Tatum v. City and County of San Francisco , 441 F.3d 1090 ( 2006 )


Menu:
  •                   FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    VERLIE TATUM, and VERLIE TATUM          
    as successor in interest of Glenn
    Fullard, deceased,
    Plaintiff-Appellant,
    No. 04-15055
    v.
    CITY AND COUNTY OF SAN                         D.C. No.
    CV-02-04785-SBA
    FRANCISCO; LESLIE SMITH; MAC
    OPINION
    CHAN; MARIO BUSALACCHI; TADAO
    YAMAGUCHI; MIGUEL TORRES; JOHN
    GARRITY; DOUGLASS CARR,
    Defendants-Appellees.
    
    Appeal from the United States District Court
    for the Northern District of California
    Saundra B. Armstrong, District Judge, Presiding
    Argued and Submitted
    November 16, 2005—San Francisco, California
    Filed April 3, 2006
    Before: John T. Noonan, Pamela Ann Rymer, and
    Ronald M. Gould, Circuit Judges.
    Opinion by Judge Gould
    3635
    TATUM v. SAN FRANCISCO                      3639
    COUNSEL
    Gregory M. Haynes, Daly City, California, for the plaintiff-
    appellant.
    Robert A. Bonta (argued) and Jonathan U. Lee, City and
    County of San Francisco, San Francisco, California, for the
    defendants-appellees.
    OPINION
    GOULD, Circuit Judge:
    Verlie Tatum appeals from the district court’s order grant-
    ing summary judgment to the defendants, and dismissing her
    claims brought under 42 U.S.C. § 1983. We have jurisdiction
    pursuant to 28 U.S.C. § 1291 and we affirm.
    I1
    On the morning of March 2, 2001, San Francisco Police
    Officer Leslie Smith was waiting for a tow truck to remove
    a stolen car located in San Francisco’s Tenderloin neighbor-
    hood. Across the street, Smith saw Glenn Fullard begin to
    kick the side door of the Tenderloin police station. Smith
    yelled at Fullard to stop kicking the door, but Fullard did not
    stop. Officer Smith then approached Fullard and asked him
    what he was doing. Fullard did not respond and he continued
    to kick the door, so Smith pulled Fullard away from the door
    and again asked him what he was doing. Fullard did not reply,
    but he began to walk away from the police station after Offi-
    cer Smith told Fullard to “get out of here.”
    1
    Because we are reviewing an order granting summary judgment, we
    accept Tatum’s factual allegations as true to the extent that the record
    before us contains factual disputes, and we give Tatum reasonable infer-
    ences based on those facts. See Oliver v. Keller, 
    289 F.3d 623
    , 626 (9th
    Cir. 2002).
    3640               TATUM v. SAN FRANCISCO
    As Smith was walking back across the street, he heard Ful-
    lard kicking the police station’s door again. Based on Ful-
    lard’s odd behavior, as well as his bloodshot eyes, heavy
    perspiration, and slurred speech, Smith suspected that Fullard
    might be intoxicated or under the influence of a controlled
    substance. Smith pulled Fullard away from the door again and
    explained to him that he could be arrested if he did not stop.
    Fullard still did not respond, so Smith asked to see Fullard’s
    identification. Fullard did not comply with Officer Smith’s
    request, at which point Smith told Fullard that he would be
    placed in handcuffs.
    According to Officer Smith’s deposition testimony, he
    positioned Fullard’s left arm behind his back in a bar arm
    control hold and asked Fullard to place his right arm behind
    his back. Instead of complying, Fullard spun to his left, par-
    tially escaping Smith’s grasp. Officer Smith instructed Fullard
    to stop resisting, but Fullard continued turning to his left.
    Smith was able to maintain control over Fullard by position-
    ing him against a nearby wall. Smith told Fullard to calm
    down. Fullard continued to struggle. Smith then used the bar
    arm control hold to force Fullard to the ground. Smith placed
    a radio call for assistance. Officers Chan, Busalacchi, Torres,
    and Yamaguchi responded at once. Against continued resis-
