United States v. Daniel Sanchez-Martinez ( 2018 )

NOT FOR PUBLICATION FILED
UNITED STATES COURT OF APPEALS AUG 28 2018
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 17-50375
Plaintiff-Appellee, D.C. No. 3:17-cr-01509-L-1
v.
MEMORANDUM*
DANIEL SANCHEZ-MARTINEZ,
Defendant-Appellant.
Appeal from the United States District Court
for the Southern District of California
M. James Lorenz, District Judge, Presiding
Argued and Submitted June 4, 2018
Pasadena, California
Before: FERNANDEZ and CHRISTEN, Circuit Judges, and MARSHALL,**
District Judge.
Defendant Daniel Sanchez-Martinez appeals his conviction for importing
into the United States 50 kilograms or more of marijuana in violation of 21 U.S.C.
§§ 952, 960. He challenges multiple pretrial and trial rulings of the district court.
*
This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
**
The Honorable Consuelo B. Marshall, United States District Judge for
the Central District of California, sitting by designation.
We affirm the district court’s dismissal of the March 23, 2017 indictment without
prejudice, but conclude that the district court erred in denying Defendant’s motion
to dismiss the Government’s June 8, 2017 indictment. Accordingly, we need not
reach Defendant’s other assignments of error.
1) At a hearing on May 30, 2017, the district court determined that
Defendant had not been brought to trial within the time period required under the
Speedy Trial Act, 18 U.S.C. § 3161(c)(1), thus mandating dismissal of the
indictment pursuant to 18 U.S.C. § 3162(a)(2). In their written submissions and
oral argument, the Government and Defendant addressed the factors enumerated in
§ 3162(a)(2) to be considered by the district court in determining whether that
dismissal should be with or without prejudice. At a subsequent hearing on June 5,
2017, the court agreed to dismiss the indictment without prejudice on the condition
that the Government agree not to pursue a 10-year mandatory minimum charge
when reindicting Defendant. We review the district court’s decision to dismiss
without prejudice for abuse of discretion. United States v. Medina, 524 F.3d 974,
982 (9th Cir. 2008).
Defendant contends that the district court failed to consider the requisite
statutory factors and instead gave dispositive weight to the Government’s
agreement not to pursue a 10-year mandatory minimum on reindictment. We
disagree. Although the district court’s comments at the May 30 and June 5 hearings
2 17-50375
focused heavily on the prejudice to Defendant resulting from the mandatory
minimum sentence, the transcripts from those hearings demonstrate that the district
court was also aware of and considered the factors enumerated in § 3162(a)(2).1
The district court was faced with multiple relevant factors supporting divergent
conclusions, and its “judgment of how opposing considerations balance should not
lightly be disturbed.” United States v. Taylor, 487 U.S. 326, 337 (1988). Thus,
while different conclusions could be drawn from this record, we are unable to say
that the district court abused its discretion in concluding that its dismissal of the
indictment should be without prejudice. See Medina, 524 F.3d at 982 (“A court
abuses its discretion if it ‘failed to consider all the factors relevant to the choice’
and the ‘factors it did rely on were unsupported by factual findings or evidence in
the record.’”) (quoting Taylor, 487 U.S. at 344).
2) Upon deciding to dismiss without prejudice, the district court, at the
Government’s request, stayed its dismissal order until June 9, 2017 to prevent
Defendant’s release and possible deportation pending reindictment. On June 6,
2017, the district court signed and dated its order of dismissal, and the clerk of
court stamped it filed. However, the clerk did not enter the dismissal order in the
1
Although a more explicit articulation of the district court’s analysis would be
preferable as an aid to appellate review, “[n]either the statute nor any case requires
written findings or a precise script.” United States v. Arellano-Ochoa, 461 F.3d
1142, 1147 (9th Cir. 2006). We emphasize, however, that the better course is for the
district court to make explicit findings under each of the statutory factors.
3 17-50375
docket until June 12. On June 8, the Government obtained and filed a new
indictment against Defendant. On June 19, 2017, Defendant filed a motion to
dismiss the new indictment, arguing that—because the court’s dismissal of the
prior indictment did not become effective until after the new indictment was
filed—the new indictment was actually a superseding indictment, which inherited
the Speedy Trial Act violation of its predecessor.
While the motion was pending, the district court “adjusted the docket entry”
to reflect a June 6 date for the dismissal order.2 The district court subsequently
denied Defendant’s motion to dismiss, finding that its dismissal order had taken
effect on June 6 and that the amendment of the docket to reflect an entry date of
June 6 was a proper use of its authority to amend the record nunc pro tunc. We
disagree.
The power to enter or amend an order nunc pro tunc “is limited to making
the record reflect what the district court actually intended to do at an earlier date,
but which it did not sufficiently express or did not accomplish due to some error or
inadvertence.” United States v. Sumner, 226 F.3d 1005, 1010 (9th Cir. 2000). “It
does not imply the ability to alter the substance of that which actually transpired or
to backdate events to serve some other purpose.” Id. As reflected in both the
2
This was apparently done so that the docket entry would conform to an internal
rule of the clerk’s office requiring that all orders be entered into the docket on the
day they are signed, dated, and filed.
