Protect Our Communities v. Sally Jewell ( 2016 )


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  •                 FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    PROTECT OUR COMMUNITIES                No. 14-55666
    FOUNDATION,
    Plaintiff,          D.C. No.
    3:13-cv-00575-
    and                       JLS-JMA
    BACKCOUNTRY AGAINST DUMPS;
    DONNA TISDALE,
    Plaintiffs-Appellants,
    v.
    SALLY JEWELL, in her official
    capacity as Secretary of the United
    States Department of the Interior;
    MIKE POOL, in his capacity as
    Acting Director of the United States
    Bureau of Land Management;
    THOMAS ZALE, in his official
    capacity as El Centro Field Office
    Manager for the United States
    Bureau of Land Management;
    BUREAU OF LAND MANAGEMENT;
    U.S. DEPARTMENT OF THE INTERIOR,
    Defendants-Appellees,
    TULE WIND, LLC,
    Intervenor-Defendant-Appellee.
    2   PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL
    PROTECT OUR COMMUNITIES                  No. 14-55842
    FOUNDATION,
    Plaintiff-Appellant,         D.C. No.
    3:13-cv-00575-
    and                        JLS-JMA
    BACKCOUNTRY AGAINST DUMPS;
    DONNA TISDALE,                             OPINION
    Plaintiffs,
    v.
    SALLY JEWELL, in her official
    capacity as Secretary of the United
    States Department of the Interior;
    MIKE POOL, in his capacity as
    Acting Director of the United States
    Bureau of Land Management;
    THOMAS ZALE, in his official
    capacity as El Centro Field Office
    Manager for the United States
    Bureau of Land Management;
    BUREAU OF LAND MANAGEMENT;
    U.S. DEPARTMENT OF THE INTERIOR,
    Defendants-Appellees,
    TULE WIND, LLC,
    Intervenor-Defendant-Appellee.
    Appeal from the United States District Court
    for the Southern District of California
    Janis L. Sammartino, District Judge, Presiding
    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL                     3
    Argued and Submitted April 6, 2016
    Pasadena, California
    Filed June 7, 2016
    Before: JEROME FARRIS, TIMOTHY M.
    TYMKOVICH,* and MILAN D. SMITH, JR., CIRCUIT
    JUDGES.
    Opinion by Judge Milan D. Smith, Jr.
    SUMMARY**
    Environmental Law
    The panel affirmed the district court’s summary judgment
    in favor of federal agencies and officials and intervenor Tule
    Wind, LLC in an action challenging the Bureau of Land
    Management’s decision to grant a right-of-way on federal
    lands in southeast San Diego County, permitting Tule Wind
    to construct and operate a wind energy project.
    The panel held that the BLM was not liable under the
    National Environmental Policy Act, the Migratory Bird
    Treaty Act, the Bald and Golden Eagle Protection Act, or the
    Administrative Procedure Act for its regulatory decision to
    *
    The Honorable Timothy M. Tymkovich, Chief Judge of the U.S. Court
    of Appeals for the Tenth Circuit, sitting by designation.
    **
    This summary constitutes no part of the opinion of the court. It has
    been prepared by court staff for the convenience of the reader.
    4    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL
    grant Tule a right-of-way to develop and operate a renewable
    wind energy project.
    Specifically, concerning plaintiffs’ allegations that the
    BLM failed to comply with the National Environmental
    Policy Act in preparing the environmental impact statement,
    the panel held that: the district court properly determined that
    the environmental impact statement’s purpose-and-need-
    statement was adequately broad; the BLM acted within its
    discretion in dismissing alternative proposals; the mitigation
    measures provided ample detail and adequate baseline data
    for the agency to evaluate the overall environmental impact
    of the project; and the environmental impact statement took
    a “hard look” at the environmental impact of the project.
    Concerning plaintiffs’ allegations of BLM’s violations of
    the Migratory Bird Treaty Act, the panel held that the Act did
    not contemplate attenuated secondary liability on agencies
    like the BLM that act in a purely regulatory capacity, and
    whose acts do not directly or proximately cause the “take” of
    migratory birds, within the meaning of 16 U.S.C. § 703(a).
    The panel concluded that the BLM did not act to “take”
    migratory birds without a permit within the meaning of the
    Act.
    The panel held that the BLM’s regulatory role in this case
    was too far removed from the ultimate legal violation to be
    independently unlawful under the Administrative Procedure
    Act.
    Finally, for similar reasons that applied to defeat liability
    under the Migratory Bird Treaty Act, the panel held that the
    BLM was not liable under the Bald and Golden Eagle
    Protection Act, and was not responsible for violations that
    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL        5
    might be independently committed by right-of-way grantees,
    such as Tule Wind.
    COUNSEL
    Eric R. Glitzenstein (argued) and William S. Eubanks, II,
    Meyer Glitzenstein & Crystal LLP, Washington, D.C., for
    Plaintiff-Appellee Protect Our Communities Foundation.
    Stephen C. Volker (argued), Jamey M.B. Volker, Marcus
    Eichenberg, and Stephanie Clark, Law Offices of
    Stephan C. Volker, Oakland, California, for Plaintiffs-
    Appellants/Plaintiffs-Appellees Backcountry Against Dumps
    and Donna Tisdale.
    Allen M. Brabender (argued), John H. Martin, and Stacey
    Bosshardt, Attorneys; John C. Cruden, Assistant Attorney
    General; United States Department of Justice, Environmental
    & Natural Resources Division, Washington, D.C.; for
    Defendants-Appellees.
    Daniel P. Brunton (argued), Latham & Watkins LLP, San
    Diego, California, for Intervenor-Defendant/Appellee Tule
    Wind, LLC.
    6    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL
    OPINION
    M. SMITH, Circuit Judge:
    Protect Our Communities Foundation (Protect),
    Backcountry Against Dumps (Backcountry), and Donna
    Tisdale (collectively, Plaintiffs) appeal the decision of the
    Bureau of Land Management to grant Defendant-Intervenor
    Tule Wind, LLC, (Tule) a right-of-way on federal lands in
    southeast San Diego County. Plaintiffs named several federal
    defendants in this action, including the Bureau of Land
    Management (BLM), the Department of the Interior, and
    various officials of those agencies (collectively, Defendants).
    The BLM’s right-of-way grant permits Tule to construct
    and operate a wind energy project, which Plaintiffs claim will
    harm birds in violation of the Migratory Bird Treaty Act
    (MBTA), 16 U.S.C. §§ 703–12, and the Bald and Golden
    Eagle Protection Act (Eagle Act), 16 U.S.C. §§ 668–668d. In
    addition, Plaintiffs challenge the adequacy of the BLM’s
    Environmental Impact Statement (EIS) for the project, which
    was prepared pursuant to the National Environmental Policy
    Act (NEPA), 42 U.S.C. §§ 4321–70h. The district court
    rejected Plaintiffs’ challenges and granted summary judgment
    to Defendants. We affirm.
    FACTS AND PRIOR PROCEEDINGS
    A. The Right-of-Way Grant
    The BLM, which is an agency within the Department of
    the Interior, is charged with the management of federally
    owned land. See 43 U.S.C. §§ 1732(a), 1702(c). Among the
    BLM’s responsibilities is the determination of whether to
    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL           7
    grant rights-of-way for the use of such lands. See 
    id. § 1761(a).
    Plaintiffs, which are a collection of environmental
    advocacy organizations and a local resident, challenge a
    right-of-way grant by the BLM that would permit Tule to
    construct and operate a wind energy facility on 12,360 acres
    of land in the McCain Valley, 70 miles east of San Diego (the
    Project).
    Tule’s original right-of-way proposal envisioned the
    construction of 128 wind turbines and supporting
    infrastructure, which could generate up to 200 megawatts of
    electricity. On December 23, 2010, the BLM released a
    lengthy draft EIS for public comment. The EIS discussed the
    environmental impacts of the Project and considered a range
    of alternative approaches.
    Ultimately, the BLM decided to grant Tule a right-of-way
    for the development of a more modest wind-energy facility,
    which eliminated thirty-three of the originally proposed
    turbines from the Project. Moreover, in order to help reduce
    the risk of avian collisions with turbine blades, the approved
    Project repositioned several wind turbines that were
    originally proposed to be located on top of ridgelines. As
    modified, the Project was expected to generate up to 186
    megawatts of electricity, thereby meeting the electrical
    energy needs of approximately 65,000 homes and businesses.
    On October 3, 2011, the BLM released a final EIS
    reflecting these modifications. The agency published a
    Record of Decision (ROD) on December 19, 2011,
    memorializing its grant of a right-of-way for the Project. The
    ROD specified that the right-of-way grant would be issued
    for a thirty-year term, with an option to renew. It further
    provided that the grant of the right-of-way was expressly
    8    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL
    conditioned on the “implementation of mitigation measures
    and monitoring programs,” as well as “the issuance of all
    other necessary local, state, and Federal approvals,
    authorizations, and permits.”
    Included among the mitigation measures required for the
    Project was the Project-Specific Avian and Bat Protection
    Plan (the Protection Plan). Tule developed the Protection Plan
    in conjunction with the BLM and the U.S. Fish and Wildlife
    Service (FWS), which is the federal agency responsible for
    enforcing the MBTA and the Eagle Act. The Protection Plan
    was based on scientific literature and research studies,
    including field surveys conducted by Tule over several years
    in the Project area. Based on this information, the Protection
    Plan outlines a number of measures that would, if
    implemented, mitigate the impacts of the Project on bird and
    bat species.
    The Protection Plan provides for continuous monitoring
    and inspection of the Project’s environmental impacts on bird
    and bat species as part of an adaptive-management plan. The
    FWS endorsed the Protection Plan, stating that it was
    “appropriate in its adaptive management approach to avoid
    and minimize take of migratory birds, bats and eagles.”
    Although the FWS advised that the Protection Plan was not
    a “take permit,” it acknowledged that it could serve as the
    basis for a future permit application with the FWS. The BLM
    incorporated the Protection Plan by reference into the final
    EIS and conditioned its right-of-way grant on Tule’s
    adherence to the mitigation measures described therein.
    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL             9
    B. Procedural History
    Plaintiffs jointly brought an action in federal district
    court, challenging the BLM’s issuance of a right-of-way grant
    to Tule, and seeking injunctive and declaratory relief under
    the Administrative Procedure Act (APA), 5 U.S.C.
    §§ 701–06, to address Defendants’ alleged unlawful actions
    under NEPA, the MBTA, and the Eagle Act. Tule intervened
    as a defendant in the lawsuit.
    The parties filed cross-motions for summary judgment,
    and the district court granted Defendants’ motion for
    summary judgment on all claims. Specifically, the district
    court held that the final EIS had sufficiently articulated a
    proposed goal and need for the Project, properly reviewed a
    number of alternatives, and proposed reasonable mitigation
    measures. The district court also held that the final EIS
    complied with NEPA by taking a “hard look” at the
    environmental impacts of the Project, including impacts such
    as noise and electromagnetic energy or stray voltage, as well
    as effects on avian species and greenhouse-gas emissions.
    Finally, the district court concluded that the BLM was not
    responsible for ensuring that it or Tule obtain MBTA and
    Eagle Act permits from the FWS prior to issuing its right-of-
    way grant.
    Plaintiffs filed two separate notices of appeal from the
    district court’s judgment, with Plaintiff Protect addressing the
    MBTA issue, and Plaintiffs Backcountry and Tisdale
    addressing all issues appealed. We consolidated these appeals
    from the district court’s judgment.
    10   PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL
    STANDARD OF REVIEW
    We have jurisdiction pursuant to 28 U.S.C. § 1291. We
    review the district court’s grant of summary judgment de
    novo. United States v. City of Tacoma, 
    332 F.3d 574
    , 578 (9th
    Cir. 2003). Under the APA, we review agency action to
    determine whether it is “arbitrary, capricious, an abuse of
    discretion, or otherwise not in accordance with law.” 5 U.S.C.
    § 706(2)(A). An agency acts in an “arbitrary and capricious”
    manner when it “relie[s] on factors which Congress has not
    intended it to consider, entirely fail[s] to consider an
    important aspect of the problem, offer[s] an explanation for
    its decision that runs counter to the evidence before the
    agency, or is so implausible that it c[an]not be ascribed to a
    difference in view or the product of agency expertise.” Motor
    Vehicle Mfrs. Ass’n v. State Farm Mut. Auto. Ins. Co.,
    
