Hearns v. Terhune , 413 F.3d 1036 ( 2005 )


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  •                   FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    CLARENCE LEONARD HEARNS, JR.,          
    Plaintiff-Appellant,
    v.
    CAL TERHUNE; ROBERT POWELL,                 No. 02-56302
    Correctional Officer; R. NELSON,
    Sergeant, Correctional Officer;              D.C. No.
    CV-99-01461-JM
    ALAN KAHN; F. DYMOND,
    Correctional Captain at Calipatria           OPINION
    State Prison; SYLVIA GARCIA, Chief
    Deputy Warden; LARRY SMALL,
    Warden,
    Defendants-Appellees.
    
    Appeal from the United States District Court
    for the Southern District of California
    Jeffrey T. Miller, District Judge, Presiding
    Argued and Submitted
    December 9, 2004—Pasadena, California
    Filed June 30, 2005
    Before: Procter Hug, Jr., Harry Pregerson, and
    Marsha S. Berzon, Circuit Judges.
    Opinion by Judge Pregerson
    7745
    7748                  HEARNS v. TERHUNE
    COUNSEL
    Daniel L. Alexander, O’Melveny & Myers, Los Angeles, Cal-
    ifornia, for the plaintiff-appellant.
    Barbara C. Spiegel, Deputy Attorney General, State of Cali-
    fornia, San Francisco, California, for the defendants-
    appellees.
    OPINION
    PREGERSON, Circuit Judge:
    Plaintiff-Appellant Clarence Leonard Hearns, Jr., is a Mus-
    lim inmate at Calipatria State Prison. In June 1999, Hearns
    filed a pro se complaint alleging violations of his civil rights
    under 
    42 U.S.C. § 1983
    . Specifically, Hearns alleged that sev-
    eral Calipatria State Prison officials violated his Eighth
    Amendment right to be free from cruel and unusual punish-
    ment when they failed to protect him from being attacked by
    fellow Muslim inmates. Hearns also claimed that he was sub-
    jected to inhumane conditions when he was later placed in
    HEARNS v. TERHUNE                        7749
    protective confinement for nine months in Calipatria’s disci-
    plinary segregation unit.
    In February 2002, the district court sua sponte dismissed
    Hearns’s original complaint for failing to state a claim, but
    granted him leave to amend. After Hearns filed his first
    amended complaint, the prison officials moved to dismiss that
    complaint under Federal Civil Procedure Rule 12(b)(6). In
    July 2002, the district court granted the motion to dismiss,
    ruled that Hearns’s amended complaint failed to state a claim,
    and dismissed the complaint and the § 1983 action with preju-
    dice. Hearns now appeals. We have jurisdiction under 
    28 U.S.C. § 1291
    , and we reverse and remand.
    I.       FACTS AND PROCEDURAL HISTORY1
    In May 1997, an inmate at Calipatria State Prison sent a
    memorandum to Defendant Chief Deputy Warden Sylvia Gar-
    cia explaining that the “ruling” Muslim inmates were trying
    to force other Muslim inmates to share their prayer oil. This
    memorandum was later forwarded to all prison administrators
    and to Defendant Alan Kahn, the prison’s Islamic Chaplain.
    Shortly afterwards, prison officials and Chaplain Kahn
    received another letter that detailed secret boxing matches and
    beatings carried out by Muslim inmates in the prison chapels.
    As a result, beginning in July 1997, no Muslim inmate was
    allowed in the prison chapels unsupervised.
    In August 1997, correctional officers discovered that Mus-
    lim inmates in Facility B of the prison were planning to beat
    a Muslim inmate in the Facility B chapel for questioning the
    authority of the ruling Muslim inmate group. News of the
    plan was reported to Defendant F. Dymond (a facility Cap-
    tain) and relayed to Defendants Robert Powell (a correctional
    1
    The following facts are taken from Hearns’s pro se first amended com-
    plaint and are assumed true for purposes of our review. See Jackson v.
    Carey, 
    353 F.3d 750
    , 753 (9th Cir. 2003).
    7750                  HEARNS v. TERHUNE
    officer) and Chaplain Kahn. After the inmates’ plan was dis-
    covered, the intended victim was moved from Facility B to
    Facility A.
    Chaplain Kahn issued a memorandum in October 1997
    addressing the continuing friction and violence between the
    Muslim inmates. In the memo, Chaplain Kahn threatened to
    suspend all Islamic services unless the safety of Muslim
    inmates and visitors attending services could be assured. The
    services, however, were never suspended.
    In March 1998, another Muslim inmate housed in Facility
    B was targeted for attack by inmates from the ruling Muslims
    for disputing the ruling Muslims’ authority. This inmate was
    relocated to Facility A. Nonetheless, he was stabbed approxi-
    mately one year later in Facility A, allegedly at the request of
    the ruling Muslims in Facility B.
