Gary Johnson v. Commission on Presidential De , 869 F.3d 976 ( 2017 )


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  •  United States Court of Appeals
    FOR THE DISTRICT OF COLUMBIA CIRCUIT
    Argued April 21, 2017                Decided August 29, 2017
    No. 16-7107
    GARY E. JOHNSON, ET AL.,
    APPELLANTS
    v.
    COMMISSION ON PRESIDENTIAL DEBATES, ET AL.,
    APPELLEES
    Appeal from the United States District Court
    for the District of Columbia
    (No. 1:15-cv-01580)
    Bruce E. Fein argued the cause for appellants. With him
    on the briefs were W. Bruce DelValle.
    Lewis K. Loss argued the cause for appellees. With him on
    the brief were Uzoma N. Nkwonta, Robert F. Bauer, Marc E.
    Elias, Elisabeth C. Frost, Charles H. Bell Jr., John R.
    Phillippe, Jr., and William D. Coglianese. Michael S. Steinberg
    entered an appearance.
    Before: BROWN and PILLARD, Circuit Judges, and
    SILBERMAN, Senior Circuit Judge.
    Opinion for the Court filed by Circuit Judge BROWN.
    2
    Opinion concurring in Part I and concurring in the
    judgment filed by Circuit Judge PILLARD.
    BROWN, Circuit Judge: Every four years, we suffer
    through the celebration of democracy (and national nightmare)
    that is a presidential election. And, in the end, one person is
    selected to occupy our nation’s highest office. But in every
    hard-fought presidential election there are losers. And, with
    quadrennial regularity, those losers turn to the courts. See, e.g.,
    Perot v. FEC, 
    97 F.3d 553
    (D.C. Cir. 1996); Fulani v. Brady,
    
    935 F.2d 1324
    (D.C. Cir. 1991); Johnson v. FCC, 
    829 F.2d 157
    (D.C. Cir. 1987). Today’s challenge concerns 2012 third-party
    candidates Gary Johnson and Jill Stein. Their Complaint
    presents novel claims under antitrust law and familiar First
    Amendment allegations. The district court dismissed the
    Complaint, finding Plaintiffs lacked Article III standing,
    antitrust standing, and in the alternative, failed to state a claim
    for which relief could be granted. See Johnson v. Comm’n on
    Presidential Debates, 
    202 F. Supp. 3d 159
    (D.D.C. 2016). For
    the reasons set forth below, we affirm.
    I.
    Gary Johnson and James Gray ran as the Libertarian
    Party’s presidential and vice presidential candidates in the 2012
    elections, while Jill Stein and her running mate Cheri Honkala
    ran on the Green Party ticket. Both slates qualified on a
    sufficient number of state ballots to have a mathematical
    chance of an Electoral College victory. Each was nonetheless
    excluded from the nationally televised general-election
    debates.
    They claim that they were excluded pursuant to an
    agreement between the Obama for America and Romney for
    President campaigns. They allege the parties’ agreement,
    reflected in a memorandum of understanding (“MOU”),
    3
    stipulated to three presidential debates and one vice
    presidential debate, and designated dates, locations,
    moderators, and topics. Those would be the only four debates
    between the major-party candidates, “except as agreed to by
    the parties” to the MOU. JA 63. The MOU provided that the
    Commission on Presidential Debates (“Commission”), a
    nonprofit organization, would host the debates subject to its
    willingness to “employ the provisions” of the MOU. JA 64.
    Any candidate, other than the signatories, would be invited
    to participate in the debates only if he or she satisfied certain
    selection criteria set forth in the MOU. First, the candidate had
    to be constitutionally eligible to be president. Second, he or
    she must have qualified to appear on “enough state ballots to
    have at least a mathematical chance of securing an Electoral
    College majority in the 2012 general election.” Compl. ¶ 74,
    JA 45–46. And, third, the candidate had to have achieved a
    “level of support of at least 15% (fifteen percent) of the national
    electorate as determined by” averaging the most recent results
    of “five selected national public opinion polling
    organizations.” 
