Albert Pierson v. Dave Dormire ( 2007 )


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  •                      United States Court of Appeals
    FOR THE EIGHTH CIRCUIT
    ___________
    No. 06-2545
    ___________
    Albert L. Pierson,                      *
    *
    Petitioner - Appellant,      *
    *     Appeal from the United States
    v.                                 *     District Court for the Eastern
    *     District of Missouri.
    Dave Dormire,                           *
    *
    Respondent - Appellee.       *
    *
    *
    ___________
    Submitted: January 8, 2007
    Filed: April 4, 2007
    ___________
    Before WOLLMAN, BEAM, and MELLOY, Circuit Judges.
    ___________
    MELLOY, Circuit Judge.
    Albert Pierson appeals the district court’s denial of his petition for a writ of
    habeas corpus pursuant to 
    28 U.S.C. § 2254
    . Pierson argues that the district court
    erred in finding that his petition was untimely because it was not filed within the one-
    year period of limitation imposed by 
    28 U.S.C. § 2244
    (d)(1). For the reasons stated
    below, we reverse the judgment of the district court and remand for further
    proceedings consistent with this opinion.
    I.    Background
    Pierson was convicted in Missouri state court on October 19, 1998 of first-
    degree robbery and armed criminal action. He was sentenced to thirty years in prison
    on the robbery conviction and ten years in prison for the armed criminal action, to be
    served concurrently. The Missouri Court of Appeals affirmed his conviction on
    January 11, 2000. State v. Pierson, 
    24 S.W.3d 720
     (Mo. Ct. App. 2000) (per curiam).
    Under Missouri law, Pierson had fifteen days (until January 26, 2000) in which to file
    a motion for rehearing in the Missouri Court of Appeals, see Mo. R. Civ. P. 84.17, or
    a motion to transfer to the Missouri Supreme Court, see Mo. R. Civ. P. 83.02. He did
    neither, and the Missouri Court of Appeals issued its mandate on February 15, 2000.
    Pierson did not file a petition for writ of certiorari in the United States Supreme Court.
    On April 13, 2000, Pierson filed a motion for state post-conviction relief in a
    Missouri circuit court. The court denied relief on July 6, 2001. The Missouri Court
    of Appeals affirmed the denial of post-conviction relief on September 17, 2002.
    Pierson v. State, 
    85 S.W.3d 701
     (Mo. Ct. App. 2002) (per curiam). Again, Pierson
    had fifteen days, or until October 2, 2002, in which to file a motion for rehearing or
    a motion to transfer to the Missouri Supreme Court. He did not file either motion, and
    the Missouri Court of Appeals issued its mandate denying Pierson’s claim for state
    post-conviction relief on October 23, 2002.
    Pierson then filed this petition for a writ of habeas corpus in the United States
    District Court for the Eastern District of Missouri. Pierson’s habeas petition was
    deemed filed on October 21, 2003, when he placed his petition in the prison mail
    system. See Sulik v. Taney Co., Mo., 
    316 F.3d 813
    , 815 (8th Cir. 2003) (noting that
    “the benefits of the prison mailbox rule” extend to “pro se state prisoners who file 
    28 U.S.C. § 2254
     habeas petitions”).
    -2-
    The district court initially denied Pierson’s habeas petition because it was
    untimely. Under 
    28 U.S.C. § 2244
    (d)(1), a person in custody pursuant to the
    judgment of a state court has one year in which to file a writ of habeas corpus in
    federal court. Absent other circumstances not present in this case, the one-year
    limitations period runs from “the date on which the judgment became final by the
    conclusion of direct review or the expiration of the time for seeking such review.” 
    Id.
    § 2244(d)(1)(A). In its order, dated February 24, 2006, the court first determined the
    date Pierson’s state proceedings became final. Citing Smith v. Bowersox, 
    159 F.3d 345
    , 348 (8th Cir. 1998), the court stated that Pierson’s state conviction arguably did
    not become final until the expiration of the ninety-day period for seeking a writ of
    certiorari from the United States Supreme Court. Giving Pierson the benefit of ninety
    days from January 11, 2000—the date the Missouri Court of Appeals affirmed
    Pierson’s conviction—the district court found that his state conviction became final
    on April 10, 2000. Under 
    28 U.S.C. § 2244
     (d)(1)(A), Pierson had one year, or 365
    days, from April 10, 2000 in which to file his federal habeas petition.