    tance from Fullard, the officers placed him in handcuffs.
    Officer Smith then sent a radio message that he no longer
    needed assistance. He and Chan remained at the scene to
    monitor Fullard while the other officers left. According to
    Officer Smith’s testimony, Fullard lay on his stomach for
    about a minute after he was handcuffed. Officers Smith and
    Chan next positioned Fullard so that he lay on his side. About
    two minutes later, Smith sent a radio message requesting an
    ambulance after Smith noticed that Fullard’s breathing was
    heavy and that his eyes were bulging. As Smith monitored
    Fullard’s condition, Fullard’s breathing became shallow.
    Smith sent another radio message asking that his previous
    request for an ambulance be given priority. Smith and Chan
    TATUM v. SAN FRANCISCO                          3641
    monitored Fullard while they waited for the ambulance to
    arrive, but neither officer attempted to perform cardiopulmo-
    nary resuscitation (CPR) on Fullard. Smith did, however,
    place his right ear to Fullard’s mouth to verify that he was still
    breathing. Smith also checked Fullard’s pulse and observed
    his chest movements. When paramedics arrived about ten
    minutes later, they could not detect Fullard’s breathing or
    pulse and one paramedic observed that Fullard was on his
    back. They pronounced Fullard dead at the scene. The coroner
    concluded that Fullard died of cocaine toxicity.
    In March 2002, Verlie Tatum, Fullard’s mother, com-
    menced this civil rights action against the named defendants:
    Officers Smith, Chan, Busalacchi, Torres, and Yamaguchi, as
    well as their supervising officers, Garrity and Carr, and the
    City and County of San Francisco. Tatum brought suit in San
    Francisco Superior Court, seeking damages for her son’s
    wrongful death and other torts under California law. Tatum
    also sought to recover damages under 42 U.S.C. § 1983 as
    Fullard’s successor in interest,2 alleging that he was wrong-
    fully arrested and subjected to excessive force in violation of
    his rights under the Fourth and Fourteenth Amendments. On
    the basis of the federal question presented, one of the defen-
    dants removed this action to federal court. The district court
    granted summary judgment on all claims to all of the defen-
    dants in December 2003.
    2
    A claim under 42 U.S.C. § 1983 survives the decedent if the claim
    accrued before the decedent’s death, and if state law authorizes a survival
    action. See 42 U.S.C. § 1988(a); Moreland v. Las Vegas Metro. Police
    Dep’t, 
    159 F.3d 365
    , 369 (9th Cir. 1998). Under California law, if an
    injury giving rise to liability occurs before a decedent’s death, then the
    claim survives to the decedent’s estate. See Cal. Civ. P. Code § 377.30.
    Where there is no personal representative for the estate, the decedent’s
    “successor in interest” may prosecute the survival action if the person pur-
    porting to act as successor in interest satisfies the requirements of Califor-
    nia law, which Tatum did here. See Cal. Civ. P. Code §§ 377.30, 377.32.
    3642                  TATUM v. SAN FRANCISCO
    II
    Before addressing the specifics of Tatum’s appeal, we note
    that to recover damages under 42 U.S.C. § 1983, Tatum must
    prove by a preponderance of the evidence that the defendants
    deprived Fullard of a constitutional right while acting under
    color of state law. See Gritchen v. Collier, 
    254 F.3d 807
    , 812
    (9th Cir. 2001).3
    A
    We first address Tatum’s false arrest claim. Tatum con-
    tends that Fullard’s arrest violated the Fourth and Fourteenth
    Amendments because Officer Smith did not have probable
    cause to believe that Fullard had committed a crime. Tatum
    urges that the motivation for Fullard’s arrest was his failure
    to produce identification upon Smith’s request and she argues
    that an arrest on this basis violates the Fourth Amendment
    under our decisions in Carey v. Nevada Gaming Control Bd.,
    
