United States v. Duane Larison ( 2006 )

United States Court of Appeals
FOR THE EIGHTH CIRCUIT
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No. 05-2023
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United States of America, *
*
Appellee, *
* Appeal from the United States
v. * District Court for the
* District of Nebraska.
Duane Larison, *
* [PUBLISHED]
Appellant. *
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Submitted: October 11, 2005
Filed: January 9, 2006
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Before RILEY, HANSEN, and COLLOTON, Circuit Judges.
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HANSEN, Circuit Judge.
In 1996, Duane Larison pleaded guilty to one count of conspiracy to distribute
methamphetamine, in violation of 21 U.S.C. § 846. His plea exposed him to a
Sentencing Guidelines imprisonment range of 135 to 168 months, but in light of his
substantial assistance to the government, the district court1 departed from that range
and sentenced him to 82 months of imprisonment followed by a 5-year term of
1
The Honorable Thomas M. Shanahan, United States District Judge for the
District of Nebraska.
supervised release. In March 2005, the district court2 revoked Larison's supervised
release based on his voluntary and counseled admissions to numerous violations of
the terms of his supervised release. Among the admitted violations were several
instances (19 in all) of failing to submit to drug testing, the failure to complete a drug
treatment program which included drug testing, and four instances where he tested
positive for three different controlled substances between January 22, 2004, and
March 14, 2004. He also tested positive for methamphetamine on March 15, 2005.
In addition, he had violated the most basic of supervised release conditions, i.e., that
he not commit a crime, when he pleaded guilty to a drunk driving charge in Iowa state
court. The district court imposed a revocation sentence of 60 months of
imprisonment. Larison appeals.
Larison argues that his sentence is excessive and unwarranted. Specifically, he
first asserts that the district court failed to consider the five to eleven months
sentencing range recommended by the policy statements found in Chapter 7 of the
Sentencing Guidelines. We have long recognized the purely advisory nature of the
Chapter 7 policy statements related to the revocation of supervised release, see United
States v. Jones, 973 F.2d 605, 607 (8th Cir. 1992), and after United States v. Booker,
543 U.S. 220, 125 S. Ct. 738 (2005), we review revocation sentences for
unreasonableness, see United States v. Tyson, 413 F.3d 824, 825 (8th Cir. 2005).
Despite Larison's arguments to the contrary, the sentencing transcript indicates
that the district court imposed the sentence "after having consulted the [G]uidelines."
(Sent. Tr. at 21.) The district court also noted that Larison had received a substantial
departure at his original sentencing as a reward for his substantial assistance. See U.S.
Sentencing Guidelines Manual § 7B1.4, comment. (n.4) (2004) (noting that an
increased sentence above the recommended revocation range may be warranted where
2
The Honorable Richard G. Kopf, then Chief Judge of the United States District
Court for the District of Nebraska.
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the original sentence resulted from a downward departure as a reward for substantial
assistance). Furthermore, even Larison's attorney did not recommend a sentence
within the policy statements' recommended range of five to eleven months. His
attorney stated that a sentence of 24 months would be appropriate. We conclude that
the district court did consider "the applicable guidelines or policy statements issued
by the Sentencing Commission," as required by statute in imposing a sentence for
violation of supervised release. 18 U.S.C. § 3553(a)(4)(B).
Larison argues that the district court gave significant weight to improper and
irrelevant factors. When imposing a sentence for the violation of a term of supervised
release, the district court considers the factors listed in 18 U.S.C. § 3553(a). United
States v. White Face, 383 F.3d 733, 737 (8th Cir. 2004). "A district court need not
mechanically list every § 3553(a) consideration when sentencing a defendant upon
revocation of supervised release." Id. at 740. There must, however, be evidence that
the district court "considered the relevant matters and that some reason be stated for
its decision." Id. When reviewing for unreasonableness, we consider the following:
A discretionary sentencing ruling . . . may be unreasonable if a
sentencing court fails to consider a relevant factor that should have
received significant weight, gives significant weight to an improper or
irrelevant factor, or considers only appropriate factors but nevertheless
commits a clear error of judgment by arriving at a sentence that lies
outside the limited range of choice dictated by the facts of the case.
United States v. Haack, 403 F.3d 997, 1004 (8th Cir.), cert. denied, 126 S. Ct. 276
(2005).
