David Michael Watson v. State ( 2016 )


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  • Affirmed and Memorandum Opinion filed June 30, 2016.
    In The
    Fourteenth Court of Appeals
    NO. 14-14-00796-CR
    DAVID MICHAEL WATSON, Appellant
    V.
    THE STATE OF TEXAS, Appellee
    On Appeal from the 400th District Court
    Fort Bend County, Texas
    Trial Court Cause No. 12-DCR-059381
    MEMORANDUM OPINION
    Appellant was charged by indictment with one count of indecency with a child
    by contact. See Act of June 13, 2001, 77th Leg., R.S., ch. 739, § 3, 2001 Tex. Gen.
    Laws 1463, 1464 (current version at Tex. Penal Code Ann. § 21.11 (West 2015)).
    The jury found appellant guilty and assessed punishment at ten years’ confinement
    and a fine of two thousand dollars. In his sole issue on appeal, appellant contends the
    trial court abused its discretion when it limited the scope of appellant’s proffered
    expert testimony during the guilt/innocence phase of trial. We affirm.
    I.      FACTUAL AND PROCEDURAL BACKGROUND
    Appellant was accused of touching his granddaughter’s genitals with his hand.
    Appellant’s granddaughter, the complainant, testified “when [appellant] came down
    to visit or when we went to visit,” appellant touched her “under the clothes, but over
    my panties.” She testified that she would sit on appellant’s lap when she was “[n]ine,
    ten, eight, somewhere around there” and he would touch “my vagina.”                             The
    complainant was thirteen at the time of her outcry and sixteen at the time of trial.
    During the guilt/innocence phase of trial, appellant sought to introduce the
    testimony of Dr. Jerome Brown, a clinical psychologist, regarding (1) the
    phenomenon of “confabulation,”1 (2) the general nature of memory deterioration over
    time, and (3) the likely behavioral manifestations of a child who has been sexually
    abused. The State objected. The trial court held a hearing outside the presence of the
    jury to determine the admissibility of Dr. Brown’s proffered testimony. During the
    hearing, Dr. Brown testified that he is a clinical psychologist and that he “had worked
    with hundreds of sex offenders and victims [since 1982].” The State and appellant
    then took turns questioning Dr. Brown about his expertise and the scientific
    principles subject to his testimony. At the conclusion of the hearing, the trial court
    accepted Dr. Brown as a qualified psychologist, allowed Dr. Brown to give expert
    testimony on confabulation, but excluded his testimony regarding memory
    deterioration and the likely behavioral manifestations in a sexually abused child.
    As noted above, the jury found appellant guilty and sentenced him to a term of
    ten years’ confinement and assessed a two thousand dollar fine.
    1
    According to Dr. Brown, “[c]onfabulation is a disturbance of memory. It involves the
    creation and insertion into a past memory of new material, of material that actually didn’t exist or
    didn’t occur at the time of the original memory but becomes part of the person’s memory of what
    happened. . . This is not like lying or misperceiving something, but the person actually believes and
    has a memory about something that happened that didn’t really occur.”
    2
    II.    ANALYSIS
    In his sole issue on appeal, appellant argues the trial court erred in limiting the
    scope of his expert’s testimony to confabulation. Specifically, appellant contends Dr.
    Brown’s proffered testimony about           memory deterioration       and behavioral
    manifestations in sexually abused children was both relevant and reliable.
    Assuming, without deciding, the trial court abused its discretion in excluding
    Dr. Brown’s testimony regarding general memory deterioration and likely behavioral
    manifestations in sexually abused children, we conclude appellant did not suffer
    harm. In a criminal case, harm is evaluated under Texas Rule of Appellate Procedure
    44.2. Rule 44.2(a) addresses constitutional error while Rule 44.2(b) addresses non-
    constitutional error. See Tex. R. App. P. 44.2(a), (b).
    The erroneous exclusion of evidence in violation of the Texas Rules of
    Evidence generally is non-constitutional error and is reviewed under Rule 44.2(b).
    See Tillman v. State, 
    376 S.W.3d 188
    , 198 (Tex. App.—Houston [14th Dist.] 2012,
    no pet.) (citing Walters v. State, 
    247 S.W.3d 204
    , 219 (Tex. Crim. App. 2007)).
    However, improper exclusion of evidence may establish a constitutional violation in
    two circumstances: (1) when a state evidentiary rule categorically and arbitrarily
    prohibits the defendant from offering relevant evidence that is vital to his defense; or
    (2) when a trial court erroneously excludes relevant evidence that is a vital portion of
    the case and the exclusion effectively precludes the defendant from presenting a
    defense. 
    Id. at 198.
    The trial court’s exclusion of the evidence in this case was not grounded on any
    evidentiary rule prohibiting the admission of the testimony appellant offered.
