United States v. Michael Rice ( 1999 )

United States Court of Appeals
FOR THE EIGHTH CIRCUIT
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No. 98-2972
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United States of America, *
*
Appellee, *
* Appeal from the United States
v. * District Court for the Eastern
* District of Arkansas.
Michael Rice, *
*
Appellant. *
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Submitted: March 12, 1999
Filed: July 9, 1999
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Before McMILLIAN and MORRIS SHEPPARD ARNOLD, Circuit Judges, and
NANGLE, District Judge.1
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MORRIS SHEPPARD ARNOLD, Circuit Judge.
Michael Rice appeals the sentence of 188 months imposed after he pleaded
guilty to manufacturing methamphetamine in violation of 21 U.S.C. § 841(a)(1).
Mr. Rice contends that, with respect to his offense level under the federal sentencing
guidelines, he was entitled to a three-level reduction for acceptance of responsibility
instead of the two-level reduction that the district court gave him. He further maintains
1
The Honorable John F. Nangle, United States District Judge for the Eastern
District of Missouri, sitting by designation.
that he should not have received a two-level enhancement for reckless endangerment
during flight. We affirm in part and reverse in part and remand for resentencing.
I.
At his sentencing hearing, Mr. Rice maintained that he was entitled not only to
the basic two-level reduction for acceptance of responsibility, see U.S.S.G. § 3E1.1(a),
but also to an additional one-level reduction, see U.S.S.G. § 3E1.1(b)(2). This latter
section directs that the offense level of a defendant who has accepted responsibility for
his offense, and whose base offense level is 16 or greater, should be decreased by one
additional level if the defendant assisted the authorities by announcing his intention to
plead guilty in time to spare the government the trouble of preparing for trial. Mr. Rice
contends that he pleaded guilty before the government began its trial preparations, and
the government concedes that that is so. Mr. Rice therefore maintains that since he met
all of the conditions of § 3E1.1(b)(2), the district court had no discretion to deny him
the full three-level reduction for acceptance of responsibility.
The probation officer testified that Mr. Rice denied that he had ever
manufactured methamphetamine or that chemicals were found in his house, and
admitted only to holding chemicals and glassware in his storage shed for a friend. In
light of that testimony, the district court gave Mr. Rice only a two-level reduction, in
order, it said, "to punish him a little bit" for not being candid with the probation officer
who prepared the presentence report. The court did not explain at the sentencing
hearing exactly how the two-level reduction was allocated over the two subsections of
§ 3E1.1 applicable to this case. We can think of three approaches that the court might
have taken.
First, the district court might have intended to grant a one-level reduction under
§ 3E1.1(a) and a one-level reduction under § 3E1.1(b)(2). We have held, however, that
§ 3E1.1(a) permits only a two-level reduction or none at all; the district court has no
discretion to "award a one level reduction under § 3E1.1(a) for partial acceptance of
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responsibility." United States v. Atlas, 94 F.3d 447, 452 (8th Cir. 1996), cert. denied,
520 U.S. 1130 (1997).
Second, it is possible that the district court intended to award a two-level
reduction under § 3E1.1(a) but not the additional one-level reduction contemplated
under § 3E1.1(b)(2). This is also impermissible under the guidelines, however. If the
sentencing court finds that the defendant accepted responsibility for his or her offense
and entered a timely guilty plea, then the defendant is automatically entitled to the full
three-level reduction available under § 3E1.1. The language of § 3E1.1(b)(2) is
mandatory; when all of its conditions are met, the court has no discretion to deny the
extra one-level reduction. See, e.g., United States v. McPhee, 108 F.3d 287, 289-90
(11th Cir. 1997); United States v. Townsend, 73 F.3d 747, 755-56 (7th Cir. 1996);
United States v. Huckins, 53 F.3d 276, 279 (9th Cir. 1995); and United States v.
Talladino, 38 F.3d 1255, 1263-64 (1st Cir. 1994).
A third possibility is that the district court simply concluded that Mr. Rice did
not fully accept responsibility and was therefore not entitled to the entire three-level
reduction under § 3E1.1, without considering how this would be allocated between
§ 3E1.1(a) and § 3E1.1(b). As we have already said, however, § 3E1.1 does not permit
a partial reduction for partial acceptance of responsibility. The district court may
determine only whether the defendant accepted responsibility for the offense; if the
court decides that the defendant did, the court may grant only the full two-level or
three-level reduction, depending on whether the conditions of § 3E1.1(b) are met.
In any event, the district court erred in applying § 3E1.1. A remand for
resentencing is therefore required.
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II.
Mr. Rice further contests the two-level enhancement that the district court
imposed on him under U.S.S.G. § 3C1.2 for reckless endangerment during flight. This
adjustment also applies when the defendant acts recklessly in "preparation for flight"
or "in the course of resisting arrest." See § 3C1.2, application note 3. Mr. Rice argues
that he did not attempt to flee and that his encounter with the police was too brief to
constitute resisting arrest.
We review for clear error a district court's findings with respect to reckless
endangerment during flight. See United States v. Valdez, 146 F.3d 547, 554 (8th Cir.
1998), cert. denied, 119 S. Ct. 355 (1998). The court in this case found that the
officers who came to search Mr. Rice's house were clearly identified as police, and that
Mr. Rice was about to lower his weapon and aim it at them as he and the officers
approached each other. The court concluded that Mr. Rice had therefore "recklessly
created a substantial risk of death or serious bodily injury to another person" in the
course of resisting arrest, as envisioned by § 3C1.2.
The record amply supports the district court's findings. One of the officers who
executed the search warrant testified at the sentencing hearing that he and his
colleagues were all wearing uniforms or badges clearly identifying them as police when
they entered the house and that they repeatedly shouted "Police!" and "Search warrant!"
The officer further testified that Mr. Rice came into the living room from a hallway
carrying a loaded semiautomatic rifle that he began to level at the officers, and that
when Mr. Rice was told that the officers had a warrant, he replied, "I don't care. Get
out of my house." We see no error in the district court's conclusion that Mr. Rice's
sentence should be enhanced for recklessly endangering the lives of the police officers.
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III.
For the reasons indicated, we vacate Mr. Rice's sentence and remand the case
to the district court for resentencing in a manner not inconsistent with this opinion.
A true copy.
Attest:
CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
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