    The one-year period is tolled while a properly filed motion for state post-
    conviction relief is pending. 
    28 U.S.C. § 2244
    (d)(2). The court found that three days
    elapsed between April 10, 2000 and April 13, 20001, the date Pierson filed his motion
    for state post-conviction relief. This left Pierson with 362 days in which to file his
    petition, excluding tolling. The district court found that Pierson’s petition was tolled
    while his state post-conviction case was pending (from April 13, 2000 until September
    17, 2002), and until the expiration of the fifteen days during which he was allowed to
    seek rehearing of that decision (October 2, 2002).
    Pierson argued that the limitations period should have been tolled until October
    23, 2002, the date on which the Missouri Court of Appeals issued its mandate in his
    1
    Because Pierson filed his motion on April 13, 2000, we note that only two days
    lapsed between April 10, 2000 and April 13, 2000.
    -3-
    state post-conviction case. The district court rejected this argument. Instead, it added
    the remaining 362 days of the one-year statutory period to October 2, 2002, and found
    that Pierson was required to file his habeas petition no later than September 30, 2003.
    Because he did not place his petition in the mail until October 21, 2003, the district
    court held that his petition was untimely. The court did not issue a certificate of
    appealability.
    On March 17, 2006, our court issued its decision in Payne v. Kemna, 
    441 F.3d 570
     (8th Cir. 2006). In Payne, we held that under Missouri state court procedures,
    post-conviction relief proceedings are not final until the issuance of the mandate
    following the appeal of the denial of relief. 
    Id. at 572
    . Following this decision, which
    was contrary to the calculation the district court made in its February 24, 2006 order,
    the district court sua sponte vacated its February 24, 2006 order so that it could
    reconsider whether Pierson’s habeas petition was timely filed. In a new order, dated
    March 29, 2006, the court found that “upon closer examination,” Pierson was not
    entitled to the ninety-day period in which to petition the Supreme Court for a writ of
    certiorari because he did not seek discretionary relief from the Missouri Supreme
    Court. Therefore, according to the court, Pierson’s state proceedings became final on
    February 15, 2000, the date the Missouri Court of Appeals issued its mandate. The
    court then calculated that fifty-eight days2 of his one-year statutory period ran before
    Pierson filed his state post-conviction petition on April 13, 2000, leaving 307 days
    excluding tolling. The court found that Pierson’s time limit was tolled from April 13,
    2000 until October 23, 2002, the date the Missouri Court of Appeals issued its
    mandate in his state post-conviction appeal. Then, adding 307 days to October 23,
    2002, the district court determined that Pierson had until August 26, 2003 to file his
    federal habeas petition. Again, the court held that Pierson’s October 21, 2003 petition
    was untimely. On the same day, the district court filed a separate order, which issued
    2
    Because Pierson filed his motion on April 13, 2000, we note that only fifty-
    seven days lapsed between February 15, 2000 and April 13, 2000.
    -4-
    a certificate of appealability on whether, under 
    28 U.S.C. § 2244
    (d)(1), Pierson is
    entitled to the benefit of the ninety-day period for seeking a writ of certiorari from the
    United States Supreme Court even though he did not seek transfer to the Missouri
    Supreme Court.
    On April 3, 2006, Pierson wrote a letter to the district court clerk’s office stating
    that he had received the district court’s amended judgment and the certificate of
    appealability signed by the district court judge. In the letter, Pierson inquired whether
    he must pay the required filing fee under Federal Rules of Appellate Procedure
    5(d)(1)(A), how much the fee was, and where he should send the fee. After hearing
    nothing from the clerk, Pierson wrote two more letters, one dated May 1, 2006, that
    referenced the first letter and discussed his intent to appeal the district court’s
    judgment, and one dated May 17, 2006, that asked why he had not received a response
    to his first two letters and stated his desire to proceed with his appeal to this court.
    The district court docket does not reflect the receipt of the first two letters, and the
    first two letters were not stamped as received by the district court. Pierson filed a
    declaration swearing under oath that he deposited the first letter in the prison’s
    internal mail system with postage prepaid on April 3, 2006. According to his
    declaration, it was addressed to the clerk of the United States District Court for the
    Eastern District of Missouri. The record is silent as to what prevented the receipt of
    the first two letters.