    279 F.3d 873
    , 880 (9th Cir. 2002) (holding that a defendant’s
    arrest under two Nevada statutes requiring a person to identify
    himself to a police officer violated the Fourth Amendment),
    and Martinelli v. City of Beaumont, 
    820 F.2d 1491
    , 1494 (9th
    Cir. 1987) (stating that a defendant’s arrest for refusing to
    identify herself during a Terry stop violated the Fourth
    Amendment).
    [1] Tatum’s arguments do not persuade us. A police officer
    has probable cause to arrest a suspect without a warrant if the
    available facts suggest a “fair probability” that the suspect has
    committed a crime. See United States v. Valencia-Amezcua,
    3
    We review a district court’s order granting summary judgment de
    novo. Delta Savings Bank v. United States, 
    265 F.3d 1017
    , 1021 (9th Cir.
    2001). Summary judgment was inappropriate if a reasonable jury could
    have found by a preponderance of the evidence that Tatum was entitled
    to a verdict in her favor. Anderson v. Liberty Lobby, Inc., 
    477 U.S. 242
    ,
    249, 251-52 (1986).
    TATUM v. SAN FRANCISCO                   3643
    
    278 F.3d 901
    , 906 (9th Cir. 2002); United States v. Fixen, 
    780 F.2d 1434
    , 1436 (9th Cir. 1986). An officer who observes
    criminal conduct may arrest the offender without a warrant,
    even if the pertinent offense carries only a minor penalty. See
    Atwater v. City of Lago Vista, 
    532 U.S. 318
    , 354 (2001) (“If
    an officer has probable cause to believe that an individual has
    committed even a very minor criminal offense in his presence,
    he may, without violating the Fourth Amendment, arrest the
    offender.”). If the facts known to an arresting officer are suffi-
    cient to create probable cause, the arrest is lawful, regardless
    of the officer’s subjective reasons for it. See Devenpeck v.
    Alford, 
    543 U.S. 146
    , 153 (2004) (“[a police officer’s] subjec-
    tive reason for making the arrest need not be the criminal
    offense as to which the known facts provide probable cause”).
    Under Devenpeck, the subjective reason that Officer Smith
    arrested Fullard is irrelevant so long as the available facts sug-
    gested that Fullard was committing a crime.
    Thus, Tatum’s citation to Carey and Martinelli is inappro-
    priate because in those cases the only possible basis for proba-
    ble cause was the defendant’s refusal to produce
    identification. See 
    Carey, 279 F.3d at 880
    (observing that
    Carey was arrested for violating a statute requiring him to
    identify himself to the police, even though there was no prob-
    able cause to suspect that he had committed any other crime);
    see also 
    Martinelli, 820 F.2d at 1492
    (noting that a police
    officer arrested the defendant only “ ‘for delaying a lawful
    police investigation by refusing to identify herself’ ”). Here,
    however, crediting Tatum’s version of events and assuming
    that Smith arrested Fullard because he did not produce his
    identification, the undisputed facts show that there was proba-
    ble cause to arrest Fullard.
    [2] Fullard’s behavior and appearance created a “fair proba-
    bility” that he had committed a crime. Fullard was kicking the
    door to a police station for no apparent reason; he disobeyed
    commands to stop; he was verbally unresponsive, except by
    incomprehensible mumbling; he was perspiring heavily; and
    3644                TATUM v. SAN FRANCISCO
    his eyes were bloodshot. There was a fair probability that Ful-
    lard was under the influence of a controlled substance, a
    crime under California law. Moreover, Fullard’s behavior
    warranted Smith’s belief that Fullard had violated other provi-
    sions of the California penal code, including those prohibiting
    disorderly conduct, vandalism, and disturbing the peace.
    Viewed objectively, the facts available to Officer Smith estab-
    lished probable cause to arrest Fullard, so Smith’s subjective
    motivation for arresting Fullard is irrelevant and the defen-
    dants were entitled to summary judgment regarding Tatum’s
    false arrest claim. See 
    Devenpeck, 543 U.S. at 153
    .
    B
    [3] We turn to Tatum’s excessive force claims. Tatum con-
    tends that Officer Smith’s use of a control hold to secure Ful-
    lard prior to his arrest constituted excessive force. We
    disagree. The Fourth Amendment does not prohibit a police
    officer’s use of reasonable force during an arrest. See Graham
    v. Connor, 
    490 U.S. 386
    , 396 (1989) (“the right to make an
    arrest or investigatory stop necessarily carries with it the right
    to use some degree of physical coercion or threat thereof to
    effect it” (citing Terry v. Ohio, 
    392 U.S. 1
    , 22-27 (1968))).
    When we analyze excessive force claims, our initial inquiry
    is “whether the officers’ actions [were] ‘objectively reason-
    able’ in light of the facts and circumstances confronting
    them.” See 
    id. at 397.
    We consider the facts underlying an
    excessive force claim from the perspective of a reasonable
    officer on the scene, without regard to the arresting officer’s
    subjective motivation for using force. See 
    id. at 396-97.
    Whether a particular use of force was “objectively reason-
    able” depends on several factors, including the severity of the
    crime that prompted the use of force, the threat posed by a
    suspect to the police or to others, and whether the suspect was
    resisting arrest. See 
    id. at 396.
    Tatum cites DeGraff v. District of Columbia, 
    120 F.3d 298
    (D.C. Cir. 1997), and Rowland v. Perry, 
    41 F.3d 167
    (4th Cir.
    TATUM v. SAN FRANCISCO                 3645
    1994), to support her contention that using a control hold was
    unreasonable under the circumstances of Fullard’s arrest. Nei-
    ther case is applicable here. In DeGraff, the Court of Appeals
    for the District of Columbia reversed an order granting sum-
    mary judgment against a motorist’s excessive force claim. See
    
