Martha Winkler v. City of Phoenix ( 2021 )

NOT FOR PUBLICATION FILED
UNITED STATES COURT OF APPEALS MAR 16 2021
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
MARTHA WINKLER, No. 19-16034
Plaintiff-Appellant, D.C. No. 2:15-cv-01786-DLR
v.
MEMORANDUM*
CITY OF PHOENIX, a public entity;
JASON GILLESPIE, Officer; individually
and in his official capacity as a police officer
for Phoenix Police,
Defendants-Appellees,
and
DANIEL V. GARCIA; JOSEPH YAHNER,
Defendants.
Appeal from the United States District Court
for the District of Arizona
Douglas L. Rayes, District Judge, Presiding
Argued and Submitted March 2, 2021
Phoenix, Arizona
Before: BEA and BUMATAY, Circuit Judges, and CARDONE,** District Judge.
*
This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
**
The Honorable Kathleen Cardone, United States District Judge for the
Western District of Texas, sitting by designation.
Plaintiff-Appellant Martha Winkler appeals an adverse judgment on two
claims brought under 42 U.S.C. § 1983, alleging unlawful arrest and excessive
force in violation of the Fourth Amendment. The trial court granted judgment as a
matter of law on the unlawful arrest claim, see Fed. R. Civ. P. 50(a), and the jury
returned a verdict for Defendant-Appellee Officer Jason Gillespie on the excessive
force claim. On appeal, Winkler claims the district court erred by: (1) incorrectly
instructing the jury on excessive force, and (2) granting the Rule 50 motion.1 We
have jurisdiction under 28 U.S.C. § 1291. We AFFIRM in part, REVERSE in part,
and REMAND for a new trial on the excessive force claim.
This court reviews preserved instructional challenges alleging a
misstatement of law de novo, and unpreserved instructional challenges for plain
error. Dunlap v. Liberty Nat’l Prod., Inc., 878 F.3d 794, 797 (9th Cir. 2017)
(citation omitted). Because we ultimately find the excessive force instruction
erroneous under either standard, we assume arguendo that plain error applies.
United States v. Daniels, 760 F.3d 920, 923 (9th Cir. 2014). To obtain relief on
plain error review, the challenger must show: (1) error, (2) that was plain, (3) that
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Winkler also claims the district court erroneously denied her Batson challenge.
See Batson v. Kentucky, 476 U.S. 79 (1986). Because we reverse this case due to
the defective jury instruction, we need not address that issue. See United States v.
Hernandez, 27 F.3d 1403, 1404 n.1 (9th Cir. 1994) (declining to address Batson
challenge).
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affected the challenger’s substantial rights, and (4) that seriously affected the
fairness, integrity, or public reputation of judicial proceedings. Bearchild v.
Cobban, 947 F.3d 1130, 1139 (9th Cir. 2020) (citing C.B. v. City of Sonora, 769
F.3d 1005, 1017–19 (9th Cir. 2014) (en banc)). We review de novo a district
court’s order granting a motion for judgment as a matter of law under Rule 50(a).
Torres v. City of Los Angeles, 548 F.3d 1197, 1205 (9th Cir. 2008) (citing Santos v.
Gates, 287 F.3d 846, 851 (9th Cir. 2002)).
1. The district court misstated the law on excessive force when it gave
the following curative instruction:
When deciding whether an officer used excessive force during a
lawful arrest you are to consider the 11 factors set forth in the
Excessive Force Instruction found at pages 13 & 14. However,
whether an officer provoked plaintiff to resist arrest or created
the need to use force is not a factor to consider.
(emphasis added). It is well settled that “the right to make an arrest . . . necessarily
carries with it the right to use some degree of physical coercion or threat thereof to
effect it.” Graham v. Connor, 490 U.S. 386, 396 (1989) (citing Terry v. Ohio, 392
U.S. 1, 22–27 (1968)). However, “the force used to make an arrest must be
balanced against the need for force: it is the need for force which is at the heart of
the” excessive force inquiry. Velazquez v. City of Long Beach, 793 F.3d 1010,
1025 (9th Cir. 2015) (quoting Blankenhorn v. City of Orange, 485 F.3d 463, 480
(9th Cir. 2007)).
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Here, while much of the curative instruction was correct, a critical part of it
was not. As discussed below regarding the excessive force claim, the district court
had properly determined that the officer had probable cause to arrest Winkler as a
matter of law. Yet, Winkler’s counsel insisted during his closing argument that the
officer should have let her “walk away.” A curative instruction was necessary to
correct that improper argument, and to preclude the jury from considering whether
the officer’s decision to arrest Winkler “provoked plaintiff to resist.”
However, by directing the jury not to consider whether the officer “created
the need to use force,” the instruction went too far. In this circuit, among the
factors the jury must consider when evaluating excessive force is whether the
officer was “simply responding to a preexisting situation,” or instead “create[d] the
very emergency he then resort[ed] to . . . force to resolve.” Nehad v. Browder, 929
F.3d 1125, 1135 (9th Cir. 2019) (quoting Porter v. Osborn, 546 F.3d 1131, 1141
(9th Cir. 2008)). The instruction precluded, for example, any inference that the
takedown maneuver would have been unnecessary had Officer Gillespie not
“created the dangerous situation,” Espinosa v. City & Cty. of S.F., 598 F.3d 528,
537 (9th Cir. 2010), created his “own sense of urgency,” Nehad, 929 F.3d at 1135
(citations omitted), failed to use alternative tactics such as de-escalation, see Lam
v. City of San Jose, 869 F.3d 1077, 1087 (9th Cir. 2017), or failed to warn prior to
using force, Bryan v. MacPherson, 630 F.3d 805, 831 (9th Cir. 2010). The
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instruction thus undermined the requisite “fact-intensive inquiry” into “all
circumstances pertinent to the need for the force used.” Velazquez, 793 F.3d at
1024 (emphasis added) (citations omitted).