    Therefore, we are concerned only with the second category and must determine
    whether the exclusion of the evidence effectively prevented appellant from presenting
    3
    a meaningful defense. See Ray v. State, 
    178 S.W.3d 833
    , 835 (Tex. Crim. App. 2005)
    (citing Potier v. State, 
    68 S.W.3d 657
    , 665 (Tex. Crim. App. 2002)).
    1. Memory Deterioration
    a. The Error Is Not Constitutional
    Erroneous evidentiary rulings rarely rise to the level of denying a fundamental
    constitutional right to present a meaningful defense. Wiley v. State, 
    74 S.W.3d 399
    ,
    405 (Tex. Crim. App. 2002) (citing 
    Potier, 68 S.W.3d at 663
    ). Appellant did not
    argue in his brief that the exclusion of Dr. Brown’s testimony effectively precluded
    appellant from presenting a meaningful defense.       However, even assuming the
    excluded evidence was meant to further appellant’s defensive theory that the
    complainant was misremembering certain events, we conclude appellant was not
    effectively prevented from presenting his defense.
    First, through his own testimony, appellant was able to present to the jury that
    he did not touch the complainant inappropriately. He gave his own account of the
    facts. Appellant admitted that his grandchildren often sat on his leg, but denied ever
    touching the complainant inappropriately. The jury, as the judge of credibility, was
    entitled to believe or disbelieve any inconsistencies in the evidence. See Isassi v.
    State, 
    330 S.W.3d 633
    , 638 (Tex. Crim. App. 2010).
    Second, appellant was able to challenge the reliability of the complainant’s
    memory and testimony through cross-examination. See 
    Tillman, 376 S.W.3d at 198
    –
    99 (because appellant was able to challenge reliability of police identification
    procedures through cross-examination of eyewitnesses and officer, and attacked their
    reliability during closing argument, he was not effectively prevented from presenting
    his defense when the trial court excluded his expert witness). Therefore, we conclude
    that the excluded evidence would have furthered appellant’s defensive theory
    regarding the complainant’s memory only incrementally. See 
    Walters, 247 S.W.3d at 4
    222; see also 
    Ray, 178 S.W.3d at 836
    . For example, during appellant’s cross-
    examination of the complainant, he challenged the reliability of her memory:
    Q: Okay. Let’s talk about the way you remember things. Have you
    ever made a mistake remembering something, thought about something
    one way, but then later you found out that it didn’t happen quite that
    way?
    A: Yes.
    Q: Can you give me a real example about that?
    A: Like when I thought [the inappropriate touching] was on the long
    couch when it was actually on the short one.
    Q: Okay. We didn’t have to talk about this, but I suppose that would be
    an example. Anything else?
    A: Not that I remember.
    Q: That’s the first time that’s ever happened, that you remember?
    A: No, it’s not the first. It’s just I don’t remember.
    Additionally, appellant challenged the reliability of the complainant’s memory
    during closing argument. He argued the complainant’s story “changed dramatically”
    and had “mass inconsistencies.”
    Where the excluded evidence would only further the defendant’s defensive
    theory incrementally, the error is not of a constitutional dimension. 
    Walters, 247 S.W.3d at 222
    ; 
    Ray, 178 S.W.3d at 836
    . Therefore, the alleged error in excluding Dr.
    Brown’s testimony on this point was not constitutional, and the harm analysis is
    governed by Rule 44.2(b). See 
    Tillman, 376 S.W.3d at 199
    .
    5
    b. Appellant was not harmed
    Next, we consider whether the trial court’s alleged error in excluding the
    memory deterioration evidence harmed appellant. A non-constitutional error that
    does not affect substantial rights does not justify overturning the verdict. 
    Potier, 68 S.W.3d at 666
    . A substantial right is affected when the error had a substantial and
    injurious effect or influence in determining the jury’s verdict. Coble v. State, 
    330 S.W.3d 253
    , 280 (Tex. Crim. App. 2010). However, such non-constitutional error is
    harmless when the improperly admitted evidence did not influence the jury or had but
    a slight effect upon its deliberations. 
    Id. In performing
    a harm analysis, we examine
    the entire trial record and calculate, as much as possible, the probable impact of the
    error upon the rest of the evidence. 
    Id. We consider
    the overwhelming evidence
    supporting the particular issue to which the erroneously admitted evidence was
    directed. Id.; Morales v. State, 
    32 S.W.3d 862
    , 867 (Tex. Crim. App. 2000). In
    doing so, we consider “everything in the record, including any testimony or physical
    evidence admitted for the jury’s consideration, the nature of the evidence supporting
    the verdict, the character of the alleged error and how it might be considered in
    connection with other evidence in the case.” Motilla v. State, 
    78 S.W.3d 352
    , 357
    (Tex. Crim. App. 2002) (quoting 
    Morales, 32 S.W.3d at 867
    ).
