John Middleton v. Al Luebbers ( 2006 )


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  •                      United States Court of Appeals
    FOR THE EIGHTH CIRCUIT
    ___________
    No. 04-3160
    ___________
    John Middleton,                          *
    *
    Appellant,                 *
    * Appeal from the United States
    v.                                 * District Court for the
    * Western District of Missouri.
    Don Roper,1                              *
    *
    Appellee.                  *
    ___________
    Submitted: December 12, 2005
    Filed: July 6, 2006
    ___________
    Before LOKEN, Chief Judge, WOLLMAN and RILEY, Circuit Judges.
    ___________
    RILEY, Circuit Judge.
    A Missouri state court sentenced John A. Middleton (Middleton) to death
    following Middleton’s convictions for two counts of first-degree murder. The
    Missouri Supreme Court affirmed Middleton’s convictions and sentences on direct
    appeal, and later affirmed the denial of his motion for post-conviction relief.
    Middleton timely applied for a writ of habeas corpus under 28 U.S.C. § 2254. The
    1
    Pursuant to Fed. R. App. P. 43(c)(2), Don Roper, the current Superintendent
    of the Potosi Correctional Center and successor to Al Luebbers, is substituted as party
    appellee.
    district court2 denied habeas relief, but granted Middleton a certificate of appealability
    on eight grounds. We affirm.
    I.    BACKGROUND
    We recite the facts of Middleton’s crimes as found by the Missouri Supreme
    Court in previously published opinions in this case. See State v. Middleton, 
    998 S.W.2d 520
    , 523-24 (Mo. 1999) (en banc) (affirming Middleton’s convictions and
    sentences on direct appeal); Middleton v. State, 
    80 S.W.3d 799
    , 803-04 (Mo. 2002)
    (en banc) (affirming the denial of Middleton’s motion for post-conviction relief).
    On June 10, 1995, several drug dealers were arrested in Cainsville, Missouri.
    Middleton, a drug dealer who was not arrested, worried informants would implicate
    him. That afternoon, Middleton told another individual there were “some snitches that
    should be taken care of,” because Middleon did not want to return to prison.
    Middleton mentioned several names, including Randy “Happy” Hamilton (Hamilton).
    On June 11, Middleton and his girlfriend met Hamilton and Stacey Hodge
    (Hodge), Hamilton’s girlfriend, on a gravel road. Middleton shot Hamilton in the
    back once with an SKS rifle and shot Hodge in the back three times. Middleton then
    killed Hamilton with a shot to the head. Middleton’s girlfriend killed Hodge with
    another SKS rifle by shooting Hodge in the head. Middleton and his girlfriend placed
    both bodies in the trunk of Hamilton’s car. Middleton drove Hamilton’s car, looking
    for a place to dispose of the bodies, with Middleton’s girlfriend following in a truck.
    While driving around in Hamilton’s car, Middleton encountered Danny Spurling
    (Spurling). Middleton, covered in blood, told Spurling he had “taken care” of
    Hamilton. Middleton then asked Spurling for advice on what to do with the bodies.
    Middleton indicated he might burn the bodies in Hamilton’s old house. The next
    morning, Middleton gave Spurling the car stereo from Hamilton’s car and said “they
    2
    The Honorable Ortrie D. Smith, United States District Judge for the Western
    District of Missouri.
    -2-
    were really going to freak out when they found those two.” Middleton also showed
    Spurling a written list of names and asked if Spurling knew anyone on the list.
    About a week and a half later, Middleton told Richard Pardun (Pardun) “there
    was a narc around and they were going to take care of it.” Middleton said he had a
    “hit list” and mentioned several names on it, including Hamilton, Alfred Pinegar
    (Pinegar), and William Worley (Worley). Middleton offered Pardun $3,500 to set up
    a meeting with Worley.
    On June 25, John Thomas (Thomas) and Middleton discussed informants at
    Middleton’s house. Middleton named several people who “needed to be taken care
    of,” including Hamilton, Pinegar, and Worley. While at Middleton’s house, Thomas
    noticed two SKS rifles as well as a box belonging to Hamilton. When Thomas
    inquired about the box, Middleton replied “the guy who owned that box wouldn’t be
    needing it no more.”
    Around the same time, Middleton visited Dennis Rickert (Rickert) in Iowa.
    Middleton told Rickert, “I’d knowed ‘Happy’ for 15 [years]. He knew enough to put
    me away for life. I done ‘Happy.’” Middleton then gave Rickert several guns,
    including two SKS rifles, which Rickert later turned over to the police.
    Pinegar was found murdered on June 26, 1995, and Middleton was arrested for
    Pinegar’s murder shortly thereafter.3 On July 10, Hamilton’s car was discovered
    abandoned in the woods. Hamilton’s and Hodge’s decomposed bodies were found in
    the trunk, and the car stereo was missing. Bullet fragments taken from Hodge’s body
    displayed class characteristics consistent with the SKS rifles Middleton gave to
    Rickert.
    3
    Middleton was convicted in 1997 for Pinegar’s murder.          See State v.
    Middleton, 
    995 S.W.2d 443
    (Mo. 1999) (en banc).
    -3-
    While awaiting trial, Middleton confessed to fellow jail inmate Douglas
    Stallsworth, who testified Middleton described the murders, admitted killing Hamilton
    and Hodge because they were informants, and acknowledged hiding their bodies and
    taking the rifles to Iowa.
    Following a jury trial in the Circuit Court of Callaway County, Missouri,
    Middleton was convicted of two counts of first-degree murder and two counts of
    armed criminal action. He was sentenced to death for each of the two murders and
    given consecutive ten-year sentences on the armed criminal action counts. The
    Missouri Supreme Court affirmed Middleton’s convictions and sentences on direct
    appeal, 
    Middleton, 998 S.W.2d at 531
    , and later affirmed the denial of post-conviction
    relief, 
    Middleton, 80 S.W.3d at 817
    .
    Middleton then sought a writ of habeas corpus under 28 U.S.C. § 2254 in
    federal district court. The district court denied habeas relief, but granted a certificate
    of appealability on the following eight claims: (1) trial counsel’s failure to call
    Middleton’s family members or former employers during the penalty phase to testify
    about Middleton’s mental impairments and diligent work ethic; (2) trial counsel’s
    failure to elicit additional mitigating evidence from Middleton’s mother during the
    penalty phase; (3) trial counsel’s failure to present evidence during the guilt phase
    regarding Middleton’s mental state or intent; (4) trial counsel’s failure to object to the
    prosecution’s reference to “society’s drug problem”; (5) violation of Middleton’s right
    to be present at three pretrial hearings; (6) the prosecution’s failure to disclose deals
    made with two of the state’s witnesses; (7) admission of testimony from Sheriff
    George Martz (Sheriff Martz) regarding why charges were dropped against a state
    witness; and (8) the prosecution’s penalty phase argument concerning the jury’s
    imposition of a death sentence.