    463 U.S. 29
    , 43 (1983). In general, a court will “uphold
    agency decisions so long as the agencies have ‘considered the
    relevant factors and articulated a rational connection between
    the factors found and the choices made.’” City of Sausalito v.
    O’Neill, 
    386 F.3d 1186
    , 1206 (9th Cir. 2004) (quoting Selkirk
    Conservation Alliance v. Forsgren, 
    336 F.3d 944
    , 953–54
    (9th Cir. 2003)). This deference is particularly appropriate
    when a court is reviewing “issues of fact,” “where analysis of
    the relevant documents requires a high level of technical
    expertise.” City of 
    Sausalito, 386 F.3d at 1206
    .
    DISCUSSION
    I. The Environmental Impact Statement’s Compliance
    with NEPA
    NEPA, which provides the statutory framework for
    federal agencies reviewing the environmental effects of a
    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL           11
    proposed action, requires the preparation of an EIS for “major
    Federal actions significantly affecting the quality of the
    human environment.” 42 U.S.C. § 4332(2)(C). The EIS must
    contain, among other things, a detailed discussion of “the
    environmental impact of the proposed action,” “adverse
    environmental effects which cannot be avoided,”
    “alternatives to the proposed action,” and a statement of the
    purpose and need for the action. 42 U.S.C. § 4332(2)(C);
    40 C.F.R. § 1502.13.
    NEPA outlines a series of procedural steps, but it does not
    impose any particular substantive result on an agency. Hells
    Canyon Alliance v. U.S. Forest Serv., 
    227 F.3d 1170
    , 1177
    (9th Cir. 2000). Rather, compliance with NEPA involves the
    application of a “rule of reason,” which involves “a pragmatic
    judgment whether the EIS’s form, content, and preparation
    foster both informed decision-making and informed public
    participation.” Churchill Cty. v. Norton, 
    276 F.3d 1060
    , 1071
    (9th Cir. 2001) (quoting California v. Block, 
    690 F.2d 753
    ,
    761 (9th Cir. 1982)). Specifically, a reviewing court will take
    a “hard look” at the EIS to determine whether it “contains a
    reasonably thorough discussion of the significant aspects of
    the probable environmental consequences.” 
    Id. at 1071–72
    (quotation marks omitted). NEPA favors “coherent and
    comprehensive up-front environmental analysis to ensure . . .
    that the agency will not act on incomplete information, only
    to regret its decision after it is too late to correct.” 
    Id. at 1072–73
    (quotation marks omitted).
    Plaintiffs allege that Defendants failed to comply with
    NEPA in a number of respects in preparing the EIS. First,
    Plaintiffs maintain that the scope of the Project’s purpose and
    need statement was too narrow. Second, Plaintiffs argue that
    the EIS failed to adequately examine viable alternatives,
    12    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL
    including a “distributed generation” alternative involving the
    use of rooftop solar panels. Third, Plaintiffs claim that the
    Project’s proposed mitigation strategies are too vague and
    speculative to satisfy NEPA. Finally, Plaintiffs maintain that
    the EIS fails to take a “hard look” at the environmental
    impact of the Project in several distinct ways. Specifically,
    they note that the EIS omits a comprehensive discussion of
    the impacts of noise on bird species and fails to conduct a
    survey of nighttime migratory birds. In addition, Plaintiffs
    claim that the EIS does not fairly address the impacts of
    inaudible noise, electromagnetic fields, and stray voltage on
    humans, or the proposed consequences of the project on
    global warming. We address each of these arguments in turn.
    A. Statement of Purpose and Need
    An agency tasked with preparing an EIS must prepare a
    statement that “briefly specif[ies] the underlying purpose and
    need to which the agency is responding.” 40 C.F.R.
    § 1502.13. This statement should inform the agency’s review
    of alternatives to the proposed action and guide its final
    selection. We accord the agency “considerable discretion to
    define a project’s purpose and need” and review such
    statements for reasonableness. Alaska Survival v. Surface
    Transp. Bd., 
    705 F.3d 1073
    , 1084 (9th Cir. 2013). However,
    a statement of purpose and need “will fail if it unreasonably
    narrows the agency’s consideration of alternatives so that the
    outcome is preordained.” 
    Id. In a
    context, as here, where the
    agency is tasked with deciding whether to issue a permit or
    license, the statement of purpose and need may include
    “private goals” alongside statutory policy objectives. 
    Id. at 1085.
    However, it is the statutory goal that “serve[s] as a
    guide by which to determine the reasonableness of the
    objectives outlined.” 
    Id. at 1084–85.
         PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL             13
    In this case, the district court properly determined that the
    EIS’s purpose-and need-statement was adequately broad,
    such that the agency’s decision was not foreordained. The
    statement specified that:
    [T]he purpose and need for the proposed
    action is to respond to a [Federal Land Policy
    and Management Act (FLPMA)] right-of-way
    application submitted by Tule Wind, LLC
    . . . . In conjunction with FLPMA, the BLM’s
    applicable authorities include the following:
    •   Executive Order 13212 . . . which
    mandates that agencies act expediently
    and in a manner consistent with applicable
    laws to increase the production and
    transmission of energy in a safe and
    environmentally sound manner.
    •   Section 211 of the Energy Policy Act of
    2005 . . . which established a goal for the
    [DOI] to approve at least 10,000
    megawatts of nonhydropower renewable
    energy power on public lands by 2015.
    •   Secretarial Order 3285A1, [which]
    establishes the development of renewable
    energy as a priority for the DOI [and]
    announced a policy goal of identifying
    and prioritizing specific locations (study
    areas) best suited for large-scale
    production of solar energy.
    14    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL
    The EIS’s purpose-and-need statement reflects both the
    agency’s immediate objective, “to respond” to Tule Wind’s
    right-of-way request, as well as the broader policy goals that
    the agency considered in deciding among alternative
    proposals. This statement is fully consistent with the agency’s
    duty to consider federal policies in fashioning its response to
    a right-of-way application, and constitutes a reasonable
    formulation of project goals. See 
    id. at 1084.
    The purpose-
    and-need statement also permitted the agency to consider a
    range of alternatives to Tule’s proposal, including one which
    it ultimately adopted in order to reduce the impact of the
    Project on the surrounding environment.
    Although Plaintiffs also challenge the BLM’s purported
    “need” for the action, the statement of need is adequately
    supported by the federal objectives outlined in the EIS. In
    particular, Section 211 of the Energy Policy Act of 2005 sets
    forth an agency goal of approving up to 10,000 watts of
    renewable energy development on public lands by 2015—a
    time frame which, the agency determined, would be most
    readily met through the development of a utility-scale energy
    project.
    B. Project Alternatives
    Plaintiffs contend that the BLM dismissed viable
    alternative projects out of hand. Specifically, Plaintiffs
    challenge the BLM’s decision to reject a “distributed
    generation” alternative, which would involve the use of
    rooftop solar panels. Having found the agency’s statement of
    purpose and need to be reasonable, we also conclude that the
    BLM acted within its discretion in dismissing alternative
    proposals.
    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL            15
    First, the range of alternatives considered in the EIS was
    not impermissibly narrow, as the agency evaluated all
    “reasonable [and] feasible” alternatives in light of the
    ultimate purposes of the project. City of Carmel-by-the-Sea
    v. U.S. Dep’t of Transp., 
    123 F.3d 1142
    , 1155 (9th Cir. 1997).
    An agency need not review “remote and speculative”
    alternatives. Westlands Water Dist. v. U.S. Dep’t of Interior,
    