    Id. ¶ 74,
    JA 46. Johnson and Stein met the first
    two criteria, but they fell short of the 15 per cent polled-support
    threshold.
    The third-party candidates, their running mates, their
    campaigns, and the parties they represented in the 2012
    election (collectively, “Plaintiffs” for purposes of this opinion)
    brought suit, challenging the MOU as an unlawful agreement
    to monopolize and restrain competition in violation of sections
    1 and 2 of the Sherman Act. 15 U.S.C. §§ 1–2. The Complaint
    alleges a conspiracy with the overall objective to:
    entrench[] market power in the presidential debates
    market, the presidential campaign market, and the
    electoral politics market of the two major political
    4
    parties by exercising duopoly control over
    presidential and vice presidential debates in general
    election campaigns for the presidency.
    Compl. ¶ 1, JA 15. The Complaint also alleges exclusion of
    Plaintiffs from the debates “because of hostility towards their
    political viewpoints” in violation of their First Amendment
    rights to free speech and association. 
    Id. On appeal,
    Plaintiffs
    have abandoned their further claim of intentional interference
    with prospective economic advantage and relations.
    Plaintiffs allege they were injured “in their businesses of
    debating in presidential elections, participating in presidential
    election campaigns, and engaging in electoral politics.” 
    Id. ¶ 90,
    JA 49. They claim to have lost millions of dollars’ worth
    of publicity, campaign contributions, and matching funds that
    ordinarily would follow participation in the debates, as well as
    the salaries they would have earned as President and Vice
    President if they had won. 
    Id. ¶ 90,
    JA 49–50. They sought
    invalidation of the 15 per cent polled-support requirement,
    injunctive relief dissolving the Commission and enjoining
    further collusion between the two major parties, and treble
    damages under section 4 of the Clayton Act, 15 U.S.C. § 15.
    They named as defendants the Commission and one of its
    founders, Frank J. Fahrenkopf, Jr.; Michael D. McCurry, a
    Commission co-chair; the Republican and Democratic
    National Committees; and 2012 presidential candidates Barack
    Obama and Willard Mitt Romney. Compl. ¶ 24–30, JA 23–26.
    Defendants’ interests on appeal are represented primarily by
    counsel for the Commission.
    The district court dismissed the case under Federal Rules
    of Civil Procedure 12(b)(1) and (6). It held that Plaintiffs
    lacked Article III standing to litigate their Sherman Act claims
    because they were based on “wholly speculative” injuries
    5
    “dependent entirely on media coverage decisions” by
    nonparties. 
    Johnson, 202 F. Supp. 3d at 169
    . The court also
    found the alleged harm—lack of media coverage that led to low
    popularity—preceded their exclusion from the debates. See 
    id. Plaintiffs had
    thus failed to allege injury in fact that was either
    traceable to the Commission or redressable in this case. We
    review the district court’s dismissal de novo, taking the facts
    alleged in the Complaint as true and drawing all reasonable
    inferences in Johnson and Stein’s favor. See Bell Atl. Corp. v.
    Twombly, 
    550 U.S. 544
    , 555–56 (2007); Andrx Pharm., Inc. v.
    Biovail Corp. Int’l, 
    256 F.3d 799
    , 805 (D.C. Cir. 2001).
    II.
    We begin with Plaintiffs’ antitrust claims, asking first
    whether Plaintiffs may properly proceed before this Court on
    these allegations. “Federal courts are not courts of general
    jurisdiction; they have only the power that is authorized by
    Article III of the Constitution and the statutes enacted by
    Congress pursuant thereto.” Bender v. Williamsport Area Sch.
    Dist., 
    475 U.S. 534
    , 541 (1986). Accordingly, the Court must
    assess Plaintiffs’ standing based on “the specific common-law,
    statutory or constitutional claims that [they] present[].” Int’l
    Primate Prot. League v. Administrator of Tulane Educ. Fund,
    
    500 U.S. 72
    , 77 (1991).
