United States v. Jesse Puckett , 147 F.3d 765 ( 1998 )

United States Court of Appeals
FOR THE EIGHTH CIRCUIT
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No. 97-2825
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United States of America, *
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Plaintiff - Appellee, *
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v. *
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Jesse Puckett, *
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Defendant - Appellant, *
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Appeals from the United States
No. 97-3095 District Court for the
__________ Southern District of Iowa.
United States of America, *
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Plaintiff - Appellee, *
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v. *
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Lyndon Simmons, *
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Defendant - Appellant, *
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No. 97-3096
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United States of America, *
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Plaintiff - Appellee, *
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v. *
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Deleon Gadison, *
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Defendant - Appellant, *
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No. 97-3098
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United States of America, *
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Plaintiff - Appellee, *
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v. *
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George Harper, *
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Defendant - Appellant, *
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No. 97-3100
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United States of America, *
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Plaintiff - Appellee, *
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v. *
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Tyrone Redmond, also known as
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Isaac Thomas, *
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Defendant - Appellant, *
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No. 97-3184
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United States of America, *
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Plaintiff - Appellee, *
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v. *
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Jessica Sparlin, *
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Defendant - Appellant. *
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Submitted: April 16, 1998
Filed: June 26, 1998
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Before BOWMAN, Chief Judge,1 McMILLIAN and MURPHY, Circuit Judges.
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MURPHY, Circuit Judge.
Jesse Puckett, Lyndon Simmons, Deleon Gadison, George Harper, Tyrone
Redmond, and Jessica Sparlin appeal their convictions for conspiracy to distribute
1
The Honorable Pasco M. Bowman became Chief Judge of the United States
Court of Appeals for the Eighth Circuit on April 18, 1998.
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cocaine base or crack, 21 U.S.C. § 856, possession of crack with intent to distribute,
and opening and maintaining a place where controlled substances are distributed, 21
U.S.C. § 846. They raise issues of sufficiency of the evidence and related to the denial
by the district court2 of motions for suppression, a mistrial, dismissal of the indictment,
and a new trial. Redmond, Harper and Sparlin also appeal their sentences and
challenge the court’s calculation of the amount of drugs, its enhancement for leadership
role, and the extent of its downward departure.3 We affirm.
I.
Evidence at trial showed that the defendants were involved in a crack business
operating in Clinton, Iowa from around January, 1995 when Harper and Gadison
arrived there from Chicago. Puckett and Simmons followed in the spring of 1996, and
Redmond joined them in May. Harper was the leader of the conspiracy, obtaining the
drugs and directing distribution efforts. Gadison had direct control over Puckett,
Simmons, Redmond, and other distributors, and he reported to Harper. Jessica Sparlin
assisted Gadison by selling and transporting drugs, handling money, obtaining pagers
and cars, and by procuring twelve different apartments used to deal drugs at various
times during the conspiracy. After an eight day trial, the jury acquitted Harper of one
charge but found him and the other defendants guilty of all remaining charges in the
twenty count indictment.
2
The Honorable Charles E. Wolle, Chief Judge, United States District Court for
the Southern District of Iowa.
3
Harper, Puckett, and Redmond have all filed pro se briefs in addition to the
submissions of counsel. We ordinarily will not consider pro se filings by individuals
who are represented by counsel, and we see no reason to do so here. See United States
v. Marx, 991 F.2d 1369, 1375 (8th Cir. 1993).
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At the sentencing hearing the district court calculated the amount of drugs
attributable to the conspiracy based on the testimony at trial, the length of the
conspiracy, and the money and drugs seized from conspirators. It found that the
conspiracy involved one kilogram of crack. It enhanced Harper’s sentence by four
levels for his leadership role in the offense and sentenced him to 330 months
imprisonment. Gadison and Simmons each were sentenced to 360 months, and
Redmond received a life sentence. The court initially sentenced Sparlin to 61 months,
but modified the sentence to 57 months after considering a previous stipulation of the
parties; both sentences reflected a downward departure.
II.
A.
