Dorsey, Steve Lee ( 2014 )

PD-1667-14
PD-1667-14 COURT OF CRIMINAL APPEALS
AUSTIN, TEXAS
Transmitted 12/22/2014 11:53:33 AM
Accepted 12/29/2014 1:21:59 PM
NO. ABEL ACOSTA
CLERK
IN THE TEXAS COURT OF CRIMINAL APPEALS
N0.01-13-01022-CR
IN THE COURT OF APPEALS FOR THE
FIRST SUPREME JUDICIAL DISTRICT OF TEXAS
AT HOUSTON
TRIAL COURT NO. 1249910
IN THE 209TH DISTRICT COURT
OF HARRIS COUNTY TEXAS
STEVEN LEE DORSEY, APPELLANT
VS.
THE STATE OF TEXAS, APPELLEE
APPELLANT'S PETITION FOR DISCRETIONARY REVIEW
Charles Hinton
P.O. Box 53719
Houston, Texas 77052-3719
(832) 603-1330
SBOT 09709800
Attorney for Appellant
chashinton@sbcglobal.net
December 29, 2014
TABLE OF CONTENTS
Page:
Statement Regarding Oral Argument
Index of Authorities
Statement of the Case
Statement of Procedural History
Question for Review Number One
WHETHER A PROSECUTOR'S CLOSING ARGUMENT AT THE
PUNISHMENT PHASE OF A PRE-SENTENCE INVESTIGATION
HEARING MAY INFECT THE TRIAL COURT'S PUNISHMENT
ASSESSMENT WITH SUCH UNFAIRNESS THAT AN APPELLATE
COURT MAY ANALYZE A DENIAL OF DUE PROCESS CLAIM
EVEN IN THE ABSENCE OF AN OBJECTION?
Argument
Prayer for Relief
Certificate of Service 7
Certificate of Compliance
Appendix
STATEMENT REGARDING ORAL ARGUMENT
Pursuant to TEX. R. APP. PROC. 68.4, appellant waives oral argument.
INDEX OF AUTHORITIES
Cases: Page:
Andersen v. State,
301 S.W.Sd 276 (Tex. Crim. App. 2009)
Dorsey v. State,
NO. 01-13-01022-CR (Tex. App. - Houston [1st Dist] 2014,
non-published memorandum op.) 2,4
Dunbarv. State,
297 S.W.Sd 777 (Tex. Crim. App. 2009)
Garza v. State,
126 S.W.Sd 79 (Tex. Crim. App. 2004) 4
Kelly v. State,
321 S.W.Sd 583 (Tex. App. -- Houston [14th Dist] 2010)
Miller v. State,
741 S.W.2d 382 (Tex. Crim. App. 1987) 4,5
Torres v. State,
92 S.W.Sd 911 (Tex. App. -- Houston [14th Dist] 2002)
Rules:
TEX. R. APP. PROC. 33.1 2,3
INDEX OF AUTHORITIES (cont'd}
Page:
Constitutions
TEX. CONST, art. I, sec. 10
TEX. CONST, art. I, sec. 19
U.S. CONST, amendment 6th
U.S. CONST, amendment 14th
TO THE HONORABLE JUSTICES OF THE COURT OF CRIMINAL APPEALS:
STATEMENT OF THE CASE
On July 15, 2013, Appellant pled guilty to aggravated robbery. On
Novembers, 2013, after a hearing, the trial court assessed punishment at 25 years
in prison (CR 1:81).
STATEMENT OF PROCEDURAL HISTORY
On November 20, 2014, the 1st Court of Appeals issued a non-published
memorandum opinion affirming appellant's conviction. No motion for rehearing
was filed. Appellant now petitions for discretionary review.
QUESTION FOR REVIEW NUMBER ONE
WHETHER A PROSECUTOR'S CLOSING ARGUMENT AT THE
PUNISHMENT PHASE OF A PRE-SENTENCE INVESTIGATION
HEARING MAY INFECT THE TRIAL COURT'S PUNISHMENT
ASSESSMENT WITH SUCH UNFAIRNESS THAT AN APPELLATE
COURT MAY ANALYZE A DENIAL OF DUE PROCESS CLAIM
EVEN IN THE ABSENCE OF AN OBJECTION (RR I: 35-36)?
