United States v. Rodney Joseph, Jr. , 465 F. App'x 690 ( 2012 )

FILED
NOT FOR PUBLICATION JAN 10 2012
MOLLY C. DWYER, CLERK
UNITED STATES COURT OF APPEALS U .S. C O U R T OF APPE ALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 09-10289
Plaintiff - Appellee, D.C. No. 1:06-cr-00080-SOM-
BMK-2
v.
RODNEY JOSEPH, Jr., MEMORANDUM *
Defendant - Appellant.
UNITED STATES OF AMERICA, No. 09-10441
Plaintiff - Appellee, D.C. No. 1:06-cr-00080-SOM-
BMK-2
v.
RODNEY JOSEPH, Jr.,
Defendant - Appellant.
*
This disposition is not appropriate for publication and is not precedent
except as provided by 9th Cir. R. 36-3.
UNITED STATES OF AMERICA, No. 09-10499
Plaintiff - Appellee, D.C. No. 1:06-cr-00080-SOM-
BMK-5
v.
ETHAN MOTTA, AKA Malu,
Defendant - Appellant.
UNITED STATES OF AMERICA, No. 10-10114
Plaintiff - Appellee, D.C. No. 1:06-cr-00080-SOM-
BMK-2
v.
RODNEY JOSEPH, Jr.,
Defendant - Appellant.
Appeal from the United States District Court
for the District of Hawaii
Susan Oki Mollway, Chief District Judge, Presiding
Argued and Submitted December 9, 2011
San Francisco, California
Before: ALARCÓN, CALLAHAN, and N.R. SMITH, Circuit Judges.
Defendants-Appellants Rodney Joseph, Jr. and Ethan Motta appeal their
convictions under the Racketeer Influenced and Corrupt Organizations (“RICO”)
statute, 18 U.S.C. §§ 1961-1968, and the Violent Crime in Aid of Racketeering
(“VICAR”) statute, id. § 1959. Joseph also appeals from the district court’s orders
denying his motions for a new trial.1 We have jurisdiction over these appeals
pursuant to 28 U.S.C. § 1291. Finding no error in the district court’s rulings, we
affirm the convictions and the orders denying a new trial.2
Joseph and Motta were members of groups competing to provide security for
illegal gambling rooms in Honolulu, Hawaii. In 2003, they successfully took over
the security for rooms owned and operated by Kai Ming Wang from a group run by
Lepo Taliese, but Taliese re-asserted control in early 2004. On January 7, 2004,
the two groups met at a golf course in Oahu. Joseph, Motta, and co-defendant
Kevin Gonsalves shot Taliese and two other men from Taliese’s group. Taliese
and one of the other men died. The jury convicted Joseph and Motta of conducting
racketeering activity, conspiring to conduct racketeering activity, operating an
illegal gambling room, and murder and attempted murder in aid of racketeering.
The jury also convicted Joseph of assault with a dangerous weapon in aid of
racketeering. Both defendants received life sentences. Joseph and Motta appeal
their convictions on 15 grounds.
1
These motions were predicated upon issues Joseph raises in his appeal
from his conviction.
2
We restate the facts and procedural history only as necessary to explain our
decision.
3
1. The district court did not abuse its discretion in rejecting the
defendants’ plea agreements or in denying the government’s motions for
downward departures. The district court correctly determined that, under the
VICAR statute, Joseph and Motta would be required to serve life sentences unless
it granted downward departures. See 18 U.S.C. § 1959(a). The district court did
not abuse its discretion in denying downward departures because there was little, if
any, evidence that Joseph or Motta did anything more than plead guilty.
2. Motta’s counsel did not provide ineffective assistance of counsel in
conjunction with Motta’s plea agreement. Although Motta’s counsel did not
advise him of the VICAR statute’s mandatory minimum sentence when Motta
signed the plea agreement and pleaded guilty, his counsel nonetheless negotiated a
plea agreement with a reduced sentence and secured a government motion for
downward departure to effectuate that sentence. This representation was
objectively reasonable. Moreover, Motta cannot show that he suffered any
prejudice; he had no constitutional right to enter into a plea agreement or to a
downward departure, and he would have made the same choices if he had known
about the mandatory minimum sentence. See Hill v. Lockhart, 474 U.S. 52, 59
(1985).
