Madhuri Patel v. Kent School District ( 2011 )


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  •                   FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    MADHURI PATEL, individually and        
    on behalf of A.H., a
    developmentally disabled minor,
    Plaintiff-Appellant,
    v.
    KENT SCHOOL DISTRICT, a                       No. 10-35430
    Washington municipal corporation;
    FRANCINE WILHELM; KENT YOUTH                   D.C. No.
    2:09-cv-01223-JCC
    AND FAMILY SERVICES, a
    OPINION
    Washington corporation and
    healthcare provider; MARNEE
    CRAWFORD, a healthcare provider;
    DENNIS BALLINGER, a healthcare
    provider,
    Defendants-Appellees.
    
    Appeal from the United States District Court
    for the Western District of Washington
    John C. Coughenour, District Judge, Presiding
    Argued and Submitted
    March 10, 2011—Seattle, Washington
    Filed July 11, 2011
    Before: Raymond C. Fisher, Ronald M. Gould, and
    Richard C. Tallman, Circuit Judges.
    Opinion by Judge Tallman
    9639
    9642          PATEL v. KENT SCHOOL DISTRICT
    COUNSEL
    David P. Moody, Marty D. McLean, Shayne C. Stevenson
    (argued), Hagens Berman Sobol Shapiro LLP, Seattle, Wash-
    ington, Lafcadio H. Darling, Mikkelborg, Broz, Wells &
    PATEL v. KENT SCHOOL DISTRICT             9643
    Fryer PLLC, Seattle, Washington, for plaintiff-appellant
    Patel.
    Mark S. Northcraft, Andrew T. Biggs, Sam B. Gorden
    (argued), Northcraft, Bigby & Biggs, PC, Seattle, Washing-
    ton, for defendant-appellee Wilhelm.
    OPINION
    TALLMAN, Circuit Judge:
    A.H., a developmentally disabled high-school student, had
    several sexual encounters with another developmentally dis-
    abled student in a school bathroom. Her mother alleges these
    encounters were the result of the school’s failure to properly
    supervise A.H. We must decide whether the mother, individu-
    ally and on behalf of A.H., has a cognizable Fourteenth
    Amendment due process claim against A.H.’s special-
    education teacher. The district court found she did not and
    granted summary judgment to the teacher. We agree and
    affirm.
    The Fourteenth Amendment’s Due Process Clause gener-
    ally does not require government actors to protect individuals
    from third parties. As we hold below, neither of two excep-
    tions to this general rule—the “special relationship” exception
    or the “state-created danger” exception—applies here. If A.H.
    and her mother have viable claims, those claims arise under
    state tort law, not the federal Constitution.
    I
    A
    A.H. is a former student at Kentridge High School (KHS)
    in the Kent School District (Kent, Washington). Her mother
    9644               PATEL v. KENT SCHOOL DISTRICT
    is plaintiff-appellant Madhuri Patel. At age three, A.H. was
    diagnosed with developmental disabilities, including cogni-
    tive and intellectual delays. She is classified as mildly men-
    tally retarded. A.H. spent her entire school career in special
    education within the Kent School District.
    During the relevant time, A.H.’s disabilities affected her
    day-to-day life in various ways.1 She was sometimes unable
    to complete basic tasks like holding her eating utensils cor-
    rectly, blowing her nose, and zipping her clothes. Socially,
    A.H. had difficulty maintaining an appropriate physical dis-
    tance from other people, refraining from talking about per-
    sonal or embarrassing things, and conveying an age-
    appropriate understanding of etiquette. Patel alleged that her
    daughter frequently was “not aware of the potential danger of
    situations and [did] not necessarily use caution when encoun-
    tering risky social situations.” Patel also worried that A.H.
    would often attempt to fit in with her peers by allowing her-
    self to be easily manipulated or mistreated.
    In April 2006, A.H.’s freshman year at KHS, Patel discov-
    ered a series of troubling emails between A.H. and three other
    students. Patel learned the students were coercing A.H. to
    steal money from Patel’s purse. The emails also contained
    several graphic sexual references, particularly between A.H.
    and a boy named Eric. Patel gave the emails to school admin-
    istrators, who concluded after investigation that Eric “was
    extorting money from [A.H.] but no sexual encounters had
    occurred at school.” The three students were suspended, and
    Eric never returned to KHS.
    A month after Patel discovered the emails, KHS established
    an Individualized Education Plan (IEP) for A.H. A.H. was put
    in a self-contained classroom taught by defendant-appellee
    1
    Because we are reviewing an order granting summary judgment, we
    accept as true the facts Patel alleges. See Tatum v. City & Cnty. of S.F.,
    
