Johnson v. McDonough ( 2022 )


Menu:
  • Case: 21-1632    Document: 23     Page: 1   Filed: 01/20/2022
    NOTE: This disposition is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    LEONARD D. JOHNSON,
    Claimant-Appellant
    v.
    DENIS MCDONOUGH, SECRETARY OF
    VETERANS AFFAIRS,
    Respondent-Appellee
    ______________________
    2021-1632
    ______________________
    Appeal from the United States Court of Appeals for
    Veterans Claims in No. 19-6963, Senior Judge Mary J.
    Schoelen.
    ______________________
    Decided: January 20, 2022
    ______________________
    LEONARD D. JOHNSON, Las Vegas, NV, pro se.
    ROBERT R. KIEPURA, Commercial Litigation Branch,
    Civil Division, United States Department of Justice, Wash-
    ington, DC, for respondent-appellee. Also represented by
    BRIAN M. BOYNTON, CLAUDIA BURKE, ROBERT EDWARD
    KIRSCHMAN, JR.; Y. KEN LEE, DEREK SCADDEN, Office of
    General Counsel, United States Department of Veterans
    Affairs, Washington, DC.
    Case: 21-1632    Document: 23      Page: 2    Filed: 01/20/2022
    2                                    JOHNSON   v. MCDONOUGH
    ______________________
    Before LOURIE, CHEN, and CUNNINGHAM, Circuit Judges.
    PER CURIAM.
    Leonard D. Johnson appeals from the decision of the
    United States Court of Appeals for Veterans Claims (“the
    Veterans Court”). Johnson v. Wilkie, No. 19-6963, 
    2020 WL 5414588
     (Sept. 10, 2020) (“Veterans Court Decision”).
    The Veterans Court affirmed the decision of the Board of
    Veterans’ Appeals (“the Board”), which held that the De-
    partment of Veterans Affairs (“VA”) properly recouped spe-
    cial separation benefits (“SSB”) by withholding disability
    compensation payments, denied entitlement to revision of
    rating decisions on the basis of clear and unmistakable er-
    ror (“CUE”), and denied entitlement to an effective date
    earlier than May 7, 2012, for the grant of service connection
    for bilateral knee sprains. For the reasons provided below,
    we affirm the Veterans Court’s decision with respect to re-
    coupment of SSB and we dismiss Johnson’s appeal with re-
    spect to the other issues.
    BACKGROUND
    Johnson served on active duty in the U.S. Army from
    April 1985 until March 1993. According to Johnson’s Cer-
    tificate of Release or Discharge from Active Duty
    (DD Form 214), Johnson was honorably discharged as part
    of an “Early Release Program–SSB.” See Appx. 38. Upon
    his discharge, he received an SSB payment of $17,782.92.
    
    Id.
    On March 11, 1993, the VA regional office in Muskogee,
    Oklahoma (“the Muskogee RO”) received Johnson’s sub-
    mission of a Disabled Veterans Application for Vocational
    Case: 21-1632    Document: 23     Page: 3   Filed: 01/20/2022
    JOHNSON   v. MCDONOUGH                                   3
    Rehabilitation (VA Form 28-1900). Appx. 39. 1 In the sec-
    tion of the form entitled “Nature of Disability,” Johnson
    wrote “Bad Knees, Reoccurring Rash.” 
    Id.
     He also stated
    on the form that he had not previously applied for VA ben-
    efits. 
    Id.
    On March 12, 1993, the Muskogee RO issued a rating
    decision denying vocational rehabilitation benefits.
    Appx. 41. In the narrative section of the decision, VA
    stated that Johnson “is not shown to be entitled to voca-
    tional rehabilitation as his disability does not meet the
    minimal 20 percent evaluation.” 
    Id.
     It further stated that
    Johnson “would be service connected only for skin rash,”
    which “will be noncompensable in nature only.” 
    Id.
     As for
    Johnson’s bad knees, VA determined that “[s]ervice connec-
    tion cannot be established for knee pain in the absence of
    x-ray evidence showing degenerative changes or service
    medical records showing any instability.” 
    Id.
     Johnson did
    not appeal from the March 1993 rating decision.