4
3. The district judge did not abuse her discretion in declining to recuse
herself. Under Fed. R. Crim. P. 32(e), the district court was permitted to, and did,
review Joseph and Motta’s presentence investigation reports (“PSRs”) after Joseph
and Motta pleaded guilty. Neither 28 U.S.C. § 455(a) or 455(b) required the
district judge’s recusal because there was no evidence her impartiality might
reasonably be questioned. The opinions she expressed after her exposure to
information in the PSRs, and to co-defendant Kevin Gonsalves’s plea agreement
and plea colloquy, did not “display a deep-seated favoritism or antagonism that
would make fair judgment impossible.” Liteky v. United States, 510 U.S. 540, 555
(1994). The defendants also fail to show that they suffered any prejudice due to
the district judge’s alleged bias.
4. The district court did not abuse its discretion in denying Joseph’s
motion to transfer venue due to pretrial publicity. Joseph suffered no actual
prejudice because the jury was carefully selected and showed no bias, and Joseph
stated that he had no objection to its composition or manner of selection. The
district court also dismissed the only two individuals to whom Joseph objected.
No presumption of prejudice was warranted because the pretrial publicity occurred
well before the trial started and in a large community, and the publicity was
5
factual, not inflammatory, in nature. See Skilling v. United States, -- U.S. -- , 130
S. Ct. 2896, 2915 (2010); Hayes v. Ayers, 632 F.3d 500, 508 (9th Cir. 2011).
5. The district court correctly concluded that Joseph waived the
attorney-client privilege by asserting that his counsel provide ineffective assistance
before and during Joseph’s interview with the police. See Bittaker v. Woodford,
331 F.3d 715, 718-19 (9th Cir. 2003) (explaining that defendant who alleges
ineffective assistance of counsel waives attorney-client privilege as to matters he or
she challenges). The district court properly limited the scope of the waiver to those
matters, see id., and prohibited the use of Joseph’s communications with his lawyer
at trial. Under these circumstances, no in camera hearings were required.
6. The district court’s admission of the Cambra evidence was proper.
We may affirm the district court’s evidentiary rulings on any ground supported by
the record. United States v. Valencia-Amezcua, 278 F.3d 901, 906 & n.2 (9th Cir.
2002). Joseph was not subject to custodial interrogation and thus had no Fifth
Amendment right to counsel or to warnings under Miranda v. Arizona, 384 U.S.
436, 478 (1966), making his statements to the police, and the Cambra evidence that
was derived from them, admissible. In any event, the defendants suffered no
prejudice from the introduction of the Cambra evidence because substantial other
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evidence put Joseph and Motta at the Pali Golf Course with guns at the time of the
shootings.
7. The district court’s decision to allow the government to use Joseph’s
statements to the police on rebuttal did not impermissibly “chill” Joseph’s legal
representation or otherwise deny him “a meaningful opportunity to present a
complete defense.” Holmes v. S. Carolina, 547 U.S. 319, 324 (2006). First,
because Joseph was not subject to interrogation, his statements to the police should
not have been suppressed. Second, the court imposed only one limitation on
Joseph or his attorney,3 and that limitation was proper. See United States v. Goode,
814 F.2d 1353, 1355 (9th Cir. 1987) (explaining that trial courts possess “broad
discretion” to control opening statements).
8. The district court did not violate the Confrontation Clause by
admitting the dying declaration of Lepo Taliese. The Confrontation Clause applies
only to testimonial statements. Whorton v. Bockting, 549 U.S. 406, 419-20 (2007);
Davis v. Washington, 547 U.S. 813, 823-25 (2006). The statements that Taliese
3
Joseph’s attorney had proposed saying, in his opening statement, that the
trial evidence would show that Joseph did not have a gun at the Pali Golf Course at
the time of the shootings. Because Joseph’s statements to the police contradicted
that assertion, the district court ruled that the assertion could open the door to the
use of Joseph’s statements. Joseph’s attorney instead asserted that there would not
be evidence that Joseph possessed or had shot a gun at the golf course.
7
made to the police after he was shot were not testimonial because, objectively
viewed, they were elicited to assist the police in responding to an ongoing
emergency. Michigan v. Bryant, -- U.S. -- , 131 S. Ct. 1143, 1150 (2011). Even if
Taliese’s statements were testimonial, the district court correctly ruled that they
were admissible as dying declarations under Fed. R. Evid. 804(b)(2).
9. A defendant waives appellate review of a claim, even a constitutional
one, by intentionally relinquishing or abandoning it at trial. United States v.