    -4-
    II.     DISCUSSION
    When considering the district court’s denial of a habeas petition, “we review
    the district court’s findings of fact for clear error and its conclusions of law de novo.”
    Lyons v. Luebbers, 
    403 F.3d 585
    , 592 (8th Cir. 2005) (internal quotation omitted).
    Under 28 U.S.C. § 2254(d), “[w]hen a claim has been adjudicated on the merits in
    state court, habeas relief is warranted only if the state court proceeding resulted in
    (1) ‘a decision that was contrary to, or involved an unreasonable application of, clearly
    established Federal law, as determined by the Supreme Court,’ or (2) ‘a decision that
    was based on an unreasonable determination of the facts in light of the evidence
    presented in the State court proceeding.’” Bucklew v. Luebbers, 
    436 F.3d 1010
    , 1015
    (8th Cir. 2006) (quoting 28 U.S.C. § 2254(d)(1), (2); see, e.g., Rompilla v. Beard, 
    545 U.S. 374
    , 
    125 S. Ct. 2456
    , 2462 (2005)). A decision is “contrary to” federal law “if
    the state court arrives at a conclusion opposite to that reached by [the Supreme] Court
    on a question of law or if the state court decides a case differently than [the Supreme]
    Court has on a set of materially indistinguishable facts.” Williams v. Taylor, 
    529 U.S. 362
    , 412-13 (2000). A decision is “an unreasonable application” of federal law “if the
    state court identifies the correct governing legal principle from [the Supreme] Court’s
    decisions but unreasonably applies that principle to the facts of the prisoner’s case.”
    
    Id. at 413.
    “In other words, it is not enough for us to conclude that, in our independent
    judgment, we would have applied federal law differently from the state court; the state
    court’s application must have been objectively unreasonable.” Rousan v. Roper, 
    436 F.3d 951
    , 956 (8th Cir. 2006) (citation omitted). Furthermore, in federal habeas
    proceedings, we bestow a presumption of correctness on the factual findings of the
    state courts, and absent procedural error, we may set such findings aside “only if they
    are ‘not fairly supported by the record.’” Simmons v. Luebbers, 
    299 F.3d 929
    , 942
    (8th Cir. 2002) (quoting Purkett v. Elem, 
    514 U.S. 765
    , 769 (1995)).
    -5-
    A.    Ineffective Assistance of Counsel
    Middleton raises several claims of ineffective assistance of counsel, which
    involve mixed questions of law and fact. See McReynolds v. Kemna, 
    208 F.3d 721
    ,
    723 (8th Cir. 2000). To overturn a conviction on grounds of ineffective assistance of
    counsel, Middleton must demonstrate (1) his trial counsel’s performance was so
    deficient as to fall below an objective standard of the customary skill and diligence
    displayed by a reasonably competent attorney, and (2) there is a reasonable probability
    the outcome of the trial would have been different absent the substandard actions of
    trial counsel. See Strickland v. Washington, 
    466 U.S. 668
    , 687-94 (1984). “Judicial
    scrutiny of counsel’s performance is highly deferential, indulging a strong
    presumption that counsel’s conduct falls within the wide range of reasonable
    professional judgment.” 
    Bucklew, 436 F.3d at 1016
    (citing 
    Strickland, 466 U.S. at 689
    ). With this standard in mind, we address each of Middleton’s ineffective
    assistance claims in turn.
    1. Failure to Call Family Members and Former Employers During
    Penalty Phase
    Middleton first contends trial counsel provided ineffective assistance by failing
    to contact four former employers and two family members or call them as witnesses
    during the penalty phase. The former employers, for whom Middleton worked for a
    few years during the early 1980s, would have testified Middleton was hard-working,
    diligent, reliable, quiet, and a person of limited intellect. Middleton’s uncle, Glenn
    Williams (Williams), would have testified Middleton’s father was incarcerated for
    stealing, and Middleton was mentally slow and was mistreated by one of his mother’s
    boyfriends. Middleton’s aunt, Sylvia Purdin (Purdin), often babysat Middleton when
    his mother visited his father in the penitentiary. Purdin said Middleton was quiet,
    reserved, played alone, and acted as though he were “in a daze.” Both Williams and
    Purdin would have testified Middleton’s mother inhaled gas fumes as a child.
    Middleton argues reasonably competent counsel would have investigated and called
    the aforementioned witnesses and there is a reasonable probability the witnesses’
    testimony would have persuaded the jury not to impose a death sentence. Rejecting
    -6-
    this claim, the Missouri Supreme Court concluded trial counsel’s investigation was
    reasonable and Middleton failed to prove ineffectiveness. 
    Middleton, 80 S.W.3d at 809
    .
    The state court’s decision was a reasonable application of the Strickland
    standard. As the Missouri Supreme Court noted, defense counsel
    reviewed 12 boxes of materials his former attorneys gathered. These
    materials included deposition transcripts, some hearing transcripts, notes
    from witnesses, photographs, police reports, coroner reports, and
    forensic reports. The attorneys also reviewed his work history, engaged
    two mental health experts, and talked to Department of Corrections
    employees.
    
    Id. We agree
    with the district court that this is not a case of inadequate investigation;
    rather, Middleton’s counsel “had the information in hand and after consideration
    chose not to present it.”
    Middleton contends counsel’s possession of the twelve boxes of materials does
    not indicate counsel made a strategic decision not to call one or more of the witnesses
    and further argues there is no reason to assume the boxes contained information that
    could have led trial counsel to conclude the witnesses were not worth investigating.
    Such an argument ignores two fundamental duties under Strickland: this court’s duty
    to “indulge a strong presumption” trial counsel rendered reasonable professional
    assistance, and Middleton’s duty to overcome this presumption. See 
    Strickland, 466 U.S. at 689
    . At Middleton’s post-conviction hearing, Middleton neglected to adduce
    evidence demonstrating trial counsel lacked a strategic justification for not calling or
    investigating the witnesses. No basis exists for overcoming the highly deferential
    Strickland presumption in favor of trial counsel’s reasonable conduct. Thus, the state
    court’s conclusion Middleton did not prove ineffective assistance of trial counsel was
    not an unreasonable application of federal law.
    -7-
    2. Failure to Elicit Mitigating Evidence from Middleton’s Mother
    Middleton next argues trial counsel was ineffective for failing to elicit
    additional mitigating evidence during the penalty phase from Middleton’s mother.
    Middleton’s mother had testified on behalf of her son during the Pinegar murder
    trial’s penalty phase, after which Middleton was sentenced to death. During the
    Pinegar trial penalty phase, Middleton’s mother testified to the following additional
    facts: Middleton’s blood condition and medical problems at birth and during his
    childhood; the head injury Middleton suffered as a child; his alcoholic and often
    unemployed father who spent time in prison, did not want a family, abused
    Middleton’s mother, and had extramarital affairs; the abusive environment in which
    Middleton was raised; Middleton’s receipt of alcohol and marijuana from his mother’s
    boyfriend, his sister’s husband, and a cousin; and Middleton’s learning impairments.
