Andrzejewski v. Faa ( 2008 )


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  •                     FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    MELISSA ANDRZEJEWSKI,                            No. 06-75730
    Petitioner,
    v.                             FAA No.
    EA-5263
    FEDERAL AVIATION ADMINISTRATION,
    OPINION
    Respondent.
    
    On Petition for Review of an Order of the
    Federal Aviation Administration
    Submitted September 12, 2008*
    San Francisco, California
    Filed December 3, 2008
    Before: Diarmuid F. O’Scannlain, Ronald M. Gould and
    Carlos T. Bea, Circuit Judges.
    Opinion by Judge Bea
    *The panel unanimously finds this case suitable for decision without
    oral argument. See Fed. R. App. P. 34(a) (2).
    15885
    15886            ANDRZEJEWSKI v. FAA
    COUNSEL
    Kathleen A. Yodice, Law Offices of Yodice Associates,
    Washington, D.C., for the petitioner.
    ANDRZEJEWSKI v. FAA                         15887
    James A. Barry, Senior Attorney, Office of the Chief Counsel,
    Federal Aviation Administration, Washington, D.C., for the
    Respondent.
    OPINION
    BEA, Circuit Judge:
    Melissa Andrzejewski, a 22-year-old pilot, petitions for
    review of an order by the National Transportation Safety
    Board (“NTSB”) reversing the decision of an Administrative
    Law Judge (“ALJ”). After a hearing, the ALJ had found in
    Andrzejewski’s favor and had reversed a Federal Aviation
    Administration (“FAA”) Emergency Order of Revocation
    (“Revocation Order”), handed down without a hearing, which
    revoked Andrzejewski’s commercial pilot’s license on the
    ground that Andrzejewski performed aerobatic maneuvers too
    close to the ground—indeed during takeoff—in violation of
    
    14 C.F.R. § 91.303
    (e).1
    We have jurisdiction pursuant to 
    49 U.S.C. § 46110
     and 
    5 U.S.C. § 706
    . We grant Andrzejewski’s petition and remand
    to the NTSB.
    Background
    Andrzejewski started flying in 2002 when she was 18 years
    old. She has logged more than 1500 hours of flight time, most
    during aerobatic flights in air shows and competitions.
    On May 22, 2006, Andrzejewski showed her new high-
    performance, single-seat Zivco Edge 540 aircraft to her fam-
    ily at the Butler County Airport in Butler, Pennsylvania.
    1
    
