Patrick Maloney v. T3media, Inc. , 853 F.3d 1004 ( 2017 )


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  •                     FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    PATRICK MALONEY, on behalf                 No. 15-55630
    of himself and all others
    similarly situated; TIM JUDGE,              D.C. No.
    on behalf of himself and all        2:14-cv-05048-AB-VBK
    others similarly situated,
    Plaintiffs-Appellants,
    OPINION
    v.
    T3MEDIA, INC., DBA
    Paya.com, a Colorado
    corporation,
    Defendant-Appellee.
    Appeal from the United States District Court
    for the Central District of California
    Andre Birotte, Jr., District Judge, Presiding
    Argued and Submitted February 17, 2017
    Pasadena, California
    Filed April 5, 2017
    2                 MALONEY V. T3MEDIA, INC.
    Before: MILAN D. SMITH, JR. and JOHN B. OWENS,
    Circuit Judges, and EDWARD R. KORMAN, *
    District Judge.
    Opinion by Judge Milan D. Smith, Jr.
    SUMMARY **
    California Anti-SLAPP Statute / Copyright Act
    The panel affirmed the district court’s order granting
    T3Media’s special motion to strike, pursuant to California’s
    anti-SLAPP statute, the action brought by plaintiffs/former
    student-athletes Patrick Maloney and Tim Judge, alleging
    that T3Media exploited their likenesses commercially.
    Plaintiffs alleged that T3Media exploited their likenesses
    by selling non-exclusive licenses permitting consumers to
    download photographs from the National Collegiate Athletic
    Association’s Photo Library for non-commercial use.
    Plaintiffs asserted statutory and common law publicity-right
    claims and an unfair competition claim under California law.
    The California anti-SLAPP statute, Cal. Civ. Proc. Code
    § 425.16, was enacted to allow for early dismissal of
    meritless first amendment cases aimed at chilling expression
    though litigation.
    *
    The Honorable Edward R. Korman, United States District Judge
    for the Eastern District of New York, sitting by designation.
    **
    This summary constitutes no part of the opinion of the court. It
    has been prepared by court staff for the convenience of the reader.
    MALONEY V. T3MEDIA, INC.                    3
    Section 301 of the federal Copyright Act adopted a two-
    part test to determine whether a state law claim was
    preempted by the Act; first, whether the subject matter of the
    state claim fell within the subject matter of copyright, as
    described in 17 U.S.C. §§ 102 and 103; and second, if so,
    whether the rights asserted under state law were equivalent
    to the rights contained in 17 U.S.C. § 106.
    At step one of the Copyright Act test, the panel held that
    the subject matter of the state law claims fell within the
    subject matter of copyright. Specifically, the panel held that
    a publicity-right claim may proceed when a likeness is used
    non-consensually on merchandise or in advertising; but
    where a likeness has been captured in a copyrighted artistic
    visual work and the work itself is being distributed for
    personal use, a publicity-right claim is little more than a
    thinly-disguised copyright claim because it seeks to hold a
    copyright holder liable for exercising his exclusive rights
    under the Copyright Act. The panel concluded that
    plaintiffs’ publicity-right claims and the derivative Unfair
    Competition Law claim challenged control of the artistic
    work itself, and accordingly, the subject matter of the state
    law claims fell exclusively within the subject matter of
    copyright.
    At step two, the panel held that the rights plaintiffs
    asserted were equivalent to rights within the general scope
    of copyright.
    The panel concluded that plaintiffs’ state law claims
    were preempted by section 301 of the federal Copyright Act
    because plaintiffs sought to hold T3Media liable for
    exercising rights governed exclusively by copyright law.
    The panel further held that plaintiffs could not demonstrate
    a reasonable probability of prevailing on their challenged
    4              MALONEY V. T3MEDIA, INC.
    claims; and the district court did not err in granting the
    special motion to strike, and dismissing without leave to
    amend.
    COUNSEL
    John M. DeStefano (argued), Robert B. Carey, and Leonard
    W. Aragon, Hagens Berman Sobol Shapiro LLP, Phoenix,
    Arizona, for Plaintiffs-Appellants.
    Kelli L. Sager (argued), Karen A. Henry, Eric M. Stahl, and
    Diana Palacios, Davis Wright Tremaine LLP, Los Angeles,
    California, for Defendant-Appellee.
    Michael Rubin and P. Casey Pitts, Altshuler Berzon LLP,
    San Francisco, California, for Amici Curiae the National
    Football League Players Association, the Major League
    Baseball Players Association, the National Hockey League
    Players’ Association, the National Basketball Players
    Association, and the Major League Soccer Players Union.
    Sean Sansiveri, Washington, D.C., as and for Amicus Curiae
    National Football League Players Association.
    David Prouty, New York, New York, as and for Amicus
    Curiae Major League Baseball Players Association.
    Don Zavelo, Toronto, Ontario, as and for Amicus Curiae
    Counsel National Hockey League Players’ Association.
    Gary Kohlman, New York, New York, as and for Amicus
    Curiae National Basketball Players Association.
    MALONEY V. T3MEDIA, INC.                   5
    Jon Newman, Sherman Dunn Cohen Leifer & Yellig P.C.,
    Washington, D.C., for Amicus Curiae Major League Soccer
    Players Union.
    Nancy E. Wolff, Cowan DeBaets Abrahams & Sheppard
    LLP, New York, New York, for Amici Curiae Associated
    Press, Digital Media Licensing Association, Getty Images
    (US), Inc., Graphic Artists Guild, National Press
    Photographers Association, Inc., PhotoShelter, Inc.,
    Professional Photographers of America, Shutterstock, Inc.
    and Zuma Press, Inc.
    Bruce D. Brown and Gregg P. Leslie, Reporters Committee
    for Freedom of the Press, Washington, D.C., for Amici
    Curiae the Reporters Committee for Freedom of the Press
    and 22 Media Organizations.
    OPINION
    M. SMITH, Circuit Judge:
    Former student-athletes Patrick Maloney and Tim Judge
    allege that defendant T3Media, Inc. (T3Media) exploited
    their likenesses commercially by selling non-exclusive
    licenses permitting consumers to download photographs
    from the National Collegiate Athletic Association’s
    (NCAA) Photo Library for non-commercial art use.
    Maloney and Judge assert statutory and common law
    publicity-right claims and an unfair competition claim under
    California law. The district court held that the federal
    Copyright Act preempts plaintiffs’ claims and granted
    T3Media’s special motion to strike pursuant to California’s
    anti-SLAPP statute. We affirm.
    6              MALONEY V. T3MEDIA, INC.
    FACTUAL AND PROCEDURAL BACKGROUND
    A. The Parties
    Plaintiffs Patrick Maloney and Tim Judge are former
    NCAA student-athletes who played for the Catholic
    University (CU) men’s basketball team between 1997 and
    2001. In their final year at CU, they made it all the way to
    the Division III national championship game, and helped
    lead the underdog Cardinals to an upset 76-62 victory over
    the William Paterson University Pioneers. The game’s
    drama was captured in a series of photographs depicting the
    plaintiffs in play, and later posing as members of the team
    with CU’s first-ever national championship trophy. The
    NCAA owns or controls the copyright to these photographs.
    It accordingly placed them into its collection, the NCAA
    Photo Library.
    T3Media provides storage, hosting, and licensing
    services for a wide variety of digital content. In 2012, it
    contracted with the NCAA to store, host, and license the
    images in the NCAA Photo Library. The NCAA Photo
    Library itself contains thousands of photographs chronicling
    seventy years of NCAA sports history. Until 2014, T3Media
    made the photographs available to the public through its
    website, Paya.com.
    Consumers could view digital thumbnails of the images
    contained in the NCAA Photo Library on Paya.com, and
    obtain for $20 to $30 a non-exclusive license permitting
    them to download a copy of a chosen photograph. Brief
    descriptions of the events depicted in the images
    MALONEY V. T3MEDIA, INC.                          7
    accompanied the digital thumbnails.1 Users were also
    required to assent to a “Content License Agreement” in order
    to download one of the photographs. Pursuant to that