    441 F.3d 1090
    , 1092 n.1 (9th Cir. 2006).
    PATEL v. KENT SCHOOL DISTRICT              9645
    Francine Wilhelm, a special-education teacher. The school
    invoked a “no contact” order to prevent any further physical
    contact between A.H. and other students. School staff were
    required to escort A.H. to Wilhelm’s classroom when she
    arrived in the morning, to any classes outside Wilhelm’s
    classroom, and to the bus at the end of the day. At a staff
    meeting discussing the IEP, Wilhelm said she was “closely
    monitoring [A.H.] with regards to the young men in the
    class.” Wilhelm also said she was “[k]eeping an eye out for
    social concerns for [A.H.]” The IEP continued for the remain-
    der of A.H.’s freshman year.
    When A.H. began her sophomore year in fall 2006, KHS
    did not immediately resume the IEP. In an email to school
    administrators, Patel said she was “quite disappointed that
    [the] school would drop [the] ball on [the] previous arrange-
    ment of [A.H.]’s safety plan without including me or my per-
    mission.” She asked the school to resume the IEP.
    In response to Patel’s concerns, KHS held a meeting in
    September 2006. Wilhelm attended this meeting. A represen-
    tative from Kent Youth and Family Services informed school
    officials that A.H.’s safety might be compromised if she was
    left “in any unsupervised times.” This included “lunch, pass-
    ing times, and especially bathroom time.” After the meeting,
    the school agreed to resume the IEP and drafted a written
    agreement to that effect. According to Patel’s declaration, had
    the school not done so, she would have removed her daughter
    from KHS.
    The incidents leading directly to this lawsuit occurred the
    following semester, spring 2007. Although KHS’s principal,
    Mike Albrecht, believed A.H. was under “complete adult
    supervision throughout the entire day,” that semester Wilhelm
    had been allowing A.H. (then age sixteen) to go on her own
    to a bathroom immediately adjacent to Wilhelm’s classroom.
    At least five times during these unsupervised trips to the bath-
    room, A.H. had sex with a boy named Matt, another develop-
    9646            PATEL v. KENT SCHOOL DISTRICT
    mentally disabled student in Wilhelm’s class. A counselor
    determined the sex might be “consensual” even though both
    students were developmentally disabled.
    Despite her recognition that the IEP called for constant
    supervision, Wilhelm believed allowing A.H. to use the bath-
    room on her own as a sophomore was an important step in
    fostering her development:
    Our primary charge is to prepare our [special-
    education] students for transition when they age out
    or graduate. [A.H.] will be a junior next year, and
    allowing her to use the restroom . . . would be con-
    sidered a step toward full transition. . . . [and] toward
    more independence.
    According to Wilhelm, because the bathroom was next-door
    to her classroom, she could hear students inside talking and
    the toilets flushing. Wilhelm also claimed she would watch
    the clock to make sure A.H. did not take too long. Under
    these circumstances, Wilhelm considered it appropriate to
    allow A.H. to make quick trips to the bathroom without an
    escort.
    Wilhelm did not know A.H. was having sex with Matt in
    the bathroom, but she was aware the two potentially had some
    type of relationship. On Matt’s first day at KHS in March
    2007, another teacher had emailed Wilhelm to tell her that
    A.H. was very interested in Matt, talking and laughing with
    him during class. Wilhelm asked the other teacher to “docu-
    ment the behavior and send it to [her].” Wilhelm also relayed
    this information to Patel via email. Then, about two months
    later, a vice principal told Wilhelm that she had seen the two
    students hugging in the hallway. Wilhelm spoke separately
    with each student about the incident.
    A few days later, Wilhelm saw Matt leave her classroom
    just a few seconds after A.H. had gone to the bathroom. Wil-
    PATEL v. KENT SCHOOL DISTRICT               9647
    helm “raced out of the room,” called to A.H. from outside the
    bathroom, and escorted her back to class. Wilhelm said A.H.
    was “very angry” with Wilhelm for “interfering with her.” At
    the school’s direction, Wilhelm again emailed Patel to explain
    the incident. A school official later thanked Wilhelm privately
    for her “vigilant” efforts.
    As it turned out, this second email from Wilhelm to Patel
    may have been the catalyst in revealing A.H.’s sexual rela-
    tionship with Matt. After receiving the email, Patel asked her
    daughter whether she was having a relationship with another
    student. A.H. admitted she and Matt had sex in the bathroom
    at least twice. Having heard this, Patel sent two emails to
    KHS, one to Wilhelm and one to Principal Albrecht. These
    emails disclosed A.H.’s sexual relationship with Matt and
    expressed Patel’s anger about the situation. In the email to
    Wilhelm, Patel wrote, “FRANCINE I AM IN SHOCK, [A.H.]
    WILL NOT COME BACK TO SCHOOL TILL THESE