Defendant Harper challenges the sufficiency of the evidence for his conviction
on count 12 which charged distribution of a controlled substance on May 23, 1996. He
argues that this conviction should be reversed and the charge dismissed because the
government offered no evidence to support it. On appeal we must view the evidence
most favorably to the verdict, accept all reasonable inferences in support of it, and
uphold the conviction if the jury’s verdict is supported by substantial evidence. See
United States v. Black Cloud, 101 F.3d 1258, 1263 (8th Cir. 1996). The record shows
that Harper sold crack to a government informant twice on May 23. Each time the
informant returned to the police with the crack he had purchased, and the transactions
were recorded and the recordings were admitted into evidence at trial. This is sufficient
to uphold Harper's conviction for distribution on May 23.
Gadison challenges the sufficiency of the evidence to convict him of knowingly
opening and maintaining a place where controlled substances were distributed. See 21
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U.S.C. § 856(a).4 Jessica Sparlin testified that Gadison directed her to rent ten different
apartments for the purpose of selling or manufacturing crack, and her testimony is
sufficient to support the jury's finding that Gadison was guilty of the offenses charged
in counts 1, 3, 4, 5, 7, 8, 10, 15, 17, 19 and 20.
Simmons also challenges the sufficiency of the evidence to support his
conviction. He argues that most of the evidence established only his association with
the other defendants and that the testimony of an informant who bought crack from him
was unreliable. The informant Leslie Schroeder testified about buying crack from
Simmons several times. On one occasion Simmons showed him four or five rocks of
crack from which he could choose. Schroeder had learned he could buy crack at a
particular location when he saw Gadison and Simmons at a gas station, and Gadison
gave him the information. Another confidential informant testified that he bought four
rocks of crack from Simmons while Harper was present and that Harper instructed
Simmons to give the informant “a good deal” and Simmons gave Harper the money
after the sale. There was sufficient evidence to support Simmons’ conviction for
conspiracy and for distribution of crack, and deciding what weight to give the evidence
is one of the jury’s key responsibilities.
B.
Simmons claims that the district court erred in denying his motion to suppress
Schroeder’s identification of him because it was unreliable in that it resulted from an
impermissibly suggestive photo lineup and that his conviction should be reversed
4
Gadison also asserts that § 856(a)(1) goes beyond the power granted Congress
in the Commerce Clause, citing United States v. Lopez, 514 U.S. 549 (1995).
Congress has specifically found that intrastate drug trafficking affects interstate
commerce, see 21 U.S.C. § 801(3), however. Section 856(a)(1) is unlike the statute
in Lopez where there were no findings about interstate commerce.
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because it was based only on Schroeder’s testimony. See United States v. Johnson, 56
F.3d 947, 953 (8th Cir. 1995); Simmons v. United States, 390 U.S. 377, 384 (1968);
Neil v. Biggers, 409 U.S. 188 (1972). After each crack transaction with Simmons,
agents showed Schroeder a photograph of Simmons and asked whether the person
portrayed was the individual who had conducted the sale. Simmons argues Schroeder
had limited opportunity to view the seller, the seller was never introduced to Schroeder,
and Schroeder initially made a mistake about how many times he had purchased crack
from Simmons. We review the denial of a motion to suppress an identification de novo,
see Johnson, 56 F.3d at 953, and look to whether the procedure was impermissibly
suggestive and if under the totality of the circumstances “suggestive procedures created
a very substantial likelihood of irreparable misidentification.” Id. (citations omitted).
Although the procedure here seems quite suggestive, the circumstances indicate that
the identification itself was reliable. See Trevino v. Dahm, 2 F.3d 829, 833 (8th Cir.
1993). Schroeder had seen Simmons several times with coconspirators and purchased
crack from him on different occasions, and the testimony of other witnesses indicates
that a misidentification was unlikely. Sparlin said that Simmons was selling crack,
another witness testified that she knew he was a part of the drug conspiracy, and a
neighbor reported that he recognized Simmons as an acquaintance of the
coconspirators. Furthermore, Schroeder’s ability to identify Simmons was attacked on
cross examination, and the jury had an opportunity to weigh this evidence against that
in support of the identification. The district court therefore properly denied the motion
to suppress, and reversal is not warranted.
C.
Puckett, Simmons, Gadison and Redmond all contend that they are entitled to
a new trial because a government witness made a reference to their gang affiliation.