    agreement, consumers could “use a single copy of the image
    for non-commercial art use.” Consumers did not obtain “any
    right or license to use the name or likeness of any individual
    (including any athlete, announcer, or coach) appearing in the
    Content in connection with or as an express or implied
    endorsement of any product or service.”
    B. Procedural History
    Plaintiffs commenced this action in the Central District
    of California in June 2014. They allege that T3Media
    exploited their names and likenesses commercially by
    selling photographs on Paya.com depicting their 2001
    triumph. They purport to represent a putative class “of all
    current and former NCAA student-athletes whose names,
    images, and likenesses have been used without their consent
    by [T3Media] for the purpose of advertising, selling, or
    soliciting purchases of the photographs themselves.” The
    complaint asserts claims for violation of California’s
    statutory right of publicity, Cal. Civ. Code § 3344, common
    1
    For example, the caption accompanying a picture of Magic
    Johnson provided: “Michigan State’s Earvin ‘Magic’ Johnson (33) looks
    pleased with his performance during the NCAA National Basketball
    Championships in Salt Lake City, UT, Special Events Center. Johnson
    was named Most Outstanding Player during the tournament with 17
    rebounds and 53 points. Michigan State defeated Indiana State 75-64 to
    win the title.”
    8                  MALONEY V. T3MEDIA, INC.
    law right of publicity, and Unfair Competition Law (UCL),
    Cal. Bus. & Prof. Code § 17200 et seq. 2
    In October 2014, T3Media moved to strike the complaint
    pursuant to California’s anti-SLAPP statute. Cal. Civ. Proc.
    Code § 425.16. T3Media argued that the federal Copyright
    Act preempts plaintiffs’ claims, that they are barred by the
    First Amendment, and that California’s statutory exemption
    for news, public affairs, or sports broadcasts or accounts
    precludes liability for any publicity-right violations. The
    district court granted T3Media’s motion to strike on March
    6, 2015, holding that the Copyright Act preempts plaintiffs’
    claims, and declining to reach the other defenses.
    According to the district court, the plaintiffs asserted
    rights that fell within the subject matter of copyright because
    their claims derived from the licensing of copyrighted
    photographs, which were original works of authorship fixed
    in a tangible medium of expression under the circumstances.
    The court rejected plaintiffs’ argument that a publicity-right
    claim involving a photograph is not subject to preemption.
    It distinguished between claims derived from “selling a
    2
    “A common law cause of action for appropriation of name or
    likeness may be pleaded by alleging (1) the defendant’s use of the
    plaintiff’s identity; (2) the appropriation of plaintiff’s name or likeness
    to defendant’s advantage, commercially or otherwise; (3) lack of
    consent; and (4) resulting injury.” Fleet v. CBS, Inc., 
    50 Cal. App. 4th 1911
    , 1918 (1996). In addition, “to plead the statutory remedy provided
    in Civil Code section 3344, there must also be an allegation of a knowing
    use of the plaintiff’s name, photograph or likeness for purposes of
    advertising or solicitation or purchases.” 
    Id. Further, “judicial
    construction of section 3344 has imposed an additional requirement. A
    ‘direct’ connection must be alleged between the use and the commercial
    purpose.” 
    Id. Lastly, plaintiffs’
    UCL claim is derivative of their
    publicity-right claims because it invokes alleged publicity-right
    violations as its basis.
    MALONEY V. T3MEDIA, INC.                     9
    copyrighted photograph containing an athlete’s likeness,”
    which it said require preemption, and claims based on “using
    the athlete’s likeness contained in the photograph for some
    other purpose,” which it said do not. The district court also
    concluded that plaintiffs were asserting rights equivalent to
    the exclusive rights contained in the Copyright Act because
    they did not identify a use of their names or likenesses
    “independent of the display, reproduction, and distribution
    of the copyrighted images in which they are depicted.”
    Lastly, the district court found that the plaintiffs’ UCL claim
    was derivative of the publicity-right claims, and thus
    concluded that it failed because the publicity-right claims
    were preempted by the Copyright Act. The court denied
    plaintiffs’ request for additional discovery because the
    identified topics did not bear on the issue of preemption. The
    court also acknowledged that plaintiffs had been afforded
    “an opportunity to amend and to conduct at least minimal
    discovery,” so it struck the complaint without leave to amend
    and dismissed the action with prejudice. The court later
    awarded attorneys’ fees in T3Media’s favor. Cal. Civ. Proc.
    Code § 425.16(c)(1). Plaintiffs filed a timely notice of
    appeal on April 24, 2015.
    JURISDICTION AND STANDARD OF REVIEW
    We have jurisdiction pursuant to 28 U.S.C. § 1291. “We
    review the district court’s grant of a special motion to strike
    de novo.” Graham-Sult v. Clainos, 
    756 F.3d 724
    , 735 (9th
    Cir. 2013). “The district court’s decision not to permit
    additional discovery pursuant to Federal Rule of Civil
    Procedure 56(f) is reviewed for abuse of discretion.”
    Metabolife Int’l, Inc. v. Wornick, 
    264 F.3d 832
    , 839 (9th Cir.
    2001).
    10              MALONEY V. T3MEDIA, INC.
    ANALYSIS
    California’s anti-SLAPP statute permits defendants to
    file a “special motion to strike” any “cause of action against
    a person arising from any act of that person in furtherance of
    the person’s right of petition or free speech under the United
    States Constitution or the California Constitution in
    connection with a public issue.” Cal. Civ. Proc. Code
    § 425.16(b)(1). “The anti-SLAPP statute was enacted to
    allow for early dismissal of meritless first amendment cases
    aimed at chilling expression through costly, time-consuming
    litigation.” Batzel v. Smith, 
    333 F.3d 1018
    , 1024 (9th Cir.
    2003) (quotation marks omitted). Its “burden-shifting
    mechanism” weeds out lawsuits “brought to deter common
    citizens from exercising their political or legal rights or to
    punish them for doing so.” Manzari v. Associated
    Newspapers Ltd., 
    830 F.3d 881
    , 887‒88 (9th Cir. 2016)
    (internal quotation marks omitted).
    At step one of the anti-SLAPP analysis, “the moving
    defendant must make a prima facie showing that the
    plaintiff’s suit arises from an act in furtherance of the
    defendant’s constitutional right to free speech.” Makaeff v.
    Trump Univ., LLC, 
    715 F.3d 254
    , 261 (9th Cir. 2013). At
    step two, assuming that showing has been made, the burden
    shifts to the plaintiff “to establish a reasonable probability
    that it will prevail on its claim[s].” 
    Id. Here, plaintiffs
    concede that their suit arises from acts in
    furtherance of T3Media’s right to free speech. That
    conclusion is sound because their claims stem from the
    publication and distribution of expressive photographs over
    MALONEY V. T3MEDIA, INC.                             11
    the Internet. 3 It is thus incumbent on plaintiffs to
    demonstrate a reasonable probability of prevailing on their
    challenged claims. T3Media insists that feat is impossible
    because the federal Copyright Act preempts plaintiffs’
    claims. We agree.
    Preemption under Section 301 of the Copyright Act
    The Copyright Act affords copyright owners the
    “exclusive rights” to display, perform, reproduce, or
    distribute copies of a copyrighted work, to authorize others
    to do those things, and to prepare derivative works based
    upon the copyrighted work. 17 U.S.C. § 106. The
    copyright, in other words, gives the owner “the right to
    control the work,” including the decision whether or not to
    3
    The anti-SLAPP statute recognizes four categories of protected
    speech and petitioning, including “any written or oral statement or
    writing made in a place open to the public or a public forum in
    connection with an issue of public interest,” Cal. Civ. Proc. Code
    § 425.16(e)(3), and “any other conduct in furtherance of the exercise of
    the constitutional right of petition or the constitutional right of free
    speech in connection with a public issue or an issue of public interest,”
    