Specifically, Larison asserts that the sentencing reduction he received at his
original sentencing, the amount of resources that the government invested in his
treatment and supervision, and his need for treatment were irrelevant factors or were
given improper weight. We respectfully disagree. As already noted, the Guidelines
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specifically permit the court to consider the fact that the original sentence resulted
from a downward departure as a reward for substantial assistance. USSG § 7B1.4,
comment. (n.4). The amount of resources invested by the government and Larison's
own need for treatment appropriately factored into Larison's inability to conform his
conduct to the law after being offered many opportunities to obtain treatment while
on supervised release. See 18 U.S.C. § 3553(a)(2)(B) (requiring courts to consider the
need to afford adequate deterrence); & (a)(2)(D) (requiring courts to consider the need
to provide the defendant with needed correctional treatment in the most effective
manner). The district court ultimately concluded that Larison's "horrible addiction"
"simply cannot adequately be supervised in a setting less restrictive than prison."
(Sent. Tr. at 19, 22.) The district court recommended "in the strongest possible terms
that the defendant be enrolled in the intensive drug treatment program of the Bureau
of Prisons" to provide the defendant with the needed treatment in a supervised setting.
(Id. at 22.) The fact that the in-prison treatment program could be completed in less
than five years does not render Larison's need for obtaining the treatment in a
restrictive setting an improper or irrelevant factor, nor does it render the five-year
sentence unreasonable in light of all the facts of this case.3
3
Larison's oral argument included an assertion that the district court improperly
considered the factors listed in § 3553(a)(2)(A) (i.e., the need for the sentence to
reflect the seriousness of the offense, to promote respect for the law, and to provide
for just punishment), because this subsection is not specifically referenced in 18
U.S.C. § 3583(e), which lists the factors the court should consider in making the
discretionary decision of whether to revoke a term of supervised release. We do not
consider arguments raised for the first time at oral argument. See United States v.
Mitchell, 31 F.3d 628, 633 n.3 (8th Cir. 1994). Even if we did, however, we would
note that the argument is misplaced. The district court was precluded from making
a discretionary decision to revoke a term of supervised release pursuant to § 3583(e)
in this case because revocation was mandatory given the nature of Larison's admitted
violations. See 18 U.S.C. § 3583(g) (mandating revocation if a defendant possesses
a controlled substance in violation of a condition of supervised release, possesses a
firearm, refuses to comply with drug testing imposed as a condition of supervised
release, or tests positive for illegal controlled substances more than 3 times over the
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Finally, Larison argues that the district court made a clear error in judgment in
balancing the relevant statutory sentencing factors. Larison urges that the length of
his revocation sentence is disproportionately long when compared to others similarly
situated, citing for example, White Face, 383 F.3d at 736-40 (affirming revocation
sentences of 24 months and 48 months for defendants who failed to submit to drug
testing or tested positive for illegal substances); and United States v. Cotton, 399 F.3d
913, 915-17 (8th Cir. 2005) (affirming a revocation sentence of 46 months for
continued drug abuse and needed drug treatment). Larison was not entitled to any
particular sentence within the statutory limit, and we cannot conclude that his 60-
month sentence was so disproportionate to the cases cited as to be unreasonable.
We conclude that the district court appropriately balanced the statutory factors
and imposed a sentence that is within the maximum allowed by statute and not
unreasonable given the facts of this case. See 18 U.S.C. § 3583(e)(3) (permitting a
five-year revocation sentence where the original offense was a class A felony). The
district court expressed grave concern over Larison's numerous and repeated
violations of the terms of his supervised release and his demonstrated inability to
successfully complete drug treatment programs while on supervised release. Despite
the many chances the probation office had afforded him and the substantial reduction
of his original sentence for substantial assistance, he persisted in his criminal conduct.
See Cotton, 399 F.3d at 916 (citing similar factors). Although Larison received the
maximum sentence available under the statute, the district court justified that decision
course of 1 year). Larison met three of the four alternative prerequisites for
mandatory revocation under § 3583(g). Therefore, the district court's decision was not
constrained by the factors specifically enunciated in 18 U.S.C. § 3583(e), as Larison
contends, but only by the maximum five-year term of imprisonment authorized under
§ 3583(e)(3), as directed in § 3583(g). The district court properly considered all
relevant sentencing factors listed in § 3553(a) in deciding the length of the revocation
sentence.
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giving excellent supporting reasons for the revocation sentence Larison deserved to
receive.
Accordingly, we affirm the judgment of the district court.
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