    DeGraff, 120 F.3d at 303
    . Two police officers stopped
    DeGraff’s car because they suspected that she was driving
    under the influence of alcohol. 
    Id. at 300.
    After confirming
    that she had been drinking, the officers removed DeGraff
    from her car, arrested her, and secured her in handcuffs. 
    Id. Throughout, DeGraff
    repeatedly asked whether she would be
    given a sobriety test, and she began to cry when the officers
    did not answer her. 
    Id. In response,
    the officers mocked
    DeGraff, lifted her off the ground, carried her down the street,
    and shackled her to a mailbox. 
    Id. The Court
    of Appeals
    reversed because the summary judgment record contained no
    evidence that DeGraff resisted arrest before the officers began
    carrying her down the street. 
    Id. at 302
    (“Although she may
    have been loquacious and may have cried, there was no evi-
    dence that she had resisted arrest or tried to free herself from
    the policemen’s grip prior to that time.”). Because the record
    did not indicate why the officers felt it necessary to carry
    DeGraff away from her car, the court could not say that the
    officers were entitled to judgment as a matter of law. 
    Id. (“Although we
    can readily imagine circumstances that would
    have justified their actions in this case, the record contains
    virtually no clues as to why they felt it necessary to carry Ms.
    DeGraff or to tether her to a mailbox.”).
    The facts of this case are different. DeGraff was already
    under arrest and secured in handcuffs when the officers car-
    ried her down the street against her will, so in DeGraff there
    was no apparent reason for the officers’ use of force. Here,
    however, the reason that Smith used force against Fullard is
    clear and not genuinely in dispute. Fullard was agitated, and
    Officer Smith applied the control hold to facilitate placing
    Fullard in handcuffs. Also, in DeGraff, the claimant struggled
    against the officers only after she was under arrest, while they
    3646                TATUM v. SAN FRANCISCO
    carried her down the street. Fullard, on the other hand,
    resisted Smith’s lawful use of force during the arrest itself, by
    trying to spin out of Smith’s grasp. Thus, in DeGraff, the
    record did not show adequate cause for the use of post-arrest
    force, while here Fullard’s struggle to avoid arrest justified
    the use of a measured control hold.
    Rowland is similarly inapposite. In Rowland, the Fourth
    Circuit reversed a district court’s order granting summary
    judgment to a police officer defendant. Rowland alleged that
    he was assaulted by a police officer without provocation, after
    attempting to return a five dollar bill to the person who
    dropped it. See 
    Rowland, 41 F.3d at 171
    . The officer’s version
    of events differed dramatically, but because the Fourth Circuit
    was reviewing an order granting summary judgment to a
    defendant, it credited Rowland’s factual allegations. 
    Id. at 172,
    174. The court observed that “[the plaintiff] suffered a
    serious leg injury over a lost five dollar bill,” and concluded
    that a reasonable jury could find the officer’s use of force
    unreasonable if the jury accepted Rowland’s version of
    events. 
    Id. at 174.
    The summary judgment record here, however, could not
    support a finding that Fullard was the victim of an unpro-
    voked police attack or, as Tatum urges, that “Fullard lost his
    life because he failed to produce his identification.” Fullard
    was kicking a police station door for no reason; Fullard
    refused to obey Smith’s commands to stop; there was proba-
    ble cause to arrest; Fullard resisted arrest by spinning away
    from Smith; and Fullard died as a result of cocaine toxicity.
    Unlike the record in Rowland, which could support the con-
    clusion that the pertinent use of force was unjustified and that
    it caused Rowland’s injury, the record here does not permit
    the inference that Smith’s use of force was unwarranted, or
    that Smith’s use of a control hold caused Fullard’s death.
    Given the significant differences between the summary judg-
    ment record in Rowland and the record before us, Rowland