Prior to trial the parties stipulated that the government would not bring out evidence
that the defendants were affiliated with a gang and would instruct its witnesses not to
make gang references during their testimony “unless and until the defense through
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questioning or evidence, makes such evidence probative on any material issue.”
Defense counsel asked Schroeder on cross examination how he was able to remember
accurately the various drug buys he made months earlier. Counsel attempted to cut off
Schroeder’s response, but the court allowed him to finish and he said that he
remembered the buys because “[t]hese people, they’re gang-affiliated, and that scares
me. That’s why I was more nervous to work with these people.” Defense counsel
asked to approach the bench, but the court immediately instructed the jury to disregard
the answer. It later denied a defense motion for a mistrial.
The denial of a mistrial is reviewed for abuse of discretion, and none has been
shown in this instance. See United States v. Hale, 1 F.3d 691, 694 (8th Cir. 1993).
Defense counsel brought out the testimony on gang affiliation through its questioning
of Schroeder. See United States v. Hall, 109 F.3d 1227, 1231-32 (7th Cir.), cert.
denied, 118 S. Ct. 153 (1997). The government did not breach its agreement, and no
other mention was made of gangs at trial, and the district court instructed the jury to
disregard the testimony. See United States v. Muza, 788 F.2d 1309, 1312 (8th Cir.
1986).
Gadison claims in addition that the district court committed plain error and
denied his rights to a fair trial and assistance of counsel by refusing to allow the
attorneys to approach the bench during Schroeder’s testimony. The district court has
wide discretion in managing a trial, and it did not act inappropriately under these
circumstances. It immediately advised the jury to disregard Schroeder’s remark and
later fully considered the defense arguments for a mistrial outside the presence of the
jury. Gadison’s constitutional rights were not denied by failure to hold an instant bench
conference.
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D.
Puckett argues that the district court erred by allowing the government to recall
law enforcement witnesses during the course of trial so that the evidence could be
presented in chronological order. Puckett says that this procedure lent undue credibility
to their testimony and interfered with effective cross examination. A trial court has
discretion to exercise control over the order of interrogating witnesses to “make the
interrogation and presentation effective for the ascertainment of truth,” Fed. R. Evid.
611, and no reversal is warranted unless an abuse of discretion affects the substantial
rights of the parties. See United States v. Dolan, 120 F.3d 856, 869 (8th Cir. 1997);
United States v. Triplett, 104 F.3d 1074, 1078 (8th Cir.), cert. denied, 117 S. Ct. 1837
(1997). The witnesses testified about different subject matter each time they were
called to the stand, the defendants were free to cross examine them about any of their
testimony, and there is no indication that the government recalled the witnesses to
bolster their credibility. While it may be preferable to have witnesses testify in a less
interrupted manner, we cannot say the district court abused its discretion. See United
States v. DeLuna, 763 F.2d 897, 911-12 (8th Cir. 1985).
E.
Gadison says that his convictions on counts 1, 2, and 3 should be reversed
because the government called Jessica Mitchell to testify before the grand jury after the
indictment against him had been filed. She was allowed to testify at trial over his
objection, and he argues that the grand jury was used as a discovery tool in violation
of the fifth amendment. See United States v. Doss, 545 F.2d 548 (6th Cir. 1976). In
order to obtain reversal on this ground Gadison must establish that Mitchell was
summoned before the grand jury “for the sole or dominant purpose of preparing a
pending indictment for trial.” United States v. Gibbons, 607 F.2d 1320, 1328 (10th
Cir. 1979); see United States v. Breitkreutz, 977 F.2d 214, 217 (6th Cir. 1992).
Mitchell testified at trial that she was called before the grand jury to provide
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information about the drug activity of an individual who was not a defendant in the
case. During the course of her grand jury testimony, she also indicated that she had
purchased crack from some of the defendants. There is no indication that the primary
purpose of Mitchell’s grand jury testimony was to obtain additional evidence against
these defendants, and Gadison has thus failed to establish an abuse of the grand jury
process. See Breitkreutz, 977 F.2d at 217.
F.