    The district court did receive the May 17, 2006 letter. It was stamped as
    received by the district court clerk on May 22, 2006 and appears in the docket. On
    May 23, 2006, the district court clerk’s office responded to Pierson’s third letter,
    informing him of the necessary forms and fees for filing a notice of appeal. Pierson’s
    formal notice of appeal was filed on June 2, 2006.
    On appeal, Pierson argues that his habeas petition was timely filed.
    Specifically, he argues that our en banc decision in Nichols v. Bowersox, 172 F.3d
    -5-
    1068 (8th Cir. 1999) controls in this case; therefore, Pierson contends that his state
    conviction was not final for purposes of § 2244(d)(1)(A) until after the ninety-day
    period during which he could have filed a petition for a writ of certiorari to the United
    States Supreme Court. If entitled to the ninety-day period, Pierson argues, his
    conviction would not have been final until April 10, 2000. After being tolled from
    April 13, 2000 until October 23, 2002, Pierson would then have 363 additional days
    to file his federal habeas petition—until October 21, 2003—the same date he filed the
    petition.
    The state first argues that we lack jurisdiction to hear this appeal because
    Pierson did not file his notice of appeal within thirty days of the district court’s order.
    See Fed. R. App. P. 4(a)(1)(A). The state also argues that the March 29, 2006
    judgment itself is not valid because the district court does not have the power to sua
    sponte vacate its decision under Fed. R. Civ. P. 60(b). Regarding the merits, the state
    concedes that if Pierson is entitled to the ninety-day period, his habeas petition is
    timely. The state argues, however, that Nichols does not control in situations such as
    this where the petitioner did not seek transfer to the Missouri Supreme Court. We
    hold that Nichols does control here, and that Pierson’s habeas petition was timely.
    II.   Discussion
    A.      Jurisdictional Arguments
    We first address the state’s jurisdictional arguments. The state contends that
    the district court’s March 29, 2006 judgment is invalid because the court had no
    power to sua sponte vacate and reconsider its February 24, 2006 order. The court did
    not specifically indicate the basis on which it vacated its February 24, 2006 order, but
    we interpret the district court as having relieved Pierson from a final judgment
    -6-
    pursuant to Federal Rule of Civil Procedure 60(b).3 Rule 60(b) allows the court to
    relieve a party of a judgment “[o]n motion and upon such terms as are just” for “any
    . . . reason justifying relief from the operation of the judgment.” Fed. R. Civ. P. 60(b).
    While we ordinarily review orders granting Rule 60(b) relief for abuse of discretion,
    we review such grants de novo when the district court bases its grant solely upon a
    question of law. See Jones v. United States, 
    255 F.3d 507
    , 510 (8th Cir. 2001)
    (reviewing the district court’s denial of a Rule 60(b) motion de novo); see also United
    States v. Pauley, 
    321 F.3d 578
    , 581 (6th Cir. 2003). The question of whether a district
    court may sua sponte grant relief under Rule 60(b) is a question of law.
    Whether a district court has the authority to grant a party relief pursuant to Rule
    60(b) sua sponte is an open question in this circuit, 4:20 Commc’ns, Inc. v. Paradigm
    Co., 
    336 F.3d 775
    , 779 (8th Cir. 2003), and other circuits are split on the issue. The
    Sixth and Tenth Circuits have held that a district court cannot grant relief under Rule
    60(b) without a motion by one of the parties. See Pauley, 
    321 F.3d at 581
     (holding
    that courts may not grant Rule 60(b) relief “except upon a motion from the affected
    party”) (quotation omitted); Dow v. Baird, 
    389 F.2d 882
    , 884-85 (10th Cir. 1968)
    (same). The Sixth Circuit reasons that “because Rule 60(b) explicitly requires relief
    under the rule to occur ‘on motion,’” a court cannot grant such relief without a motion
    from the affected party. Pauley, 
    321 F.3d at 581
    . The Tenth Circuit based its decision
    on the fact that while Rule 60(a) allows a district court to correct clerical errors “of its
    own initiative,” Rule 60(b) lacks that language, therefore permitting corrections only
    upon a motion of the parties. Dow, 
    389 F.2d at 884-85
    .