    id. § 425.16(e)(4).
    T3Media’s conduct fits within the former category
    because it posted the photographs on Paya.com and “[w]eb sites
    accessible to the public . . . are ‘public forums’ for purposes of the anti-
    SLAPP statute.” Barrett v. Rosenthal, 
    40 Cal. 4th 33
    , 41 n.4 (2006); see
    also Safari Club Int’l v. Rudolph, 
    845 F.3d 1250
    , 1258‒60 (9th Cir.
    2017) (defendant’s posting of video on YouTube satisfied
    § 425.16(e)(4)). T3Media’s conduct also fits within the latter category
    because the photographs memorialize cherished moments in NCAA
    sports history, and California defines “an issue of public interest”
    broadly. See Nygard, Inc. v. Uusi-Kerttula, 
    159 Cal. App. 4th 1027
    ,
    1042‒44 (2008) (concluding an issue of public interest is “any” issue in
    which the public is interested); Rivero v. Am. Fed’n of State, Cty., and
    Mun. Emps., AFL-CIO, 
    105 Cal. App. 4th 913
    , 920, 924 (2003).
    12              MALONEY V. T3MEDIA, INC.
    make the work available to the public. Laws v. Sony Music
    Entm’t, Inc., 
    448 F.3d 1134
    , 1137 (9th Cir. 2006).
    Section 301 of the Act seeks “to preempt and abolish any
    rights under the common law or statutes of a State that are
    equivalent to copyright and that extend to works,” so long as
    the rights fall “within the scope of the Federal copyright
    law.” H.R. Rep. No. 94-1476, at 130 (1976). “We have
    adopted a two-part test,” in accordance with section 301, “to
    determine whether a state law claim is preempted by the
    Act.” 
    Laws, 448 F.3d at 1137
    . First, we decide “whether
    the ‘subject matter’ of the state law claim falls within the
    subject matter of copyright as described in 17 U.S.C. §§ 102
    and 103.” 
    Id. Second, assuming
    it does, we determine
    “whether the rights asserted under state law are equivalent to
    the rights contained in 17 U.S.C. § 106, which articulates the
    exclusive rights of copyright holders.” 
    Id. at 1138.
    Here, the parties joust solely with respect to step one and
    assert competing rules that seek to define the boundary
    between copyright preemption and state law rights of
    publicity.     Plaintiffs maintain that photograph-based
    publicity-right claims categorically fall outside the subject
    matter of copyright because such claims protect an
    individual’s persona, which itself cannot be fixed in a
    tangible medium of expression. T3Media, by contrast,
    insists that the publicity right protects against the non-
    consensual use of one’s name or likeness on merchandise or
    in advertising. T3Media would permit publicity-right claims
    to proceed in those contexts, but find preemption where, as
    here, a likeness has been captured in an artistic work and the
    work itself is being distributed for personal use.
    The right of publicity seeks to prevent commercial
    exploitation of an individual’s identity without that person’s
    MALONEY V. T3MEDIA, INC.                     13
    consent. See Hilton v. Hallmark Cards, 
    599 F.3d 894
    , 910
    (9th Cir. 2009) (stating that the “core” of the right of
    publicity is preventing “merchandising [of] a celebrity’s
    image without that person’s consent”); Facenda v. N.F.L.
    Films, Inc., 
    542 F.3d 1007
    , 1031 (3rd Cir. 2008) (stating that
    the “core” of the publicity right “is the right not to have one’s
    identity used in advertising”); Toney v. L’Oreal USA, Inc.,
    