    14 C.F.R. § 91.303
    (e) provides that “[n]o person may operate an air-
    craft in an aerobatic flight . . . [b]elow an altitude of 1,500 feet above the
    surface.”
    15888                  ANDRZEJEWSKI v. FAA
    Andrew Pierce, an aviation safety inspector for the Allegheny
    Flight Standards Office, and Christopher Hayden, the chief
    pilot for AirQuest Aviation, were at the Butler County Airport
    that day and witnessed Andrzejewski’s flight. Neither Pierce
    nor Hayden had experience with Edge aircraft.
    Both Pierce and Hayden observed Andrzejewski’s plane
    departing the airport at a steep angle. They saw the plane do
    a “wing wag.”2 Then, the plane banked steeply before making
    a fast descent over the runway. After another wing wag, the
    plane climbed at a very high pitch before departing. Based
    solely on statements Pierce and Hayden submitted to the
    FAA, but without any explanation from Andrzejewski, the
    FAA Administrator concluded Andrzejewski had performed
    aerobatic maneuvers during takeoff in violation of 
    14 C.F.R. § 91.303
    (e). The FAA Administrator issued an Emergency
    Order of Revocation of Andrzejewski’s commercial pilot’s
    license on September 28, 2006.
    Andrzejewski timely appealed the Revocation Order to the
    NTSB. At a hearing before an ALJ, the FAA presented the
    testimony of Hayden and Pierce. It also presented expert testi-
    mony concluding that Andrzejewski’s maneuvers were con-
    trary to the normal operation of the Edge aircraft.
    Andrzejewski presented ten witnesses, including herself.
    Andrzejewski contended that nothing about her flight was
    aerobatic. After takeoff, she executed a “clearing turn,” a
    quick right turn followed by a left turn, which was the normal
    method for the pilot of an Edge aircraft to see obstacles
    directly in front of the plane during takeoff. She explained
    that, due to the steep pitch at which the Edge takes off, the
    area directly in front of the nose of the plane is difficult to see.
    Andrzejewski planned to touch down on the runway before
    2
    A wing wag is a maneuver in which a pilot tilts a wing of the plane
    down on one side, and then on the other side, in quick succession.
    ANDRZEJEWSKI v. FAA                        15889
    taking off again, but she abandoned the maneuver due to a
    tailwind.
    Andrzejewski’s eyewitnesses testified that they saw noth-
    ing abnormal about her flight. Her three expert witnesses tes-
    tified that Andrzejewski’s flight was within the normal
    operating procedures for the Edge aircraft, which procedures
    include steep takeoffs, high speeds, and clearing turns. Robert
    Holland, an aerobatic pilot and flight instructor, specifically
    noted that a witness unfamiliar with the Edge might think that
    Andrzejewski’s flight was abnormal, while in fact, for an
    Edge, the flight was actually “very normal.”
    The ALJ concluded Andrzejewski did not violate FAA reg-
    ulations during her flight. In his oral decision, the ALJ noted
    Andrzejewski’s witnesses testified that there was nothing
    aerobatic about the flight. In considering the FAA’s wit-
    nesses, the ALJ concluded, “I’m not saying that the [FAA’s]
    witnesses didn’t see what they say, but perhaps they misun-
    derstood what they saw.”
    The FAA timely appealed the ALJ’s decision to the NTSB.
    In a written order, the NTSB reversed the ALJ. The NTSB
    concluded that the ALJ had not made credibility determina-
    tions to which the NTSB owed deference. Instead, the NTSB
    conducted a de novo review of the evidence. The NTSB found
    the FAA’s witnesses more credible than Andrzejewski’s and
    held Andrzejewski violated 
    14 C.F.R. § 91.303
    (e) by flying
    aerobatically and 
    14 C.F.R. § 91.13
    (a)3 by flying in a careless
    or reckless manner. Accordingly, the NTSB reversed the
    ALJ’s decision and reinstated the Revocation Order.
    Andrzejewski timely filed a petition for review with this
    court.
    3
    