    The Second, Ninth, Fifth, and Fourth Circuits all disagree with that analysis.
    In Fort Knox Music Inc. v. Baptiste, 
    257 F.3d 108
     (2d Cir. 2001), the Second Circuit
    noted that “there can be no question that [a] district court ha[s] the power to vacate its
    3
    As the state points out, the court could not have acted under Federal Rule of
    Civil Procedure 59 because it did not act within ten days of the entry of the
    February 24, 2006 judgment. See Fed. R. Civ. P. 59(d) and (e).
    -7-
    original judgment” under Rule 60(b). 
    Id. at 110-11
    . According to the Second Circuit,
    as long as a district court retains jurisdiction over the case, “nothing forbids [a] court
    to grant such relief sua sponte.” 
    Id. at 111
    . The Ninth Circuit confronted this issue
    in Kingvision Pay-Per-View Ltd. v. Lake Alice Bar, 
    168 F.3d 347
    , 351-52 (9th Cir.
    1999). The court addressed the statements in Pauley and Dow, and countered that
    Rule 60(b) says “on motion” and does not explicitly say “by a party.” 
    Id. at 351
    . The
    language of Rule 60(b) is not qualified as it is in Rule 60(a). 
    Id.
     Further, the court
    noted that according to Black’s Law Dictionary 1424 (6th ed. 1990), “[t]he traditional
    definition of sua sponte is that [a] court acts of ‘its own will or motion.’” 
    Id. at 352
    (second emphasis added by the Ninth Circuit).
    The Ninth Circuit also discussed decisions by the Fourth and Fifth Circuits,
    which held that Rule 60(b) does not “depriv[e] [a] court of the power to act in the
    interest of justice in an unusual case in which its attention has been directed to the
    necessity of relief by means other than a motion,” 
    Id. at 351
     (quoting United States
    v. Jacobs, 
    298 F.2d 469
    , 472 (4th Cir. 1961)), and that a district court is free to vacate
    a judgment under the rule on its own motion. 
    Id.
     at 352 (citing McDowell v.
    Celebrezze, 
    310 F.2d 43
    , 44 (5th Cir. 1962)). The Ninth Circuit determined that the
    language of the rule “allow[s] for either construction,” but that “the Fourth and Fifth
    Circuit position makes better practical sense.” 
    Id.
    We agree with the reasoning of the Second, Fourth, Fifth, and Ninth Circuits,
    and hold that a district court can grant relief from a judgment pursuant to Rule 60(b)
    sua sponte. We note, however, that the holdings of these cases are premised on the
    fact that the parties had notice of the district courts’ actions before the courts issued
    new orders. See, e.g., Fort Knox Music Inc., 
    257 F.3d at 111
     (stating that granting
    such relief sua sponte is allowed as long as all parties have notice) (internal marks
    omitted); Kingvision Pay-Per-View Ltd., 
    168 F.3d at 352
     (stating that notice is
    required under the Due Process Clause before vacating a judgment). We agree that
    providing notice and an opportunity for the parties to be heard is the preferable means
    of action in such a case.
    -8-
    Here, however, the lack of notice to the parties is at most harmless error.
    During district court proceedings, Pierson squarely addressed the issue of whether the
    one-year statute of limitations under 
    28 U.S.C. § 2244
    (d)(1)(A) is tolled pursuant to
    § 2244(d)(2) until the Missouri Court of Appeals has issued the mandate in the state
    post-conviction case. The state had an opportunity at this point to brief the issue, and
    the district court agreed with the state that the one-year period is not tolled until the
    issuance of the mandate. Our intervening decision in Payne addressed this very same
    legal issue and held that the one-year period is tolled until the issuance of the mandate
    in the case—a result opposite to that found by the district court in it February 24, 2006
    order. Remanding for a hearing or allowing the parties supplemental briefing at this
    point, then, would be a mere formality, as both parties acknowledge that our decision
    in Payne changed the date calculations made by the district court in its first order.
    Under these circumstances, we hold that the district court had the power to sua sponte
    vacate its February 24, 2006 order to provide relief under Rule 60(b).