    406 F.3d 905
    , 910 (7th Cir. 2005) (“The basis of a right of
    publicity claim concerns the message—whether the plaintiff
    endorses, or appears to endorse the product in question.”).
    Mindful of that premise, we conclude that a publicity-right
    claim is not preempted when it targets non-consensual use
    of one’s name or likeness on merchandise or in advertising.
    But when a likeness has been captured in a copyrighted
    artistic visual work and the work itself is being distributed
    for personal use, a publicity-right claim interferes with the
    exclusive rights of the copyright holder, and is preempted by
    section 301 of the Copyright Act.
    Here, Maloney and Judge do not contend that their
    likenesses were ever used on merchandise or in advertising.
    They challenge instead the copyright holder’s decision to
    distribute the copyrighted images themselves by selling
    consumers a non-exclusive license to download a chosen
    photograph from the NCAA Photo Library for non-
    commercial art use. Under these circumstances, the
    publicity-right claims and the derivative UCL claim
    challenge “control of the artistic work itself.” 
    Laws, 448 F.3d at 1142
    . Because plaintiffs seek to hold T3Media liable
    for exercising rights governed exclusively by copyright law,
    the claims are preempted by section 301 of the Copyright
    Act.
    14                 MALONEY V. T3MEDIA, INC.
    We derive these conclusions from the text of the
    Copyright Act, our precedents, the reasoning of other
    circuits, and a leading copyright treatise.
    1. Step One – The subject matter of the state law
    claims falls within the subject matter of
    copyright.
    a. The statutory text and our precedents.
    The “subject matter of copyright” embodies “original
    works of authorship fixed in any tangible medium of
    expression . . . from which they can be perceived,
    reproduced, or otherwise communicated, either directly or
    with the aid of a machine or device.” 17 U.S.C. § 102(a).
    “Works of authorship include,” among other things,
    “pictorial” works. 
    Id. §§ 102(a),
    (a)(5). Additionally, “[a]
    work is ‘fixed’ in a tangible medium of expression when its
    embodiment in a copy . . . is sufficiently permanent or stable
    to permit it to be perceived, reproduced, or otherwise
    communicated for a period of time of more than transitory
    duration.” 
    Id. § 101.
    Here, the publicity-right claims arise from the licensing
    of photographs, which plaintiffs concede are expressive
    “pictorial” works to which “[a] photographer contributes
    some original elements.” 4 There is also no doubt that a
    photograph is “sufficiently permanent” to permit it to be
    perceived “for more than transitory duration.” 17 U.S.C.
    § 101. The “‘subject matter’ of the state law claim[s]”—the
    4
    Amici Associated Press et al. insist that “[p]hotographers use their
    tools and artistic judgment by manipulating lighting, angle, positioning,
    and timing.”
    MALONEY V. T3MEDIA, INC.                             15
    photographs—therefore appears to fall within the subject
    matter of copyright. 
    Laws, 448 F.3d at 1137
    .
    Plaintiffs resist this conclusion by drilling down on the
    content of a publicity-right claim. Plaintiffs maintain that
    the right of publicity—as it pertains to photographs—
    protects against exploitation of an individual’s “likeness” or
    “persona.” Since those attributes “exist independent of any
    single photograph,” plaintiffs argue that photograph-based
    publicity-right claims categorically fall outside the “subject
    matter of copyright.” In other words, plaintiffs insist they do
    not assert any right in the particular photographic “works of
    authorship” at issue here. Instead, they claim that “the
    personal attributes protected by the right of publicity . . .
    cannot be ‘fixed’ in copyrightable form in the same way as
    an actor’s performance or an author’s writings.” 5
    Plaintiffs draw support for their position primarily from
    Downing v. Abercrombie & Fitch, 
    265 F.3d 994
    (9th Cir.
    2001). There, clothing retailer Abercrombie & Fitch
    developed a surfing theme for its catalog, which was the
    company’s “largest advertising vehicle.” 
    Id. at 999.
    As part
    of the campaign, Abercrombie purchased photographs
    depicting the plaintiffs taking part in the 1965 Makaha
    5
    See also MELVILLE B. NIMMER & DAVID NIMMER, NIMMER ON
    COPYRIGHT § 1.01[B][1][c] (Matthew Bender, Rev. Ed. 2016)
    [hereinafter “NIMMER”] (“The ‘work’ that is the subject of the right of
    publicity is the persona, i.e., the name and likeness of a celebrity or other
    individual. A persona can hardly be said to constitute a ‘writing’ of an
    ‘author’ within the meaning of the Copyright Clause of the
    Constitution.”); J. THOMAS MCCARTHY, THE RIGHTS OF PUBLICITY AND
    PRIVACY § 11:52 (2d ed. 2016) [hereinafter “MCCARTHY”] (“The picture
    is not the person. . . . There is only one underlying ‘persona’ of a person
    protected by the right of publicity. . . . [T]he exact image in [a]
    photograph is not the underlying ‘right’ asserted in a right of publicity
    case.”).
    16                 MALONEY V. T3MEDIA, INC.
    International Surf Championship in Hawaii. 
    Id. at 1000.
    Abercrombie used the photographs in a section of the catalog
    entitled “Surf Nekkid.” 
    Id. It also
    “decided to create t-shirts,
    exactly like those worn by the [plaintiffs] in the photograph,
    for sale in the upcoming issue.” 
    Id. These “Final
    Heat Tees”
    appeared in the catalog for sale two pages after the pictures
    of the plaintiffs. 
    Id. Abercrombie did
    not obtain at any time
    the plaintiffs’ permission to use the photographs in the
    catalog. 
    Id. We held
    that section 301 of the Copyright Act did not
    preempt plaintiffs’ publicity-right claims. 
    Id. at 1005.
    We
    reasoned that “it is not the publication of the photograph
    itself, as a creative work of authorship, that is the basis for
    [plaintiffs’] claims, but rather, it is the use of the [plaintiffs’]
    likenesses and their names pictured in the published
    photograph.” 
    Id. at 1003.
    We observed that “[a] person’s
    name or likeness is not a work of authorship within the
    meaning of 17 U.S.C. § 102.” 
    Id. at 1004.
    “This is true,”
    we said, “notwithstanding the fact that [plaintiffs’] names
    and likenesses are embodied in a copyrightable
    photograph.” 6 
    Id. 6 Downing
    relied on two other decisions that plaintiffs likewise rely
    on here. In Brown v. Ames, 
    201 F.3d 654
    (5th Cir. 2000), a record
    company misappropriated “the names and likenesses” of “individual
    blues musicians, songwriters, [and] music producers” on the company’s
    CD’s, tapes, catalogs, and posters. 
    Id. at 656‒57.
    The Fifth Circuit
    found that preemption does not apply because “the tort of
    misappropriation of a name or likeness protects a person’s persona[,]”
    and “[a] persona does not fall within the subject matter of copyright.”
    
    Id. at 658.
    In KNB Enterprises v. Matthews, 
    78 Cal. App. 4th 362
    (2000),
    the defendant displayed some of the plaintiff’s erotic photographs on its
    website to attract viewers to the site, where it charged customers a
    monthly fee to view similar photographs. 
    Id. at 366.
    The court declined
    MALONEY V. T3MEDIA, INC.                       17
    Contrary to plaintiffs’ argument, Downing did not mint
    a categorical rule that publicity-right claims “relating to a
    likeness in a photograph” are not subject to preemption.
    Instead, we said that when the “use” of a likeness forms the
    “basis” of a publicity-right claim, the claim is not preempted.
    