    ISSUES [ARE] WORKED OUT.” Likewise, in the email to
    Principal Albrecht, Patel wrote that the school had “not pro-
    vided [the] supervision [A.H.] needs.”
    Patel’s email to Principal Albrecht also revealed for the
    first time that, contrary to the results of the school’s previous
    investigation, A.H. and Eric had sex in a different school
    bathroom during her freshman year. Patel’s email ambigu-
    ously claimed school officials knew this all along: “She had
    sex with [Eric] on the bathroom floor in [the] new [building]
    last year . . . school knows about this as they did their investi-
    gation last year.”
    But as the district court correctly noted, there was no evi-
    dence school officials knew that A.H. had sex at school her
    freshman year until Patel told them so in these spring 2007
    emails. Rather, the school’s prior investigation had concluded
    that Eric exploited A.H. for money, but no sex occurred on
    campus. In an internal email, a school official said, “[We]
    have met with [Patel] numerous times,” she “would not tell us
    9648             PATEL v. KENT SCHOOL DISTRICT
    what happened last year,” and “we had no knowledge of
    [A.H.] having sex.” Similarly, Wilhelm herself stated that she
    and other teachers knew A.H. had done something inappropri-
    ate in the bathrooms her freshman year, but they did not know
    exactly what had happened.
    After sending the two emails, Patel removed A.H. from
    KHS. She reported the sexual encounters to the King County
    Sheriff’s Department. The sheriff’s office took a statement
    from Matt, who admitted he “had sexual relations with [A.H.]
    at least five times.” This lawsuit followed.
    B
    Patel filed suit in Washington Superior Court, individually
    and on behalf of A.H. She brought a variety of state-law
    claims against the school district and Wilhelm, including neg-
    ligence and failure to protect. Patel also brought a federal civil
    rights claim under 
    42 U.S.C. § 1983
    . The § 1983 claim, which
    underlies this appeal, was against Wilhelm only. Without fur-
    ther elaboration, Patel’s complaint alleged Wilhelm had vio-
    lated A.H.’s Fourteenth Amendment rights. Defendants
    removed the case to the United States District Court for the
    Western District of Washington on the basis of this federal
    claim.
    In the district court, Wilhelm moved for partial summary
    judgment on the § 1983 claim. She argued Patel’s complaint
    did not explain how Wilhelm had deprived A.H. of her Four-
    teenth Amendment rights. In response, Patel countered that
    Wilhelm had violated A.H.’s due process right to bodily
    integrity by failing to supervise her trips to the next-door
    bathroom, causing her to be “repeatedly raped.”
    The district court granted Wilhelm’s motion and dismissed
    the § 1983 claim, finding as a matter of law that Wilhelm had
    not deprived A.H. of any federally protected right. The court
    then declined to exercise supplemental jurisdiction over
    PATEL v. KENT SCHOOL DISTRICT               9649
    Patel’s remaining state-law claims. See United Mine Workers
    of Am. v. Gibbs, 
    383 U.S. 715
    , 726-27 (1966). The court dis-
    missed the state claims without prejudice, leaving them for
    resolution by the King County Superior Court.
    Patel now appeals. We have jurisdiction under 
    28 U.S.C. § 1291
    .
    II
    We review de novo a district court’s grant of summary
    judgment. Dietrich v. John Ascuaga’s Nugget, 
    548 F.3d 892
    ,
    896 (9th Cir. 2008). Viewing the evidence in the light most
    favorable to the non-moving party, we must determine
    whether there are any genuine issues of material fact and
    whether the district court correctly applied the relevant sub-
    stantive law. 
    Id.
    III
    The district court correctly granted partial summary judg-
    ment to Wilhelm. Although Patel may still have viable state-
    law claims against the defendants, her § 1983 claim against
    Wilhelm fails as a matter of law. Cf. DeShaney v. Winnebago
    Cnty. Dep’t of Soc. Servs., 
    489 U.S. 189
    , 202 (1989) (“[T]he
    Fourteenth Amendment . . . does not transform every tort
    committed by a state actor into a constitutional violation.”).
    [1] To succeed on a § 1983 claim, a plaintiff must show
    that (1) the conduct complained of was committed by a person
    acting under color of state law; and (2) the conduct deprived
    the plaintiff of a federal constitutional or statutory right.
    Tatum, 
    441 F.3d at 1094
    . Here, the parties do not dispute that
    Wilhelm was acting under color of state law. The sole issue
    is whether Wilhelm deprived A.H. of any federally protected
    right.
    [2] “[T]he general rule is that [a] state is not liable for its
    omissions.” Munger v. City of Glasgow Police Dep’t, 227
    9650             PATEL v. KENT SCHOOL DISTRICT
    F.3d 1082, 1086 (9th Cir. 2000). In that vein, the Fourteenth
    Amendment’s Due Process Clause generally does not confer
    any affirmative right to governmental aid, even where such
    aid may be necessary to secure life, liberty, or property inter-