    14 C.F.R. § 91.13
    (a) provides that “[n]o person may operate an aircraft
    in a careless or reckless manner so as to endanger the life or property of
    another.”
    15890                 ANDRZEJEWSKI v. FAA
    Standard of Review
    Our review of a decision by the NTSB is governed by the
    Administrative Procedure Act, 
    5 U.S.C. § 706
    (2)(A). Janka v.
    Dep’t of Transp., 
    925 F.2d 1147
    , 1149 (9th Cir. 1991).
    Accordingly, we will set aside the NTSB’s decision if we find
    it to be “arbitrary, capricious, an abuse of discretion, or other-
    wise not in accordance with law.” 
    5 U.S.C. § 706
    (2)(A). An
    agency’s decision is arbitrary and capricious if the agency
    fails to follow its own precedent or fails to give a sufficient
    explanation for failing to do so. See Atchison, Topeka & Santa
    Fe Ry. Co. v. Wichita Bd. of Trade, 
    412 U.S. 800
    , 807-08
    (1973).
    Analysis
    [1] Where an ALJ chooses to credit one set of witnesses’
    version of events over another, he has made an implicit credi-
    bility determination to which the NTSB must defer “in the
    absence of any arbitrariness, capriciousness or other compel-
    ling reasons.” Dutton, 
    7 N.T.S.B. 521
    , 523 (1990). The NTSB
    must leave undisturbed an ALJ’s credibility finding “unless
    there is a compelling reason or the finding was clearly errone-
    ous.” Chirino v. NTSB, 
    849 F.2d 1525
    , 1529-30 (D.C. Cir.
    1988).
    [2] Here, the ALJ made an implicit credibility finding when
    he determined that Andrzejewski’s witnesses gave a more
    accurate version of events than the version given by the
    FAA’s witnesses. While the ALJ admitted he was not denying
    the FAA’s witnesses saw what they said they saw, the ALJ
    noted the FAA’s witnesses did not have experience with the
    Edge aircraft and its flight characteristics—compared with
    Andrzejewski’s witnesses—and they may have misunder-
    stood the flight maneuvers they witnessed.
    [3] The ALJ simply gave more weight to Andrzejewski’s
    witnesses than to those of the FAA because of Andrze-
    ANDRZEJEWSKI v. FAA                         15891
    jewski’s witnesses’ greater experience and familiarity with
    the flight characteristics of an Edge aircraft. This is precisely
    what triers-of-fact should and must do when confronted with
    expert witnesses whose testimony conflicts on such basic
    issues as whether the pilot operated the particular plane in an
    “aerobatic flight” or in a “careless or reckless” manner. After
    all, what may look like derring-do to a Sunday driver may be
    a routine cut to a NASCAR driver. The weight of evidence,
    measured by the witness’ knowledge, experience, and other
    qualifications, is every bit as much a component of “credibili-
    ty” as whether the witness has contradicted himself or given
    the trier-of-fact other reasons to find him not credible. There-
    fore, in this case, the NTSB erroneously concluded the ALJ
    did not make a credibility determination to which the NTSB
    was required to defer.
    [4] The NTSB’s failure to give the ALJ’s implicit credibil-
    ity determination the requisite level of deference was contrary
    to NTSB precedent and, therefore, arbitrary and capricious.4
    See Atchison, 
    412 U.S. at 807-08
    . Because the NTSB incor-
    rectly concluded the ALJ’s decision was not based on an
    4
    There is some language in the NTSB’s opinion that could be construed
    as an “explanation” for failing to adhere to its own precedent. See Atchi-
    son, 
    412 U.S. at 807-08
    . Such “explanations” are themselves in conflict
    with NTSB precedent. First, the NTSB’s assertion that the ALJ “aban-
    doned any detailed assessment of the evidence in the case as it relates to
    his findings” does not justify de novo review. Andrzejewski, No. EA-5263,
    
    2006 WL 3568702
    , at *4 (N.T.S.B. Dec. 4, 2006). An ALJ’s “credibility
    findings as to the witnesses are implicit” even where detailed assessment
    is lacking. Air E. Mgmt., Ltd., No. EA-5089, 
    2004 WL 999217
    , at *2
    (N.T.S.B. May 6, 2004). Likewise, the fact the ALJ found some of the
    FAA’s witnesses’ testimony helpful does not mean he must credit their
    testimony completely. Andrzejewski, 
    2006 WL 3568702
    , at *5; see Dut-
    ton, 7 N.T.S.B. at 522-23 (stating that “a credibility determination does
    not require [an ALJ] to disbelieve the entire testimony of opposing wit-
    nesses,” because “[e]ven if the [ALJ] found portions of [one party’s wit-
    nesses’] testimony believable, it is not inconsistent for her to have credited
    the testimony of the [other party’s] witnesses as the more accurate account
    of what occurred”).
    15892                ANDRZEJEWSKI v. FAA
    implicit credibility determination, however, the NTSB has not
    yet addressed whether there is a “compelling reason” to
    reverse the ALJ’s credibility finding or whether the finding
    was “clearly erroneous.” See Chirino, 
    849 F.2d at 1529-30
    .
    Thus, we remand to the NTSB to make these determinations
    in the first instance. See INS v. Orlando Ventura, 
    537 U.S. 12
    ,
    16 (2002) (holding that where an agency has not yet consid-
    ered an issue, the “ ‘proper course’ ” is to remand the matter
    to allow the agency to consider the issue in the first instance)
    (quoting Fla. Power & Light Co. v. Lorion, 
    470 U.S. 726
    , 744
    (1985)).
    [5] Accordingly, we grant Andrzejewski’s petition and
    remand to the NTSB for reconsideration.
    PETITION GRANTED.