    376 F.3d 853
    , 868 (9th Cir. 2004) (quoting Vt. Yankee
    Nuclear Power Corp. v. Natural Res. Def. Council, Inc.,
    
    435 U.S. 519
    , 551 (1978)). Instead, its review is guided by a
    “rule of reason.” City of 
    Carmel-by-the-Sea, 123 F.3d at 1155
    . Accordingly, the EIS need only “briefly discuss” the
    reasons for eliminating an alterative not selected for detailed
    examination. 40 C.F.R. § 1502.14(a).
    Here, the agency reviewed five action alternatives to the
    project originally proposed by Tule, as well as two no-action
    alternatives. The agency also briefly considered seven
    project-design alternatives and three energy-generation
    alternatives, including distributed generation. The distributed-
    generation alternative involved the use of rooftop solar panel
    systems on buildings in San Diego County and the
    development of other renewable-energy systems.
    The BLM dismissed the distributed-generation alternative
    because it failed to satisfy the agency’s goals and presented
    a number of feasibility challenges. First, the distributed
    generation alternative did not provide for utility-scale energy
    generation on public lands, and therefore would have been
    less effective at meeting the goals articulated by the agency.
    Although an agency is not limited to considering alternatives
    within its jurisdiction, the agency is not required to give
    exhaustive consideration to an alternative that it appropriately
    deems remote and speculative. City of Angoon v. Hodel,
    16    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL
    
    803 F.2d 1016
    , 1021–22 (9th Cir. 1986) (alternatives “must
    be ascertainable and reasonably within reach”). In this case,
    the private installation and use of rooftop solar systems
    presented significant feasibility issues that the agency decided
    to take into account when choosing among alternative
    proposals.
    Specifically, the BLM found the implementation of this
    alternative to be “speculative” given the current status of
    solar technology and the regulatory and commercial
    landscape. According to the BLM, the installation of at least
    100,000 new rooftop solar units, primarily on private
    residential or commercial properties, would be required in
    order to match the energy generation from the original wind-
    energy proposal. Even if such an outcome were feasible,
    however, the BLM concluded that a project of such scale
    might require “extensive upgrading” of infrastructure and
    generate uncertain environmental impacts. These technical
    determinations of the agency, reflecting the application of its
    specialized expertise, merit particular deference on review.
    See Lands Council v. McNair, 
    537 F.3d 981
    , 988 (9th Cir.
    2008) (en banc), overruled on other grounds by Winter v.
    Natural Res. Def. Council, Inc., 
    555 U.S. 7
    , 20 (2008). We
    thus find that the BLM reasonably concluded that the overall
    effectiveness of a distributed-generation alternative, reliant on
    private installation and technical upgrading, remained
    speculative in practice.1 Similarly, Plaintiffs’ final contention
    that the distributed-generation systems would present a cost-
    1
    Plaintiffs highlight the fact that state legislation creating a system of
    renewable-energy trading credits was passed two months after the final
    EIS was issued. Notwithstanding this new development, the BLM acted
    reasonably because it based its determination of feasibility on a number
    of independently sufficient reasons discussed in the EIS.
    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL            17
    effective alternative must be weighed against the feasibility
    of the overall approach and its consistency with agency goals.
    Considered as a whole, therefore, the BLM did not act
    unreasonably in dismissing the distributed-generation
    alternative.
    C. Mitigation Measures
    Pursuant to NEPA, an agency must also consider
    appropriate mitigation measures that would reduce the
    environmental impact of the proposed action. 42 U.S.C.
    § 4332(2)(C)(ii). As noted, our review is guided by whether
    the agency’s analysis is reasonable and offers “sufficient
    detail to ensure that environmental consequences have been
    fairly evaluated.” S. Fork Band Council of W. Shoshone of
    Nevada v. U.S. Dep’t of Interior, 
    588 F.3d 718
    , 727 (9th Cir.
    2009) (quoting Robertson v. Methow Valley Citizens Council,
    