    ests. DeShaney, 
    489 U.S. at 196
    . As a corollary, the Four-
    teenth Amendment typically “does not impose a duty on [the
    state] to protect individuals from third parties.” Morgan v.
    Gonzales, 
    495 F.3d 1084
    , 1093 (9th Cir. 2007).
    [3] There are two exceptions to this rule: (1) when a “spe-
    cial relationship” exists between the plaintiff and the state (the
    special-relationship exception), Deshaney, 
    489 U.S. at
    198-
    202; and (2) when the state affirmatively places the plaintiff
    in danger by acting with “deliberate indifference” to a
    “known or obvious danger” (the state-created danger excep-
    tion), L.W. v. Grubbs, 
    92 F.3d 894
    , 900 (9th Cir. 1996). If
    either exception applies, a state’s omission or failure to pro-
    tect may give rise to a § 1983 claim.
    [4] Because Patel’s § 1983 claim is based on an omission
    by Wilhelm—her alleged failure to properly supervise A.H.—
    Patel can establish a due process violation only if one of these
    two exceptions applies. To survive summary judgment, then,
    Patel must raise a material fact question on either exception.
    She has not done so.
    A
    [5] We begin with the special-relationship exception. The
    Supreme Court formally established this exception in
    DeShaney, 
    489 U.S. at 198-202
    . The exception applies when
    a state “takes a person into its custody and holds him there
    against his will.” 
    Id. at 199-200
    . The types of custody trigger-
    ing the exception are “incarceration, institutionalization, or
    other similar restraint of personal liberty.” 
    Id. at 200
    . When
    a person is placed in these types of custody, we allow due
    process claims against the state for a fairly simple reason: a
    state cannot restrain a person’s liberty without also assuming
    PATEL v. KENT SCHOOL DISTRICT               9651
    some responsibility for the person’s safety and well-being. 
    Id. at 199-200
    .
    [6] Under this exception, the state’s constitutional duty
    arises “not from the State’s knowledge of the individual’s pre-
    dicament or from its expressions of intent to help him, but
    from the limitation which [the State] has imposed on his free-
    dom.” 
    Id. at 200
    . In other words, the person’s substantive due
    process rights are triggered when the state restrains his liberty,
    not when he suffers harm caused by the actions of third par-
    ties. 
    Id. at 195, 200
    .
    [7] The special-relationship exception does not apply when
    a state fails to protect a person who is not in custody. See 
    id. at 195-202
    . In DeShaney, for instance, a four-year-old boy
    was brutally and repeatedly beaten by his father. 
    Id.
     at 191-
    93. The abuse was reported to the county’s department of
    social services. 
    Id. at 192
    . While monitoring the situation over
    the following months, social services saw voluminous evi-
    dence suggesting continued abuse. During her monthly in-
    home visits, the boy’s caseworker observed several suspicious
    injuries on his body. 
    Id. at 192-93
    . On her final two visits, the
    caseworker was told the boy could not see her because he was
    “too ill.” 
    Id.
     Social services twice received calls from the hos-
    pital saying the boy had been admitted for injuries doctors
    believed were caused by abuse. 
    Id.
     Through all of this, social
    services never took any action. 
    Id.
    Soon after, the boy was beaten to near-death by his father
    and suffered severe brain damage. 
    Id.
     The Supreme Court
    rejected the boy’s § 1983 due process claim, holding the
    special-relationship exception did not apply because the boy
    was in the custody of his father, not the state. Id. at 201. Even
    though the state had extensive information strongly suggest-
    ing abuse, the boy’s due process rights were not triggered
    because he was not in state custody. Id. at 200-02.
    [8] Here, Patel argues A.H. was in state custody while she
    was at school. Patel emphasizes that Washington requires
    9652            PATEL v. KENT SCHOOL DISTRICT
    mandatory school attendance, Wash. Rev. Code
    § 28A.225.010(1), and that KHS had a duty to protect A.H.
    during school hours under the state’s in loco parentis doc-
    trine. This state tort doctrine requires schools to “anticipate
    dangers which may reasonably be anticipated” and then “take
    precautions to protect the pupils” from those dangers. McLeod
    v. Grant Cnty. Sch. Dist. No. 128, 
    255 P.2d 360
    , 362 (Wash.
    1953). Patel argues this state-law duty created a special rela-
    tionship under DeShaney, thus permitting her federal § 1983
    claim.
    [9] Although we have not yet applied DeShaney to the
    context of compulsory school attendance, every one of our
    sister circuits to consider the issue has rejected Patel’s argu-
    ment. At least seven circuits have held that compulsory school
    attendance alone is insufficient to invoke the special-
    relationship exception. E.g., Hasenfus v. LaJeunesse, 
    175 F.3d 68