    During the post-conviction hearing, Middleton introduced the Pinegar trial transcript
    of his mother’s testimony and questioned trial counsel, who testified she did not recall
    reading the mother’s Pinegar trial testimony. Counsel’s failure to do so, Middleton
    argues, demonstrates Middleton suffered prejudice because there is a reasonable
    probability the jury would have rendered a punishment other than death had it heard
    this additional testimony from Middleton’s mother.
    The Missouri Supreme Court concluded Middleton failed to prove trial
    counsel’s conduct was unreasonable, stating, “[t]his evidence–that trial counsel did
    not read [Middleton’s] mother’s Pinegar testimony–proves only that counsel did not
    learn these facts from the Pinegar trial. Defendant did not question defense counsel
    about her knowledge and why she chose not to elicit these facts.” 
    Middleton, 80 S.W.3d at 810
    . Additionally, the Missouri Supreme Court found Middleton failed to
    demonstrate a reasonable probability he would have received a punishment other than
    death, given he was sentenced to death in the Pinegar trial, despite the jury having
    heard the testimony in question from Middleton’s mother. 
    Id. We agree
    with this reasoning and thus hold the state court’s conclusion
    Middleton failed to demonstrate ineffective assistance of counsel was not an
    -8-
    unreasonable application of Strickland. There is no evidence trial counsel either was
    unaware of the additional information from Middleton’s mother or lacked a rational
    justification for omitting it from the penalty phase. Middleton did not satisfy his
    burden to overcome the presumption of counsel’s reasonable performance. Further,
    the fact the jury sentenced Middleton to death in the Pinegar trial weakens
    Middleton’s argument that a different outcome would have resulted in this case but
    for counsel’s failure to elicit additional testimony from Middleton’s mother. As the
    district court recognized, “different juries may come to different conclusions, but the
    tactic’s failure in one case certainly provided justification for counsel not to pursue
    it a second time.” Accordingly, finding no error by the courts below, we deny
    Middleton’s claim for habeas relief on this point.
    3. Failure to Present Evidence Regarding Middleton’s Mental State
    During the trial’s guilt phase, defense counsel did not present any evidence.
    Rather, defense counsel attacked the credibility of the state’s witnesses and contended
    during closing argument the state had not proven guilt beyond a reasonable doubt.
    Following the jury’s verdict of guilty and during the penalty phase, the defense called
    Dr. Jonathan Lipman (Dr. Lipman), a neuropharmacologist, who testified Middleton’s
    chronic methamphetamine use caused him symptoms consistent with paranoid
    schizophrenia such as delusions, hallucinations, and paranoia, and concluded
    Middleton suffered from extreme mental or emotional disturbance at the time of the
    murders. During the penalty phase closing argument, defense counsel relied upon this
    testimony to support one of its arguments against imposing the death penalty.
    Middleton now asserts counsel provided ineffective assistance by failing
    to present expert testimony during the guilt phase that Middleton was not guilty by
    reason of mental disease or defect or suffered from diminished capacity. Specifically,
    Middleton argues counsel should have called Dr. Lipman, along with Dr. Philip
    Murphy (Dr. Murphy), a clinical psychologist, and Dr. A.E. Daniel (Dr. Daniel), a
    psychiatrist, to testify during the guilt phase that Middleton’s drug use impaired his
    mental faculties, and that Middleton lacked the ability to recognize the wrongfulness
    -9-
    of his actions or thereby form the intent necessary to be convicted of first-degree
    murder. According to Middleton, presenting such evidence during the guilt phase
    would have resulted in a more unified, consistent theme during the two phases of the
    trial, making it more likely the jury would have imposed only a life sentence.
    Rejecting Middleton’s claim of error, the Missouri Supreme Court held counsel
    investigated but reasonably chose not to present defenses of diminished capacity and
    mental disease or defect during the guilt phase based on (1) Middleton’s assertion he
    did not want to present that defense, (2) Middleton’s assertion of innocence, and
    (3) counsel’s fear that presenting contradictory defenses during the guilt phase was
    not sound trial strategy. 
    Middleton, 80 S.W.3d at 806-07
    . The district court agreed,
    noting the evidence relied upon by Middleton was not entirely helpful and did not
    clearly demonstrate Middleton lacked the ability to form the requisite intent. Thus,
    the district court concluded Middleton did not demonstrate ineffective assistance of
    counsel.
    In determining whether Middleton is entitled to relief, we examine whether
    counsel acted in an objectively reasonable manner in choosing not to present evidence
    of Middleton’s mental condition or intent during the trial’s guilt phase. Based on our
    review of the record, we conclude trial counsel acted reasonably in eschewing the
    introduction of such evidence for several reasons. First, “[t]he reasonableness of
    counsel’s actions may be determined or substantially influenced by the defendant’s
    own statements or actions.” 
    Strickland, 466 U.S. at 691
    . At Middleton’s post-
    conviction proceeding, trial counsel testified Middleton was aware of the possibility
    of pursuing a defense based on diminished capacity or mental disease or defect, but
    insisted he was not present at the murder scene. Professing his innocence, Middleton
    asserted he did not want counsel to present a diminished capacity defense. Middleton
    did not testify at the post-conviction proceeding; thus, counsel’s testimony on this
    point stands unrebutted. Counsel’s adherence to Middleton’s desired defense supports
    a conclusion of reasonably effective assistance.
    -10-
    Second, while presenting inconsistent theories or defenses may be plausible in
    some cases, at other times it may not be sound trial strategy. We give great deference
    to counsel’s informed strategic decisions, noting we “must resist the temptation to
    second-guess a lawyer’s trial strategy.” Laws v. Armontrout, 
    863 F.2d 1377
    , 1393
    (8th Cir. 1988) (en banc) (citation omitted). “[S]trategic choices made after thorough
    investigation of law and facts relevant to plausible options are virtually
    unchallengeable.” 
    Strickland, 466 U.S. at 690
    . In Weekley v. Jones, 
    76 F.3d 1459
    ,
    1462 (8th Cir. 1996) (en banc), this court rejected a claim of ineffective assistance for
    counsel’s failure to pursue a defense of not guilty by reason of insanity. In doing so,
    we recognized that while pleading in the alternative is legally permissible, “there is
    much respectable opinion to the effect that jurors are put off by it and regard it with
    suspicion. In fact, there is considerable empirical evidence that insanity pleas in and
    of themselves are not received favorably by jurors.” 
    Id. at 1463.