    The state also argues that we lack jurisdiction over this case because Pierson’s
    notice of appeal was untimely.4 “The requirement of a timely notice of appeal is
    4
    Pierson suggests that a notice of appeal may not be necessary in this case
    because he obtained court permission to appeal when the district court granted a
    certificate of appealability. Federal Rule of Appellate Procedure 5, which governs
    “Appeal[s] by Permission,” states that in cases where the appeal is within a court of
    appeals’ discretion, “[a] notice of appeal need not be filed. The date when the order
    granting permission to appeal is entered serves as the date of the notice of appeal for
    calculating time under these rules.” Fed. R. App. P. 5(d)(2). While not basing our
    decision on Rule 5, we have held that a pro se application for a certificate of probable
    cause to appeal a denial of a habeas petition “is sufficient to constitute a notice of
    appeal.” Turner v. Armontrout, 
    922 F.2d 492
    , 494 (8th Cir. 1991). We have also held
    that an application for a certificate of appealability that is “filed within Rule 4’s time
    limit . . . [is] the functional equivalent of a notice of appeal” if it fulfills Rule 3’s
    “requirements concerning notice.” Carson v. Dir. of the Iowa Dept. of Corr. Servs.,
    
    150 F.3d 973
    , 975 (8th Cir. 1998) (quotations omitted). We avoid the issue of
    whether the district court’s unprompted decision to grant or deny a certificate of
    appealability functions as a notice of appeal, however, because we hold that Pierson’s
    -9-
    mandatory and jurisdictional.” Dieser v. Cont’l Cas. Co., 
    440 F.3d 920
    , 923 (8th Cir.
    2006). Under Rule 4(a)(1)(A) of the Federal Rules of Appellate Procedure, Pierson
    had thirty days from the entry of the underlying judgment or order in which to file his
    notice of appeal with the district court clerk. Because he was an inmate, his notice
    would be timely if deposited in the prison mail system on or before the last day for
    filing. See Houston v. Lack, 
    487 U.S. 266
    , 276 (1988) (holding that a pro se
    prisoner’s notice of appeal is deemed filed when the prisoner delivers it to the prison
    authorities for forwarding to the district court). The district court issued its order on
    March 29, 2006. Thus, if Pierson’s notice of appeal was in the prison mail system on
    or before Friday, April 28, 2006, his notice was timely.
    Pierson’s formal notice of appeal, which was received by the district court clerk
    on June 2, 2006, was late. In cases where the defendant is representing himself,
    however, as Pierson was, “letters addressed to the judge or the clerk within the
    prescribed time which manifest an intent to appeal” are “sufficient to constitute a
    notice of appeal.” Howard v. United States, 
    396 F.2d 867
    , 869 (8th Cir. 1968).
    Pierson contends that he sent a letter dated April 3, 2006 to the district court clerk.
    The letter, which was never received by the district court but appears in the record,
    states that Pierson received the district court’s amended judgment and certificate of
    appealability dated March 29, 2006. The letter asked, under Federal Rules of
    Appellate Procedure 5(d)(1)(A), whether Pierson was required to pay the filing fee.
    It asked how much the fee was and to whom it should be sent. Pierson’s April 3,
    2006 letter to the district court clerk, if sent, was timely under Rule 4, and constitutes
    sufficient notice of appeal under Rule 3.5
    April 3, 2006 letter is timely under Rule 4 and serves as adequate notice of his intent
    to appeal under Rule 3.
    5
    Federal Rule of Appellate Procedure 3(c)(1) states that a proper notice of
    appeal must “(A) specify the party or parties taking the appeal . . . (B) designate the
    judgment, order, or part thereof being appealed; and (C) name the court to which the
    appeal is taken.” Pierson’s April 3 letter satisfies the first two requirements. Rule 3
    also provides that “[a]n appeal must not be dismissed for informality of form or title,”
    -10-
    In order for our court to have jurisdiction over a case, the petitioner must simply
    allege facts necessary for jurisdiction. See Titus v. Sullivan, 
    4 F.3d 590
    , 593 (8th Cir.
    1993) (stating that “[i]n a facial challenge to jurisdiction, all of the factual allegations
    concerning jurisdiction are presumed to be true”). Pierson has done that here by filing
    a declaration and the three letters. We therefore hold that Pierson’s notice of appeal
    to this court was filed on April 3, 2006, the day he claims to have deposited his letter
    in the prison mail system. Finding that we have jurisdiction, we now proceed to the
    merits of Pierson’s appeal.