    In April 1998, members of the ruling Muslim group stole
    prayer oil from Ware, a Muslim inmate. Hearns reported the
    incident to Chaplain Kahn. Hearns suggested that Ware’s next
    shipment of prayer oil be delivered to Hearns instead of to
    Ware. Hearns would then secretly deliver the prayer oil to
    Ware. Chaplain Kahn agreed. Concerned that the ruling Mus-
    lim inmates would be upset, Hearns asked Chaplain Kahn not
    to tell the other inmates of this prayer oil delivery arrange-
    ment.
    When the prayer oil arrived, Hearns delivered it to Ware.
    On that same day, other Muslim inmates learned of the secret
    delivery, either directly or indirectly, from Chaplain Kahn.
    The inmates were angry with Hearns and confronted him in
    a prison chapel. At that time, Hearns suffered no physical
    abuse. But two days later, Hearns was attacked by Muslim
    inmate Rushing in the chapel. Rushing was acting at the
    direction of Tubbs, Hankins, and Irby, inmates belonging to
    the ruling Muslim group. Following an investigation into the
    HEARNS v. TERHUNE                      7751
    attack, Hearns was moved from Facility A to Facility B
    because of concerns for his safety.
    After Hearns was moved to Facility B, Chaplain Kahn gave
    Hearns the authority to teach Arabic classes in the chapel to
    fellow Muslim inmates. Chaplain Kahn also allegedly
    reported to several Muslim inmates, including Lino and Nich-
    ols, that Hearns believed there was a “messenger” after
    Muhammad and that Hearns did not follow the sunnah.2
    According to Hearns, holding such beliefs required him to be
    killed under the teachings of Islam.
    The violence between Muslim inmates at Calipatria contin-
    ued to escalate. In June 1998, Hearns told Correctional Offi-
    cer Powell of ongoing disputes between the ruling group and
    Muslim inmates. These disputes centered around the ruling
    group’s control over other Muslim inmates and which inmates
    would teach classes and give sermons. Correctional Officer
    Powell allegedly told Hearns that there was no need to worry
    and that he would relay Hearns’s concerns to Chaplain Kahn
    and Captain Dymond.
    Later that afternoon, Correctional Officer Powell
    announced to a group of Muslim inmates gathered in the
    Facility B chapel that Chaplain Kahn would come by the next
    day to help settle the disputes among the Muslim inmates.
    After the announcement, Lino (an inmate who allegedly
    learned from Chaplain Kahn that Hearns held impious beliefs)
    ordered Hearns to be beaten and stabbed.
    The next day, Hearns arrived at the Facility B chapel to
    teach the morning Arabic class. Correctional Officer Powell
    greeted him at the door, checked his name off the list of
    attendees, and searched him for weapons. Soon after Hearns
    entered the chapel, several inmates filed in after him. These
    2
    In Islam, the Arabic word sunnah has come to denote the way Muham-
    mad lived his life and is the second source of Islamic jurisprudence.
    7752                  HEARNS v. TERHUNE
    inmates turned off the chapel lights, attacked Hearns from
    behind, and stabbed him numerous times. Even though Mus-
    lim inmates were not allowed in the chapel unsupervised, no
    correctional officers were present when Hearns was attacked.
    After being stabbed and beaten, Hearns saw Lino letting the
    attackers out of the chapel. Hearns grabbed Lino and held him
    until Correctional Officer Powell and several other correc-
    tional officers arrived. Hearns was then taken to the prison’s
    central treatment center where he was treated for head lacera-
    tions, body cuts, and bruises.
    Following release from the central treatment center three
    days later, Hearns was transferred from Facility B to Cali-
    patria’s disciplinary segregation unit. This transfer was done
    for his safety. Approximately two months later, Hearns
    informed the prison officials of various “health hazards” in
    the disciplinary segregation yard. Specifically, Hearns com-
    plained that the disciplinary segregation yard had “no working
    toilets, rusted and insect filled sinks, [and] stagnant pools of
    water infested with dead insects.” Hearns also claimed that
    cold water, which was supplied to the prison’s general popu-
    lation yards, was not available in the disciplinary segregation
    yard, despite the fact that the segregation yard’s temperature
    regularly exceeded one hundred degrees. According to
    Hearns, these hazardous conditions forced him to avoid the
    prison yard “for fear of serious health concerns.”
    Hearns attempted to have these conditions corrected
    through the prison’s administrative grievance process but
    failed. Once he exhausted the administrative grievance pro-