    Third, trial counsel’s reasonable hesitance in presenting alternative defenses is
    bolstered by other difficulties in the case, including evidence of advance planning and
    expert testimony that contradicted the notion of Middleton’s inability to form the
    requisite intent. We agree with the district court’s remarks that “the facts surrounding
    the commission of the crime suggest (1) a legitimate reason for [Middleton]’s fears
    that the victims might be a threat to his freedom, and (2) a degree of planning and
    advance thought that demonstrated the requisite mental state.” Furthermore, the
    proffered expert opinions are not entirely favorable to Middleton’s position on appeal.
    During the trial’s penalty phase, Dr. Lipman testified Middleton would have known
    it was illegal to kill someone despite the fact Middleton suffered from an extreme
    emotional disturbance. In addition, although Dr. Daniel would have testified about
    Middleton’s inability to reflect coolly in advance upon his actions, Dr. Daniel also
    admitted he was unaware of certain facts about the murder, such as Middleton’s
    arrangement of a meeting with the victims in an isolated location, and that such facts
    might affect his ultimate conclusion. As the district court correctly found, the state
    court reasonably applied federal law in denying this claim.
    -11-
    4. Failure to Object to Prosecution’s Closing Argument
    Middleton asserts trial counsel was ineffective for failing to object during
    penalty phase closing arguments following the prosecution’s reference to society’s
    drug problems. “To establish ineffective assistance of counsel for failing to object to
    a prosecutor’s closing argument, [Middleton] must demonstrate, as in every
    ineffective assistance claim, not only that counsel’s performance was deficient, but
    also that there is a reasonable probability that, but for counsel’s failure to object, the
    result of the proceeding would have been different.” 
    Bucklew, 436 F.3d at 1021
    . We
    will grant habeas relief if the prosecutor’s comments were so inappropriate as to make
    the trial fundamentally unfair and the resulting conviction a denial of due process. See
    Darden v. Wainwright, 
    477 U.S. 168
    , 180-81 (1986) (quoting Donnelly v.
    DeChristoforo, 
    416 U.S. 637
    (1974)).
    During closing arguments in the penalty phase, the prosecution argued:
    Another reason you need to give [Middleton] the death penalty for
    both of these crimes is because you have heard a lot about drugs, not
    only in this trial about methamphetamine but you’ve probably heard on
    the news how bad the methamphetamine problem is. Hear all the time
    about labs getting shut down and how the problem keeps growing. Well,
    what kind of message do you send to those drug dealers out there–
    The court overruled an objection by defense counsel, and the prosecution continued:
    What kind of message do you send to those drug dealers out there
    who are keeling [sic] methamphetamine who are afraid of going to jail,
    afraid of getting caught when you give somebody life without parole?
    Not a very strong message. . . . When you give them the highest
    punishment this state has to offer, which is the death penalty, you send
    a message. . . . We’re not going to tolerate drugs and we’re not going to
    tolerate anybody who kills because of drugs. And that’s why you need
    to give this man, not one, but finish that circle and give him two more
    death penalties. Do it as an insurance policy and do it so that everybody
    in the northeast Missouri will know that the people of Missouri are not
    -12-
    going to tolerate people killing to save themselves from going to jail.
    Because that’s exactly what this man did.
    Defense counsel did not object a second time. Middleton faults counsel for failing to
    do so, contends the argument invited the jury to sentence him to death for drug
    dealing, a non-capital offense, and argues but for this error, Middleton would have
    received a sentence of life imprisonment without parole.
    The Missouri Supreme Court rejected Middleton’s claim, finding the trial court
    overruled defense counsel’s first objection, and repeated objections might have
    alienated jurors or drawn attention to the complained-of argument. 
    Middleton, 80 S.W.3d at 816
    . The Missouri Supreme Court further found the prosecution’s
    argument, as a whole, was proper, given the prosecution clarified that persons who
    murder to facilitate drug dealing deserve the death penalty, after initially inferring
    mere drug dealing warranted the death penalty. 
    Id. The district
    court agreed:
    although it found the prosecution’s argument “arguably improper,” it held Middleton
    suffered no prejudice. Viewing the prosecution’s closing argument in its entirety and
    in context, the district court concluded the jury was not invited to vote for the death
    penalty simply because of Middleton’s involvement with drugs.
    We agree with the conclusion of the Missouri Supreme Court and the district
    court that trial counsel did not provide ineffective assistance. Middleton fails to
    demonstrate trial counsel’s performance was deficient. See 
    Strickland, 466 U.S. at 687
    . Often, trial counsel will withhold objections during otherwise improper
    arguments–especially during closing arguments–for strategic purposes. Where an
    objection previously has been made and overruled, repeated objections to the same
    subject matter may simply draw the jury’s attention to the complained-of argument
    or perhaps irritate or alienate the jury. Here, trial counsel objected once during the
    prosecution’s closing argument and was overruled. Counsel’s decision to forgo
    repeated objections falls within the wide range of reasonable professional conduct.
    -13-
    Similarly, Middleton fails to demonstrate a reasonable probability the error
    complained of affected the proceeding’s outcome. See 
    id. The prosecution’s
    argument advocated capital punishment for people who murder to facilitate drug
    dealing or to avoid going to jail, as opposed to people who simply use, deal, or are
    involved with drugs. For that reason, we also are unconvinced this argument, as a
    whole, was improper. Thus, the Missouri Supreme Court did not act contrary to, nor
    unreasonably apply, clearly established federal law in determining trial counsel was
    not ineffective for withholding additional objections during the prosecution’s closing
    argument.
    5. District Court’s Failure to Consider Cumulative Effect of
    Ineffective Assistance Claims
    Notwithstanding the deficiencies of each ineffective assistance of counsel
    claim, Middleton argues the district court erred by analyzing individually the
    prejudice resulting from his multiple claims and by concluding each claim must rise
    or fall on its own merits. Citing Strickland and its progeny, including Wiggins v.
    Smith, 
    539 U.S. 510
    (2003), and Williams v. Taylor, 
    529 U.S. 362
    (2000), Middleton
    contends the district court should have considered the cumulative effect of trial
    counsel’s errors in determining Strickland prejudice.
    We reject Middleton’s argument for two reasons. First, Middleton advances an
    erroneous interpretation of Supreme Court precedent. Neither Wiggins nor Williams
    stand for the proposition courts should accumulate the prejudice from separate
    ineffective assistance claims in determining whether to grant habeas relief. Rather,
    both decisions involved only a single claim of ineffective assistance of
    counsel–namely, trial counsel’s failure to investigate and present mitigating evidence
    during the trial’s penalty phase. See 
    Wiggins, 539 U.S. at 514
    ; 
    Williams, 529 U.S. at 390
    .
    Second, Middleton’s argument contradicts Eighth Circuit precedent. We
    repeatedly have recognized “a habeas petitioner cannot build a showing of prejudice
    -14-
    on a series of errors, none of which would by itself meet the prejudice test.” Hall v.