    Appellant’s substantial rights were not affected by the exclusion of the
    evidence regarding memory deterioration. Dr. Brown was able to testify regarding
    confabulation. The jury heard him explain that confabulation is a disturbance of
    memory that involves the creation and insertion into a past memory of new material
    that did not exist or occur at the time of the original memory. Instead, as Dr. Brown
    explained, the new material becomes part of the person’s memory of what happened.
    The jury also heard Dr. Brown highlight some of the adverse influences of leading
    and repeated questions and pressure that could lead to memory distortion.
    6
    Q: Can certain events external to a person cause a person to have false
    memories?
    A: Yes.
    Q: How does that work?
    A: Well, there are several types of what we call adverse influences,
    adverse meaning influences that would distort or change the original
    memory. Suggestibility of suggestive situations is one type . . . Other
    types of adverse influence would be like leading questions, repeated
    questions, pressure-type situations that make - - that lead the person to
    feel some kind of pressure to create a new kind of memory, either to
    please the person questioning them or some other reason, or to bolster
    what they have reported in the past.
    ...
    Q: In the general population, and particularly in the population of
    children, does confabulation occur unaccompanied by other symptoms
    of mental illness?
    A: Yes. Sometimes, they are what we call unprovoked or unstim - -
    unstimulated confabulation, they just happen out of the blue, and
    sometimes they’re in response to some kind of provocation.
    Q: What kind of provocation?
    A: Well, again, different kind of trauma, different kinds of stress,
    different kinds of pressure can be put on the person to alter - - that might
    cause them to alter their memories.
    Q: If a person were repeatedly questioned about an event?
    A: That can do it.
    Q: Okay. If a person were made to tell the same story time after time,
    could that have an effect?
    A: Yes.
    Dr. Brown testified that the younger the person is, the more susceptible he or she is to
    the distortions of memory through adverse influences. The jury was free to consider
    Dr. Brown’s testimony and evaluate any inconsistencies in the complainant’s
    testimony. See 
    Isassi, 330 S.W.3d at 638
    .
    7
    Based on our review of the record, we conclude that the exclusion of Dr.
    Brown’s testimony on this point did not have a substantial and injurious effect or
    influence in determining the jury’s verdict.         See 
    Tillman, 376 S.W.3d at 202
    (determining after remand that the exclusion of the expert’s testimony was harmless
    error).
    2. Behavioral Manifestations
    For the reasons explained above, we conclude any error in excluding Dr.
    Brown’s proffered testimony regarding the likely behavioral manifestations in
    sexually abused children is non-constitutional error. Therefore, assuming the trial
    court erred, we must determine whether such error affected appellant’s substantial
    rights. See 
    Potier, 68 S.W.3d at 666
    .
    Dr. Brown would have testified that there are common characteristics or
    behavioral manifestations in sexually abused children. These characteristics, when
    present, indicate red flags that a child may have been sexually abused. Among these
    characteristics are a drop in academic performance, sleep disturbance, preoccupation
    with sexual behavior, and withdrawal. However, Dr. Brown also conceded that some
    sexually abused children do not display any of those characteristics or manifestations.
    Q: And you indicated that some of these symptoms or behavioral
    manifestations could be a drop in academic performance, sleep
    disturbance, preoccupation with sexual behavior - - I think you
    mentioned another one.
    A: Withdrawal.
    Q: Withdrawal. It’s also common in children who have been sexually
    abused not to have any of those symptoms, isn’t it?
    A: Yes.
    ...
    Q: So, the truth is there really is no way to characterize behaviors that
    are common to all children who have been sexually abused?
    8
    A: It can’t be used as like a yes or no. It’s not that precise.
    Q: As you said, your profession tries to educate the public for certain
    symptoms that might cause concern for further inquiry, but these
    symptoms that you’ve listed, if they are present, don’t show whether or
    not a child was sexually abused, do they?
    A: Right.
    Dr. Brown’s proffered testimony regarding behavioral manifestations merely listed
    several factors that may or may not indicate that a child has been sexually abused.
    Although both the complainant and her mother testified that the complainant was
    doing well in school, this fact does not indicate one way or another the likelihood that
    the complainant was sexually abused.          Therefore, we cannot conclude that the
    exclusion of Dr. Brown’s testimony would have had a substantial influence on the
    jury’s verdict.
    After reviewing the record as a whole, we have a fair assurance that any
    improperly excluded evidence did not influence the jury or had but a slight effect
    upon the verdict. See 
    Coble, 330 S.W.3d at 280
    . Therefore, assuming the trial court
    erred when it excluded Dr. Brown’s testimony regarding memory deterioration and
    behavioral manifestations in sexually abused children, we conclude the error was
    harmless. Accordingly, we overrule appellant’s sole issue and affirm the trial court’s
    judgment.
    /s/       John Donovan
    Justice
    Panel consists of Chief Justice Frost and Justices Christopher and Donovan.
    Do Not Publish — Tex. R. App. P. 47.2(b).
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