    Fourteen years later, in June 2007, Johnson filed a
    claim for service connection for problems with his knees,
    headaches, reoccurring kidney stones, foot arthritis, and
    prostate problems. See Veterans Court Decision, 
    2020 WL 5414588
    , at *2. VA issued a rating decision in June 2008
    denying Johnson’s claims. 
    Id.
     Johnson did not appeal from
    the June 2008 rating decision. 
    Id.
    On May 7, 2012, the RO in Reno, Nevada (“the Reno
    RO”) received Johnson’s submission of a Statement in Sup-
    port of Claim (VA Form 21-4138). Appx. 43. In the docu-
    ment, which Johnson called a “Veteran Claim to Reopen,”
    Johnson alleged CUE in the March 1993 and June 2008
    rating decisions on the basis of VA’s incorrect application
    1   Although the certifications on the form suggest
    that Johnson signed it on March 25, 1993, the VA’s date
    stamp indicates that it was received on March 11, 1993.
    Case: 21-1632    Document: 23     Page: 4    Filed: 01/20/2022
    4                                   JOHNSON   v. MCDONOUGH
    of statutory and regulatory provisions. 
    Id.
     Among other
    allegations, Johnson asserted that VA erred in denying ser-
    vice connection for his persistent rash and knee pain, and
    that he was entitled to presumptive service connection
    based on 
    38 C.F.R. § 3.303
    (b). Appx. 43–44.
    On October 8, 2013, the Reno RO issued a rating deci-
    sion regarding Johnson’s May 7, 2012 submission.
    Appx. 49. The Reno RO granted service connection for
    Johnson’s right and left knee sprains, each with a 10% dis-
    ability rating effective May 7, 2012. Appx. 50. The Reno
    RO also notified Johnson that he had been paid SSB in the
    amount of $17,782.92, and that VA was required to with-
    hold his disability compensation until the SSB payment
    was recouped. See Veterans Court Decision, 
    2020 WL 5414588
    , at *2.
    Johnson filed a Notice of Disagreement and appealed
    the October 2013 rating decision to the Board. On Au-
    gust 6, 2019, the Board issued a decision on Johnson’s ap-
    peal. Appx. 16–35. In relevant part, the Board denied
    Johnson’s appeal regarding recoupment of the SSB pay-
    ment on the basis that the withholding of his benefits was
    proper under 
    10 U.S.C. §§ 1174
    , 1212 and 
    38 C.F.R. § 3.700
    . See Appx. 16, 19. The Board also denied entitle-
    ment to revision of the March 1993 and June 2008 rating
    decisions on the basis of CUE, and the Board denied enti-
    tlement to an effective date earlier than May 7, 2012, for
    the grant of service connection for Johnson’s knee sprains.
    Appx. 16.
    Johnson appealed the Board’s decision to the Veterans
    Court. After considering each of Johnson’s arguments, the
    court affirmed the Board’s decision.
    First, regarding the recoupment of SSB, the court con-
    cluded that, “even when liberally construing the pro se ap-
    pellant’s briefs,” Johnson “has failed to meet his burden to
    show how the statute governing recoupment of SSB was
    misapplied to his case.” Veterans Court Decision, 2020 WL
    Case: 21-1632    Document: 23     Page: 5    Filed: 01/20/2022
    JOHNSON   v. MCDONOUGH                                    5
    5414588, at *3. The court found that, although Johnson
    asserted that his active duty service precludes VA from
    withholding his disability compensation, beyond that “bare
    assertion” Johnson failed to provide “any reasoning for how
    the statute was misapplied.” 
    Id.