    TATUM v. SAN FRANCISCO                    3647
    does not help us to determine whether Smith’s use of a con-
    trol hold was objectively reasonable under Graham.
    [4] We think it is clear that Officer Smith’s use of a control
    hold was objectively reasonable under the circumstances of
    Fullard’s arrest. While the criminal conduct underlying Ful-
    lard’s arrest was not severe, he posed a threat to himself, to
    the police, and possibly to anyone who passed by him. Fullard
    spun away from Smith and continued to struggle after Smith
    told Fullard to “calm down.” Even accepting Tatum’s conten-
    tion that Fullard sought to escape Smith’s grasp to shift into
    a less painful position, Fullard still resisted arrest, which justi-
    fied Smith’s continued application of the control hold. Faced
    with a potentially violent suspect, behaving erratically and
    resisting arrest, it was objectively reasonable for Smith to use
    a control hold to secure Fullard’s arm long enough to place
    him in handcuffs.
    [5] Our cases support this conclusion. We have held more
    aggressive police conduct than Smith’s objectively reason-
    able, even where the conduct resulted in serious physical
    injury. See Johnson v. County of Los Angeles, 
    340 F.3d 787
    ,
    793 (9th Cir. 2003) (concluding that hard pulling and twisting
    to remove a suspect from a crashed getaway car was objec-
    tively reasonable even though Johnson asserted that the offi-
    cer’s conduct rendered him paraplegic); Jackson v. City of
    Bremerton, 
    268 F.3d 646
    , 652-53 (9th Cir. 2001) (applying
    Graham and concluding that spraying Jackson’s hair with a
    chemical irritant prior to her arrest, pushing her to the ground
    to handcuff her, and roughly pulling her to her feet during her
    arrest was not excessive force); see also Forrester v. City of
    San Diego, 
    25 F.3d 804
    , 807 (9th Cir. 1994) (concluding that
    ample evidence supported a jury’s verdict that the use of
    “pain compliance techniques” to remove anti-abortion demon-
    strators who were blocking access to an abortion clinic was
    objectively reasonable); Eberle v. City of Anaheim, 
    901 F.2d 814
    , 819-20 (9th Cir. 1990) (upholding a jury’s verdict that a
    police officer’s use of a finger hold to control a belligerent
    3648                TATUM v. SAN FRANCISCO
    football fan was objectively reasonable). There is no evidence
    that Officer Smith threatened to use lethal force, or that he
    punched or kicked Fullard. There is no evidence that Smith
    applied more force than necessary to restrain Fullard while
    attempting to secure him in handcuffs. In light of the circum-
    stances leading up to Fullard’s arrest, we hold that Officer
    Smith’s use of a control hold was objectively reasonable.
    Tatum also contends that three aspects of Fullard’s deten-
    tion after his arrest constituted excessive force. These are: that
    Officers Smith and Chan positioned Fullard on his stomach
    for approximately ninety seconds (after which they positioned
    Fullard on his side); that the officers did not notice that Ful-
    lard rolled from his side onto his back or that he stopped
    breathing; and that the officers did not perform CPR on Ful-
    lard. Relying on Estate of Phillips v. City of Milwaukee, 
    123 F.3d 586
    (7th Cir. 1997), the district court concluded that
    Officers Smith and Chan adequately monitored Fullard, and
    that laying Fullard on his stomach was objectively reasonable
    under the circumstances of his arrest. We agree.
    The facts underlying Phillips are similar to those presented
    here. Phillips suffered from several serious medical conditions
    that were not “observable to the untrained eye,” including an
    enlarged heart, an enlarged thyroid, Graves’ disease, and
    schizophrenia. See 
    id. at 590,
    594. Having been evicted from
    the Ambassador Hotel the previous day for destroying hotel
    property, Phillips returned to his former room undetected by
    using a key that he had retained. See 
    id. at 587-88.
    He was
    discovered by the housekeeping staff, who summoned secur-
    ity. Hotel security then called the police, who found Phillips
    “visibly shaking and sweating” when they entered the room.
    