    490 U.S. 332
    , 352 (1989)). “Perfunctory descriptions or mere
    lists of mitigation measures are insufficient.” Alaska 
    Survival, 705 F.3d at 1088
    . Rather, the agency must provide “an
    assessment of whether the proposed mitigation measures can
    be effective . . . [and] whether anticipated environmental
    impacts can be avoided.” S. Fork Band 
    Council, 588 F.3d at 727
    . Because mitigation measures are projections that allow
    an agency to alleviate “impact after construction,” the EIS
    may not use them “as a proxy for [collecting] baseline data”
    before construction that would enable the agency to “first
    understand[] the extent of the problem.” N. Plains Res.
    Council, Inc. v. Surface Transp. Bd., 
    668 F.3d 1067
    , 1084–86
    (9th Cir. 2011). On the other hand, the EIS’s proposed
    mitigation measures “need not be legally enforceable, funded
    or even in final form to comply with NEPA’s procedural
    requirements.” Nat’l Parks & Conservation Ass’n v. U.S.
    Dep’t of Transp., 
    222 F.3d 677
    , 681 n.4 (9th Cir. 2000).
    18   PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL
    In this case, the agency drafted a comprehensive set of
    mitigation measures relying, in part, on field studies
    conducted by Tule over several years in the proposed Project
    area. These studies, in combination with scientific research,
    informed the BLM’s development of a number of mitigation
    measures, including the creation of the lengthy Protection
    Plan. The Protection Plan outlined additional methods of
    achieving environmental mitigation at each stage of the
    Project. The BLM incorporated the Protection Plan into the
    final EIS by reference.
    Plaintiffs claim that the mitigation measures outlined in
    the EIS do not provide “sufficient detail,” and that the EIS
    improperly defers the formulation of certain mitigation
    measures until post-development monitoring and inspection,
    notably through the use of an adaptive-management plan. Yet
    the mitigation measures, including the 85-page Protection
    Plan, provide ample detail and adequate baseline data for the
    agency to evaluate the overall environmental impact of the
    Project. Plaintiffs merely “fly speck” the EIS rather than
    identify consequential flaws that would prevent the agency
    from sufficiently grasping the Project’s potential
    environmental consequences. Or. Envtl. Council v. Kunzman,
    