    Luebbers, 
    296 F.3d 685
    , 692 (8th Cir. 2002) (citation omitted); see, e.g., United States
    v. Robinson, 
    301 F.3d 923
    , 925 n.3 (8th Cir. 2002) (recognizing “the numerosity of
    the alleged deficiencies does not demonstrate by itself the necessity for habeas relief,”
    and noting the Eighth Circuit’s rejection of cumulative error doctrine); Wainwright
    v. Lockhart, 
    80 F.3d 1226
    , 1233 (8th Cir. 1996) (“Errors that are not unconstitutional
    individually cannot be added together to create a constitutional violation.” (citation
    omitted)); Scott v. Jones, 
    915 F.2d 1188
    , 1191 (8th Cir. 1990) (holding “cumulative
    error does not call for habeas relief, as each habeas claim must stand or fall on its
    own” (citation omitted)). Therefore, we have no hesitancy in rejecting Middleton’s
    argument and concluding the cumulative effect of alleged trial counsel errors is not
    grounds for granting habeas relief.
    B.     Proceedings In Abstentia
    Middleton next argues his absence at three pretrial motion hearings held on
    October 24, 1997, February 13, 1998, and March 13, 1998, violated his statutory and
    constitutional rights to be present at trial.4 On direct appeal, the Missouri Supreme
    Court rejected Middleton’s claim, finding (1) Missouri statutory law has not
    interpreted the right to be personally present during trial to include pretrial motion
    hearings, (2) the Missouri constitutional right to be present is waived unless the
    defendant’s presence is requested and Middleton’s defense counsel at each hearing
    expressly waived Middleton’s presence, and (3) the United States Constitution did not
    require Middleton’s presence at the pretrial hearings. 
    Middleton, 998 S.W.2d at 524
    -
    26. The district court affirmed, concluding that it was not empowered to review the
    state court’s determination concerning Middleton’s rights under state law and that
    Middleton’s absence did not violate his due process rights.
    4
    Middleton also alleges he was absent from a fourth hearing held on December
    19, 1997. However, the record indicates Middleton was present for that hearing.
    -15-
    Like the district court, we lack authority to review the Missouri Supreme
    Court’s interpretation and application of state law, for “it is not the province of a
    federal habeas court to reexamine state-court determinations on state-law questions.”
    Estelle v. McGuire, 
    502 U.S. 62
    , 67-68 (1991). “In conducting habeas review, a
    federal court is limited to deciding whether a conviction violated the Constitution,
    laws, or treaties of the United States.” 
    Id. at 68
    (citations omitted). Thus, we limit our
    inquiry to whether Middleton’s absence at three pretrial hearings violated his federal
    constitutional right to be present at trial.
    A defendant has a due process right to be personally present in judicial
    proceedings “whenever his presence has a relation, reasonably substantial, to the
    fulness of his opportunity to defend against the charge.” Kentucky v. Stincer, 
    482 U.S. 730
    , 745 (1987) (quoting Snyder v. Massachusetts, 
    291 U.S. 97
    , 105-06 (1934)).
    The defendant’s “privilege of presence is not guaranteed when presence would be
    useless, or the benefit but a shadow, [but] due process clearly requires that a defendant
    be allowed to be present to the extent that a fair and just hearing would be thwarted
    by his absence.” 
    Id. (internal quotations
    and citations omitted). When there is no
    indication the defendant could have done or gained anything had he attended the
    hearing, there is no due process violation. See United States v. Gagnon, 
    470 U.S. 522
    ,
    527 (1985) (per curiam).
    Our review of the nature of the proceedings in question leads us to conclude no
    due process violation occurred because of Middleton’s absences. The first pretrial
    hearing, held on October 24, 1997, involved the scheduling of pretrial conferences as
    well as the prosecution’s motion to compel the discovery of tapes and notes possessed
    by Drs. Murphy and Lipman. The scheduling of conferences did not require
    Middleton’s presence. Simply put, there is no indication Middleton could have done
    or gained anything concerning these matters had he attended the hearing, and thus no
    due process violation occurred. We reach a similar conclusion with respect to the
    prosecution’s motion to compel. The materials sought by the prosecution had been
    prepared in connection with the Pinegar murder trial, and at the time of the motion to
    -16-
    compel, Middleton’s trial counsel had not yet fully examined the materials, because
    counsel still was contemplating whether to pursue a defense based on mental disease
    or defect. During the hearing, defense counsel moved to withdraw the notice of intent
    to rely on such a defense, which had been filed by Middleton’s prior attorneys, to
    consider the matter more fully and to avoid providing materials not mandated by the
    law. Defense counsel refiled the notice, and the trial court considered the subject at
    a hearing on December 19, 1997, at which Middleton was present. Given defense
    counsel withdrew the notice and the trial court later addressed the notice extensively
    during a hearing at which Middleton was present, Middleton’s presence at the October
    24, 1997, hearing would have been “useless, or the benefit but a shadow.” See
    
    Stincer, 482 U.S. at 745
    . In addition, Middleton’s defense counsel informed the court
    Middleton consented to proceeding with the hearing in his absence. Thus, the
    Missouri Supreme Court reasonably applied federal law in concluding no due process
    violation occurred.
    The February 13, 1998, hearing similarly involved routine scheduling matters.
    Also during the hearing, the prosecution stated Middleton had refused to talk to the
    court appointed psychiatrist. Defense counsel responded Middleton now was willing
    to meet and cooperate with the psychiatrist. The trial court then set a two-week
    deadline for Middleton’s mental examination. Middleton asserts his refusal to submit
    to the court ordered mental examination “strongly suggests his disagreement with his
    counsel’s decision to present a mental illness defense,” and that because of his
    absence, “the court could not make inquiry” regarding Middleton’s position. For
    several reasons, we reject such an argument as wholly illogical. First, at trial
    Middleton presented no evidence of a mental disease or defect; thus, counsel clearly
    complied with Middleton’s reported resistance to this defense. Second, Middleton
    fails to demonstrate how his presence at the hearing was necessary or would have
    been useful, how his absence prejudiced his defense, or how the outcome of the
    proceedings would have been different. Third, Middleton’s alleged disagreement to
    the presentation of a mental illness defense contradicts his other argument that defense
    counsel provided ineffective assistance by failing to present expert testimony during
    -17-
    the guilt phase of Middleton’s mental state or intent, as 
    discussed supra
    . Fourth,
    Middleton’s defense counsel stated he “[v]oluntarily waive[s] my client’s presence.”
    Thus, no due process violation resulted from Middleton’s absence at the February 13,
    1998, hearing.
    Finally, during the March 13, 1998, hearing, the trial court addressed forty-one
    defense motions: eight were granted at the hearing, thirteen were taken with the case
    to be considered later, three motions involving discovery issues and one motion
    expressing Middleton’s desire to wear street clothes at trial and to appear without
    restraints were granted in part and denied in part, and sixteen motions dealing with
    legal issues or procedural matters were denied. No evidence was presented and no
    witnesses testified during this hearing. Middleton summarily contends he “was
    entitled to be present, to assist his counsel in presenting these motions, and to hear the
    court’s rulings on them.” However, he fails to demonstrate what could have been
    gained by his presence, what was lost by his absence, or what could have been added
    to counsel’s arguments. Moreover, the hearing began by Middleton’s defense counsel
    noting she “did not writ [Middleton] in for this hearing.”