    Id. at 588.
    The officers asked Phillips for his name, but he did
    not respond. 
    Id. When the
    officers grabbed Phillips’s wrists to
    secure him, he resisted. 
    Id. Although Phillips
    struggled, the
    officers secured Phillips in handcuffs and positioned him face
    down on the floor. 
    Id. at 589.
    One of the officers determined
    that Phillips needed “mental observation,” and requested an
    TATUM v. SAN FRANCISCO                  3649
    ambulance. 
    Id. Before paramedics
    arrived, Phillips was in a
    “face down, handcuffed position” for at least two or three
    minutes. 
    Id. Throughout this
    time, the officers monitored
    Phillips and called his name every twenty to thirty seconds.
    
    Id. When the
    ambulance attendants arrived, however, it was
    discovered that Phillips was not breathing. 
    Id. Although the
    paramedics revived Phillips and transported him to a hospital,
    he died the next day. 
    Id. at 590.
    Affirming the district court’s order granting summary judg-
    ment to the defendants, the court in Phillips held that the offi-
    cers’ conduct was “an objectively reasonable response to the
    escalating situation they faced.” 
    Id. at 593.
    Noting that the
    officers placed Phillips in a prone position to protect them-
    selves and the hotel staff from Phillips’s violent behavior, the
    court said that: “Restraining a person in a prone position is
    not, in and of itself, excessive force when the person
    restrained is resisting arrest.” 
    Id. [6] This
    rationale applies with persuasive force here, and
    we conclude that it was objectively reasonable for the officers
    to position Fullard on his stomach for approximately ninety
    seconds. Officer Smith testified that Fullard kicked and strug-
    gled throughout the officers’ efforts to secure him in hand-
    cuffs. The officers needed to incapacitate Fullard, both to
    protect themselves and to protect him. As the district court
    noted, the summary judgment record did not contain evidence
    that any officer applied crushing pressure to Fullard’s back or
    neck as he lay prone. The evidence is unequivocal that Fullard
    lay on his stomach at most for just over a minute, after which
    Officers Smith and Chan positioned him on his side. Tatum
    has not cited any authority to support her argument that sim-
    ply laying a suspect on his stomach can constitute excessive
    force, and we have found none. We hold that it was objec-
    tively reasonable to position Fullard on his stomach for
    approximately ninety seconds under the circumstances of his
    arrest.
    3650                TATUM v. SAN FRANCISCO
    [7] Similarly, we conclude that the officers exercised objec-
    tively reasonable care in monitoring Fullard, even if the offi-
    cers did not notice that Fullard had rolled onto his back, or
    that he stopped breathing. Officer Smith testified that he
    examined Fullard just after securing him in handcuffs. Based
    on Fullard’s apparent distress, Smith called for an ambulance.
    Smith testified that he placed his ear close to Fullard’s mouth
    to verify that he was still breathing. Smith also testified that
    he checked Fullard’s pulse. As the court said in Phillips
    regarding an analogous failure to monitor claim: “That no one
    noticed that Mr. Phillips was not getting enough oxygen can-
    not, standing alone, transform these officers’ actions into a
    transgression of constitutional magnitude.” 
    Id. at 595.
    Absent
    evidence in the summary judgment record that the officers
    ignored Fullard’s deteriorating medical condition, we agree.
    We hold that it was objectively reasonable for the officers to
    monitor Fullard’s medical condition in the manner they did
    until an ambulance arrived.
    [8] The district court concluded that the officers’ decision
    not to perform CPR might constitute excessive force. We dis-
    agree. Just as the Fourth Amendment does not require a police
    officer to use the least intrusive method of arrest, see For-
    
    rester, 25 F.3d at 807
    , neither does it require an officer to pro-
    vide what hindsight reveals to be the most effective medical
    care for an arrested suspect. Prior to its holding in Graham,
    that “all claims that law enforcement officers have used
    excessive force . . . should be analyzed under the Fourth
    
    Amendment,” 490 U.S. at 395
    , the Supreme Court said that
    the Due Process Clause requires the provision of medical care
    to “persons . . . who have been injured while being appre-
    hended by the police.” City of Revere v. Mass. Gen. Hosp.,
    