ARGUMENT
The First Court of Appeals, in affirming the judgment in appellant's case,
held "that Appellant has not preserved for appellate review his complaint
regarding the State's closing argument and any possible effect it may have had on
the trial court's sentencing of him." Dorsey v. State, No. 01-13-01022-CR (Tex.
App. — Houston [1st Dist] 2014, non-published memorandum op,} at p. 7.
In its opinion, id., at p. 7, the First Court of Appeals cited this Court of
Criminal Appeals' decision in Dunbar v. State, 297 S.W.3d 777 (Tex. Crim. App.
2009).
"Rule 33.1 provides that as a prerequisite to presenting a
complaint for appellate review, the record must show that
the complaint was made to the trial court by a specific and
timely request, objection, or motion. See GHIenwoters v.
State, 205 S.W.3d 534, 537 (Tex. Crim. App. 2006) (dis-
cussing Rule 33.1) But Rule 33.1 does not apply to rights
which are waivable only or to absolute systemic require-
ments, the violation of which may still be raised for the
first time on appeal. Marin v. State, 851 S.W.2d 275, 280
(Tex. Crim. App. 1993)." Id., at 780.
Appellant agrees that the First Court of Appeals correctly set forth the
applicable law concerning waivable only rights and absolute systemic
requirements in the context of the lack of an objection to the prosecutor's
complained of punishment argument to the trial court in appellant's case.
However, appellant disagrees with the First Court of Appeals' holding that clearly
implies that no due process violation can ever qualify as an exception to the error
preservation requirement set out in TEX. R. APR. PROC. 33.1.
This Court of Criminal Appeals, in Andersen v. State, 301 S.W.3d 276, 279
(Tex. Crim. App. 2009) stated:
"In Marin, we identified three distinct types of rules involved in our
adversarial judicial system: (1) absolute requirements and prohibitions;
(2) rights of litigants that must be implemented by the system unless
expressly waived; and (3) rights of litigants that are to be implemented
upon request. An absolute requirement, also known as "systemic re-
quirement," is a rule or law that a trial court must follow even if the
parties wish otherwise. Waivable rights "are not extinguished by in-
action alone." A defendant must expressly relinquish them. All other
complaints, whether constitutional, statutory, or otherwise, are sub-
ject to forfeiture, and fall into the third category."
The First Court of Appeals cited this Court of Criminal Appeals opinion in
Andersen, id. at 280 for the proposition that, "Numerous constitutional rights,
including those that implicate a defendant's due-process rights, may be forfeited
for purposes of appellate review unless properly preserved. Dorsey, supra, at p. 7.
Appellant contends that the language that " ... a defendant's due-process
rights, may be forfeited for purposes of appellate review unless properly
preserved.", id., at p.7 and Andersen, supra, at 280, clearly imply that there are
exceptional instances where the prosecutor's argument results in such unfairness
that the error is preserved even though no objection was made. Miller v. State,
741 S.W.2d 382, 391 (Tex. Crim. App. 1987).
Appellant concedes that, at a bench trial such as his, the judge is presumed
to disregard the inadmissible evidence if the judge is called upon to decide the
merits of the case. Garza v. State, 126 S.W.3d 79, 83 (Tex. Crim. App. 2004).
However, in appellant's care, the appellate record plainly shows that the trial
judge did not disregard the prosecutor's argument concerning the co-defendant's
sentence.
(RR1:35):
MS BUESS: "At some point he has to be held accountable for his
choices and actions. And, I would ask the Court to do that, knowing
that, knowing that his co-defendant for the same offense, without
picking up any additional charges, was sentenced to 25 years by this
Court in 2011. I would ask the Court to assess 30 years in this case
for this defendant."
(RR1:36):
THE COURT: "Thank you, Allison. Mr. Dorsey, please stand up.
(Defendant complies.)
THE COURT: "Steve Dorsey, Jr., on your plea of guilty and the evidence
introduced herein, the Court finds you guilty and assesses your punish-
ment at 25 years confinement in the Texas Department of Corrections."