    On the record before us, we cannot say Middleton’s absence from any of the
    three pretrial hearings resulted in a due process violation.
    -18-
    C.     Undisclosed Deals for Two Prosecution Witnesses
    Middleton claims the prosecution failed to disclose deals made in exchange for
    the testimony of two prosecution witnesses, Thomas and Spurling, in violation of the
    Fourteenth Amendment’s Due Process Clause. The Missouri Supreme Court held
    Middleton did not prove any understanding for favorable treatment between any
    prosecutor and the two witnesses at issue. 
    Middleton, 80 S.W.3d at 804-06
    . The
    district court agreed, concluding the state courts’ determinations there were no deals
    was a reasonable interpretation of the evidence.
    The pertinent facts regarding Thomas show that on June 8, 1995, Thomas was
    charged with selling drugs, a class B felony. On February 27, 1998, Thomas, his
    counsel, and the state appeared in court, and the state advised the court Thomas’s
    proceedings were delayed due to Thomas’s participation as a witness in a companion
    proceeding. On March 17, Thomas waived arraignment and pled not guilty, and the
    case was continued. On March 31, Thomas testified for the state in Middleton’s trial.
    Less than one month later, Thomas pled guilty to attempting to sell drugs, a class C
    felony, and eventually was sentenced to five years’ supervised probation.
    With regard to Spurling, after Middleton’s arrest in 1995 for the murders in this
    case, Spurling faced eight criminal charges in Missouri. Two charges were dismissed
    in September 1996, almost nineteen months before Spurling testified against
    Middleton on March 31, 1998. Fourteen months before testifying, Spurling negotiated
    a plea agreement and pled guilty to two charges. The remaining four charges were
    dismissed one year before Middleton’s trial, resulting in no pending charges when
    Spurling testified against Middleton.
    “In habeas proceedings in federal courts, the factual findings of state courts are
    presumed to be correct, and may be set aside, absent procedural error, only if they are
    not fairly supported by the record.” 
    Simmons, 299 F.3d at 942
    (internal quotation
    omitted). Middleton bears the burden of rebutting this presumption of correction by
    putting forth clear and convincing evidence. See 28 U.S.C. § 2254(e). Middleton
    -19-
    failed to do so. Relying purely on the sequence of events surrounding each witness,
    Middleton points to no evidence, beyond mere speculation, of an undisclosed deal
    offered by the prosecution or even an “understanding” Thomas or Spurling would be
    given leniency in exchange for testifying against Middleton. Middleton’s defense
    counsel knew of Thomas’s pending criminal charge as well as Spurling’s charges and
    thoroughly questioned both men about the charges at trial. Both Thomas and Spurling
    denied the existence of a deal with the prosecution in exchange for their testimony.
    Although Middleton cites a plethora of decisions where prosecutors failed to disclose
    favorable deals with witnesses, Middleton utterly fails to demonstrate any analogous
    factual similarities to the present case. Rather, Middleton’s contention is founded
    solely on speculation: “it appears [from the sequence of events] that Thomas and
    Spurling testified against [Middleton] in return for favorable consideration in the cases
    against them” (emphasis added). In the face of such unsupported allegations, we
    conclude the district court properly denied habeas relief on this ground.
    D.      Admission of Testimony from Sheriff Martz
    Following Middleton’s arrest in 1995, Spurling faced criminal charges in Iowa
    that later were dismissed. During cross-examination of Spurling, defense counsel
    elicited that the charges against Spurling were dismissed following a meeting between
    Spurling, Spurling’s attorney, and then Harrison County, Missouri, Sheriff Martz.
    Later, during cross-examination of Sheriff Martz, defense counsel established Sheriff
    Martz had a conversation with the Iowa prosecutor’s office, and following the
    conversation, the charges against Spurling were dismissed. The prosecution recalled
    Sheriff Martz to rebut the presumption he asked the Iowa prosecutor to dismiss the
    charges against Spurling. On cross-examination, Sheriff Martz again admitted to
    talking to the Iowa prosecutor about the charges and thereafter the charges were
    dismissed. On redirect, the prosecution questioned Sheriff Martz whether he asked
    the Iowa prosecutor about the strength of Spurling’s pending cases. Over defense
    counsel’s hearsay objection, Sheriff Martz was allowed to testify the Iowa prosecutor
    “indicated the strength of the case [against Spurling] was weak.”
    -20-
    On direct appeal, Middleton argued Sheriff Martz’s testimony regarding the
    Iowa prosecutor’s statement was inadmissible hearsay and violated his Sixth
    Amendment right to confront witnesses. Rejecting Middleton’s evidentiary claim, the
    Missouri Supreme Court found the testimony was admissible under the state law
    doctrine of curative admissibility because defense counsel created the inference
    Spurling’s charges were dropped at Sheriff Martz’s request and the hearsay was
    properly admitted in rebuttal. 
    Middleton, 998 S.W.2d at 527-28
    . The state court did
    not address the merits of Middleton’s constitutional claim. The district court affirmed,
    holding (1) it lacked authority to address the state court’s decision based on the state’s
    rules regarding curative admissibility; (2) Middleton procedurally defaulted the
    constitutional issue by failing to raise a constitutional objection at trial; (3) even if the
    claim had not been defaulted, no violation of the Confrontation Clause occurred
    because the statement was not testimonial in nature; and (4) even if there were a
    Confrontation Clause violation, any error was harmless. Again, we lack authority to
    review the state court’s decision that the hearsay testimony was admissible under the
    state law doctrine of curative admissibility. See 
    Estelle, 502 U.S. at 67-68
    . We thus
    turn our attention to Middleton’s Confrontation Clause claim.
    Before a state prisoner is entitled to federal habeas corpus relief, he first must
    exhaust his state law remedies and fairly present the facts and substance of his habeas
    claim to the state court. See Barrett v. Acevedo, 
    169 F.3d 1155
    , 1161 (8th Cir. 1999)
    (en banc); Abdullah v. Groose, 
    75 F.3d 408
    , 411 (8th Cir. 1996) (en banc). “If a
    prisoner has not presented his habeas claims to the state court, the claims are defaulted
    if a state procedural rule precludes him from raising the issues now.” 
    Abdullah, 75 F.3d at 411
    . To satisfy the “fairly present” requirement, Middleton must have
    “refer[red] to a specific federal constitutional right, a particular constitutional
    provision, a federal constitutional case, or a state case raising a pertinent federal
    constitutional issue in the Missouri state court.” 