    The “irreducible constitutional minimum of [Article III]
    standing” requires that a plaintiff demonstrate three elements:
    (1) injury in fact; (2) causation; and (3) redressability. Lujan
    v. Defs. of Wildlife, 
    504 U.S. 555
    , 560–61 (1992). “The party
    invoking federal jurisdiction bears the burden of establishing
    these elements.” 
    Id. at 561.
    But here we also discuss a second
    type of “standing” doctrine: antitrust (i.e. statutory) standing.
    While Article III standing is a familiar concept common to all
    cases, antitrust standing is claim-specific. It asks “whether the
    6
    plaintiff is a proper party to bring a private antitrust action.”
    Associated Gen. Contractor of Cal., Inc. v. Cal. State Council
    of Carpenters, 
    459 U.S. 519
    , 535 n.31 (1983) (citing Daniel
    Berger & Roger Bernstein, An Analytical Framework for
    Antitrust Standing, 86 YALE L.J. 809, 813 n.11 (1977); Earl E.
    Pollock, Standing to Sue, Remoteness of Injury, and the
    Passing-On Doctrine, 32 ANTITRUST L.J. 5, 6–7 (1966)). We
    will discuss each in turn.
    A.
    Plaintiffs’ injuries are clearly pleaded in the Complaint;
    they allege their exclusion from the debates caused them to lose
    access to television audiences and resulting campaign
    contributions worth hundreds of millions of dollars. This
    injury—though shared with many individuals who may have
    wished to campaign for the presidency but did not join Mitt
    Romney and Barack Obama on the debate stage—is
    nonetheless particularized. See FEC v. Akins, 
    524 U.S. 11
    , 23–
    25 (1998); see also Akins v. FEC, 
    101 F.3d 731
    , 736 (D.C. Cir.
    1996) (en banc). 1 Each excluded individual was uniquely
    1
    Plaintiffs have adopted a litigation strategy attributing their
    exclusion to the fifteen percent requirement—presumably reducing
    the number of similarly-situated persons to those who had obtained
    a mathematical possibility of victory in the electoral college. But see
    Philip Bump, So You Want an Independent Candidate for President?
    You’re Running Out of Time., WASH. POST (May 5, 2016),
    https://tinyurl.com/Bump-Article (“To collect [the requisite]
    signatures [to achieve a mathematical possibility of winning the
    electoral college], you need one of two things: a lot of organization
    or a lot of money. . . . [The cost] varies by state, but if we look at
    the upper end of that [price] range, we’re talking about a $5.5 million
    investment to get on the ballot in all 50 states.”). Of course,
    counsel’s particular litigation strategy—the way they choose to
    characterize the effect of the alleged injury—hardly controls our
    analysis on this point.
    7
    rejected from the debates, and security would no doubt have
    stopped them each individually had they attempted to take the
    stage.
    Things become far more complicated, however, when we
    consider whether “a favorable decision” of this Court may
    “redress[]” Plaintiffs’ injury. 
    Lujan, 504 U.S. at 561
    .
    Plaintiffs’ requested relief—whether stated in the form of a
    request for injunctive relief or damages—amounts to a request
    for a declaratory judgment stating the Commission is not
    entitled to exclude particular individuals from its debates. On
    this point, we must agree with this Court’s opinion in Perot v.
    Federal Election Commission: “[I]f this [C]ourt were to enjoin
    the [Commission] from staging the debates or from choosing
    debate participants, there would be a substantial argument that
    the [C]ourt would itself violate the [Commission’s] First
    Amendment 
    rights.” 97 F.3d at 559
    .
    Acknowledging this shortcoming hardly determines the
    merits of Plaintiffs’ claims, Concurring Op. 3; it assumes them
    and reflects on the permissibility of the resulting remedy. The
    district court’s opinion put all parties on notice of the
    redressability problem. See 
    Johnson, 202 F. Supp. 3d at 172
    –
    73 (citing 
    Perot, 97 F.3d at 559
    ; Sistrunk v. City of Strongsville,
    
    99 F.3d 194
    , 199–200 (6th Cir. 1996)). Yet Plaintiffs failed to
    address the point. In so doing, they leave us with, at least, grave
    doubt as to the constitutionality of any order issued by this
    Court aimed to redress Plaintiffs’ injury.