    , 71 (1st Cir. 1999); Doe v. Hillsboro Indep. Sch.
    Dist., 
    113 F.3d 1412
    , 1415 (5th Cir. 1997) (en banc); Sargi v.
    Kent City Bd. of Educ., 
    70 F.3d 907
    , 911 (6th Cir. 1995); Gra-
    ham v. Indep. Sch. Dist. No. I-89, 
    22 F.3d 991
    , 993-95 (10th
    Cir. 1994); Dorothy J. v. Little Rock Sch. Dist., 
    7 F.3d 729
    ,
    732 (8th Cir. 1993); D.R. v. Middle Bucks Area Vocational
    Tech. Sch., 
    972 F.2d 1364
    , 1368-73 (3d Cir. 1992) (en banc);
    J.O. v. Alton Cmty. Unit Sch. Dist. 11, 
    909 F.2d 267
    , 272 (7th
    Cir. 1990). Our sister circuits have reasoned that, unlike incar-
    ceration or institutionalization, compulsory school attendance
    does not restrict a student’s liberty such that neither the stu-
    dent nor the parents can attend to the student’s basic needs.
    E.g., Sargi, 
    70 F.3d at
    911 (citing cases). Even when school
    attendance is mandatory, the parents—not the state—remain
    the student’s primary caretakers. E.g., 
    id.
    [10] Going a step further, most of these circuits have
    expressly held that combining in loco parentis duties with
    compulsory school attendance still does not create a “special
    relationship.” E.g., Hasenfus, 
    175 F.3d at 71
    ; Doe v. Clai-
    borne Cnty., 
    103 F.3d 495
    , 510 (6th Cir. 1996); Dorothy J.,
    PATEL v. KENT SCHOOL DISTRICT              9653
    7 F.3d at 732; Middle Bucks, 
    972 F.2d at 1368-73
    . These
    decisions have emphasized that a state-law obligation does
    not necessarily create a duty of care under the Fourteenth
    Amendment. E.g., Claiborne Cnty., 
    103 F.3d at 510
    ; see also
    DeShaney, 
    489 U.S. at 202
    . Applying this bedrock principle,
    our sister circuits uniformly hold that requiring school atten-
    dance does not sufficiently restrict a student’s liberty under
    DeShaney to transform the school’s in loco parentis duties
    into a constitutional obligation. E.g., Claiborne Cnty., 
    103 F.3d at
    510 (citing cases).
    We find particularly instructive the Third Circuit’s analysis
    of this issue in Middle Bucks, as it involved facts somewhat
    similar to ours. See 
    972 F.2d at 1366-67
    . In that case, one
    plaintiff was a female student with communicative disabili-
    ties. 
    Id.
     at 1366 n.5. She claimed multiple male students sexu-
    ally molested her in a unisex school bathroom and a
    darkroom. 
    Id. at 1366
    . She brought a § 1983 claim against the
    school, alleging several school defendants knew or should
    have known about these incidents but did nothing to inter-
    vene. Id.
    Affirming dismissal of the § 1983 claim, the Third Circuit
    refused to apply the special-relationship exception. Id. at
    1373. The court emphasized that, despite compulsory school
    attendance and in loco parentis status, the student remained
    in the custody of her parents, not the school. Id. at 1370-72.
    She went home every night, and her parents had the authority
    at all times to put her in a different school or educate her at
    home. Id. Thus, the school’s authority did not “create the type
    of physical custody necessary to bring it within [DeShaney].”
    Id. at 1372.
    [11] While we certainly have sympathy for Patel’s position
    as a concerned and caring parent, we decline to depart from
    this persuasive authority. Compulsory school attendance and
    in loco parentis status do not create “custody” under the strict
    standard of DeShaney. Like the schoolchildren in the cases
    9654             PATEL v. KENT SCHOOL DISTRICT
    cited above, A.H.’s freedom was not restrained by KHS in a
    manner akin to “incarceration” or “institutionalization.” See
    DeShaney, 
    489 U.S. at 200
    . A.H. did not live at school; she
    lived at home with her mother. Although she was statutorily
    required to attend school somewhere, her mother could have
    removed her from KHS at any time, and in fact did so. See
    Wash. Rev. Code § 28A.225.010(1) (granting parents broad
    discretion over where and how their children are educated).
    These facts preclude a custodial relationship.
    [12] To the extent Patel argues we should distinguish this
    case because the IEP obligated KHS to guard against A.H.’s
    special vulnerabilities, DeShaney suggests otherwise. In the
    case of a minor child, custody does not exist until the state has
    so restrained the child’s liberty that the parents cannot care for
    the child’s basic needs. See DeShaney, 
    489 U.S. at 199-201
    .
    A tailored educational program for a disabled student does not
    meet this threshold. Middle Bucks, 
    972 F.2d at 1371-72
    .
    KHS’s agreement to provide enhanced supervision did not
    prevent Patel from caring for A.H.’s basic needs. Patel always
    remained A.H.’s primary caretaker. Even though Patel’s care
    was surely undermined by the school’s alleged failure to fol-
    low the IEP, that is not our inquiry here. Under DeShaney, we
    are concerned only with whether KHS so restrained A.H.’s
    liberty that it rendered Patel “unable to care for [her].” See
    