    Id. at 411-12
    (internal quotation
    omitted); see, e.g., Morris v. Norris, 
    83 F.3d 268
    , 270 (8th Cir. 1996) (holding
    “habeas petitioners must have explicitly cited to the United States Constitution or
    federal case law in their direct appeal to preserve federal review” (citation omitted)).
    -21-
    Unlike the district court, we are not convinced Middleton procedurally
    defaulted his federal constitutional claim. Although at trial Middleton did not argue
    Sheriff Martz’s hearsay testimony violated the Confrontation Clause, Middleton
    specifically raised this federal claim in his brief on direct appeal to the Missouri
    Supreme Court, thereby “fairly presenting” and preserving the claim for federal
    review. See Jones v. Jerrison, 
    20 F.3d 849
    , 854 (8th Cir. 1994) (“The federal legal
    theory . . . must plainly appear on the face of the petitioner’s state-court briefs.”).
    Without mentioning the Sixth Amendment issue or referencing any federal law, the
    Missouri Supreme Court concluded the hearsay was properly admitted in rebuttal.
    
    Middleton, 998 S.W.2d at 527-28
    . The absence of any explicit discussion of the
    constitutional issue by the state court arguably could indicate its implicit rejection of
    the claim on procedural default grounds, an interpretation apparently adopted by the
    district court when it concluded Middleton defaulted the claim by failing to object on
    constitutional grounds at trial. However, the United States Supreme Court has
    instructed “a procedural default does not bar consideration of a federal claim on . . .
    habeas review unless the last state court rendering a judgment in the case clearly and
    expressly states that its judgment rests on a state procedural bar.” Harris v. Reed, 
    489 U.S. 255
    , 263 (1989) (emphasis added) (internal quotation and citation omitted). The
    question is not whether the state court could have relied on the state procedural bar
    to reject the federal constitutional claim, but instead whether the court actually relied
    on the procedural bar as an independent basis for its disposition of the case. See 
    id. at 261-62.
    Absent a clear and express indication of reliance on a state procedural bar,
    we cannot construe the state court’s opinion to have done so.5
    5
    We reject the appellee’s argument that the state court’s opinion addressed
    Middleton’s constitutional claim “at least by implication” by concluding the testimony
    fell within a firmly rooted hearsay exception. The Missouri Supreme Court never
    reached such a conclusion; it only deemed the hearsay admissible under the doctrine
    of curative admissibility. 
    Middleton, 998 S.W.2d at 528
    . “The Supreme Court has
    rejected the argument that a state court determination admitting hearsay under state
    law is dispositive of a petitioner’s habeas claim that his constitutional confrontation
    rights were violated by the admission.” Paxton v. Ward, 
    199 F.3d 1197
    , 1208 (10th
    -22-
    Thus, we treat the issue as though it were adequately presented to the state court
    for review, but ignored. Because the state court did not adjudicate Middleton’s
    constitutional claim on the merits, the deferential standard of review under 28 U.S.C.
    § 2254(d) does not apply, and we review the district court’s factual findings for clear
    error and its conclusions of law de novo. See Taylor v. Bowersox, 
    329 F.3d 963
    , 967-
    68 (8th Cir. 2003) (citations omitted).
    The district court concluded Middleton’s constitutional claim would fail on the
    merits, even if not procedurally defaulted. In Crawford v. Washington, 
    541 U.S. 36
    ,
    52-54 (2004), the Supreme Court held a witness’s out-of-court statements that are
    testimonial in nature are barred under the Confrontation Clause, unless the witness is
    unavailable and the defendant had a prior opportunity to cross-examine. The Supreme
    Court recently reaffirmed this holding in Davis v. Washington, Nos. 05-5224 and 05-
    5705, 
    2006 WL 1667285
    , at *6 (U.S. June 19, 2006). The district court determined
    the Iowa prosecutor’s statement, as related by Sheriff Martz, was not testimonial in
    nature and thus did not fall under Crawford’s rule of exclusion.
    This court previously has questioned whether Crawford applies retroactively,
    noting the Crawford Court did not suggest the doctrine would apply retroactively and
    the doctrine does not appear to fall within the narrow exceptions to non-retroactivity
    under Teague v. Lane, 
    489 U.S. 288
    (1989). See Evans v. Luebbers, 
    371 F.3d 438
    ,
    444 (8th Cir. 2004), cert. denied, 
    125 S. Ct. 902
    (2005). However, even assuming the
    doctrine could apply retroactively, Crawford’s categorical rule does not govern the
    facts of this particular case because the statement was not “testimonial.” Although
    Crawford specifically left ambiguous the term “testimonial,” the Court noted the term,
    Cir. 1999) (citing Lee v. Illinois, 
    476 U.S. 530
    , 539 (1986)). Furthermore, the
    doctrine of curative admissibility is not a firmly rooted hearsay exception. See Idaho
    v. Wright, 
    497 U.S. 805
    , 817 (1990) (identifying characteristics of firmly rooted
    exceptions); see, e.g., United States v. Morga, 
    66 F.3d 336
    , 
    1995 WL 520029
    , at *2
    (9th Cir. 1995) (unpublished table decision) (“Curative admissibility is not a firmly
    rooted exception.”).
    -23-
    at a minimum, applies to “prior testimony at a preliminary hearing, before a grand
    jury, or at a former trial[,] and to police interrogations.” 
    Crawford, 541 U.S. at 68
    .
    The Supreme Court also recognized in Crawford, and reaffirmed in Davis, the
    principle that “[a]n accuser who makes a formal statement to government officers
    bears testimony in a sense that a person who makes a casual remark to an
    acquaintance does not.” 
    Id. at 51;
    Davis, 
    2006 WL 1667285
    , at *7. While not
    exhaustive, these definitions lead us to conclude the statement at issue in this case was
    not testimonial in nature. As the district court observed, the information related by
    Sheriff Martz “was not the product of an adversarial or custodial interview or
    interrogation similar to that described in Crawford,” but instead emerged through
    circumstances more akin to “a non-custodial conversation.” We agree, and thus
    conclude the Iowa prosecutor’s comments “are not the kind of memorialized, judicial-
    process-created evidence of which Crawford speaks.” See United States v. Manfre,
    
    368 F.3d 832
    , 838 n.1 (8th Cir. 2004); cf. Davis, 
    2006 WL 1667285
    , at *8-9.
    Furthermore, even if the statement violated the Confrontation Clause, any error
    in admitting the statement was harmless. “A violation of the Confrontation Clause is
    subject to harmless error analysis,” which we review de novo. 
    Barrett, 169 F.3d at 1164
    (citing Pruett v. Norris, 
    153 F.3d 579
    , 590 (8th Cir. 1998)). Because it is unclear
    whether the state court reviewed Middleton’s constitutional claim, we apply the
    harmless error standard of review articulated in Chapman v. California, 
    386 U.S. 18
    (1967), and inquire whether the alleged error is harmless beyond a reasonable doubt.