    B.
    i.
    In such circumstances, and where a statutory jurisdiction
    could determine the result, the doctrine of constitutional
    avoidance permits us to resolve this case on alternative
    8
    grounds, namely antitrust standing. See 13B CHARLES A.
    WRIGHT, ARTHUR R. MILLER & EDWARD H. COOPER, FEDERAL
    PRACTICE AND PROCEDURE § 3531.15, p.338 (3d ed. 2014) (“If
    both constitutional and prudential objections are raised to
    standing . . . it is entirely appropriate to deny standing on
    prudential grounds if that course is easier, or more clearly right,
    than to rule on constitutional grounds first.”); see also Kowalski
    v. Tesmer, 
    543 U.S. 125
    , 129 & n.2 (2004) (assuming plaintiffs
    satisfied Article III standing and deciding the case on
    prudential third-party standing grounds).
    This Court has acknowledged its “jurisdiction does not
    turn on antitrust standing.” In re Lorazepam & Clorazepate
    Antitrust Litig., 
    289 F.3d 98
    , 107–08 (D.C. Cir. 2002) (citing
    Associated Gen. Contractors of California, 
    Inc., 459 U.S. at 535
    n.31 (“[T]he focus of the doctrine of ‘antitrust standing’ is
    somewhat different from that of standing as a constitutional
    doctrine.”)). The concurrence, therefore, suggests we cannot
    “sidestep” the Article III standing inquiry to resolve this case
    on antitrust standing grounds. Concurring Op. 1. But
    proceeding directly to clearly-dispositive, non-jurisdictional,
    prudential standing analysis is a permissible—even
    preferable—course in rare cases where jurisdictional, Article
    III standing inquiry yields grave constitutional doubt. See, e.g.,
    Hazardous Waste Treatment Council v. Thomas, 
    885 F.2d 918
    ,
    921 n.2 (D.C. Cir. 1989) (“The dissent suggests that our
    analysis of standing must proceed from constitutional to
    prudential requirements. Although that is the oft-stated
    sequence, the rule of avoidance counsels nonetheless that,
    where the prudential question is clearly dispositive, we should
    not reach out to determine the constitutional issue.”
    (citing Water Transp. Ass’n v. ICC, 
    819 F.2d 1189
    , 1194 (D.C.
    Cir. 1987); Calumet Indust., Inc. v. Brock, 
    807 F.2d 225
    , 228
    (D.C. Cir. 1986); Pub. Citizen v. Lockheed Aircraft Corp., 
    565 F.2d 708
    , 714 (D.C. Cir. 1977)); see also Steel Co. v. Citizens
    9
    for a Better Env’t, 
    523 U.S. 83
    , 97 n.2 (1998) (accepting the
    proposition that “a statutory standing question can be given
    priority over an Article III question”). This more flexible
    approach is especially important in cases like this one, where
    “constitutional and antitrust standing overlap”—cases “where
    the plaintiff has not shown any injury caused by the antitrust
    violation.” IIA PHILIP E. AREEDA, ET AL., ANTITRUST LAW
    ¶ 335a, p. 77 n.7 (4th ed. 2014).
    ii.
    As relevant here, antitrust standing requires a plaintiff to
    show an actual or threatened injury “of the type the antitrust
    laws were intended to prevent” that was caused by the
    defendant’s alleged wrongdoing. Andrx Pharm., 
    Inc., 256 F.3d at 812
    ; see also Cargill, Inc. v. Monfort of Colo., Inc., 
    479 U.S. 104
    , 109–13 (1986) (discussing antitrust standing and the
    necessity of “antitrust injury” in suits under the Clayton Act).
    To understand the scope of antitrust standing, we focus on
    the bedrock principle of this field: antitrust laws protect market
    (i.e. economic) competition. Brunswick Corp. v. Pueblo Bowl-
    O-Mat, Inc., 
    429 U.S. 477
    , 488 (1977). Plaintiffs, however,
    define their injuries as millions of dollars in free media,
    campaign donations, and federal matching funds—injuries to
    them as individual candidates in a political contest for votes.