    489 U.S. at 200
     (emphasis added). It did not. Thus, while the
    IEP may significantly strengthen Patel’s state-law negligence
    claims, it does not give rise to a constitutional duty. Cf. 
    id. at 202
    .
    B
    [13] We now consider the state-created danger exception.
    We first recognized this exception in Wood v. Ostrander, 
    879 F.2d 583
     (9th Cir. 1989). Although our case law on the excep-
    tion is somewhat scattershot, two clear requirements have
    emerged. See Kennedy v. City of Ridgefield, 
    439 F.3d 1055
    ,
    1062 (9th Cir. 2006). First, the exception applies only where
    PATEL v. KENT SCHOOL DISTRICT               9655
    there is “affirmative conduct on the part of the state in placing
    the plaintiff in danger.” Munger, 227 F.3d at 1086 (internal
    quotation omitted). Second, the exception applies only where
    the state acts with “deliberate indifference” to a “known or
    obvious danger.” Grubbs, 
    92 F.3d at 900
    .
    We do not reach the first requirement here because Patel
    fails on the second. Even viewing the facts in the light most
    favorable to Patel, the record does not support her contention
    that Wilhelm acted with deliberate indifference in neglecting
    to properly supervise A.H.
    [14] Deliberate indifference is “a stringent standard of
    fault, requiring proof that a municipal actor disregarded a
    known or obvious consequence of his action.” Bryan Cnty. v.
    Brown, 
    520 U.S. 397
    , 410 (1997). We defined the contours of
    deliberate indifference in Grubbs, 
    92 F.3d at 898-900
    . Under
    Grubbs, the standard we apply is even higher than gross
    negligence—deliberate indifference requires a culpable men-
    tal state. 
    Id.
     The state actor must “recognize[ ] [an] unreason-
    able risk and actually intend[ ] to expose the plaintiff to such
    risks without regard to the consequences to the plaintiff.” 
    Id. at 899
     (internal quotation omitted). In other words, the defen-
    dant “knows that something is going to happen but ignores the
    risk and exposes [the plaintiff] to it.” 
    Id. at 900
    . The
    deliberate-indifference inquiry should go to the jury if any
    rational factfinder could find this requisite mental state. See
    Wood, 
    879 F.2d at
    588 & n.4.
    In a few § 1983 opinions post-Grubbs, we have allowed
    deliberate-indifference theories to proceed to trial. See, e.g.,
    Kennedy, 
    439 F.3d at 1064-65
    ; Munger, 227 F.3d at 1087-88;
    Penilla v. City of Huntington Park, 
    115 F.3d 707
    , 711 (9th
    Cir. 1997). Patel argues these cases control the outcome here
    and require us to reverse summary judgment. We disagree.
    Deliberate-indifference cases are by their nature highly fact-
    specific, and the cases cited by Patel are distinguishable.
    9656            PATEL v. KENT SCHOOL DISTRICT
    In Penilla, decedent Penilla became seriously ill while sit-
    ting on his front porch. 
    115 F.3d at 708
    . The first responders
    to a 911 call were two police officers. 
    Id.
     The officers exam-
    ined Penilla, found him to be in grave need of medical care,
    but then inexplicably canceled the request for paramedics. 
    Id.
    They moved Penilla inside his house, locked the door, and
    left. 
    Id.
     Penilla was found dead on his floor the next day, the
    result of respiratory failure. 
    Id.
     Emphasizing the officers’ dis-
    regard for Penilla’s immediate and “serious” medical need,
    we saw a material fact question on deliberate indifference and
    allowed a § 1983 claim to proceed to trial. See id. at 710-11.
    In Kennedy, the Kennedy family reported to police that
    their nine-year-old daughter had been abused by their neigh-
    bors’ mentally unstable son. 
    439 F.3d at 1057
    . The Kennedys
    told the responding officer in detail about the boy’s disturbing
    history of aggravated violence, including lighting a cat on fire
    and breaking into his girlfriend’s house to beat her with a
    baseball bat. 
    Id. at 1057-58
    . Aware the Kennedys feared a
    violent response, the officer promised to warn them before he
    told the neighbors about the allegations. 
    Id. at 1058, 1063
    .
    Despite his promise, the officer later spoke with the neigh-
    bors without first warning the Kennedys. 
    Id. at 1058
    . When
    he told the Kennedy mother about his conversation with the
    neighbors (fifteen minutes later), she became upset. 
    Id.
     The
    officer promised additional patrols would be provided that
    night to protect the Kennedys from possible retaliation by the
    boy. 
    Id.
     But the patrols were not provided, and that same
    night the boy broke into the Kennedy home and shot both par-
    ents. 
    Id.
     We held this evidence created a material fact ques-
    tion on whether the officer acted with deliberate indifference.
    