There is no doubt that the prosecutor's argument that deliberately
reminded the trial court that he had sentenced appellant's co-defendant to 25
years in prison was improper. The disposition of a defendant's case is not
admissible in the trial of a co-defendant Kelly v. State, 321 S.W.3d 583, 595 (Tex.
App. - Houston [14th Dist.j 2010); Miller, supra, at 389; Torres v. State, 92
S.W.3d 911 (Tex. App. - Houston [14th Dist] 2002).
The Court of Appeals in Torres, id. at 921, stated that "Thus, it is the law's
5
objective to assess a reasoned, rational, and just punishment that fits the crime
and the offender."
Appellant contends that the only reasonable deduction that can be made,
based on the appellate record that reflects the trial court assessing appellant's
punishment at 25 years confinement immediately after the prosecutor made her
improper punishment argument, is that the trial court assessed the punishment
at 25 years due to the fact that he also assessed the co-defendant's punishment
at 25 years. The reason for the exact same sentences is just too coincidental to be
otherwise explained.
If, as the Court of Appeals in Torres, id., at 921. also stated, " ... the Sixth
Amendment of the United States Constitution and article I, sec. 10 of the Texas
Constitution guarantee the accused the right to a fair trial ...." and if the appellate
record plainly presents a situation in which the trial court's punishment
assessment was so unfairly infected by an improper prosecution punishment
argument as to be a denial of an appellant's 14th Amendment federal due process
and his Art. I, sec. 19 Texas state due course of law rights, should not an appellate
court be required to address the issue raised in such a exceptional and narrow
instance even where no objection to the improper argument was lodged?
Appellant contends that the Court of Appeals erred in appellant's case by
not so doing.
PRAYER FOR RELIEF
Appellant prays that this Court grant his petition for discretionary review;
set this case for submission; and that, after submission, reverse the judgment of
the Court of Appeals and remand the case for further proceedings. TEX. R. APP.
PROC. 78.1 (d).
Respectfully submitted,
/s/Charles Hinton_
Charles Hinton
P.O. Box 53719
Houston, Texas 77052-3719
chashinton@sbcglobal.net
SBOT #09709800
Attorney for Appellant
CERTIFICATE OF SERVICE
I certify that a copy of appellant's petition has been sent through the e-file
system to the following parties:
Alan Curry
Chief Prosecutor
Harris County District Attorney's Office
1201 Franklin, Ste. 600
Houston, Texas 77002-1923
7
State Prosecuting Attorney
P.O. Box 13046
Capitol Station
Austin, Texas 78711
/s/Charles Hinton
Charles Hinton
P.O. Box 53719
Houston, Texas 77052-3719
832-603-1330
chashinton@sbcglobal.net
SBOT #09709800
Attorney for Appellant
CERTIFICATE OF COMPLIANCE
PURSUANT TO TEX. R. APP. PROC. 9.4(i)(3)
Appellant's counsel certifies thatthe word count of this document is 1480.
/s/Charles Hinton
Charles Hinton
P.O. Box 53719
Houston, Texas 77052-3719
832-603-1330
chashinton@sbcglobal.net
SBOT #09709800
Attorney for Appellant
8
JUDGMENT
Court of &pp*afe
jffrsft jatetrict of ^xa*
NO. 01-13-01022-CR
STEVE LEE DORSEY, Appellant
V.
THE STATE OF TEXAS, Appellee
Appeal from the 209th District Court of Harris County. (Tr. Ct. No. 1249910).
This case is an appeal from the final judgment signed by the trial court on November
8, 2013. After submitting the case on the appellate record and the arguments properly
raised by the parties, the Court holds that the trial court's judgment contains no reversible
error. Accordingly, the Court affirms the trial court's judgment.
The Court orders that this decision be certified below for observance.
Judgment rendered November 20^ 2014.
Panel consists of Justices Higley, Bland, and Sharp. Opinion delivered by Justice Higley.