    Square peg, meet round hole.
    As an initial matter, this Court has clearly held injury to a
    single competitor does not suffice to constitute an injury to
    competition. See Dial A Car, Inc. v. Transp., Inc., 
    82 F.3d 484
    ,
    486–87 (D.C. Cir. 1996). Further, and most important, “neither
    the business of conducting the government nor the holding of
    a political office constitutes ‘trade or commerce’ within the
    meaning of the Sherman Act.” Sheppard v. Lee, 
    929 F.2d 496
    ,
    498 (9th Cir. 1991). This conclusion—that an antitrust
    10
    violation must involve injury to commercial competition—is
    supported by Plaintiffs’ inability to define a commercial market
    in which they operate. Instead, they discuss the “presidential
    campaign market,” “the electoral politics market,” and the
    “presidential candidates market,” Compl. ¶¶ 1, 11, JA 15, 18,
    and identify their product as “information about themselves or
    other presidential candidates,” Blue Br. 23. While these terms
    may capture what political scientists call a “political
    economy,” the phrase is merely a term of art. Short of alleging
    Americans are engaged in a widespread practice of selling their
    votes—which the Complaint does not do—the “market”
    Plaintiffs identify is no more regulated by the antitrust laws
    than the “marketplace of ideas” or a “meet market.”
    The injuries Plaintiffs claim are simply not those
    contemplated by the antitrust laws. Consequently, Plaintiffs’
    antitrust claims fail to meet the requirements of antitrust
    standing.
    III.
    Finally, we turn to Plaintiffs’ First Amendment claim.
    Perhaps in an effort to tack around unfavorable case law, the
    Complaint states the Commission’s debates “exert a de facto
    influence on the outcome of presidential elections” such that
    exclusion from the debate, “in light of proven political realities,
    guaranteed [Plaintiffs] to lose.” Compl. ¶¶ 110–11, JA 54.
    Plaintiffs therefore allege the fifteen percent polling criterion,
    “selected by Defendants with the specific intent of suppressing
    the viewpoints of third party or independent presidential
    candidates and to boost the political speech of the two major
    party nominees,” constitutes an “unreasonable burden on free
    speech or political association in violation of the First
    Amendment.” Compl. ¶¶ 119–20, JA 56; see also 
    id. ¶ 130,
    JA
    57 (alleging the fifteen percent requirement “imposes a burden
    11
    on voting and associational rights in violation of the First
    Amendment”); see generally Ark. Educ. Television Comm’n v.
    Forbes, 
    523 U.S. 666
    (1998).
    None of these allegations articulate a clear legal claim, let
    alone identify a cognizable injury. To make matters worse, the
    Complaint omits entirely any allegation of government action,
    focusing entirely on the actions of the nonprofit Defendants.
    See, e.g., Rendell-Baker v. Kohn, 
    457 U.S. 830
    , 837–43 (1982)
    (discussing the state action requirement).
    In Steel Co. v. Citizens for a Better Environment, the
    Supreme Court observed that, in some “extraordinary” cases,
    federal courts may pretermit the jurisdictional threshold and
    dismiss a claim that is “so insubstantial, implausible,
    foreclosed by prior decisions of [the Supreme] Court, or
    otherwise completely devoid of merit as not to involve a federal
    
    controversy.” 523 U.S. at 89
    . The First Amendment claim
    here fits the bill. Under these circumstances, it would be
    improper—and indeed impossible—for the Court to conduct a
    meaningful standing analysis. There may be First Amendment
    injuries we could invent for Plaintiffs, but those claims were
    not presented in the Complaint. See Warth v. Seldin, 
    422 U.S. 490
    , 509–10 (1975) (examining the face of the complaint to
    determine whether a plaintiff has established Article III
    standing).
    IV.
    For the foregoing reasons, the judgment of the district
    court is affirmed.
    So ordered.