    817 F.2d 484
    , 492 (9th Cir. 1987) (quotation marks omitted).
    Moreover, the EIS’s inclusion of an adaptive-management
    plan, among other mitigation measures, provides flexibility
    in responding to environmental impacts through a regime of
    continued monitoring and inspection. That an agency decides
    to incorporate an adaptive management plan as one
    component of a comprehensive set of mitigation measures
    does not mean that the agency lacked a sufficient foundation
    of current baseline data from which to evaluate the Project’s
    environmental effects. Rather, the use of such a continuous
    monitoring system may complement other mitigation
    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL             19
    measures, and help to refine and improve the implementation
    of those measures as the Project progresses.
    D. “Hard Look” at Environmental Impacts
    Plaintiffs also raise a series of four substantive challenges
    to the BLM’s investigation of the environmental impacts of
    the Project. As the district court correctly determined, each of
    these challenges is unavailing and, in some cases, would
    improperly compel a reviewing court to substitute its
    judgment for that of the agency. See Lands 
    Council, 537 F.3d at 988
    .
    1. Avian Impacts
    Plaintiffs assert two primary challenges to the EIS’s
    analysis of the Project’s avian impacts. Plaintiffs contend
    that the EIS fails to comprehensively review the effects of
    Project-related noise on birds at all life stages, not just the
    nesting stage. Moreover, they claim that the agency failed to
    conduct nighttime migratory-bird surveys in the Project area
    to better estimate the numbers of such birds that might be
    struck by wind turbines. We conclude that the EIS’s analysis
    of the likelihood of various bird species frequenting the
    Project area, as well as the potential impacts of the Project on
    bird populations, is reasonable and satisfies NEPA’s “hard
    look” requirement.
    First, the agency outlined over a dozen noise-mitigating
    measures that it determined would significantly reduce the
    environmental impacts of noise on birds to “low” or minimal
    levels. Because the BLM concluded that the Project’s noise
    effects could be effectively reduced, it provided less analysis
    of noise effects in the EIS as compared to other more
    20    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL
    significant or unmitigable environmental impacts. See
    40 C.F.R. § 1502.2(b) (“Impacts shall be discussed in
    proportion to their significance. There shall only be brief
    discussion of other than significant issues.”). Even though the
    agency could have included more detailed discussion of noise
    impacts or collected further information, its existing analysis
    did not impermissibly misconstrue the existing data or force
    the public and policymakers to speculate concerning
    projected environmental effects. See Found. for N. Am. Wild
    Sheep v. U.S. Dep’t of Agr., 
    681 F.2d 1172
    , 1179 (9th Cir.
    1982). In addition, while the mitigation measures discussed
    in the EIS focus on the nesting and fledgling phases, the BLM
    reasonably deemed these life stages to be the most critical in
    bird development, and accordingly focused its analysis on
    those stages.2
    Second, the agency’s failure to conduct a nighttime
    migratory-bird survey was a discretionary judgment made by
    the agency on the basis of available scientific data. When the
    agency’s determination is founded on reasonable inferences
    from scientific data, a reviewing court will not “substitute its
    judgment for that of the agency.” Motor Vehicle Mfrs. Ass’n
    v. State Farm Mut. Auto. Ins. Co., 
    463 U.S. 29
    , 43 (1983).
    Here, the BLM relied upon existing surveys and scientific
    literature, which indicated that use of the Project area by
    nocturnal species would be low and that most nocturnal
    species would fly at altitudes higher than those of the
    2
    Plaintiffs also contend that the noise levels from the Project would be
    incompatible with the use of the site by certain migratory songbirds, citing
    several scientific studies. However, the agency exercised its discretion in
    discounting the results of those scientific studies due, in part, to
    differences in the noise generated by the wind turbines and those at issue
    in the studies.
    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL             21
    proposed turbines. This determination, too, was a reasonable
    exercise of the agency’s discretion. Moreover, the BLM
    chose to reposition turbines in valleys rather than on top of
    ridgelines, which would lessen any risk to low-flying
    nocturnal migrants.
    2. Inaudible Noise
    Plaintiffs contend that the EIS fails to adequately address
    the environmental effects of inaudible noise, including
    infrasound and low-frequency noise, on humans. In support
    of their contentions, Plaintiffs rely on a 2011 scientific study,
    which concludes that inaudible noise may have adverse
    effects on human health. The BLM considered this study in
    conjunction with an array of other scientific research
    literature, and ultimately concluded that inaudible noise
    generated by the Project would not cause discernable health
    impacts, based on a “consensus among acoustic experts.” In
    particular, the BLM explicitly distinguished the results of the
    2011 study in its responses to public comments on the EIS.
    See Save the Peaks Coal. v. U.S. Forest Serv., 
    669 F.3d 1025
    ,
    1037 n.5 (9th Cir. 2012). We defer to the agency’s
    discretionary judgment with respect to the “evaluation of
    complex scientific data within the agency’s technical
    expertise.” Envtl. Defense Ctr., Inc. v. EPA, 
    344 F.3d 832
    ,
    869 (9th Cir. 2003). Plaintiffs have presented us with no
    reason to deviate from this rule or question the agency’s well-
    considered conclusions here.
    3. Electromagnetic Fields and Stray Voltage
    Similarly, Plaintiffs contend that the EIS fails to
    adequately examine the adverse health effects of
    electromagnetic fields and stray voltage that may be
    22   PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL
    generated by the Project. However, Plaintiffs’ argument
    derives from an underlying substantive disagreement with the
    EIS’s conclusions rather than a claim that the agency’s
    methods of arriving at those conclusions are unreasonable. In
    reaching its conclusion, the BLM properly canvassed the
    available literature on electromagnetic fields and, in a
    reasonable exercise of its technical expertise, determined that
    any fields created by the Project did not present public health
    risks that would cause concern.
    In addition, the BLM analyzed the risk of stray voltage
    and discussed appropriate mitigation efforts. Although the
    EIS acknowledges the risk of stray voltage on human health
    and safety, it reasonably discounted this risk in light of
    mitigation plans that would ground the turbines and provide
    for regular inspections to ensure their continued safety.
    Therefore, the EIS conforms with NEPA’s requirement that
    the agency engage in reasoned analysis of environmental
    hazards, in proportion to their significance, to ensure that the
    public is adequately informed of a project’s potential impacts.
    See Churchill 
    Cty., 276 F.3d at 1071
    .
    4. Greenhouse-Gas Emissions
    The EIS also takes a “hard look” at the impact of the
    Project on greenhouse-gas emissions and global warming.
    The EIS analyzes projected emissions from the Project and
    concludes that these emissions, at 646 metric tons of carbon
    dioxide per year, fall below the level of significance required
    for further analysis under NEPA. In addition, the EIS states
    that “the project would create a renewable source of energy,
    thereby potentially decreasing overall emissions attributable
    to electrical generation in California.” Contrary to Plaintiffs’
    contention, this passing projection of potential emissions
    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL            23
    reductions, simply by virtue of the Project’s creation of a new
    source of renewable energy, is reasonable enough and does
    not mandate the provision of conclusive proof through
    additional evidence and analysis beyond that already
    provided in the EIS.
    Finally, Plaintiffs contend that the BLM failed to take into
    account the emissions generated by the manufacture and
    transportation of equipment to the Project area. Instead, the
    BLM reasoned that these emissions levels were largely
    outside the control of Tule and that attempts to estimate these
    amounts would be overly speculative. The BLM was entitled
    to choose among various reasonable methodologies, as it did
    here, when estimating the emissions generated by the Project.
    See Native Ecosystems Council v. Weldon, 
    697 F.3d 1043
    ,
    1053 (9th Cir. 2012).
    II. Liability under the MBTA and Eagle Act
    Plaintiffs raise the novel argument that the BLM—by the
    mere act of granting Tule’s right-of-way request—is
    complicit in future conduct by Tule that might result in
    violations of the MBTA and the Eagle Act (collectively, the
    Acts). Plaintiffs’ theory of liability is two-fold. First,
    Plaintiffs assert that the BLM, acting in its regulatory
    capacity, is directly liable for the unlawful “take” of birds
    under the Acts, absent a permit from the FWS. Second,
    Plaintiffs assert that the agency’s regulatory authorization is
    “not in accordance with law” within the meaning of the APA,
    5 U.S.C. § 706(2)(A), because the BLM did not condition its
    right-of-way grant on Tule securing the appropriate permits
    from the FWS. We address each of these arguments in turn.
    24    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL
    A. The Migratory Bird Treaty Act
    The MBTA is a criminal statute that prohibits an
    individual, entity—or, in some cases, an agency—“at any
    time, by any means or in any manner, to pursue, hunt, take,
    capture [or] kill . . . any migratory bird, . . . nest, or egg of