    See Harrington v. Iowa, 
    109 F.3d 1275
    , 1279 (8th Cir. 1997); see also 
    Barrett, 169 F.3d at 1164
    . In assessing whether it appears beyond a reasonable doubt the
    complained-of error did not contribute to the verdict obtained, we consider the
    importance of the witness’s testimony to the entire case, whether the testimony was
    cumulative, whether corroborating or contradicting evidence existed, the extent of
    cross-examination otherwise permitted, and the overall strength of the prosecution’s
    case against Middleton. See Delaware v. Van Arsdall, 
    475 U.S. 673
    , 684 (1986);
    
    Harrington, 109 F.3d at 1279
    .
    -24-
    With these considerations in mind, we conclude any error stemming from the
    admission of the Iowa prosecutor’s statement was harmless beyond a reasonable
    doubt. As the district court correctly observed, the statement did not directly implicate
    Middleton and addressed a rather minor point in the proceedings; much of Spurling’s
    testimony was corroborated by other evidence in the case; and there was other,
    significant evidence establishing Middleton’s guilt. The importance of the statement
    to the entire case was minimal, given Spurling previously denied the existence of any
    deal with the prosecution in exchange for his testimony and there was no other
    evidence, beyond mere speculation, to support the existence of such a deal.
    Furthermore, defense counsel extensively cross-examined both Spurling and Sheriff
    Martz regarding the dismissal of Spurling’s criminal charges in Iowa. The
    overwhelming evidence against Middleton, as well as the aforementioned
    considerations, satisfy us any error was harmless beyond a reasonable doubt, and we
    therefore deny habeas relief on this ground.6
    E.     Prosecution’s Appeals Process Argument
    6
    We reach this conclusion without deciding whether the statement violated the
    Confrontation Clause under the Supreme Court’s pre-Crawford decisions. We have
    recognized Crawford casts some doubt on whether the reliability analysis discussed
    in Ohio v. Roberts, 
    448 U.S. 56
    (1980), and Roberts’s progeny, “remains good law
    when applying the Confrontation Clause to nontestimonial hearsay.” Ferguson v.
    Roper, 
    400 F.3d 635
    , 639-40 (8th Cir. 2005), cert. denied, 
    126 S. Ct. 1028
    (2006)
    (citing 
    Crawford, 541 U.S. at 52
    ). However, were we to apply the Supreme Court’s
    pre-Crawford decisions to this issue, we could not conclude on the record before us
    whether such decisions aid Middleton’s habeas appeal. As 
    noted supra
    in footnote
    5, clearly the statement does not fall within a firmly rooted hearsay exception, yet we
    cannot determine from the record if the statement “is supported by a showing of
    particularized guarantees of trustworthiness.” See 
    Wright, 497 U.S. at 816
    (internal
    quotation and citation omitted). Indeed, the record reveals little regarding the
    circumstances surrounding the making of the statement or describing the declarant’s
    credibility or trustworthiness, or the lack thereof. See 
    id. at 820.
    Nevertheless, even
    assuming arguendo the statement violated the Confrontation Clause, any error in
    admitting the statement was harmless.
    -25-
    Finally, Middleton argues he is entitled to habeas relief because the
    prosecution’s remarks during closing argument unconstitutionally diminished the
    jury’s view of its responsibility for imposing the death penalty. During closing
    arguments, defense counsel argued Middleton was already under a death sentence for
    the Pinegar murder and additional death sentences would only devalue human life:
    The fact of the matter is John Middleton can only be killed once.
    And he’s already under a sentence of death. John Middleton can only be
    strapped down to a gurney one time and only once can a needle be
    inserted into his arm and only once can a lethal dose of poison be
    injected into his body and only once can John Middleton give up a life,
    have his life taken in return for these cases. . . .
    And it might be said that you should impose two more sentences
    of death to make a total of three sentences of death because maybe he
    won’t be executed the first time around. Missouri is a killing state.
    We’re right up there behind Texas and Florida. We kill our killers. We
    do that in Missouri. . . . In those rare occasions where you might have
    heard somebody under a sentence of death has had their life spared,
    chalk it up to a higher intervention.
    In its rebuttal argument, the prosecution responded:
    [Defense counsel] may be real sure that this defendant isn’t going to get
    out, but I’m not. . . . [Defense counsel] mentioned to you about those
    few occasions where a person’s life is spared. She didn’t talk to you
    about the many appeals that people go through. . . . She didn’t talk to
    you about the many different levels of appeals that these cases go
    through. She didn’t talk to you about the Federal Court of Appeals and
    how often those cases get overturned on appeal because they’re death
    penalty cases. She didn’t talk to you about any of that, did she?
    The trial court overruled defense counsel’s objections to the prosecution’s remarks.
    Middleton argues the prosecution’s remarks violated Caldwell v. Mississippi,
    
    472 U.S. 320
    , 328-29 (1985), in which the Supreme Court held “it is constitutionally
    -26-
    impermissible to rest a death sentence on a determination made by a sentencer who
    has been led to believe that the responsibility for determining the appropriateness of
    the defendant’s death rests elsewhere.” Caldwell is limited to comments “that mislead
    the jury as to its role in the sentencing process in a way that allows the jury to feel less
    responsible than it should for the sentencing decision.” Romano v. Oklahoma, 
    512 U.S. 1
    , 9 (1994) (quoting Darden v. Wainwright, 
    477 U.S. 168
    , 184 n.15 (1986)). “To
    establish a Caldwell violation, a defendant necessarily must show that the remarks to
    the jury improperly described the role assigned to the jury by local law.” Dugger v.
    Adams, 
    489 U.S. 401
    , 407 (1989).
    Middleton’s Caldwell claim is without merit. Contrary to Middleton’s
    assertion, the prosecution’s remarks did not diminish the jury’s sense of responsibility
    for imposing the death penalty. Instead, the prosecution responded to defense
    counsel’s argument concerning Middleton’s death sentence for the Pinegar murder,
    the strong likelihood Middleton would in fact be put to death, and the illogicality of
    imposing additional death sentences on Middleton. To emphasize the importance of
    the jury’s role in the present case, the prosecution reminded the jury Middleton’s
    death sentence for Pinegar’s murder was not yet final and potentially could be
    reversed on appeal. Considered as a whole, the prosecution’s statements focused the
    jury on the case before it and did not “present[] an intolerable danger that the jury
    [would] in fact choose to minimize the importance of its role.” See 
    Caldwell, 472 U.S. at 333
    . Thus, we conclude the Missouri Supreme Court’s rejection of
    Middleton’s argument was a reasonable application of Caldwell to the facts of this
    case.
    III.   CONCLUSION
    We affirm the district court’s denial of habeas relief.
    ______________________________
    -27-
    

Document Info

Docket Number: 04-3160

Filed Date: 7/6/2006

Precedential Status: Precedential

Modified Date: 10/13/2015

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