    Id. at 1064-65
    .
    Our facts here are critically different. Unlike the police
    officers in Penilla, Wilhelm did not act in a manner contrary
    to assisting someone in a known, immediate danger. The offi-
    cers knew Penilla was in grave condition and required prompt
    PATEL v. KENT SCHOOL DISTRICT             9657
    medical attention, yet for some reason did the opposite of
    what a reasonable person would expect them to do. In fact,
    the officers made the situation decidedly worse by calling off
    medical assistance already en route. Penilla, 
    115 F.3d at 708
    .
    Wilhelm did nothing similar here. This would be a different
    case if Wilhelm had known A.H. was about to enter the bath-
    room with Matt or otherwise be alone with him, yet then
    stood idly by. To the contrary, Wilhelm had monitored the
    developing situation between the two students, and once even
    rushed out of her classroom to prevent a possible incident
    between them.
    As for Kennedy, while our case is similar in that Wilhelm
    made a promise she allegedly failed to keep—supervising
    A.H. at all times—it is also crucially different because Wil-
    helm did not know about any immediate risk. In Kennedy, the
    police officer knew the neighbors’ son had a history of aggra-
    vated violence, including previously breaking into a house to
    attack someone. He also knew the Kennedys feared swift
    retaliation once the boy learned of the allegations, which is
    exactly why the officer promised to provide additional patrols
    that night. Here, on the other hand, Wilhelm knew only that
    A.H. required extensive supervision and had been involved in
    past bathroom incidents, the details of which were unknown
    to Wilhelm. She did not know there was any immediate dan-
    ger in allowing A.H. to briefly use the next-door bathroom
    alone.
    [15] Contrary to Patel’s argument that our case law pre-
    cludes summary judgment here, we think the straightforward
    rules established in Grubbs dictate just the opposite. As noted
    above, Grubbs makes unmistakably clear that mere
    negligence—or even gross negligence—is not enough for
    deliberate indifference. See 
    92 F.3d at 898-900
    . The standard
    is markedly higher, and we see no evidence even hinting that
    Wilhelm “intend[ed] to expose” A.H. to a risk or otherwise
    knew “that something [was] going to happen but ignore[d] the
    risk.” 
    Id. at 899-900
    .
    9658            PATEL v. KENT SCHOOL DISTRICT
    A far cry from “ignor[ing]” any risk, Wilhelm was fairly
    active in protecting A.H. She regularly communicated about
    A.H. with school officials, other teachers, and Patel herself.
    She asked another teacher to help her monitor the possible
    developing relationship between A.H. and Matt. She spoke
    separately with the two students about their hugging in the
    hallway. She rushed out of her classroom to prevent an inci-
    dent between them as soon as she realized they were both
    gone at the same time. Further, well before this litigation
    began, Wilhelm gave her colleagues a compelling reason for
    allowing A.H. to use the bathroom by herself: it was a “step
    toward [A.H.’s] full transition” to graduating from high
    school. Taken together, this evidence does not suggest that
    Wilhelm harbored the requisite mental state of intentionally or
    knowingly subjecting A.H. to a known or obvious danger. See
    