    Downing, 265 F.3d at 1103
    ‒04. We did not state that a
    likeness is the “basis” of a publicity-right claim any time it
    is fixed in a photograph. The crux of the issue is thus
    deciding when a publicity-right claim seeks to vindicate
    misuse of an individual’s likeness, as opposed to merely
    interfering with the distribution, display, or performance of
    a copyrighted work.
    On that point, plaintiffs rely almost entirely on the idea
    that a theoretical line should separate publicity-right claims
    based on photographs from other works protected by the
    Copyright Act. They insist that “[a] different preemption
    rule applies to right-of-publicity claims arising from
    performances in film and sound recordings as opposed to
    those arising from a mere likeness in a photograph,” and that
    the latter type of claim is not subject to preemption because
    “[u]nlike a performance, a person’s mere likeness is not a
    copyrightable contribution to a photograph.”
    The text of the Copyright Act does not support plaintiffs’
    construction. Section 301 draws no distinction among
    different types of copyrighted works when it comes to
    to find that the plaintiffs’ publicity-right claims were subject to
    preemption “because a human likeness is not copyrightable, even if
    captured in a photograph.” 
    Id. at 365.
    Neither decision supports
    plaintiffs’ argument here because both cases involve the use of an
    individual’s likeness on unrelated merchandise or in advertising.
    18                    MALONEY V. T3MEDIA, INC.
    federal preemption. 7 See 17 U.S.C. § 301(a). It directs
    attention to sections 102 and 103, which list the categories
    of works in which copyright protection subsists, suggesting
    that the same preemption rule applies to all works that are
    contained within the “subject matter of copyright.” 
    Id. § 102.
    Given that “pictorial” works appear on that list
    alongside “motion pictures” and “sound recordings,” 
    id. § 102(a)(5)‒(7),
    there is no textual basis to carve out a
    preemption rule that applies solely to photographs.
    Moreover, our precedents clarify that the distinction
    pertinent to the preemption of a publicity-right claim is not
    the type of copyrightable work at issue, but rather the way in
    which one’s name or likeness is affected by the use of the
    copyrighted work.
    For example, in Downing, the publicity-right claim was
    not permitted to proceed simply because an individual’s
    likeness was fixed in a photograph. Indeed, it was “not the
    publication of the photograph itself, as a creative work of
    authorship,” that formed the basis of the publicity-right
    7
    Section 301(a) provides that
    On and after January 1, 1978, all legal or equitable
    rights that are equivalent to any of the exclusive rights
    within the general scope of copyright as specified by
    section 106 in works of authorship that are fixed in a
    tangible medium of expression and come within the
    subject matter of copyright as specified by sections
    102 and 103, whether created before or after that date
    and whether published or unpublished, are governed
    exclusively by this title. Thereafter, no person is
    entitled to any such right or equivalent right in any
    such work under the common law or statutes of any
    State.
    17 U.S.C. § 301(a) (emphasis added).
    MALONEY V. T3MEDIA, INC.                          19
    
    claim. 265 F.3d at 1103
    . Instead, it was the unauthorized
    “use of the [plaintiffs’] likenesses” to advertise Abercrombie
    products, and the creation of “t-shirts, exactly like those
    worn by the [plaintiffs] in the photograph, for sale” in
    Abercrombie’s catalog. 
    Id. The plaintiffs
    sustained injury
    to their individual “personas” because their likenesses were
    exploited commercially without their consent. The plaintiffs
    were not seeking to use the right of publicity simply to
    prevent “publication” of an artistic, visual work.
    Laws bolsters the interpretation that preemption turns on
    how a copyrighted photograph is used. In particular, Laws
    distinguished Downing as a case “involv[ing] photographs
    used in advertising.” 
    Id. at 1141
    (emphasis added). We
    observed that “Abercrombie went well beyond the mere
    republication of the photograph. . . . Rather, it published the
    photo in connection with a broad surf-themed advertising
    campaign, identified the plaintiffs-surfers by name, and
    offered for sale the same t-shirts worn by the plaintiffs in the
    photo.” 
    Id. Importantly, we
    said that “[Abercrombie] had
    suggested that the surfers had endorsed Abercrombie’s t-
    shirts. Accordingly, [Downing] concluded that ‘it is not the
    publication of the photograph itself . . . that is the basis for
    [plaintiffs’] claims, but rather, it is the use of the [plaintiffs’]
    likenesses and their names pictured in the published
    photographs.’” 8 
    Id. (quoting Downing,
    265 F.3d at 1003)
    (emphasis added). Laws strongly implies that misuse of an
    individual’s likeness is the “basis” of a publicity-right claim
    when the name or image is exploited in advertising or on
    merchandise. It correspondingly implies that one’s likeness
    8
    Laws also distinguished Brown—a case plaintiffs rely on—as one
    where preemption was not appropriate because the likenesses were used
    on “compact disks, tapes, catalogs, and posters.” 
    Laws, 448 F.3d at 1141
    (citing 
    Brown, 201 F.3d at 656
    ‒57).
    20              MALONEY V. T3MEDIA, INC.
    does not form the basis of a publicity-right claim when “the
    tort action challenges control of the artistic work itself,” 
    id. at 1142,
    or involves “the mere republication of the
    photograph,” 
    id. at 1141.
    In further support of this interpretation, Laws appears to
    reject plaintiffs’ reading of Fleet v. CBS Inc., 
    50 Cal. App. 4th
    1911 (1996). In Fleet, the plaintiffs were actors in a film,
    White Dragon, to which the defendant, CBS, Inc., owned the
    copyright. 
    Id. at 1914.
    Having been denied certain
    compensation, plaintiffs sued CBS alleging that CBS “did
    not have permission to utilize their names, pictures, or
    likenesses in conjunction with any exploitation of the film.”
    
