1154 (1982) (explaining that the attenuation doctrine would
apply where a brutally beaten multiple-rape victim would probably have come
forward to testify even if she had not been discovered as the result of an illegal entry).
Moving to the second consideration, we note that the illegally seized tapes were
indirectly used to get G.A.S. to talk with Dr. Zitzow. Specifically, both G.A.S.'s
parents and Dr. Zitzow confronted G.A.S. with the existence of the videotape before
G.A.S. came forward. However, the videotape was never shown to G.A.S. and law
enforcement never confronted G.A.S. with the existence of the videotape. With
respect to the temporal element enunciated in Ceccolini, approximately nine to twelve
days elapsed between the time of the illegal search and first contact with G.A.S. From
that point, about nine months passed before G.A.S. was called to testify at trial.
Lastly, the record reveals that the police did not search Wipf's residence to
identify other victims or witnesses. Rather, the search was done in response to J.D.'s
claim of molestation and was an attempt by police to corroborate J.D.'s claim. The
Supreme Court has noted that "the illegality which led to the discovery of the witness
very often will not play any meaningful part in the witness' willingness to testify."
Ceccolini, 435 U.S. at 277. We hold that there was sufficient attenuation to allow
G.A.S. to testify at trial.
D. Fifth Amendment Right Against Self-Incrimination
Wipf next argues that the district court erred in admitting his incriminating
statement made to police after Wipf requested an attorney. After being taken into
custody at the police station, Wipf asked Englehoff, "Do I get a lawyer?" Englehoff
advised Wipf that he would receive counsel, but Englehoff first wanted to advise
Wipf of his Miranda rights, tell him the situation, and explain the charges against
him. Englehoff then told Wipf that he had been arrested for possession of child
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pornography based on a number of tapes that had been seized from inside his home.
At that point, and without provocation, Wipf made the incriminating statement "you
got me," or "you caught me."
The United States Supreme Court has held that, "[if an] individual states that
he wants an attorney, the interrogation must cease until an attorney is present."
Miranda v. Arizona, 384 U.S. 436, 474 (1966); see also Edwards v. Arizona, 451 U.S.
477 (1981). Interrogation, properly understood, involves either "express questioning
or its functional equivalent." Rhode Island v. Innis, 446 U.S. 291 (1980).
Accordingly, interrogation encompasses "any words or actions on the part of the
police (other than those normally attendant to arrest and custody) that the police
should know are reasonably likely to elicit an incriminating response from the
suspect." Id. at 301.
The First Circuit has stated that a "law enforcement officer's mere description
of the evidence and of potential charges against a suspect, in direct response to the
suspect's importuning, hardly can be classified as interrogatory." United States v.
Conley, 156 F.3d 78, 83 (1st Cir. 1998) (citing United States v. Trimble, 986 F.2d
394, 401 (10th Cir. 1993); United States v. Payne, 954 F.2d 199, 203 (4th Cir. 1992);
United States v. Jackson, 863 F.2d 1168, 1172 (4th Cir. 1989)). Furthermore, an
inculpatory statement is not considered the product of custodial interrogation merely
because it is made after the suspect has been told the charges against him. See People
v. Rivas, 13 P.3d 315, 319 (Colo. 2000); Conley, 156 F.3d at 83.
Under these circumstances, we cannot say that Englehoff's statement that he
wanted to tell Wipf "the situation, and explain the charges against him," amounts to
custodial interrogation. Accordingly, the district court did not err in allowing Wipf's
statements into evidence.
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E. Right to Jurors from Specific Division
For his final point on appeal, Wipf contends that the district court erred by
failing to summon a jury panel from the Sixth Division of the District of Minnesota,
the division where Wipf committed the crime. We have stated that:
The Sixth Amendment to the United States Constitution requires that a
trial be held in the state and district where the crime was committed.
However, a defendant does not have a right to be tried in a particular
division.
United States v. Davis, 785 F.2d 610, 616 (8th Cir. 1986). Wipf attempts to
distinguish the law of this circuit, arguing that while the trial location is within the
discretion of the district court, a defendant has a right to have jurors summoned from
a geographic boundary of a specific judicial division. We refuse to create such a
distinction. The Sixth Amendment does not require jurors to be summoned from a
particular division.
III. Conclusion
For the foregoing reasons, we affirm Wipf's conviction and sentence.
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