    cess, Hearns filed a pro se complaint in district court in June
    1999, for violations of his civil rights under 
    42 U.S.C. § 1983
    .
    In addition to alleging that the prison officials had failed to
    protect him from being stabbed in the chapel, Hearns claimed
    that the officials subjected him to inhumane conditions while
    he was confined in disciplinary segregation.
    In February 2002, the district court sua sponte dismissed,
    with leave to amend, Hearns’s original complaint for failing
    HEARNS v. TERHUNE                     7753
    to state a claim. Approximately one month later, Hearns filed
    an amended complaint. Shortly after that, several of the
    Defendants filed a motion to dismiss Hearns’s amended com-
    plaint pursuant to Rule 12(b)(6) of the Federal Rules of Civil
    Procedure.
    The district court dismissed Hearns’s amended complaint
    and action with prejudice on July 1, 2002. The district court
    ruled that Hearns’s “failure-to-protect” allegations (related to
    the stabbing) did not satisfy the Eighth Amendment’s subjec-
    tive component because he did not allege deliberate indiffer-
    ence on the part of the prison officials. The court also ruled
    that Hearns’s “conditions-of-confinement” allegations (related
    to the disciplinary segregation yard) were not sufficiently seri-
    ous to meet the Eighth Amendment’s objective component.
    Hearns timely appealed the district court’s dismissal order
    on July 25, 2002. A two-judge motions panel of our court
    issued an order directing Defendants to show cause why sum-
    mary reversal of the district court’s decision was inappropri-
    ate based on Hearns raising a colorable claim. Defendants
    filed a response to the order to show cause, and the panel’s
    order was discharged on February 4, 2004. On April 15, 2004,
    we appointed pro bono counsel to represent Hearns. Hearns
    now appeals the district court’s dismissal of his § 1983 action.
    II.   DISCUSSION
    A district court’s dismissal of a complaint under Rule
    12(b)(6) of the Federal Rules of Civil Procedure is reviewed
    de novo. See Zimmerman v. City of Oakland, 
    255 F.3d 734
    ,
    737 (9th Cir. 2001). We accept all allegations of material fact
    as true and construe them in the light most favorable to the
    prisoner. See Resnick v. Hayes, 
    213 F.3d 443
    , 447 (9th Cir.
    2000). Because Hearns appeared pro se in the district court,
    we liberally construe the pleadings. See Hughes v. Rowe, 
    449 U.S. 5
    , 9-10 (1980); Estelle v. Gamble, 
    429 U.S. 97
    , 106
    7754                   HEARNS v. TERHUNE
    (1976); Haines v. Kerner, 
    404 U.S. 519
    , 520-21 (1972); see
    also Eldridge v. Block, 
    832 F.2d 1132
    , 1137 (9th Cir. 1987).
    A.   Hearns’s “Failure-to-Protect” Claim
    [1] “ ‘[P]rison officials have a duty . . . to protect prisoners
    from violence at the hands of other prisoners.’ ” Farmer v.
    Brennan, 
    511 U.S. 825
    , 833 (1994) (quoting Cortes-Quinones
    v. Jimenez-Nettleship, 
    842 F.2d 556
    , 558 (1st Cir. 1988)). The
    failure of prison officials to protect inmates from attacks by
    other inmates may rise to the level of an Eighth Amendment
    violation when: (1) the deprivation alleged is “objectively,
    sufficiently serious” and (2) the prison officials had a “suffi-
    ciently culpable state of mind,” acting with deliberate indif-
    ference. Farmer, 
    511 U.S. at 834
     (internal quotations
    omitted). “[D]eliberate indifference entails something more
    than mere negligence . . . [but] is satisfied by something less
    than acts or omissions for the very purpose of causing harm
    or with knowledge that harm will result.” 
    Id. at 835
    .
    The district court dismissed Hearns’s “failure-to-protect”
    claim on the ground that Hearns failed to show that the prison
    officials had a sufficiently culpable state of mind. According
    to the district court, the prison officials could not have
    inferred or otherwise known that the inmates who attacked
    Hearns in the chapel posed a substantial risk of harm to
    Hearns.
    [2] We disagree. In his amended complaint, Hearns alleged
    facts detailing religiously motivated violence. According to
    Hearns, prison officials, including Chaplain Kahn, knew as
    early as May 1997 that a group of ruling Muslim inmates had
    planned and implemented attacks against other Muslim
    inmates who questioned the authority of the ruling group,
    failed to follow the ruling group’s orders, or refused to share
    prayer oil. The prison officials also knew that the violence
    and friction involved differences between the prison’s Muslim
    HEARNS v. TERHUNE                           7755
    community over religious leadership and services at the
    prison, yet did nothing to remedy this situation.3