Olano, 507 U.S. 725, 731, 733 (1993); United States v. Perez, 116 F.3d 840, 845
(9th Cir. 1997) (en banc). Motta waived his objections to the admission and use of
a recorded conversation between himself and his cousin, Jonnaven Monalim, and
to Monalim’s testimony regarding that conversation, by (1) agreeing that the
government could use those statements for impeachment and rebuttal purposes,
and then (2) making a tactical choice to introduce the statements himself during his
direct examination. See United States v. Williams, 939 F.2d 721, 723-25 (9th Cir.
1991) (“While the choice between preempting the prosecution and preserving
[an] . . . objection for appeal may be perilous, it is no more so than many other
decisions defense attorneys must make at trial.”).
10. The district court did not abuse its discretion in denying the request to
bar Motta’s recording as a discovery sanction under Fed. R. Crim. P. 16. The
8
government discovered the recording four years after it was made and promptly
turned it over to the defense. The district court properly exercised its broad
discretion under Rule 16 to choose to redact, rather than exclude, the recording.
The defendants cannot show they suffered any prejudice as a result of the late
disclosure; they received the recording eight days before opening statements and
five weeks before it was introduced into evidence.
11. The United States did not violate Brady v. Maryland, 373 U.S. 83(1963), by failing to disclose potential impeachment evidence regarding three
government witnesses. Assuming arguendo that the government was required to
disclose the evidence, the witnesses’ testimony was cumulative of other evidence,
and so would not have “created a ‘reasonable probability of a different result.’”
United States v. Jernigan, 492 F.3d 1050, 1053 (9th Cir. 2007) (en banc) (quoting
Kyles v. Whitley, 514 U.S. 419, 434 (1995)).
12. There was sufficient evidence of an “enterprise” under the RICO and
VICAR statutes to support the jury’s verdicts. See 18 U.S.C. §§ 1959(a), 1962
(setting forth required elements, including “enterprise”). The evidence showed that
Joseph and Motta were part of a group of individuals who together operated and
profited from illegal gambling. See United States v. Turkette, 452 U.S. 576, 583
(1981) (explaining that “enterprise” exists where individuals come together to
9
engage in a course of conduct for a common purpose); see also 18 U.S.C. §§
1959(b)(2), 1961(4) (defining “enterprise”).
13. The trial evidence established that Motta and Joseph conducted the
affairs of an enterprise through a “pattern of racketeering activity” under the RICO
statute. The evidence showed that (1) Joseph and Motta committed two
racketeering acts (assisting in the operation of an illegal gambling business, and
extorting owners of a competing business), and Joseph committed the third act of
robbery; (2) these acts were related by virtue of their common purpose (to enrich
Joseph, Motta, and others); and (3) the acts were “continuous” because they existed
over many months and “pose[d] a threat of continued criminal activity.” H.J. Inc.
v. Nw. Bell Tel. Co., 492 U.S. 229, 239 (1989).
14. There was sufficient evidence to support the jury’s verdict that Joseph
was guilty of an assault with a dangerous weapon in aid of racketeering. The
evidence showed that Joseph and other men held the patrons of a competing game
room at gunpoint and robbed them in violation of Hawaii’s armed robbery statute,
Haw. Rev. Stat. § 708-840. The government could prove “assault” with a deadly
weapon under federal common law, and was not required to do so under state law.
Neither the VICAR statute nor any other authority requires that “assault” be
defined by the state whose law has been violated. See United States v. Le, 316 F.
10Supp. 2d 355, 359-60 (E.D. Va. 2004) (“[I]t is clear that Congress intended to
include within the scope of § 1959[ ] generic conduct amounting to an assault with
a dangerous weapon, in violation of state law regardless of what label a state may
attach to that conduct.”).
15. The cumulative effect of constitutional errors can result in prejudice
requiring reversal of a defendant’s conviction. United States v. Frederick, 78 F.3d
1370, 1381 (9th Cir. 1996). However, where, as here, there is no single
constitutional error, “there is nothing to accumulate to a level of a constitutional
violation.” Mancuso v. Olivarez, 292 F.3d 939, 957 (9th Cir. 2002).
For the foregoing reasons, Joseph’s and Motta’s convictions are
AFFIRMED. The district court’s orders denying Joseph’s motions for a new trial
are AFFIRMED.4
4
We strike Motta’s “motion to supplement issue and authorities for oral
argument” because it raises issues and arguments not presented in the briefs or the
district court. See United States v. Gonzalez-Torres, 309 F.3d 594, 599 n.1 (9th
Cir. 2002); see also Smith v. Marsh, 194 F.3d 1045, 1052 (9th Cir. 1999); United
States v. LaPierre, 998 F.2d 1460, 1466 n.5 (9th Cir. 1993).
11