    Next, the Veterans Court turned to Johnson’s allega-
    tions of CUE in the 1993 rating decision. Although the
    court found that the Board erred by not finding that John-
    son had evinced an intent to apply for service-connected
    benefits in his March 1993 application, the court concluded
    that “remand for the Board to rectify its inadequate rea-
    sons or bases regarding the knee and skin claims is inap-
    propriate in this instance.” Id. at *4. The court reasoned
    that “any claim for knee conditions pending and unadjudi-
    cated after the March 1993 RO decision was finally decided
    by the June 2008 RO decision denying a claim for the same
    knee conditions.” Id. at *5. Moreover, the court concluded
    that “even if knee and skin conditions were raised in [John-
    son’s] 1993 vocational rehabilitation application, [Johnson]
    has not met his burden to show that any error on the
    Board’s part was prejudicial.” Id. The court determined
    that Johnson failed to demonstrate that “had the RO adju-
    dicated the [knee and skin] claims [in the 1993 rating deci-
    sion], the outcome would have been manifestly different.”
    Id. (citing Russell v. Principi, 
    3 Vet. App. 310
    , 313–14
    (1992)). The court thus concluded based on the Board’s fac-
    tual findings that “even if the [knee and skin] claims had
    been pending, it is not undebatable that service connection
    for skin and knee conditions would have been awarded as
    of the March 1993 decision.” 
    Id.
     (citations omitted).
    The Veterans Court then turned to Johnson’s allega-
    tions of CUE in the June 2008 rating decision. The court
    noted that Johnson was essentially re-raising the same al-
    legations of CUE that he had previously raised at the
    Board, namely, that VA failed to conduct examinations,
    misapplied regulations relating to a presumption of service
    connection, and failed to consider an in-service hematology
    Case: 21-1632     Document: 23      Page: 6     Filed: 01/20/2022
    6                                     JOHNSON   v. MCDONOUGH
    report. Id. at *6. Regarding the allegation that VA failed
    to conduct examinations, the court found that the Board
    had correctly concluded that “a breach of the duty to assist
    cannot constitute CUE.” Id. (citing Cook v. Principi, 
    318 F.3d 1334
    , 1345–47 (Fed. Cir. 2002)). For the other allega-
    tions of error, the Court agreed with the Board’s explana-
    tion that Johnson “d[id] not indicate how the RO failed to
    apply the identified laws,” and that Johnson’s allegations
    were “at best, a disagreement with how the RO weighed
    the evidence,” which cannot constitute CUE. 
    Id.
    The Veterans Court finally turned to Johnson’s claim
    that he was entitled to an earlier effective date than May
    7, 2012, for the grant of service connection for his knee
    sprains. The court began by quoting 
    38 U.S.C. § 5110
    (a),
    which provides the general rule for determining effective
    dates. Id. at *7. After noting that the Board’s determina-
    tion of an effective date is a finding of fact, id. (citing Han-
    son v. Brown, 
    9 Vet. App. 29
    , 32 (1996)), the court cited the
    Board’s finding that any and all claims for Johnson’s knee
    sprains became final when Johnson failed to appeal the
    June 2008 rating decision. 
    Id.
     As the court held, “the
    Board correctly concluded that under such circumstances
    the effective date of the award of service connection cannot
    be earlier than the subsequent request to reopen.” 
    Id.
     (cit-
    ing 
    38 C.F.R. §§ 3.400
    (r), 3.400(q)(2); Sears v. Principi, 
    16 Vet. App. 244
    , 247 (2002), aff’d, 
    349 F.3d 1326
     (Fed. Cir.
    2003)). The court thus concluded that the Board did not
    err in its determination that “the correct effective date for
    the award of service connection was the date of the May
    2012 request to reopen the previously denied knee claim.”
    Id. at *7.
    Johnson appealed from the Veterans Court’s affir-
    mance of the Board’s decision.
    DISCUSSION
    Our jurisdiction to review decisions of the Veterans
    Court is limited. Wanless v. Shinseki, 
    618 F.3d 1333
    , 1336
    Case: 21-1632     Document: 23      Page: 7     Filed: 01/20/2022
    JOHNSON   v. MCDONOUGH                                        7
    (Fed. Cir. 2010). We have jurisdiction to review and decide
    challenges to the validity of statutes or regulations, or to
    interpretations of statutory and regulatory provisions to
    the extent such provisions are necessary to a decision.
    
    38 U.S.C. § 7292
    (c). We lack jurisdiction to review chal-
    lenges to factual determinations or challenges to the appli-
    cation of a law or regulation to the facts of a particular case.