    PILLARD, Circuit Judge, concurring in Part I and
    concurring in the judgment:
    I join Part I of the majority opinion. I write separately as
    to Parts II and III because, although I entirely agree that both
    the antitrust and First Amendment claims fail, we are a court of
    limited jurisdiction obligated to decide the Article III standing
    question before assessing the merits of the claims.
    DaimlerChrysler Corp. v. Cuno, 
    547 U.S. 332
    , 340-42 (2006);
    Friends of the Earth, Inc. v. Laidlaw Envt’l Servs., Inc., 
    528 U.S. 167
    , 180 (2000). Despite its misleading name, “statutory
    standing” is not jurisdictional in the Article III sense, as the
    Supreme Court made clear in Lexmark Int’l, Inc. v. Static
    Control Components, Inc., 
    134 S. Ct. 1377
    , 1387 & n.4 (2014).
    See also Associated General Contractors of Cal., Inc. v. Cal.
    State Council of Carpenters, 
    459 U.S. 519
    , 528 & nn.17-18,
    545-46 (1983) (dismissing case for lack of antitrust injury only
    after assuming the complaint stated a valid antitrust claim). We
    thus cannot sidestep the Article III standing inquiry and dismiss
    instead on statutory “antitrust standing” grounds. “It is firmly
    established in our cases that the absence of a valid (as opposed
    to arguable) cause of action does not implicate subject-matter
    jurisdiction, i.e., the courts’ statutory or constitutional power
    to adjudicate the case.” Steel Co. v. Citizens for a Better Env’t,
    
    523 U.S. 83
    , 89 (1998). Because I would dismiss both claims
    under Rule 12(b)(6) only after determining Article III standing,
    I concur in the judgment.
    The majority’s exertions to avoid addressing Article III
    standing in the ordinary course are puzzling, given that
    plaintiffs’ standing appears to be straightforward under the
    classic injury-causation-redressability formulation. See Lujan
    v. Defs. of Wildlife, 
    504 U.S. 555
    , 560-61 (1992). The majority
    does not dispute that the plaintiffs (“Johnson and Stein”)
    identify concrete and particularized injury from having been
    excluded from the 2012 presidential and vice-presidential
    debates. Maj. Op. at 6 (acknowledging that Johnson and
    2
    Stein’s “injuries are clearly pleaded in the Complaint” and are
    “particularized”). The court stops short of holding that Johnson
    and Stein’s injury is fairly traceable to the defendants’ actions,
    however, see 
    id. at 8
    (suggesting they have “not shown any
    injury caused by the antitrust violation”), and also denies that,
    in the (admittedly unlikely) event that they were to succeed on
    the merits of their claims, plaintiffs’ injuries would be
    redressable.
    Plaintiffs’ allegations satisfy the latter two standing
    inquiries as readily as they do the first. Johnson and Stein
    allege that the challenged 15 per cent polled-support
    requirement was the direct cause of their injury. Had the MOU
    not imposed that 15 per cent threshold, they would have
    qualified to participate. See Compl. ¶ 83, J.A. 48. Those
    allegations suffice at the pleading stage to state causation. See
    Attias v. CareFirst, Inc., No. 16-7108, slip op. at 15 (D.C. Cir.
    Aug. 1, 2017) (“Article III standing does not require that the
    defendant be the most immediate cause, or even a proximate
    cause, of the plaintiffs’ injuries; it requires only that those
    injuries be ‘fairly traceable’ to the defendant.”). And the
    redressability of Johnson and Stein’s alleged injury flows from
    their theory of causation. If they were to prevail, the court
    could award compensation for the injuries their exclusion
    caused. See Sprint Commc’ns Co. v. APCC Servs., Inc., 
    554 U.S. 269
    , 286-87 (2008); see also Cardenas v. Smith, 
    733 F.2d 909
    , 914 (D.C. Cir. 1984) (“A damage claim, by definition,
    presents a means to redress an injury.”); Renal Physicians
    Ass’n v. U.S. Dep’t of Health and Human Servs., 
    489 F.3d 1267
    , 1276 (D.C. Cir. 2007) (“[A]t the pleading stage, a party
    must make factual allegations showing that the relief it seeks
    will be likely to redress its injury.”).