    any such bird” in the absence of a permit or other exemption.
    16 U.S.C. § 703(a). The FWS is the federal agency tasked
    with ensuring compliance with the MBTA, including issuing
    permits and prosecuting offenders. See 
    id. §§ 706,
    707(a), (d).
    Through the APA’s prohibition against unlawful agency
    action, a plaintiff may bring a civil suit to compel agency
    compliance with the MBTA. See City of 
    Sausalito, 386 F.3d at 1203
    .
    1. Liability under the MBTA
    As more fully discussed, infra Section II.A.2, we hold
    that Plaintiffs’ argument that the Project will inevitably result
    in migratory-bird fatalities, even if true, is unavailing because
    the MBTA does not contemplate attenuated secondary
    liability on agencies like the BLM that act in a purely
    regulatory capacity, and whose regulatory acts do not directly
    or proximately cause the “take” of migratory birds, within the
    meaning of 16 U.S.C. § 703(a). Here, the BLM only
    authorized Tule to construct and operate a wind energy
    facility on public lands, and therefore did not act to “take”
    migratory birds without a permit, within the meaning of the
    MBTA.
    The authorities Plaintiffs cite in support of its argument
    are distinguishable. In Humane Soc’y of the United States v.
    Glickman, 
    217 F.3d 882
    (D.C. Cir. 2000), the U.S.
    Department of Agriculture, in conjunction with state
    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL            25
    agencies, was responsible for instituting a plan that would
    intentionally capture and kill migratory geese. 
    Id. at 884.
    In
    that case, the agency itself was implicated in the killing of
    migratory birds without a permit, in violation of the MBTA.
    Similarly, Plaintiffs point to special legislation exempting
    the Department of Defense from the MBTA’s prohibition
    against the incidental take of migratory birds in the course of
    its military readiness exercises. See National Defense
    Authorization Act for Fiscal Year 2003, P.L. 107-314, 116
    Stat. 2458 § 315 (2002). Such legislation merely proves the
    point, established in Glickman, that agencies may be held
    liable for violations of the MBTA when they themselves
    engage in the taking of protected birds. However, such
    actions are far removed from purely regulatory action that
    does not constitute, or even proximately cause, an unlawful
    “take” under the MBTA. Instead, the BLM’s decision to grant
    Tule’s right-of-way request was many steps removed in the
    causal chain from the potential commission of an unlawful
    “take” caused by wind-turbine collisions.
    Finally, Plaintiffs refer us to the recent actions of the
    National Marine Fisheries Service (NMFS), which applied for
    a permit from the FWS to cover the incidental take of
    migratory seabirds by a Hawaii longline fishery. Under one
    interpretation of that scenario, the NMFS could be said to
    function in a managerial capacity over the activities of the
    fishery. See Turtle Island Restoration Network v. U.S. Dep’t
    of Commerce, 
    2013 WL 4511314
    , at * 6 (D. Haw. 2013). If
    so, then NMFS would occupy a more directly supervisorial
    position over a regulated third party than that of a typical
    agency, and certainly that of the BLM vis-à-vis Tule.
    Moreover, looking at the NMFS permit application from
    another angle, the fact that one agency may choose to apply
    26   PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL
    for a permit from the FWS to further shield itself from the
    risk of potential liability does not compel all agencies acting
    in a regulatory capacity to do the same. Rather, as the FWS
    has concluded, “the agencies themselves are not subject to the
    prohibitions of the MBTA when acting in their regulatory
    capacities,” and thus are generally not required to seek a
    permit to cover the separate actions of “third parties regulated
    by those agencies.” Migratory Bird Permits; Programmatic
    Environmental Impact Statement, 80 Fed. Reg. 30,035 (May
    26, 2015).
    2. Liability under the APA
    Alternatively, Plaintiffs argue that the BLM’s right-of-
    way grant is “contrary to law” within the meaning of the APA
    because it permits Tule to engage in otherwise lawful
    activities that would incidentally lead to migratory-bird
    deaths—a final result that is contrary to the MBTA. Plaintiffs
    maintain that, even if the BLM is not directly liable under the
    MBTA, the agency is compelled to deny the right-of-way
    request unless Tule first obtains a permit for the incidental
    take of migratory birds. To do otherwise, Plaintiffs contend,
    would render the BLM complicit in the unlawful actions of a
    third party, and in violation of the APA. However, the BLM’s
    regulatory role in this case is too far removed from the
    ultimate legal violation to be independently unlawful under
    the APA.
    Plaintiffs’ claim, which verges on argument for
    unbounded agency vicarious liability, relies on a selective
    characterization of the agency action at issue and fails for
    reasons similar to those discussed above. The BLM, by the
    mere act of granting Tule a right-of-way, has not behaved in
    an unlawful manner under the APA. Rather, Plaintiffs’
    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL            27
    argument hinges on the assumption that a third-party grantee
    like Tule, in its operation of the wind turbines, will behave in
    an unlawful manner under the MBTA. Based on this
    assumption, Plaintiffs would impose an affirmative duty on
    the BLM to guarantee Tule’s future compliance with the
    MBTA by ensuring that Tule first secure a permit. To what
    extent does the BLM have a duty under the APA to take
    affirmative measures to prevent potential unlawful action by
    Tule? Our concerns of agency complicity in the instant case
    are substantially allayed by several considerations.
    First, as discussed above, the APA does not target
    regulatory action by the BLM that permits a third-party
    grantee like Tule to engage in otherwise lawful behavior, and
    only incidentally leads to subsequent unlawful action by that
    third party. 
    See supra
    Section II.A.1. The causal mechanism
    in question is too speculative and indirect to impose liability
    on the BLM for engaging in routine regulatory action. Here,
    the BLM’s right-of-way did not sanction or authorize the
    taking of migratory birds without a permit; it authorized the
    development of a wind-energy facility. Without further
    indication of its involvement in the putative violation, we
    cannot hold the BLM complicit in future unlawful activity,
    separately committed by a grantee, through a mere failure to
    intervene at the permitting stage.
    Moreover, the BLM has not sanctioned or encouraged an
    unlawful course of action by Tule. Rather, it has done the
    opposite. The BLM’s ROD indicates that its approval of the
    Project is expressly contingent on Tule’s compliance with “all
    applicable laws and regulations,” which in this case includes
    the MBTA and the Eagle Act, as well as the securing of “all
    necessary local, state, and Federal permits, authorizations,
    and approvals.” The terms of the ROD further permit the
    28   PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL
    BLM to, at any time, withdraw its right-of-way approval if it
    determines that Tule has failed to comply with these
    provisions.
    In contrast, in several cases implicating other
    environmental-protection laws, the agencies in question acted
    unlawfully because they improperly exercised their regulatory
    authority to sanction conduct by third parties that was itself
    unlawful. In Anderson v. Evans, 
    371 F.3d 475
    (9th Cir. 2004),
    for example, the agency permitted the unlawful hunting of
    whales by an Indian tribe as a result of a legally erroneous
    interpretation of a tribal treaty and in violation of the Marine
    Mammal Protection Act. 
    Id. at 480,
    486 (explaining that the
    agency environmental assessment unlawfully authorized “a
    quota for the ‘land[ing]’ of five gray whales”).
    Similarly, in Wilderness Society v. U.S. Fish & Wildlife
    Service, 
    353 F.3d 1051
    (9th Cir. 2003) (en banc), the FWS
    issued a permit allowing a third party to operate a
    “commercial enterprise” in a national wilderness area, based
    on a legally mistaken construction of the governing federal
    statute, which prohibited such commercial activities. 
    Id. at 1055.
    Here, in contrast, the BLM has not misconstrued the
    requirements of the MBTA; nor has it encouraged or ratified
    unlawful acts taken by third parties in violation of the MBTA.
    Plaintiffs’ reliance on Ctr. for Biological Diversity v.
    Bureau of Land Mgmt., 
    698 F.3d 1101
    (9th Cir. 2012) is also
    inapposite. That case involved the BLM’s compliance with
    the Endangered Species Act, a federal statute that reaches
    farther than the MBTA in that it explicitly requires an agency
    to engage in interagency consultations that will “[e]nsure that
    any action authorized, funded, or carried out by such
    agency. . . is not likely to jeopardize the continued existence
    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL            29
    of any endangered species or threatened species.” 16 U.S.C.
    § 1536(a)(2). No such provision is included in the MBTA, or
    the Eagle Act, which might otherwise create an analogous
    affirmative duty on the part of the BLM to guarantee a
    grantee’s compliance with the Acts.
    B. The Bald and Golden Eagle Protection Act
    Similar to the MBTA, the Eagle Act provides that, absent
    a permit or other exemption, it is unlawful to “take, possess,
    sell, purchase, barter, offer to sell, purchase or barter,
    transport, export or import, at any time or in any manner, any
    bald eagle, common known as the American eagle, or any
    golden eagle, alive or dead, or any part, nest, or egg thereof.”
    16 U.S.C. § 668(b). The FWS also administers the Eagle Act,
    including overseeing the issuance of permits and ensuring
    compliance with the statute. Unlike the MBTA, the Eagle Act
    explicitly provides for both criminal and civil enforcement.
    