    463 U.S. 239
    , 244 (1983) (holding that city had a constitu-
    tional obligation to provide medical care to a person injured
    during an arrest, and that the city satisfied its duty to provide
    medical care by taking an injured suspect to a hospital). Like-
    wise, before Graham, we said that “[d]ue process requires
    that police officers seek the necessary medical attention for a
    TATUM v. SAN FRANCISCO                 3651
    detainee when he or she has been injured while being appre-
    hended by either promptly summoning the necessary medical
    help or by taking the injured detainee to a hospital.” Maddox
    v. City of Los Angeles, 
    792 F.2d 1408
    , 1415 (9th Cir. 1986).
    Although it was decided before Graham, we think that Mad-
    dox sets the standard for objectively reasonable post-arrest
    care. Accordingly, we hold that a police officer who promptly
    summons the necessary medical assistance has acted reason-
    ably for purposes of the Fourth Amendment, even if the offi-
    cer did not administer CPR. See 
    Maddox, 792 F.2d at 1415
    (“We have found no authority suggesting that the due process
    clause establishes an affirmative duty on the part of police
    officers to render CPR in any and all circumstances.”).
    [9] Officers Smith and Chan promptly summoned the nec-
    essary medical care by requesting an ambulance for Fullard.
    At his deposition, Officer Smith testified that he examined
    Fullard after he was secured in handcuffs and that Fullard’s
    eyes were bulging and his breathing heavy. Smith suspected
    that Fullard was under the influence of a controlled substance
    and he called for an ambulance. Smith testified that he contin-
    ued to monitor Fullard’s condition, particularly his breathing,
    while waiting for the ambulance to arrive. When Fullard’s
    breathing became shallow, Smith sent a second radio mes-
    sage, asking that his request for an ambulance be given prior-
    ity. Shortly thereafter, Smith received a message confirming
    his request, and informing him that an ambulance was rushing
    to his location. Smith also testified that Fullard continued to
    breathe, albeit laboriously, until the ambulance arrived. Tatum
    points to testimony from one of the paramedics who treated
    Fullard that he was not breathing when the paramedic arrived.
    While this fact is disputed and we must accept Tatum’s ver-
    sion of events, whether Fullard was breathing when the
    paramedics arrived does not alter our conclusion that Officers
    Smith and Chan behaved reasonably for purposes of the
    Fourth Amendment. See 
    Phillips, 123 F.3d at 595
    (explaining
    that “who discovered that Mr. Phillips was not breathing is a
    fact of no consequence,” in light of uncontroverted evidence
    3652                   TATUM v. SAN FRANCISCO
    that the officers continually monitored him). Assuming that
    Fullard had stopped breathing, and thus that Smith and Chan
    could have performed CPR on Fullard without risking further
    injury to him, the critical inquiry is not whether the officers
    did all that they could have done, but whether they did all that
    the Fourth Amendment requires. Here, the officers promptly
    requested medical assistance, and the Constitution required
    them to do no more. See 
    Maddox, 792 F.2d at 1415
    . We hold
    that it was objectively reasonable for Officers Smith and Chan
    to request an ambulance for Fullard, rather than performing
    CPR themselves. See 
    id. [10] The
    officers’ conduct underlying Tatum’s claims did
    not deprive Fullard of a constitutional right. Consequently,
    Tatum was not entitled to recover damages from the arresting
    officers under 42 U.S.C. § 1983 and the district court cor-
    rectly granted summary judgment to the defendants.4 See
    Valdez v. Rosenbaum, 
    302 F.3d 1039
    , 1042, 1049 (9th Cir.
    2002) (affirming summary judgment order where plaintiff
    suffered no deprivation of a constitutional right).
    C
    [11] We next address Tatum’s claims against Officers Gar-
    rity and Carr, alleging liability for the conduct of their subor-
    dinate officers, and Tatum’s claim against the City and
    County of San Francisco, alleging municipal liability under
    Monell v. Department of Soc. Servs., 
    436 U.S. 658
    (1978).
    Absent a constitutional deprivation, neither Officers Garrity
    and Carr, nor the City and County of San Francisco may be
    held liable under § 1983. See 
    Jackson, 268 F.3d at 653-54
    (“Neither a municipality nor a supervisor, however, can be
    held liable under § 1983 where no injury or constitutional vio-
    4
    Because the police conduct underlying this case did not violate Ful-
    lard’s rights, we do not address whether the officers would be entitled to
    qualified immunity. See Saucier v. Katz, 
    533 U.S. 194
    , 201 (2001); John-
    