    It is that last element of standing—redressability—that the
    majority cannot swallow, as it anticipates that any court-
    3
    ordered relief would violate the Commission’s First
    Amendment rights. Maj. Op. at 7. I assume the court is correct
    on that point. See Hurley v. Irish-American Gay, Lesbian and
    Bisexual Group of Boston, Inc., 
    515 U.S. 557
    , 573-74 (1995);
    Miami Herald Publishing Co. v. Tornillo, 
    418 U.S. 241
    , 258
    (1974). I disagree only with treating the merits of a First
    Amendment defense not yet in issue as an obstacle to standing.
    The majority cites a passing suggestion in Perot v. FEC that, if
    the court were to enjoin presidential debates or the Commission
    on Presidential Debates’ (CPD’s) choice of participants, “there
    would be a substantial argument that the court would itself
    violate the CPD’s First Amendment rights.” 
    97 F.3d 553
    , 559
    (D.C. Cir. 1996). Again, I assume as much. But we did not
    identify the First Amendment as an obstacle to standing in
    Perot—nor, for example, did the Supreme Court in Hurley or
    Tornillo.
    A standing inquiry, especially at the motion-to-dismiss
    stage, should not anticipate the merits—neither of the claim
    nor, especially, of a potential defense. A conclusion that
    appellants’ claims cannot be redressed because of a potential
    First Amendment obstacle would be impermissibly “deciding
    the merits under the guise of determining the plaintiff[s’]
    standing.” Information Handling Servs., Inc. v. Defense
    Automated Printing Servs., 
    338 F.3d 1024
    , 1030 (D.C. Cir.
    2003); see Warth v. Seldin, 
    422 U.S. 490
    , 500 (1975)
    (observing that “standing in no way depends on the merits of
    the plaintiff’s contention that particular conduct is illegal”); In
    re Navy Chaplaincy, 
    534 F.3d 756
    , 760 (D.C. Cir. 2008) (“In
    reviewing the standing question, we must be ‘careful not to
    decide the questions on the merits for or against the plaintiff,
    and must therefore assume that on the merits the plaintiffs
    would be successful in their claims.’”). Redressability, like any
    other aspect of jurisdiction, “is not defeated . . . by the
    possibility that the averments might fail to state a cause of
    4
    action on which petitioners could actually recover.” Bell v.
    Hood, 
    327 U.S. 678
    , 682 (1946). The majority explains its
    order of operations by invoking pre-Lexmark cases for
    dismissal on statutory standing grounds “in rare cases where
    [the] jurisdictional, Article III standing inquiry yields grave
    constitutional doubt.” Maj. Op. at 8. But, as noted above, the
    First Amendment concern is not even part of the Article III
    standing inquiry; Johnson and Stein’s standing itself raises no
    grave or doubtful constitutional question. I would therefore
    hold that Plaintiffs have Article III standing to bring their
    antitrust claims before I would dismiss them on their merits.
    The majority dismisses the complaint on antitrust standing
    grounds because plaintiffs do not allege injury to competition,
    but rather identify harms to themselves that are “simply not
    those contemplated by the antitrust laws.” Maj. Op. at 10. I
    agree that the antitrust claim fatally fails to tie the major party
    candidates’ alleged collusion to any anticompetitive harm to an
    identified commercial market or market participant. The
    complaint does not articulate a theory under which trade or
    commerce has been restrained by the MOU. It therefore falls
    outside the ambit of antitrust regulation, the aim of which is to
    promote economic competition. See I PHILLIP E. AREEDA ET
    AL., ANTITRUST LAW ¶ 100a at 3-4 (4th ed. 2014); cf. United
    States v. Topco Assocs., Inc., 
    405 U.S. 596
    , 610 (1972)
    (“Antitrust laws in general, and the Sherman Act in particular,
    are the Magna Carta of free enterprise.”); N. Pac. Ry. Co. v.