    B.     Certified Issue
    The district court issued a certificate of appealability on the issue of whether,
    under 
    28 U.S.C. § 2244
    (d)(1), Pierson is entitled to the benefit of the ninety-day
    period for seeking a writ of certiorari from the United States Supreme Court even
    though he did not seek transfer to the Missouri Supreme Court. Pierson argues that
    our decision in Nichols is controlling, and that he is entitled to the ninety-day period.
    We review de novo the district court’s interpretation of the one-year limitation
    provision. Payne, 
    441 F.3d at 571
    .
    Absent other circumstances not present here, under 
    28 U.S.C. § 2244
    (d)(1)(A),
    a state prisoner must file his application for a writ of habeas corpus within one year
    of the date the judgment became final by the conclusion of direct review or the
    expiration of the time for seeking such review. Under our precedents, the one year
    statute of limitations is triggered by either:
    (i) the conclusion of all direct criminal appeals in the state system,
    followed by either the completion or denial of certiorari proceedings
    before the United States Supreme Court; or (ii) if certiorari was not
    sought, then by the conclusion of all direct criminal appeals in the state
    Fed. R. App. P. 3(c)(4), and we have held that Rule 3 is to be applied liberally.
    Turner, 
    922 F.2d at 494
    . The April 3, 2006 letter is sufficient.
    -11-
    system followed by the expiration of the time allotted for filing a petition
    for the writ.
    Smith, 
    159 F.3d at 348
    .
    Thus, if Pierson had filed a motion for transfer to the Missouri Supreme Court
    there is no question he would have been entitled to the expiration of the time allotted
    for filing a petition for a writ of certiorari to the United States Supreme Court. 
    Id.
    The difference here is that Pierson’s state proceedings ended at the Missouri Court of
    Appeals. Pierson did not file a motion to transfer to the Missouri Supreme Court. The
    Supreme Court in Missouri exercises discretion in taking appeals. A case disposed
    of by an opinion in the Court of Appeals may be transferred to the Missouri Supreme
    Court “by order of a majority of the participating judges . . . on their own motion or
    on application of a party.” Mo. R. Civ. P. 83.02. Under the rule, the party has fifteen
    days in which to file this motion in the Court of Appeals. Mo. R. Civ. P. 83.02.
    Pierson did not file a motion to transfer to the Missouri Supreme Court, and Pierson’s
    case was not transferred to the Missouri Supreme Court by any other method under
    the rules.6 Arguably, then, the United States Supreme Court could not have taken the
    case. See 
    28 U.S.C. § 1257
    (a) (stating that “[f]inal judgments . . . rendered by the
    highest court of a State in which a decision could be had, may be reviewed by the
    Supreme Court by writ of certiorari”); Banks v. California, 
    395 U.S. 708
    , 708 (1969)
    (per curiam) (dismissing petitioner’s application for writ of certiorari for lack of
    jurisdiction because the petitioner had not asked the Supreme Court of California to
    6
    If a judge dissents from a Missouri Court of Appeals majority opinion and
    certifies that the opinion is “contrary to any previous decision of an appellate court”
    of Missouri, that case is transferred to the Missouri Supreme Court. See Mo. R. Civ.
    P. 83.03. Also, if the Missouri Court of Appeals has denied a party’s Rule 83.02
    motion for transfer to the Missouri Supreme Court, the party may then file a motion
    to transfer in the Missouri Supreme Court itself. See Mo. R. Civ. P. 83.04. According
    to the Rules, however, transfer by the Missouri Supreme Court under Rule 83.04 “is
    an extraordinary remedy that is not part of the standard review process for purposes
    of federal habeas corpus review.”
    -12-
    review the judgment entered by the California Court of Appeals); Sup. Ct. R. 13.1 (“A
    petition for a writ of certiorari seeking review of a judgment of a lower state court that
    is subject to discretionary review by the state court of last resort is timely when it is
    filed with the Clerk within 90 days after entry of the order denying discretionary
    review.”).
    Circuits are split on whether a state prisoner who fails to appeal to a
    discretionary state court of last resort is entitled to the ninety-day period. The Seventh
    Circuit has held that a petitioner is entitled to the ninety-day period even if he does not
    seek discretionary review. See Balsewicz v. Kingston, 
    425 F.3d 1029
    , 1032 (7th Cir.