    son, 340 F.3d at 793-94
    .
    TATUM v. SAN FRANCISCO                  3653
    lation has occurred.”). The district court correctly granted
    summary judgment in favor of Officers Garrity and Carr, and
    the City and County of San Francisco.
    III
    [12] Finally, we turn to Tatum’s claim that the district court
    erred by denying her request for a continuance pursuant to
    Federal Rule of Civil Procedure 56(f). We review a district
    court’s order denying additional discovery for abuse of discre-
    tion. See United States v. Kitsap Physicians Serv., 
    314 F.3d 995
    , 1000 (9th Cir. 2002). A party requesting a continuance
    pursuant to Rule 56(f) must identify by affidavit the specific
    facts that further discovery would reveal, and explain why
    those facts would preclude summary judgment. See Fed. R.
    Civ. P. 56(f); California v. Campbell, 
    138 F.3d 772
    , 779 (9th
    Cir. 1998); see also 10B Charles Alan Wright, Arthur R. Mil-
    ler & Mary Kay Kane, Federal Practice and Procedure § 2740
    (3d ed. 1998) (“when the movant has met the initial burden
    required for the granting of a summary judgment, the oppos-
    ing party either must establish a genuine issue for trial under
    Rule 56(e) or explain why he cannot yet do so under Rule
    56(f)”).
    [13] Because Tatum did not satisfy the requirements of
    Rule 56(f), the district court did not abuse its discretion by
    denying her request for a continuance. See 
    Kitsap, 314 F.3d at 1000
    (“Failure to comply with [the requirements of Rule
    56(f)] is a proper ground for denying relief.”). Tatum’s
    request for a continuance did not identify the specific facts
    that further discovery would have revealed or explain why
    those facts would have precluded summary judgment. In a
    declaration supporting Tatum’s opposition, her counsel stated
    that he had not yet received transcripts of several witness’
    depositions, including those of Officer Torres, Officer Bus-
    alacchi, and a paramedic who treated Fullard. The declaration
    does not, however, refer to any specific fact in these deposi-
    tions or explain why the information contained in them was
    3654                TATUM v. SAN FRANCISCO
    “essential to justify [Tatum’s] opposition.” Fed. R. Civ. P.
    56(f). The declaration does not indicate that deferring the res-
    olution of the defendants’ motion for summary judgment until
    the depositions had been transcribed and filed would have
    allowed Tatum to produce evidence creating a genuine issue
    of material fact as to whether any of the officers involved in
    Fullard’s arrest used excessive force. The declaration does not
    explain how a continuance would have allowed Tatum to pro-
    duce evidence creating a factual issue regarding probable
    cause. Absent a showing by Tatum that additional discovery
    would have revealed specific facts precluding summary judg-
    ment, the district court did not abuse its discretion by denying
    Tatum’s request for a continuance under Rule 56(f).
    IV
    Because the police conduct in this case did not deprive Ful-
    lard of a constitutional right, Tatum may not hold the arrest-
    ing officers, their supervisors, or the City and County of San
    Francisco liable for the events leading up to Fullard’s death
    under 42 U.S.C. § 1983. Moreover, the district court did not
    abuse its discretion by denying Tatum’s request for additional
    discovery because Tatum did not comply with the require-
    ments of Rule 56(f).
    The parties shall bear their own costs on appeal.
    AFFIRMED.
    

Document Info

Docket Number: 04-15055

Citation Numbers: 441 F.3d 1090

Filed Date: 4/3/2006

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (25)

otha-rowland-jr-v-bm-perry-individually-and-as-police-officer-city , 41 F.3d 167 ( 1994 )

estate-of-james-phillips-iii-and-raye-m-phillips-special-administratrix , 123 F.3d 586 ( 1997 )

Jean Arline Martinelli & Jack Martinelli v. City of ... , 820 F.2d 1491 ( 1987 )

United States v. Edward Fixen , 780 F.2d 1434 ( 1986 )

jeannine-jackson-v-city-of-bremerton-paul-dufresne-police-chief-of , 268 F.3d 646 ( 2001 )

delta-savings-bank-a-california-savings-association-young-i-kim-an , 265 F.3d 1017 ( 2001 )

United States v. Javier Valencia-Amezcua , 278 F.3d 901 ( 2002 )

James Carey v. Nevada Gaming Control Board Gregory ... , 279 F.3d 873 ( 2002 )

Myron S. Gritchen v. Gordon W. Collier , 254 F.3d 807 ( 2001 )

Juan Valdez v. Mark A. Rosenbaum Al Terrault Julie Latuska ... , 302 F.3d 1039 ( 2002 )

Marlene Eberle, and Robert Kiser v. City of Anaheim Anaheim ... , 901 F.2d 814 ( 1990 )

michael-g-forrester-michaelene-ann-jenkins-donna-e-niehouse-dena-a , 25 F.3d 804 ( 1994 )

freddie-maddox-as-administratrix-of-the-estate-of-donald-roy-wilson-v-the , 792 F.2d 1408 ( 1986 )

james-johnson-iii-v-county-of-los-angeles-leroy-baca-terry-spindler , 340 F.3d 787 ( 2003 )

Eileen M. Degraff v. District of Columbia , 120 F.3d 298 ( 1997 )

Eric D. Oliver v. Jerry Keller, Sheriff Kyle Edwards Dave ... , 289 F.3d 623 ( 2002 )

98-cal-daily-op-serv-7387-98-daily-journal-dar-10270-98-daily , 159 F.3d 365 ( 1998 )

state-of-california-on-behalf-of-the-california-department-of-toxic , 138 F.3d 772 ( 1998 )

Devenpeck v. Alford , 125 S. Ct. 588 ( 2004 )

Monell v. New York City Dept. of Social Servs. , 98 S. Ct. 2018 ( 1978 )

View All Authorities »