    United States, 
    356 U.S. 1
    , 4 (1958) (describing Sherman Act as
    “comprehensive charter of economic liberty”).
    The complaint refers to various “markets,” but the defining
    competitive dynamic of the activities it so labels is political. It
    alleges, for instance, collusion in the “presidential debates
    market,” the “presidential campaign market,” the “electoral
    politics market,” and the “presidential candidates market.”
    5
    Compl. ¶¶ 1, 11, J.A. 15, 18. That flaw is not repaired by the
    complaint’s allegations of various ways in which U.S.
    presidential campaigns involve a lot of money. The televised
    debates are expensive to stage, generate revenues for venues
    and their host localities, and can boost the fundraising of
    successful participants. See 
    id. ¶¶ 35-41,
    J.A. 29-33. But “the
    antitrust laws should not regulate political activities ‘simply
    because those activities have a commercial impact.’” Allied
    Tube & Conduit Corp. v. Indian Head, Inc., 
    486 U.S. 492
    , 507
    (1988) (quoting Eastern R.R. Presidents Conf. v. Noerr Motor
    Freight, Inc., 
    365 U.S. 127
    , 141 (1961)). Nor is antitrust
    scrutiny triggered every time someone in an activity that
    involves or affects commerce contends that others have agreed
    to act in a way that fails equally to enhance the claimant’s
    access to money. Not every joint business venture is an
    antitrust violation. See Associated Press v. United States, 
    326 U.S. 1
    , 23 (1945) (Douglas, J., concurring). To be actionable,
    an agreement must unduly restrain or monopolize trade or
    commerce. See Standard Oil Co. v. United States, 
    221 U.S. 1
    ,
    59-62 (1911).
    The majority and I agree that the complaint fails for want
    of any connection between the major party candidates’ alleged
    collusion in planning and restricting their joint debates and
    anticompetitive harm to an identified commercial market. But
    I disagree that the deficiency is only one of antitrust standing.
    Because the claim would equally be deficient if the plaintiff
    were the government, which need not prove statutory standing,
    I would affirm the dismissal as a failure to state a cognizable
    violation rather than as a statutory standing shortfall. See
    AREEDA, ANTITRUST LAW ¶ 335f at 91.
    Part III of the opinion, dismissing Johnson and Stein’s
    First Amendment challenge to their exclusion, also puts the
    merits cart before the Article III standing horse. I would
    6
    dismiss this claim, too, for failure to state a claim rather than
    for want of standing. The constitutional allegations plainly fail
    the established “state action” requirement. “It is fundamental
    that the First Amendment prohibits governmental infringement
    on the right of free speech.” Rendell-Baker v. Kohn, 
    457 U.S. 830
    , 837 (1982) (emphasis added). Moreover, a candidate
    debate is a forum that, even if run by a public entity, could still
    be nonpublic and impose reasonable, viewpoint-neutral access
    restrictions without running afoul of the First Amendment. See
    Arkansas Educ. Tel. Comm’n v. Forbes, 
    523 U.S. 666
    , 677-78
    (1998).
    Both of plaintiffs’ claims lack merit. Before so deciding,
    however, we must determine whether plaintiffs have standing.
    To do so, we must take the allegations of the complaint as true
    and assume the validity of the plaintiffs’ legal theory. Mendoza
    v. Perez, 
    754 F.3d 1002
    , 1010 (D.C. Cir. 2014) (citing Holistic
    Candlers and Consumers Ass’n v. FDA, 
    664 F.3d 940
    , 943
    (D.C. Cir. 2012)). Under those requisite assumptions (however
    ultimately unavailing the claims might be), plaintiffs here have
    standing to sue. I join Part I but, because this case presents no
    reason to “pretermit the jurisdictional threshold,” Maj. Op. at
    11, I concur only in the judgment.
    

Document Info

Docket Number: 16-7107

Citation Numbers: 869 F.3d 976

Filed Date: 8/29/2017

Precedential Status: Precedential

Modified Date: 1/12/2023

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