The Supreme Court’s decision in County of Los Angeles v. Mendez, 137 S.
Ct. 1539 (2017), is not to the contrary. That case invalidated this court’s use of the
“provocation rule.” See id. at 1543–44. But the Mendez Court expressly declined
to decide the argument raised by Officer Gillespie: namely, whether the jury may
consider “unreasonable police conduct prior to the use of force that foreseeably
created the need to use it.” Id. at 1547 n.*. Given this court’s longstanding
endorsement of that factor, the district court’s instruction precluding the jury from
considering it was in error. See, e.g., Espinosa, 598 F.3d at 537.
Viewed in context, that error was plain. See Bearchild, 947 F.3d at 1139–40
(“We consider the entire set of instructions as a whole to determine whether an
individual instruction . . . incorrectly stated the law.”). An instruction is plainly
erroneous when it “impermissibly deviate[s]” from “established legal principles.”
See id. at 1148. Here, in the sentence immediately preceding the erroneous
instruction, the jury was directed to consider the factors set forth in this court’s
model instruction on excessive force, which includes the officer conduct factors
mentioned above. See Ninth Circuit Jury Instructions Comm., Manual of Model
Civil Jury Instructions, at 191–94 (2017) (Model Civil Jury Instruction 9.25).
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Taken together, the instructions communicated to the jury that it should consider
the proper factors, but not infer from them that the officer contributed to the need
for force. This substantially undermined the excessive force inquiry. See
Velazquez, 793 F.3d at 1024. To the extent the instructions were in conflict, we
“cannot presume that the jury followed the correct one.” See United States v.
Lewis, 67 F.3d 225, 234 (9th Cir. 1995) (reversing and remanding for new trial
based on conflicting jury instructions). It was thus “sufficiently clear at the time of
trial that the district court’s instruction was impermissible.” See Bearchild, 947
F.3d at 1139 (internal quotation marks and ellipsis omitted) (quoting Hoard v.
Hartman, 904 F.3d 780, 790 (9th Cir. 2018)). And for similar reasons, we are
persuaded that the error prejudiced Winkler’s substantial rights in a manner that
seriously affected the fairness of the judicial proceeding. See id. (“We will usually
find sufficient prejudice to warrant reversal where ‘it is impossible to determine
from the jury’s verdict and evidentiary record that the jury would have reached the
same result had it been properly instructed.’” (quoting Hoard, 904 F.3d at 791));
see also Dang v. Cross, 422 F.3d 800, 805 (9th Cir. 2005) (“In evaluating
jury instructions, prejudicial error results when, looking to the instructions as a
whole, the substance of the applicable law was not fairly and correctly covered.”
(citation omitted)).
2. The district court did not err by granting Officer Gillespie’s Rule 50
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motion on unlawful arrest. Although the court incorrectly suggested in a single
stray remark that reasonableness was not the standard, the court’s analysis made
clear that it was aware of and applied the correct rule. See Van Buskirk v. Baldwin,
265 F.3d 1080, 1085 (9th Cir. 2001). The court focused entirely on whether there
was probable cause to arrest for trespass, and an “arrest is reasonable if the officer
has probable cause.” District of Columbia v. Wesby, 138 S. Ct. 577, 586 (2018).
Any error in the court’s stray remark was therefore harmless.
Moreover, the court correctly found that there was probable cause as a
matter of law, despite Winkler’s arguments to the contrary. The uncontradicted
facts known to the officer at the time of arrest were “sufficient for a reasonably
prudent person to believe that the suspect ha[d] committed a crime.” See Reed v.
Lieurance, 863 F.3d 1196, 1204 (9th Cir. 2017) (quoting Rosenbaum v. Washoe
Cty., 663 F.3d 1071, 1076 (9th Cir. 2011)). Officer Gillespie arrested Winkler in a
convenience store parking lot after being dispatched to the scene. According to the
Computer Automated Dispatch, Winkler was “harassing people in the parking lot
and refusing to leave.” The store clerks corroborated that information, reporting
that their manager had asked Winkler to leave several times, but that she had
remained in the parking lot. This evidence tended to prove each element of the
trespass offense for which she was arrested: there was “a reasonable request to
leave,” communicated by “a person having lawful control over [the] property,” but
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Winkler had nevertheless “remain[ed] unlawfully.” See A.R.S. § 13-1502.
Further, whether Winkler was in fact told to leave is beside the point. See
Wilkinson v. Torres, 610 F.3d 546, 551 (9th Cir. 2010). The “inquiry is not
whether [the arrestee] was trespassing,” but “whether a reasonable officer had
probable cause to think [she] could have been.” Blankenhorn, 485 F.3d at 475(citations omitted). The information then before Officer Gillespie was more than
sufficient to establish probable cause. See id. at 472–73, 475 (finding probable
cause as a matter of law where the evidence supported only two out of three
elements of trespass).
AFFIRMED in part, REVERSED in part, and REMANDED for a new
trial on Winkler’s excessive force claim.
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