    id.
    [16] At worst, Wilhelm committed a lapse in judgment by
    allowing A.H. to quickly use the next-door bathroom on her
    own. Whether these circumstances rose to the level of negli-
    gence is a question that will be resolved by a jury in Washing-
    ton state court. But on this record, no rational factfinder could
    conclude that Wilhelm acted with deliberate indifference to
    A.H.’s safety and well-being. Anything less “is not enough”
    to constitutionalize a state tort. 
    Id. at 900
    .
    IV
    [17] The district court properly dismissed Patel’s § 1983
    civil rights claim at summary judgment. The special-
    relationship exception and the state-created danger exception
    do not apply in this case. Whatever liability Wilhelm may
    face, that liability must come from state tort law, not the Four-
    teenth Amendment. Cf. Alton Cmty., 
    909 F.2d at 272
     (holding
    that protection for schoolchildren “is best left to laws outside
    the Constitution”). Patel and her daughter will have their day
    in court, but it will come in the King County Superior Court,
    not here.
    AFFIRMED.
    

Document Info

Docket Number: 10-35430

Filed Date: 7/11/2011

Precedential Status: Precedential

Modified Date: 10/14/2015

Authorities (17)

Hasenfus v. LaJeunesse , 175 F.3d 68 ( 1999 )

ladonna-j-graham-as-personal-representative-of-charles-w-graham , 22 F.3d 991 ( 1994 )

john-doe-as-next-friend-of-jane-doe-a-child-v-hillsboro-independent , 113 F.3d 1412 ( 1997 )

terri-s-sargi-administratrix-of-the-estate-of-tami-erin-sargi-a-minor , 70 F.3d 907 ( 1995 )

jane-doe-and-janet-doe-individually-v-claiborne-county-tennessee-by-and , 103 F.3d 495 ( 1996 )

dr-a-minor-child-by-her-parent-and-natural-guardian-lr-and-lr , 972 F.2d 1364 ( 1992 )

L.W. v. Dee Grubbs Thomas Nelson Marlin Hutton Richard Hill , 92 F.3d 894 ( 1996 )

97-cal-daily-op-serv-4285-97-daily-journal-dar-7173-maria-penilla , 115 F.3d 707 ( 1997 )

Linda K. Wood v. Steven C. Ostrander Neil Maloney , 879 F.2d 583 ( 1989 )

Morgan v. Gonzales , 495 F.3d 1084 ( 2007 )

Dietrich v. John Ascuaga's Nugget , 548 F.3d 892 ( 2008 )

verlie-tatum-and-verlie-tatum-as-successor-in-interest-of-glenn-fullard , 441 F.3d 1090 ( 2006 )

jo-and-po-individually-and-as-parents-and-next-friends-of-do-jb , 909 F.2d 267 ( 1990 )

kimberly-kennedy-individually-and-in-her-capacity-as-personal , 439 F.3d 1055 ( 2006 )

United Mine Workers of America v. Gibbs , 86 S. Ct. 1130 ( 1966 )

DeShaney v. Winnebago County Department of Social Services , 109 S. Ct. 998 ( 1989 )

Board of Comm'rs of Bryan Cty. v. Brown , 117 S. Ct. 1382 ( 1997 )

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