4 17-50375
minutes and the transcript from the June 5, 2017 hearing, the district court ordered
its dismissal of the indictment stayed until June 9. This indicates a clear intent to
postpone the effective date of the dismissal to June 9, which we find inconsistent
with the district court’s later determination that it had “intended to make the
[order] final when it was signed, dated[,] and stamped ‘Filed’” on June 6.
The clerk of court’s delay in entering the dismissal is consistent with the
district court’s order that the dismissal be stayed. Although the court later
characterized the delayed entry as clerical error, the only conclusion supported by
the record is that the clerk was acting to effectuate the district court’s order, made
on the record at the June 5, 2017 hearing.3 Because the district court’s later
amendment of the docket to reflect a dismissal date of June 6, 2017 conflicted with
both the court’s stay order and the dismissal order’s date of entry, it was an attempt
to “alter the substance of that which actually transpired,” which is beyond the nunc
pro tunc power. Id.The district court’s dismissal order therefore became effective after the
Government’s filing of a new indictment on June 8, 2017. The June 8 indictment
thus constituted a superseding indictment, consequently inheriting its predecessor’s
3
Of course, the delay between June 9 and June 12 in entering the order may indeed
have been due to clerical error. We need not decide which of these two dates the
dismissal order actually took effect, or whether a court could correct a purely
clerical error of this kind by ordering that the dismissal be entered on the docket
nunc pro tunc.
5 17-50375
70-day speedy trial clock under 18 U.S.C. § 3161(c)(1). See United States v.
Karsseboom, 881 F.2d 604, 606-07 (9th Cir. 1989). Because that clock had already
lapsed, dismissal was mandated by 18 U.S.C. § 3162(a)(2), and the district court
erred in denying Defendant’s motion to dismiss the June 8, 2017 indictment. We
therefore vacate Defendant’s resulting conviction and sentence.
REVERSED AND REMANDED.
6 17-50375
FILED
United States v. Sanchez-Martinez, No. 17-50375
AUG 28 2018
CHRISTEN, Circuit Judge, concurring in part and dissenting in part. MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
I agree with my colleagues that the district court correctly decided that a
Speedy Trial Act violation occurred in this case, and I would affirm the district
court’s order dismissing the first indictment without prejudice. But I would also
affirm the district court’s denial of the second motion to dismiss. I part ways with
the majority because I find no error in the district court’s use of nunc pro tunc to
adjust the docket to reflect the court’s original intention, articulated at the June 5,
2017 hearing. I respectfully dissent from the court’s disposition of the second
motion to dismiss.
On June 5, the district court orally announced that it would dismiss the
indictment without prejudice in light of the Speedy Trial Act violation and the
government’s agreement to seek a new indictment without a ten-year mandatory
minimum. The prosecutor wanted an opportunity to return to the grand jury to
obtain a new indictment without taking the risk that the defendant would be
released—and perhaps disappear—before trial, and the prosecutor asked the court
to stay the judgment. The district court agreed to do so until June 9. The majority
interprets the district court’s agreement to “stay” the judgment as expressing its
intent not to execute the judgment until June 9, but this is clearly not the case. Any
doubt on that score evaporated the very next day, June 6, when the court signed the
judgment and it was stamped “filed.” Apparently the judgment was not sent to be
docketed, consistent with the court’s on-record agreement to accommodate the
parties until June 9. Meanwhile, on June 8, a new indictment was obtained. Then,
contrary to the rule requiring that a judgment be docketed the same day it is signed,
on June 12 a clerk docketed the previously-executed judgment. Sanchez-Martinez
relies on this date of docketing to argue that the new indictment was infected by
the original Speedy Trial Act violation. I disagree. By my read, the district court’s
intent was clear. Rather than signaling a change from what the court intended to
do on June 5, the record convinces me only that the court was unaware of the court
rule requiring orders to be signed, dated, filed, and entered on the docket on the
same day. I conclude the nunc pro tunc order amending the electronic docket
reflected the court’s original intention articulated on June 5, and the district court
did not exceed its authority by changing the entry-of-judgment date to June 6,
2017—the day the court executed the order. United States v. Sumner, 226 F.3d
1005, 1009–10 (9th Cir. 2000). Accordingly, the Speedy Trial Act violation did
not infect the June 8, 2017 indictment.
I would remand only for the district court to explicitly discuss and weigh the
Speedy Trial Act statutory factors on the record. The Speedy Trial Act
memorializes the strong interests, held by both the accused and society, in the
timely and fair administration of justice. See United States v. Ramirez-Cortez, 213
F.3d 1149, 1156 (9th Cir. 2000). Although it is apparent that the district court
considered the Speedy Trial Act factors when dismissing without prejudice, United
States v. Taylor requires that district courts “carefully express [their] decision[s]
whether or not to bar reprosecution in terms of the guidelines specified by
Congress” in order to allow thorough appellate review. 487 U.S. 326, 343 (1988).
In light of Taylor’s rule, I would remand for the district court to further articulate
its analysis of the statutory factors.