    2005); see also Anderson v. Litscher, 
    281 F.3d 672
    , 674-75 (7th Cir. 2002) (stating
    that “[b]ecause the plain terms of section 2244 include the period for seeking direct
    review, regardless of whether or not a petitioner chooses to avail himself or herself of
    that opportunity,” the ninety-day period is included when calculating the statute of
    limitations under section 2244(d)(1)(A)). The Fifth and Tenth Circuits have held the
    opposite. See Roberts v. Cockrell, 
    319 F.3d 690
    , 693-94 & n.14 (5th Cir. 2003);
    Wesley v. Snedeker, 
    159 Fed. Appx. 872
    , 873-74 (10th Cir. 2005).
    Any independent analysis of this issue is foreclosed, however, by our decision
    in Nichols. Nichols did not file a motion for transfer to the Missouri Supreme Court,
    and the Missouri Court of Appeals was the last court to hear his case on direct
    review.7 Nevertheless, in Nichols, we stated that “we can say with certainty that
    Nichols’ judgment became final within the meaning of § 2244(d)(1)(A) no earlier than
    May 20, 1996, exactly 90 days after his conviction was affirmed on direct appeal.”
    Nichols, 172 F.3d at 1072. The Nichols case, therefore, grants Pierson the extra
    ninety days.
    7
    This fact is contained in the district court’s March 29, 2006 order in Pierson’s
    case and is based on a review of the Nichols state court record. This same record was
    presumably before the en banc court in Nichols. The state does not contest this fact.
    -13-
    The state argues that the statement in Nichols is mere dicta, which should be
    ignored in this case. Assuming the statement is dicta, we are loathe to ignore such
    strong dicta from an en banc court. Moreover, we are not convinced the statement is
    dicta. We believe that it was necessary for the court in Nichols to reach the result
    granting Nichols the ninety-day period in order to reach its ultimate decision that his
    petition was timely filed.
    As the district court noted, Missouri district courts have relied on Nichols and
    given petitioners the benefit of the ninety-day period, even if they had not sought
    discretionary review from the Missouri Supreme Court. See e.g., Mayer v. Dormire,
    No. 4:03CV1562, 
    2005 WL 2454028
    , at *1 (E.D. Mo. Oct. 3, 2005). We agree with
    their interpretations of Nichols. We therefore hold that under Nichols, a Missouri
    state prisoner’s judgment becomes final within the meaning of 
    28 U.S.C. § 2244
    (d)(1)(A) exactly ninety days after his conviction is affirmed on direct appeal,
    even if he has not filed a motion for transfer to the Missouri Supreme Court.
    Applying this decision to the facts at hand, we find that Pierson’s habeas
    petition was timely filed. The ninety-day period runs from the date of the judgment
    from which he appealed. See Sup. Ct. R. 13.3 (“The time to file a petition for a writ
    of certiorari runs from the date of entry of the judgment or order sought to be
    reviewed, and not from the issuance date of the mandate (or its equivalent under local
    practice).”); Nichols, 172 F.3d at 1072 (stating that the petitioner had ninety days from
    the judgment of the state court of appeals in which to file a petition for writ of
    certiorari with the United States Supreme Court). The Missouri Court of Appeals
    affirmed Pierson’s conviction on January 11, 2000. Thus, Pierson’s state court
    judgment was final ninety days later, on April 10, 2000. His one-year statute of
    limitations began to run on April 10, 2000, but was then tolled from April 13, 2000,
    when he filed his petition for state post-conviction relief, until October 23, 2002, when
    the Missouri Court of Appeals issued its mandate. Pierson then had 363 additional
    -14-
    days8 in which to file his federal habeas petition, or until October 21, 2003. Pierson
    placed his petition in the prison mail system on October 21, 2003. His petition was
    timely filed.
    III.   Conclusion
    For the foregoing reasons, we reverse the judgment of the district court and
    remand for proceedings consistent with this decision.
    ______________________________
    8
    Because Pierson filed his motion on April 13, 2000, we note that only two
    days lapsed between April 10, 2000 and April 13, 2000.
    -15-
    

Document Info

Docket Number: 06-2545

Filed Date: 4/4/2007

Precedential Status: Precedential

Modified Date: 10/13/2015

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