    Id. § 668(a)–(b).
    Despite some substantive differences between the MBTA
    and the Eagle Act, the same reasoning applies to defeat the
    imposition of liability on the BLM here. 
    See supra
    Section
    II.A. Further support for this conclusion is provided by a
    FWS regulation that pertains to permits for the “incidental
    take” of eagles. 50 C.F.R. § 22.26; see Eagle Permits; Take
    Necessary To Protect Interests in Particular Localities,
    74 Fed. Reg. 46,836 (Sep. 11, 2009). There, the FWS
    explained that “[p]ersons and organizations that obtain
    licenses, permits, grants, or other such services from
    government agencies are responsible for their own
    compliance with the Eagle Act and should individually seek
    permits.” 74 Fed. Reg. 44,843 (Sep. 11, 2009). It further
    explained, however, that “agencies must obtain permits for
    30    PROTECT OUR COMMUNITIES FOUNDATION V. JEWELL
    take that would result from agency actions that are
    implemented by the agency itself (including staff and
    contractors responsible for carrying out those actions on
    behalf of the agency).” 
    Id. We hold,
    in the narrow
    circumstances of this case, that the BLM did not, by granting
    Tule the referenced right-of-way, take “agency actions . . .
    implemented by the agency itself” that would directly or
    proximately result in the incidental take of eagles by it or
    Tule.
    As a result, a requirement that the BLM independently
    seek a permit, or confirm that grantees seek permits before
    issuing a right-of-way grant, would impose an attenuated
    form of secondary liability on the BLM, an agency that is
    neither statutorily tasked with policing third-party compliance
    with the Eagle Act nor responsible for violations that might
    be independently committed by grantees, such as Tule.3
    CONCLUSION
    We hold that the BLM is not liable under NEPA, the
    MBTA, the Eagle Act, nor the APA for its regulatory
    decision to grant Tule a right-of-way to develop and operate
    a renewable wind energy project. The judgment of the district
    court is AFFIRMED.
    3
    We note that even if the BLM were responsible for policing third-party
    compliance with the Eagle Act, the Protection Plan, devised in conjunction
    with the FWS, reasonably determined that the Project could “practicably
    be modified to avoid the take.” 50 C.F.R. § 22.26 (e)(1).
    