    Id. CBS released
    the film anyway and included a picture of
    one of the plaintiffs “on the packaging and [in] advertising
    materials.” 
    Id. at 1915.
    The court held that section 301 of
    the Copyright Act preempted the plaintiffs’ publicity-right
    claims. 
    Id. at 1919.
    It “agree[d] that as a general proposition
    Civil Code section 3344 is intended to protect rights which
    cannot be copyrighted.” 
    Id. But it
    found that the
    “[plaintiffs’] analysis crumbles in the face of one obvious
    fact: their individual performances in the film White Dragon
    were copyrightable.” 
    Id. Once the
    “performances were put
    on film, they became ‘dramatic work[s]’ ‘fixed in [a]
    tangible medium of expression.’” 
    Id. (quoting 17
    U.S.C.
    § 102(a)). “At that point,” the court said, “the performances
    came within the scope or subject matter of copyright law
    protection.” 
    Id. at 1919‒20.
    Given that the publicity-right
    claims sought “only to prevent CBS from reproducing and
    distributing [plaintiffs’] performances in the film,” the court
    concluded that “the[] claims must be preempted by federal
    copyright law.” 
    Id. at 1919.
    Maloney and Judge read Fleet’s holding to be limited to
    preemption of dramatic performances, and not to include
    MALONEY V. T3MEDIA, INC.                     21
    photographs, because it observes that “[t]he celebrity who
    has merely had his picture taken has not engaged in a
    ‘dramatic work’ or other ‘work of authorship,’ and, as
    Professor Nimmer said, would be afforded no protection
    under federal copyright law.” 
    Id. at 1920.
    They believe
    Fleet supports their line between photographs and dramatic
    performances because Fleet adds “if not for state law, [the
    celebrity who had his picture taken] would have no remedy
    against those who would misappropriate his image for their
    own gain.” 
    Id. (emphasis added).
    The “state law,” of course,
    is the right of publicity, so plaintiffs read Fleet to support a
    dichotomy between likenesses in photographs and
    likenesses in other copyrightable works.
    Laws explains that in Fleet, however, “[s]ince CBS’s use
    of plaintiffs’ likenesses did not extend beyond the use of the
    copyrighted material it held, there was no right of publicity
    at issue, aside from the actors’ performances.” 
    Id. at 1143
    (emphasis added). Laws does not read Fleet, as plaintiffs
    contend, to draw a line between photographs and
    performances. Instead, it endorses the practice of looking at
    how one’s likeness is affected by “the use of the copyrighted
    material”—whether that material is a photograph or
    something else.
    Laws itself illustrates the same point. There, Debra Laws
    recorded a song, “Very Special,” to which Elektra obtained
    the copyright. 
    Id. at 1136.
    Sony then obtained a license from
    Elektra to sample Laws’ recording of “Very Special” in a
    song by Jennifer Lopez and L.L. Cool J. 
    Id. After the
    song
    became a hit, Laws brought publicity-right claims alleging
    that Sony’s use of “Very Special” misappropriated her name
    and voice. 
    Id. We held
    that section 301 of the Copyright
    Act preempted the publicity-right claims. 
    Id. 22 MALONEY
    V. T3MEDIA, INC.
    We distinguished cases where the defendant obtained a
    license to a song and then imitated the singer’s voice, which
    we said did not necessitate preemption because
    misappropriation of the voice itself was the subject of those
    publicity-right claims. 
    Id. at 1140‒41.
    By contrast, we
    concluded “it is clear that federal copyright law preempts a
    claim alleging misappropriation of one’s voice when the
    entirety of the allegedly misappropriated vocal performance
    is contained within a copyrighted medium.” 
    Id. at 1141
    .
    Applying that rule, we concluded that Laws’s publicity-right
    claim “challenge[d] control of the artistic work itself” and
    “could hardly be more closely related to the subject matter
    of the Copyright Act” because Sony had merely licensed
    copyrighted content and “did not use Laws’s image, name,
    or the voice recording in any promotional materials.” 
    Id. at 1142.
    Laws is significant in another respect—it considered the
    argument “that the subject matter of a copyright claim and a
    right of publicity claim are substantively different.” 
    Id. at 1139.
    Like plaintiffs here, Laws argued “that a copyright
    claim protects ownership rights to a work of art, while a right
    of publicity claim concerns the right to protect one’s persona
    and likeness.” 
    Id. Sony responded
    that “the subject matter
    of a right of publicity [claim] in one’s voice is not different
    from a copyright claim when the voice is embodied within a
    copyrighted sound recording.” 
    Id. Sony added
    that “once a
    voice becomes part of a sound recording in a fixed tangible
    medium it comes within the subject matter of copyright.” 
    Id. We sided
    with Sony. We acknowledged that “California
    law recognizes an assertable interest in the publicity
    associated with one’s voice.” 
    Id. at 1141
    . But again, we
    held “that federal copyright law preempts a claim alleging
    misappropriation of one’s voice when the entirety of the
    MALONEY V. T3MEDIA, INC.                    23
    allegedly misappropriated vocal performance is contained
    within a copyrighted medium.” 
    Id. Finally, our
    most recent decision in this area further
    buttresses the concept that whether a right of publicity claim
    is preempted turns on the way in which one’s name or
    likeness is affected by the use of a copyrighted work. In
    Jules Jordan Video, Inc. v. 144942 Canada Inc., 
    617 F.3d 1146
    (9th Cir. 2010), an actor who retained the copyright to
    the adult films in which he performed sued a video company
    for “replic[ating] and distribut[ing] a number of [his]
    copyrighted DVDs without license or authority.” 
    Id. at 1151.
    The actor brought publicity-right claims alleging that
    the defendants “misappropriated his name and ‘persona,’ in
    addition to his dramatic performance.’” 
    Id. at 1153.
    The
    actor contended that his publicity rights were offended by
    the “unauthorized reproduction, counterfeiting, and sale” of
    his copyrighted works. 
    Id. Thus, he
    maintained, “the factual
    basis of his right of publicity claim was the unauthorized
    reproduction of his performance on the DVDs.” 
    Id. at 1154.
    We held that the Copyright Act preempted the publicity-
    right claims because the actor’s assertion that “defendants
    misappropriated his name and persona [wa]s based entirely
    on the misappropriation of the DVDs and [the actor’s]
    performance therein.” 
    Id. at 1153.
    In other words, the actor