    [3] Hearns also claimed that the prison officials were aware
    of, yet disregarded, the danger posed by the specific inmates
    who had orchestrated previous attacks on other inmates who
    did not support the ruling Muslim group. In fact, inmates from
    the ruling Muslim group had previously committed a violent
    attack against Hearns.4
    [4] Next, Hearns alleged facts that, when accepted as true
    and construed in the light most favorable to Hearns, raise an
    inference that the prison officials created the risk and then
    facilitated the attacks. For example, the amended complaint
    alleged that Chaplain Kahn knew that the ruling Muslim
    group was trying to steal prayer oil from other Muslim
    inmates. In deciding to help Ware (a fellow Muslim inmate),
    Hearns specifically asked Chaplain Kahn not to tell other
    inmates that Ware’s prayer oil shipment had arrived or that
    Hearns would deliver the prayer oil to Ware. Nevertheless,
    Chaplain Kahn, either directly or indirectly, informed the rul-
    ing Muslim group that Hearns would secretly deliver the
    prayer oil to Ware. Later, Chaplain Kahn allegedly informed
    Muslim inmates that Hearns believed there was a prophet
    after Muhammad and that Hearns did not follow the teachings
    of Muhammad. Passing such information to the violent ruling
    Muslim group placed Hearns in danger and created a substan-
    tial risk that Hearns would be injured or killed.
    Finally, the allegations regarding the attack against Hearns
    3
    Although the prison officials threatened to suspend all Islamic services
    at the prison if the safety of all Muslim inmates could not be assured,
    allegedly they neither suspended the services nor took other measures to
    protect the Muslim inmates who were not part of the ruling group of Mus-
    lims.
    4
    The first attack occurred in the Facility A chapel two days after Hearns
    accepted a fellow inmate’s shipment of prayer oil.
    7756                  HEARNS v. TERHUNE
    at the Facility B chapel similarly raise an inference that the
    prison officials facilitated the attacks against Hearns. Correc-
    tional Officer Powell allegedly greeted Hearns at the chapel
    door and searched him for weapons. But, according to Hearns,
    Correctional Officer Powell was no longer present when
    Hearns was attacked by inmates belonging to the ruling Mus-
    lim group, even though Muslim inmates were not allowed in
    the chapel unsupervised. Indeed, prison officials knew that
    some of these same inmates had previously attacked Hearns
    or planned and implemented attacks on other Muslim inmates.
    [5] The series of planned attacks and religious-related vio-
    lence at Calipatria State Prison was “longstanding, pervasive,
    [and] well-documented.” Farmer, 
    511 U.S. at 842
     (internal
    quotations omitted). “[S]uch evidence could be sufficient to
    permit a trier of fact to find that the [prison officials] had
    actual knowledge of the risk.” 
    Id. at 842-43
    .
    [6] In sum, Hearns adequately informed the parties and the
    district court of his Eighth Amendment “failure-to-protect”
    claim and showed that he may have been entitled to relief. See
    Fontana v. Haskin, 
    262 F.3d 871
    , 876-77 (9th Cir. 2001)
    (“Specific legal theories need not be pleaded so long as suffi-
    cient factual averments show that the claimant may be entitled
    to some relief.”). The allegations in Hearns’s pro se amended
    complaint were sufficient to raise an inference that the prison
    officials acted with deliberate indifference, or knew that
    Hearns faced a substantial risk of serious harm and “disre-
    gard[ed] that risk by failing to take reasonable measures to
    abate it.” Farmer, 
    511 U.S. at 847
    . Accordingly, the district
    court erred in dismissing Hearns’s “failure-to-protect” claim.
    B.   Conditions of Confinement in Disciplinary
    Segregation
    As with his “failure-to-protect” claims, Hearns must make
    two showings to challenge his conditions of confinement.
    First, he must make an objective showing that the deprivation
    HEARNS v. TERHUNE                     7757
    was “sufficiently serious” to form the basis for an Eighth
    Amendment violation. Wilson v. Seiter, 
    501 U.S. 294
    , 298
    (1991). Second, Hearns must make a subjective showing that
    the prison official acted “with a sufficiently culpable state of
    mind.” 
    Id.
    [7] In light of the Eighth Amendment’s prohibition against
    cruel and unusual punishment, prison officials have a duty to
    ensure that inmates receive adequate food, clothing, shelter,
    and medical care. See Farmer, 
    511 U.S. at 832
    ; Keenan v.
    Hall, 
    83 F.3d 1083
    , 1089 (9th Cir. 1996); Hoptowit v. Ray,
    