Opinion issued November 20,2014
In The
Court of
For The
Jftntt JBfetrirt of
NO. 01-13-01022-CR
STEVE LEE DORSEY, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 209th District Court
Harris County, Texas
Trial Court Case No. 1249910
MEMORANDUM OPINION
Without a sentencing recommendation from the State, Appellant pleaded
guilty to the offense of aggravated robbery.1 Following the preparation of a
See TEX. PENAL CODE ANN. § 29.03(a)(2) (Vernon 2011).
presentence investigation ("PSI") report, the trial court conducted a sentencing
hearing. At the conclusion of the hearing, the trial court found Appellant guilty of
the aggravated-robbery offense, and sentenced him to 25 years in prison. The trial
court also made a deadly-weapon finding in the judgment, indicating that
Appellant had used a firearm in the commission of the offense. In one issue on
appeal, Appellant complains that the State's closing argument improperly
influenced the trial court's imposition of Appellant's sentence.
We affrrm.
Background
At Appellant's sentencing hearing, the State did not introduce any testimony
or other evidence. Instead, it relied on the PSI report.
Appellant and his mother testified in his defense at the hearing. They both
stated that Appellant, who was 20 years old at the time of the hearing, was 16 years
old at the time he committed the aggravated robbery. They testified that, at the
time of the robbery, Appellant's family had been unable to afford medication that
Appellant had been prescribed for a psychiatric condition. They both claimed that,
when he does not take his medication, Appellant is easily Influenced by others to
do things that he should not do. Appellant and his mother indicated he was
influenced by his co-defendant to commit the aggravated-robbery offense. In this
regard, Appellant referred to himself as a "victim." Appellant also emphasized
that it was his co-defendant, and not him, who held the gun during the robbery.
Appellant acknowledged that he had been "incarcerated as a juvenile" for
committing assault. He also testified that, while out on bond for the instant
offense, he had been charged with the offenses of possession of cocaine and
unlawfully carrying a weapon, which he stated was a gun.
Despite his troubled past, Appellant told the trial court that he planned to go
to school to obtain his GED and to find work doing construction. In his closing
argument, Appellant's counsel restated Appellant's testimony and requested that
Appellant be placed on community supervision.
In its closing, the State pointed out that Appellant had been in repeated
trouble with the law, including while he was out on bond in this case. The
prosecutor also pointed to the PSI report, which, according to the prosecutor,
indicated that Appellant had been more violent than his co-defendant during the
robbery. The complainant had indicated that Appellant had repeatedly threatened
to kill him during the robbery. It was in this context that the prosecutor made the
following statement during closing argument:
It's not [his co-defendant's] fault. And, as much as defense counsel is
trying to portray [Appellant's] co-defendant as the bad, older man,
[the co-defendant's] date of birth is September 8, 1992. This
defendant's date of birth is December 29, 1992. At some point he has
to be held accountable for his choices and his actions. And, I would
ask the Court to do that, knowing that Ms co-defendant for the same
offense, without picking up any additional charges, was sentenced to
25 years by this Court back in 2011. I would ask the Court to assess
30 years in this case for this defendant.
At that point, the trial court ruled: "Steve Dorsey Jr., on your plea of guilty and the
evidence introduced herein, the Court finds you guilty of the offense of aggravated
robbery and assesses your punishment at 25 years' confinement in the Texas
<-*
Department of Corrections."
No Objection to State's Argument
In his sole issue, Appellant complains of the State's remark during closing
argument in which the prosecutor stated that the trial court had sentenced
Appellant's co-defendant to 25 years in prison for the same offense. Appellant
points out that immediately following this statement, the trial court sentenced
Appellant to 25 years in prison. He asserts that this shows that the trial court was
improperly influenced by the State's argument.
In his brief, Appellant concedes that he did not object to the State's
argument. And, he acknowledges that, to preserve a complaint for appellate
review, Rule of Appellate Procedure 33.1 requires a party to make a specific and
timely request, motion, or objection to the trial court and, further, to obtain an
The offense of aggravated robbery is a first-degree felony. TEX. PENAL CODE
ANN. § 29.03(b). The punishment range for a first-degree felony is imprisonment
for five to ninety-nine years or confinement for life; the fact finder may also
impose fine of up to $10,000. See TEX. PENAL CODE ANN. § 12.32 (Vernon
2011).
adverse ruling. See TEX. R. APP. P. 33.1(a); Pena v. State, 353 S.W.3d 797, 807
(Tex. Crim. App. 2011). Nonetheless, Appellant asserts as follows:
[T]he lack of an objection to the prosecutor's improper argument
should not deter this Court from analyzing appellant's point for
review. Unlike an objection to improper argument at a jury trial
where the trial court can instruct the jury to disregard the improper
argument, in a court trial such as appellant's, there is no one to whom
the judge needs to give an instruction to disregard. Appellant also
contends that an exception to the general rule requiring an objection
exists in appellant's case because the prosecutor's improper argument
so infected the punishment phase of appellant's case with unfairness
that it denied appellant due process and hereby violated his 14th
Amendment rights.