Document Info

Docket Number: 14-55666

Filed Date: 6/7/2016

Precedential Status: Precedential

Modified Date: 6/8/2016

Authorities (23)

Northern Plains Resource v. Surface Transp. Bd. , 668 F.3d 1067 ( 2011 )

city-of-sausalito-a-municipal-corporation-v-brian-oneill-john-reynolds , 386 F.3d 1186 ( 2004 )

selkirk-conservation-alliance-a-non-profit-public-interest-group-sierra , 336 F.3d 944 ( 2003 )

westlands-water-district-san-luis-delta-mendota-water-authority-v-united , 376 F.3d 853 ( 2004 )

United States v. City of Tacoma, Washington , 332 F.3d 574 ( 2003 )

city-of-carmel-by-the-sea-monterey-peninsula-regional-park-district-hatton , 123 F.3d 1142 ( 1997 )

state-of-california-v-john-r-block-in-his-official-capacity-as , 690 F.2d 753 ( 1982 )

environmental-defense-center-inc-natural-resources-defense-council , 344 F.3d 832 ( 2003 )

foundation-for-north-american-wild-sheep-a-corporation-society-for-the , 681 F.2d 1172 ( 1982 )

churchill-county-city-of-fallon-v-gale-a-norton-in-her-official-capacity , 276 F.3d 1060 ( 2001 )

will-anderson-fund-for-animals-humane-society-of-the-united-states , 371 F.3d 475 ( 2004 )

oregon-environmental-council-citizens-for-the-safe-control-of-the-gypsy , 817 F.2d 484 ( 1987 )

The Wilderness Society Alaska Center for the Environment v. ... , 353 F.3d 1051 ( 2003 )

The Lands Council v. McNair , 537 F.3d 981 ( 2008 )

Humane Society of the United States v. Glickman , 217 F.3d 882 ( 2000 )

South Fork Band Council v. United States Department of the ... , 588 F.3d 718 ( 2009 )

Save the Peaks Coalition v. United States Forest Service , 669 F.3d 1025 ( 2012 )

hells-canyon-alliance-v-united-states-forest-service-michael-dombeck , 227 F.3d 1170 ( 2000 )

city-of-angoon-the-sierra-club-the-wilderness-society-plaintiffs-v , 803 F.2d 1016 ( 1986 )

Motor Vehicle Mfrs. Assn. of United States, Inc. v. State ... , 103 S. Ct. 2856 ( 1983 )

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