    was objecting to the unauthorized distribution and
    republication of a copyrighted work, not the exploitation of
    his likeness on an unrelated product or in advertising. We
    also considered the actor’s argument “that it is the use of his
    name and likeness on the covers of the counterfeit DVDs that
    violated his right of publicity.” 
    Id. at 1154.
    We concluded
    that even under that theory, the publicity-right claims would
    still be preempted because “the pictures on the covers of the
    24                 MALONEY V. T3MEDIA, INC.
    DVDs are ‘still shots’ of the copyrighted video
    performance.” 
    Id. In sum,
    our cases clarify that a publicity-right claim may
    proceed when a likeness is used non-consensually on
    merchandise or in advertising. But where a likeness has
    been captured in a copyrighted artistic visual work and the
    work itself is being distributed for personal use, a publicity-
    right claim is little more than a thinly disguised copyright
    claim because it seeks to hold a copyright holder liable for
    exercising his exclusive rights under the Copyright Act. 9
    b. Persuasive authority.
    A trio of cases out of the Third and Eighth Circuits lends
    further support to this conclusion. In Facenda v. N.F.L.
    Films, Inc., 
    542 F.3d 1007
    (3rd Cir. 2008), the Third Circuit
    considered a clash between “the right of publicity” and “the
    exploitation of a defendant’s copyright.” 
    Id. at 1028.
    The
    plaintiff had narrated several NFL films, and the defendant
    repurposed some of those copyrighted clips for use “in a
    cable-television production about the football video game
    ‘Madden NFL 06.’” 
    Id. at 1011.
    Consistent with our
    holding that there is no categorical preemption rule
    separating photographs from everything else, the court stated
    that “[w]here a defendant in a right-of-publicity claim
    9
    The fact that the non-exclusive licenses were sold for a profit and
    their price does not alter our analysis. The copyrighted works in Laws
    and Jules Jordan were also sold, but the publicity-right claims were still
    preempted. See 
    Laws, 448 F.3d at 1136
    ; Jules 
    Jordan, 617 F.3d at 1150
    ‒
    51. More to the point, T3Media’s decision to license expressive works
    for a fee does not change the fact that the publicity-right claims target
    the display and distribution of copyrighted photographs for personal use.
    Moreover, copyright holders are allowed to commercially exploit their
    copyrights by exercising their exclusive rights under the Copyright Act.
    MALONEY V. T3MEDIA, INC.                          25
    obtained a copyright in a work featuring the plaintiff, courts
    must separate legitimate exploitations of what Congress
    intended to be a copyright holder’s exclusive rights from
    particular uses that infringe the right of publicity.” 
    Id. at 1028
    (emphasis added).
    Turning to that task, the court observed that “when
    defendants use the work ‘for the purposes of trade,’ such as
    in an advertisement, plaintiffs’ right-of-publicity claims
    have not been held to be preempted.” 
    Id. at 1029
    (citing
    NIMMER § 1.01[B][3][b][iv][l]).       Conversely, “when
    defendants’ uses constitute ‘expressive works,’ right-of-
    publicity claims have been preempted.” 
    Id. Applying that
    distinction, the Third Circuit concluded
    that preemption was not appropriate because “[t]he NFL
    used the sound recordings of [the plaintiff’s] voice in a
    television production promoting the video game.” 
    Id. at 1030.
    This was “akin to advertising,” 
    id., and the
    “core” of
    the publicity right, according to the court, “is the right not to
    have one’s identity used in advertising.” 10 
    Id. at 1031.
    10
    The Third Circuit also “emphasize[d] that courts must
    circumscribe the right of publicity so that musicians, actors, and other
    voice artists do not get a right that extends beyond commercial
    advertisements to other works of artistic expression.” 
    Facenda, 542 F.3d at 1032
    . Should courts neglect that task, then “[i]n addition to
    copyrights, entertainment companies would need additional licenses for
    artists’ rights of publicity in every case.” 
    Id. Facenda proceeded
    with
    the above analysis under the banner of “conflict preemption,” but it
    treated the framework as similarly applicable to the context of express
    preemption under section 301. See 
    id. at 1029
    n.13. As to express
    preemption, Facenda found the publicity-right claim was directed to the
    plaintiff’s actual voice, and thus fell outside the subject matter of
    copyright. 
    Id. at 1027‒28.
    26              MALONEY V. T3MEDIA, INC.
    In Ray v. ESPN, Inc., 
    783 F.3d 1140
    (8th Cir. 2015), the
    Eighth Circuit applied the same distinction that guided the
    Third Circuit in Facenda. The plaintiff in Ray was a
    professional wrestler whose matches were filmed. 
    Id. at 1141
    . Defendant ESPN re-telecast those films without
    obtaining the plaintiff’s consent. 
    Id. at 1141
    ‒42. The court
    found that the filming of the plaintiff’s wrestling
    performances “clearly generated” an original work of
    authorship fixed in a tangible medium of expression. 
    Id. at 1143
    . It thus concluded that the subject matter of the
    publicity-right claim fell within the subject matter of
    copyright because the claim was based on the distribution of
    copyrighted material. 
    Id. In response
    to the plaintiff’s
    argument that misuse of his likeness was the “true focal
    point” of the case, the court maintained that the publicity-
    right claim was preempted because “ESPN did not use [the
    plaintiff’s] likeness or name in an advertisement without his
    permission to promote its commercial products.” 
    Id. at 1143
    ‒44 (internal quotation mark omitted).
    A year later, the Eighth Circuit revisited the issue in
    Dryer v. National Football League, 
    814 F.3d 938
    (8th Cir.
    2016). There, three NFL players argued that their publicity
    rights were violated by use of their game footage in various
    NFL films, which subsequently were licensed and broadcast
    to the public. 
    Id. at 941.
    They maintained that their
    “performances in football games” were “part of their
    identities rather than ‘fixed’ works eligible for copyright
    protection.” 
    Id. at 942.
    The court acknowledged that
    athletic performances are not copyrightable, but found “the
    Copyright Act specifically includes within its purview fixed
    MALONEY V. T3MEDIA, INC.                           27
    recordings of such live performances.” 11 
    Id. Continuing, the
    court observed that “a right-of-publicity suit challenging
    the use of a copyrighted work in a commercial advertisement
    could have purposes unrelated to the aims of copyright law.”
    