Harper argues that the court erred by denying his motion for a new trial based
on newly discovered evidence and his motion to dismiss the indictment because of false
testimony before the grand jury. Prior to trial the government turned over LeShawn
Coleman’s grand jury testimony which included statements that Coleman had gone to
Davenport to pick up drugs with Harper, Gadison and Sparlin. At trial the government
disclosed statements by Sparlin which contradicted this testimony about the drug trips.
Harper and Gadison moved for a new trial based on the late disclosure of Sparlin’s
statements and for dismissal of the indictment because it rested on Coleman’s false
testimony. The court denied the motion for a new trial because the evidence was
available during trial, the defendants had failed to show diligence in obtaining it earlier,
the evidence was cumulative as shown by the thorough cross examination of Coleman,
and its earlier production would not likely have led to an acquittal. See United States
v. Luna, 94 F.3d 1156, 1161 (8th Cir. 1996). The court also denied the motion to
dismiss because it was not shown that the indictment was based on perjured testimony
and because the fact that there was a conflict between witnesses did not in itself
undermine probable cause. Harper now renews his contentions that Sparlin’s
statements were disclosed too late to be of use as impeachment evidence against
Coleman and that his due process rights were violated because the indictment was
based on testimony the government knew to be false, citing United States v. Basurto,
497 F.2d 781 (9th cir. 1974). After examining the record, including the admissions of
the defendants about possessing Sparlin’s statements at trial, we find neither an abuse
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of discretion in the denial of the motion for a new trial, see United States v. Caldwell,
83 F.3d 954, 955 (8th Cir. 1996), nor any constitutional violation in declining to
dismiss the indictment.
III.
A.
Redmond argues that he is entitled to resentencing because the district court
erred in its findings on the amount of drugs for which he was held responsible. See
United States v. Olderbak, 961 F.2d 756, 763-64 (8th Cir. 1992). The district court
indicated it based its finding that the conspiracy involved 1 kilogram of crack cocaine
on the length of the conspiracy, each defendant’s involvement in the conspiracy, the
street value of crack, the results of surveillance, and the amounts seized. See USSG
§ 2D1.1, comment.( n. 12). Evidence at trial showed that the conspirators were dealing
large amounts of crack over an extended period of time and that Redmond was
significantly involved in the conspiracy, had large amounts of cash, and left a supply
of drugs for dealing at an acquaintance’s residence. The findings on quantity were not
clearly erroneous. See United States. v. Flores, 73 F.3d 826, 833 (8th Cir. 1996).
B.
Harper challenges the four point enhancement he received for his leadership role.
See USSG § 3B1.1. Findings on role in the offense are reviewed for clear error. See
United States v. McCarthy, 97 F.3d 1562, 1579 (8th Cir. 1996), cert. denied, 117 U.S.
1011 (1997). Trial testimony established that Harper oversaw the whole operation, that
he directed the procurement of drugs, that he received the proceeds of drug sales by
coconspirators, that he recruited Coleman to sell crack for him, and that Gadison had
to go through Harper before he could make any decisions for the conspirators. There
was therefore no clear error in the sentence enhancement.
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C.
Sparlin attempts to challenge the extent of the district court’s downward
departure in her sentencing. She initially received a sentence of 61 months. A three
level reduction for being coerced had resulted in a guidelines range of 121-151 months,
from which the district court departed downward for substantial assistance. Since the
parties had neglected to inform the court about a stipulation affecting the sentence, the
court reconvened the hearing and then imposed a sentence of 57 months. Sparlin was
again granted a reduction for coercion and a downward departure for her assistance,
but the coercion reduction was reduced from three to two levels and the departure
granted was 40 months below the new guidelines range. Sparlin argues that she is
entitled to the same number of months departure as she originally received, that is a 60
month departure instead of 40 months. We have no jurisdiction to consider this
argument, however, because the extent of a downward departure is unreviewable on
appeal. See United States v. Goodwin, 72 F.3d 88, 91 (8th Cir. 1995); United States
v. Albers, 961 F.2d 710, 712 (8th Cir. 1992).
IV.
We conclude that the evidence was sufficient to support the convictions and that
the district court did not err by refusing to suppress Simmons’ identification or to grant
the motions made by appellants. We also find no sentencing errors. We therefore
affirm the judgments.
A true copy.
Attest:
CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
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