The Court of Criminal Appeals has emphasized that a defendant must
preserve a complaint that the State's closing argument was improper. See Mays v.
State, 318 S.W.3d 368, 394 (Tex. Crim. App. 2010) ("[W]e will not review the
propriety of the prosecutor's arguments, as appellant failed to object to those
arguments at trial. He has failed to preserve any issue for appeal."); Threadgill v.
State, 146 S.W.3d 654, 670 (Tex. Crim. App. 2004) ("Because appellant failed to
object to the jury argument, he has forfeited his right to raise the issue on appeal.");
Mathis v. State, 61 S.W.3d 918, 926-27 (Tex. Crim. App. 2002) ("Appellant failed
to object at trial to the prosecutor's arguments, however, and therefore forfeited his
right to complain about this issue on appeal."). Courts have applied this rule to
bench trials. See, e.g., Parker v. State, No. 02-11-00032-CR, 2011 WL 5984539,
at *2—3 (Tex. App.—Fort Worth Dec. 1, 2011, no pet.) (mem. op., not designated
for publication) (holding that, in a bench trial, by failing to object to prosecutor's
closing arguments at the time they were made, appellant forfeited any potential
error for appellate review).
Appellant asserts that making an objection to the remark served no useful
purpose here because this was a bench trial; thus, there was no jury to instruct to
disregard the State's argument. However, even accepting this reasoning, appellant
was still required to object and request a mistrial. See Mathis, 67 S.W.Sd at 927
(reaffirming rule that, even if jury argument error could not be cured by
instruction, defendant is still required to object and request mistrial).
Moreover, Appellant's objection to the remark may have served the useful
purpose of making the trial court aware of Appellant's complaint at a time when
the trial court could have ruled on the issue. Rule 33.1's requirement that a party
must make a timely, specific objection and obtain an adverse ruling serves two
main purposes: (1) to inform the trial court of the objection and give the trial court
an opportunity to rule on it, and (2) to give opposing counsel the opportunity to
take appropriate action in response. See Garza v. State, 126 S.W.Sd 79, 82 (Tex.
Grim. App. 2004); see also TEX. R. APP. P. 33.1(a).
We also reject Appellant's assertion that he was not required to object to the
State's remark because it violated his due-process rights. Appellant appears to
confuse constitutional rights with systemic requirements or waivable-only rights,
for which no objection is required to preserve error. State v. Dunbar, 297 S.W.Sd
777, 780 (Tex. Grim. App. 2009) (holding that Rule 33.1 "does not apply to rights
which are waivable only or to absolute systemic requirements,, the violation of
which may still be raised for the first time on appeal").
Numerous constitutional rights, including those that implicate a defendant's
due-process rights, may be forfeited for purposes of appellate review unless
properly preserved. See Anderson v. State, 301 S.W.3d 276, 279-80 (Tex. Crim.
App. 2009) (rejecting "due process" exception to error preservation requirement);
Briggs v. State, 789 S.W.2d 918, 924 (Tex. Crim. App. 1990) (holding errors based
on the constitutional rights to confrontation and due process may be waived by
failure to object at trial). Thus, Appellant has forfeited any due-process challenge
that he had regarding the effect of the State's argument on his sentence.
We hold that Appellant has not preserved for appellate review his complaint
regarding the State's closing argument and any possible effect it may have had on
the trial court's sentencing of him. We overrule Appellant's sole issue.
Conclusion
We affirm the judgment of the trial court.
Laura Carter Higley
Justice
Panel consists of Justices Higley, Bland, and Sharp.
Do not publish. TEX. R. APP. P. 47.2(b).