    Id. at 943
    (emphasis added). But it said that “[w]hen a right-
    of-publicity suit challenges the expressive, non-commercial
    use of a copyrighted work, . . . that suit seeks to subordinate
    the copyright holder’s right to exploit the value of that work
    to the plaintiff’s interest in controlling the work’s
    dissemination.” 
    Id. Because the
    plaintiffs “d[id] not
    challenge the NFL’s use of their likenesses or identities in
    any context other than the publication of th[e] game
    footage,” the court held that the right-of-publicity claims fell
    within the subject matter of copyright. 
    Id. at 942.
    A leading copyright treatise invoked by the Third and
    Eighth Circuits further bolsters our conclusion. Nimmer on
    Copyright suggests that the right of publicity should be
    construed in accordance with the Restatement of Unfair
    Competition, “which limits liability to misappropriation for
    the purposes of trade.” See NIMMER § 1.01[B][3][b][iv]
    (internal quotation marks omitted). According to the
    Restatement, “[t]he name, likeness, and other indicia of a
    person’s identity are used ‘for purposes of trade’” if they are
    used “in advertising the user’s goods or services, or are
    placed on merchandise marketed by the user, or are used in
    connection with services rendered by the user.” Restatement
    11
    This holding belies plaintiffs’ assertion that their claims should
    not be preempted because one’s likeness is not a “copyrightable
    contribution to photograph.” In Dryer, the athletic performances were
    likewise not copyrightable contributions, but the claims still fell within
    the purview of copyright because the performances were fixed in a
    film—a tangible medium of expression.
    28                 MALONEY V. T3MEDIA, INC.
    (Third) of Unfair Competition § 47. Use for “purposes of
    trade” would not ordinarily include “the use of a person’s
    identity in news reporting, commentary, entertainment,
    works of fiction or nonfiction, or in advertising that is
    incidental to such uses.” 
    Id. The “use
    for trade” considerations can almost perfectly
    distinguish between the cases finding preemption 12 and
    those permitting publicity-right claims to proceed. 13 As our
    precedents reflect, the crucial distinction is not between
    12
    The cases finding preemption concern the display or reproduction
    of copyrighted expressive works. See, e.g., Jules 
    Jordan, 617 F.3d at 1150
    –51 (distribution of film in which plaintiff acted); 
    Laws, 448 F.3d at 1136
    (licensing of song in which plaintiff sang); Fleet, 
    50 Cal. App. 4th
    at 1914 (distribution of movie in which plaintiff acted).
    13
    These cases involved an imitation of Bette Midler’s voice to
    advertise Ford Cars, Midler v. Ford Motor Co., 
    849 F.2d 460
    , 461 (9th
    Cir. 1988), an imitation of Tom Waits’ voice to advertise Doritos, Waits
    v. Frito-Lay, Inc., 
    978 F.2d 1093
    , 1096 (9th Cir. 1992), a robot
    resembling Vanna White to advertise televisions, White v. Samsung
    Elecs. Am., Inc., 
    971 F.2d 1395
    , 1396 (9th Cir. 1992), robots resembling
    characters from Cheers used to draw customers to a bar, Wendt v. Host
    Int’l, Inc., 
    125 F.3d 806
    , 809 (9th Cir. 1997), a photograph of a model
    used to advertise hair products, Toney v. L’Oreal USA, Inc., 
    406 F.3d 905
    , 907 (7th Cir. 2005), a photograph of surfers used to advertise and
    sell Abercrombie clothes, 
    Downing, 265 F.3d at 999
    –1000, images of
    The Three Stooges used to sell t-shirts, Comedy III Prods., Inc. v. Gary
    Saderup, Inc., 
    25 Cal. 4th 387
    , 393 (2001), use of an announcer’s voice
    to promote a video game, 
    Facenda, 542 F.3d at 1011
    , and use of student-
    athlete likenesses to sell a video game, Keller v. Elec. Arts Inc. (In re
    NCAA Student-Athlete Name & Likeness Licensing Litigation), 
    724 F.3d 1268
    , 1271 (9th Cir. 2013).
    MALONEY V. T3MEDIA, INC.                           29
    categories of copyrightable works, but how those
    copyrighted works are used. 14
    c. Application
    As noted, Maloney and Judge do not allege that their
    names and likenesses were ever used in connection with the
    sale of any merchandise. Nor do they contend that their
    likenesses were ever used in any advertising. Instead, the
    copyrighted images themselves were licensed to individuals
    for “non-commercial art use.” Moreover, the licensees of
    the Maloney and Judge photos did not obtain “any right or
    license to use the name or likeness of any individual . . . in
    connection with or as an express or implied endorsement of
    any product or service.”
    Plaintiffs’ publicity-right claims and the derivative UCL
    claim challenge “control of the artistic work itself.” 
    Laws, 448 F.3d at 1142
    . Pursuant to Laws, the subject matter of
    the state law claims therefore falls within the subject matter
    of copyright.
    We believe that our holding strikes the right balance by
    permitting athletes to control the use of their names or
    14
    The McCarthy treatise echoes this conclusion. See MCCARTHY
    § 11:52 (“In some unusual cases, the use of an image of a person may be
    preempted by copyright law because the only use the defendant is
    charged with is copying or selling the image itself with no use in
    advertising and no use to enhance a separate product. For example, a
    photo archive that merely sells reproductions of photos of athletes is not
    infringing the right of publicity of the pictured athletes. Since the vast
    majority of athletes (both professional and amateur) do not own
    copyright in such photos, they have no right to control the mere
    reproduction and sale of their photos per se.”).
    30                 MALONEY V. T3MEDIA, INC.
    likenesses on merchandise or in advertising, while
    permitting photographers, the visual content licensing
    industry, art print services, the media, and the public, to use
    these culturally important images for expressive purposes.
    Plaintiffs’ position, by contrast, would give the subject of
    every photograph a de facto veto over the artist’s rights
    under the Copyright Act, and destroy the exclusivity of rights
    that Congress sought to protect by enacting the Copyright
    Act. 15
    2. Step Two – The rights plaintiffs assert are
    equivalent to rights within the general scope
    of copyright.
    At the second step, we determine whether the rights
    plaintiffs assert under state law are “equivalent to rights
    within the general scope of copyright as specified by section
    106 of the Copyright Act.” 
    Laws, 448 F.3d at 1143
    (quoting
    Del Madera Props. v. Rhodes & Gardner, 
    820 F.2d 973
    , 977
    (9th Cir. 1987)). Section 106 affords copyright owners the
    “exclusive rights” to display, perform, reproduce, or
    distribute copies of a copyrighted work, to authorize others
    to do those things, and to prepare derivative works based
    upon the copyrighted work. 17 U.S.C. § 106. “To survive
    preemption, the state cause of action must protect rights
    which are qualitatively different from the copyright rights.
    The state claim must have an extra element which changes
    15
    Notably, Laws expressed a similar concern when describing Fleet.
    It said that “the plaintiffs’ right of publicity claim was a question of
    control over the distribution . . . of a movie CBS 
    owned.” 448 F.3d at 1143
    . Thus, “[h]ad the court [not found preemption], each actor could
    claim that any showing of the film violated his right to control his image
    and persona.” 
    Id. We are
    similarly mindful of the potential for that
    outcome here.
    MALONEY V. T3MEDIA, INC.                          31
    the nature of the action.” 
    Laws, 448 F.3d at 1143
    (quoting
    Del 
    Madera, 820 F.2d at 977
    ).
    As a threshold matter, plaintiffs waived any argument
    that the rights they assert are not equivalent to rights within
    the general scope of copyright. They did not argue the issue
    in their briefs, and we do not review issues raised only by
    amicus curiae. Russian River Watershed Prot. Comm. v.
    City of Santa Rosa, 
    142 F.3d 1136
    , 1141 (9th Cir. 1998).
    Even had they made the argument, the district court
    nonetheless was correct to conclude that the rights plaintiffs
    assert are no different than the rights contained within the
    general scope of the Copyright Act.
    The complaint asserts statutory and common law
    publicity-right claims, and a claim for a violation of the
    UCL. Plaintiffs, however, do not identify any use of their
    likenesses independent of the display, reproduction, and
    distribution of the copyrighted material in which they are
    depicted. We have held that under those circumstances,
    none of plaintiffs’ claims is qualitatively different from a
    copyright claim. See 
    Laws, 448 F.3d at 1144
    (holding that
    “[t]he mere presence of an additional element (‘commercial
    use’) in section 3344 is not enough to qualitatively
    distinguish [a] right of publicity claim from a claim in
    copyright”); see also 
    id. at 1143‒44
    (“squarely reject[ing]”
    the argument that a UCL claim is qualitatively different than
    a copyright claim under circumstances analogous to here). 16
    16
    The elements of a common law right-of-publicity claim are
    subsumed within those of a statutory claim. See Fleet, 
    50 Cal. App. 4th
    at 1918. Thus, Laws necessarily concluded that the singer’s common
    law publicity-right claim asserted rights equivalent to copyright rights.
    See 
    Laws, 448 F.3d at 1136
    (noting singer brought both statutory and
    common law publicity-right claims).
    32                 MALONEY V. T3MEDIA, INC.
    CONCLUSION
    Under the circumstances presented here, the “‘subject
    matter’ of the state law claim[s] falls within the subject
    matter of copyright” and “the rights asserted under state law
    are equivalent to the rights contained in 17 U.S.C. § 106.”
    
    Laws, 448 F.3d at 1137
    , 1138. The federal Copyright Act
    therefore preempts the plaintiffs’ publicity-right claims and
    the derivative UCL claim. In light of that holding, plaintiffs’
    cannot demonstrate a reasonable probability of prevailing on
    their challenged claims. The district court did not err in
    granting T3Media’s special motion to strike.17
    We AFFIRM the district court’s order granting
    T3Media’s special motion to strike and dismissing plaintiffs’
    claims without leave to amend. Appellants shall bear costs
    on appeal. Fed. R. App. P. 39(a)(2).
    17
    The district court also did not abuse its discretion in deciding not
    to permit additional discovery. The identified topics did not bear on the
    issue of preemption. Moreover, given that the claims are preempted, any
    additional discovery would have been futile. We also do not reach
    T3Media’s other asserted defenses in light of our holding regarding
    preemption.
    

Document Info

Docket Number: 15-55630

Citation Numbers: 853 F.3d 1004

Filed Date: 4/5/2017

Precedential Status: Precedential

Modified Date: 1/12/2023

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