    682 F.2d 1237
    , 1246 (9th Cir. 1982). Moreover, “[e]xercise
    has been determined to be one of the basic human necessities
    protected by the Eighth Amendment,” LeMaire v. Maass, 
    12 F.3d 1444
    , 1457 (9th Cir. 1993), and a long-term deprivation
    of outdoor exercise for inmates is unconstitutional, see 
    id. at 1458
     (“[T]his circuit has determined the long-term denial of
    outside exercise is unconstitutional.”) (emphasis in original).
    See also Spain v. Procunier, 
    600 F.2d 189
    , 199 (9th Cir.
    1979) (“There is substantial agreement among the cases in
    this area that some form of regular outdoor exercise is
    extremely important to the psychological and physical well
    being of the inmates.”); Toussaint v. Yockey, 
    722 F.2d 1490
    ,
    1493 (9th Cir. 1984) (holding that the district court did not err
    in concluding that the denial of outdoor exercise to inmates
    assigned to administrative segregation for over one year
    raised “substantial constitutional question”).
    The district court dismissed Hearns’s amended complaint
    for not meeting the objective component. According to the
    district court, the deprivations Hearns alleged were not suffi-
    ciently serious to violate the Eighth Amendment. Specifically,
    the district court ruled:
    Plaintiff has failed to allege any facts that would
    suggest he was subjected to inhumane conditions of
    confinement that imposed an excessive risk to his
    health or safety. For example, plaintiff does not
    7758                  HEARNS v. TERHUNE
    allege that he was deprived of water but only that ice
    cold water was not available to him. Plaintiff has
    failed to allege facts suggesting that the rusted sinks
    and stagnant pools of water filled with insects posed
    an excessive risk to his health and safety. Moreover,
    plaintiff simply alleges that the toilets did not work,
    which presumably means that they did not flush.
    Although certainly unpleasant, plaintiff fails to
    allege that the toilets were completely unusable for
    a period of time so that, for example, he was left
    with no alternative than to soil himself.
    [8] The district court, however, did not take into account
    the nine month period in which Hearns was subjected to these
    conditions of confinement. “The circumstances, nature, and
    duration of a deprivation of [ ] necessities must be considered
    in determining whether a constitutional violation has
    occurred.” Johnson v. Lewis, 
    217 F.3d 726
    , 731 (9th Cir.
    2000). Hearns alleged serious health hazards in the disciplin-
    ary segregation yard, including toilets that did not work; sinks
    that were rusted and stagnant pools of water infested with
    insects; and a lack of cold water even though the temperatures
    in the prison yard exceeded one hundred degrees. Hearns, in
    his complaint, asserted that these conditions kept him from
    using the yard.
    [9] In one hundred degree plus weather, lack of drinkable
    water can be dangerous, thus precluding use of the yard. We
    need not decide whether the other allegations regarding the
    condition of the yard would independently, if proved, estab-
    lish unconstitutional conditions, because with allegations that
    there was a lack of drinkable water, the complaint is sufficient
    to state a cause of action. The allegations in Hearns’s com-
    plaint are not entirely clear with regard to whether there was
    no water available, no cold water available, or no ice water
    available. Nonetheless, Hearns complained of “health haz-
    ards” and “serious health concerns,” requested “clean water
    containers,” and alleged very high temperatures of “over 100
    HEARNS v. TERHUNE                       7759
    degrees plus.” For purposes of a 12(b)(6) motion, these alle-
    gations are adequate to state a claim of unconstitutional prison
    conditions. Cf. Keenan, 
    83 F.3d at 1089-92
     (recognizing that
    deprivation of outdoor exercise, excessive noise, 24 hour
    lighting, and inadequate ventilation, food, and water violate
    the Eighth Amendment rights of inmates); see also Johnson,
    