    
    38 U.S.C. § 7292
    (d). And, while we liberally construe pro
    se pleadings in favor of a pro se veteran, the veteran is still
    required to establish jurisdiction. See Reynolds v. Army &
    Air Force Exch. Serv., 
    846 F.2d 746
    , 748 (Fed. Cir. 1988).
    Interpreting Johnson’s briefs liberally, he appears to
    raise a statutory interpretation question with respect to
    VA’s recoupment of SSB payments. As a general rule, VA
    is required by statute and regulation to withhold disability
    compensation until an SSB payment is recouped. See 
    10 U.S.C. § 1174
    (h)(2); 
    38 C.F.R. § 3.700
    (a)(5). But Johnson
    focuses on an exception in the statute for situations when
    “the disability which is the basis for that disability compen-
    sation was incurred or aggravated during a later period of
    active duty.” 
    10 U.S.C. § 1174
    (h)(2).
    Johnson appears to contend that the exception in
    § 1174(h)(2) could be broad enough to include any situation
    in which a veteran receives SSB and then is later deter-
    mined to have service connection for a disability. But to
    the extent that is Johnson’s argument, his proposed inter-
    pretation of the statute is unequivocally incorrect. The
    statutory language is clear that the exception applies only
    when the disability itself was incurred during a “later pe-
    riod of active duty.” Id. The exception does not apply when
    a veteran’s disability was incurred during the earlier pe-
    riod of active duty (i.e., before receipt of SSB), even if the
    disability was not diagnosed until later.
    The Veterans Court’s interpretation of the statute was
    correct, as was its application of the statute to Johnson’s
    case. Johnson served one period of active duty that ended
    Case: 21-1632     Document: 23      Page: 8    Filed: 01/20/2022
    8                                     JOHNSON   v. MCDONOUGH
    in March 1993, at which point he was honorably discharged
    and received an SSB payment of $17,782.92. Johnson did
    not serve a “later period of active duty,” and thus he does
    not fall within any exception to the general rule that VA
    must withhold disability compensation to recoup his SSB
    payment.
    Johnson’s remaining arguments pertain to alleged
    CUE in the rating decisions and the effective date for the
    grant of service connection for his knee sprains. But none
    of his arguments raises a reviewable issue. Most of his ar-
    guments challenge alleged evidentiary contradictions and
    weighing of facts, which are clearly unreviewable.
    
    38 U.S.C. § 7292
    (d). To be sure, some of Johnson’s argu-
    ments appear to be legal in nature; for example, Johnson
    challenges the Veterans Court’s decision that the June
    2008 rating decision adjudicated all pending claims and
    thus rendered a remand unnecessary to rectify harmless
    errors in the March 1993 rating decision. But even that
    legal argument challenges the Veterans Court’s applica-
    tion of law (i.e., the law of harmless error) to the facts of
    this specific case, and it thus does not fall within our juris-
    diction to review. 
    Id.
    Finally, it bears noting that Johnson asserts in his brief
    that the Veterans Court decided constitutional issues over
    which we would have jurisdiction under 
    38 U.S.C. § 7292
    .
    However, Johnson fails to cite, or even mention, any con-
    stitutional provision that might be implicated by the Vet-
    erans Court’s decision. Therefore, his bare assertion that
    constitutional issues are at stake does not create jurisdic-
    tion in this case. See Helfer v. West, 
    174 F.3d 1332
    , 1335
    (Fed. Cir. 1999) (“[Appellant’s] characterization of [a] ques-
    tion as constitutional in nature does not confer upon us ju-
    risdiction that we otherwise lack.”).
    CONCLUSION
    We have considered Johnson’s remaining arguments
    but we find them unpersuasive. Accordingly, we affirm the
    Case: 21-1632      Document: 23     Page: 9   Filed: 01/20/2022
    JOHNSON     v. MCDONOUGH                                   9
    decision of the Veterans Court with respect to the recoup-
    ment of SSB and we dismiss Johnson’s appeal with respect
    to his allegations of CUE and entitlement to an earlier ef-
    fective date.
    AFFIRMED-IN-PART, DISMISSED-IN-PART
    COSTS
    No costs.