    217 F.3d at 732
     (noting that “[m]ore modest deprivations can
    also form the objective basis of a violation, but only if such
    deprivations are lengthy or ongoing”). Accordingly, we con-
    clude that the district court erred in dismissing Hearns’s
    “conditions-of-confinement” claim.
    III.   CONCLUSION
    “A complaint should not be dismissed [under 12(b)(6)]
    unless it appears beyond doubt that the plaintiff can prove no
    set of facts in support of the claim that would entitle the plain-
    tiff to relief.” Thompson v. Davis, 
    295 F.3d 890
    , 895 (9th Cir.
    2002); see also Conley v. Gibson, 
    355 U.S. 41
    , 45-46 (1957).
    Hearns’s pro se amended complaint may not have been art-
    fully drawn, but it did provide the prison officials with fair
    notice of his claims and the grounds upon which they rested.5
    See Conley, 
    355 U.S. at 47
    .
    [10] “The issue is not whether a plaintiff will ultimately
    prevail but whether the claimant is entitled to offer evidence
    to support the claims. Indeed it may appear on the face of the
    pleadings that a recovery is very remote and unlikely but that
    is not the test.” Scheuer v. Rhodes, 
    416 U.S. 232
    , 236 (1974),
    overruled on other grounds by Harlow v. Fitzgerald, 
    457 U.S. 800
     (1982). At a minimum, Hearns alleged facts that: (1)
    raised an inference that the prison officials knew of the risk
    that certain inmates would attack Hearns, yet failed to take
    reasonable measures to abate it; and (2) showed that he was
    exposed to serious health hazards in the disciplinary segrega-
    5
    Hearns’s appointed counsel is directed to file a second amended com-
    plaint which more clearly sets forth Hearns’s § 1983 claims.
    7760               HEARNS v. TERHUNE
    tion yard for a nine month period. Accordingly, we
    REVERSE the district court’s order dismissing Hearns’s
    § 1983 action and REMAND for further proceedings.
    

Document Info

Docket Number: 02-56302

Citation Numbers: 413 F.3d 1036

Filed Date: 6/29/2005

Precedential Status: Precedential

Modified Date: 1/12/2023

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Charles M. KEENAN, Plaintiff-Appellant, v. Frank HALL, ... , 83 F.3d 1083 ( 1996 )

Edward G. Eldridge v. Sherman Block , 832 F.2d 1132 ( 1987 )

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Charles R. Jackson v. Tom L. Carey R. Papac, Lt. J. ... , 353 F.3d 750 ( 2003 )

Johnny L. Spain v. Raymond K. Procunier , 600 F.2d 189 ( 1979 )

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Haines v. Kerner , 92 S. Ct. 594 ( 1972 )

Scheuer v. Rhodes , 94 S. Ct. 1683 ( 1974 )

Hughes v. Rowe , 101 S. Ct. 173 ( 1980 )

Conley v. Gibson , 78 S. Ct. 99 ( 1957 )

Harlow v. Fitzgerald , 102 S. Ct. 2727 ( 1982 )

Estelle v. Gamble , 97 S. Ct. 285 ( 1976 )

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