Standley v. MSPB ( 2017 )


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  •        NOTE: This disposition is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    VAUGHN HOEFLIN STANDLEY,
    Petitioner
    v.
    MERIT SYSTEMS PROTECTION BOARD,
    Respondent
    ______________________
    2017-2082
    ______________________
    Petition for review of the Merit Systems Protection
    Board in No. DC-1221-17-0091-W-1.
    ______________________
    Decided: November 13, 2017
    ______________________
    VAUGHN HOEFLIN STANDLEY, Gainesville, VA, pro se.
    TARA JEAN KILFOYLE, Office of General Counsel, Merit
    Systems Protection Board, Washington, DC, for respond-
    ent. Also represented by KATHERINE M. SMITH, JEFFREY
    A. GAUGER.
    ______________________
    Before PROST, Chief Judge, WALLACH and HUGHES, Circuit
    Judges.
    2                            STANDLEY   v. MERIT SYS. PROT. BD.
    PER CURIAM.
    Petitioner Vaughn Hoeflin Standley appeals a final
    order of the Merit Systems Protection Board (“MSPB”)
    dismissing his individual right of action (“IRA”) appeal for
    lack of jurisdiction. See Standley v. Dep’t of Energy, No.
    DC-1221-17-0091-W-1, 
    2017 WL 1374922
     (M.S.P.B. Apr.
    13, 2017) (Resp’t’s App. 1–11). We have jurisdiction
    pursuant to 
    28 U.S.C. § 1295
    (a)(9) (2012). We affirm.
    BACKGROUND
    In a related opinion also issued today, we addressed
    the scope of Mr. Standley’s separate appeal involving the
    U.S. Department of Energy (“DOE”) where he alleged that
    his supervisor frustrated his attempts to compete for a
    director position in retaliation for alleged protected disclo-
    sures regarding the third iteration of the Space Atmos-
    pheric Burst Reporting System (“SABRS3”). See Standley
    v. Merit Sys. Prot. Bd. (Standley I), No. 2017-1691 (Fed.
    Cir. Nov. 13, 2017). In Standley I, we affirmed the
    MSPB’s final decision dismissing Mr. Standley’s appeal
    for lack of jurisdiction because Mr. Standley failed to non-
    frivolously allege violations of the Whistleblower Protec-
    tion Act (“WPA”), Pub. L. No. 101-12, 
    103 Stat. 16
     (1989)
    (codified as amended by Whistleblower Protection En-
    hancement Act of 2012, Pub. L. No. 112–199, 
    126 Stat. 1465
     in scattered sections of 5 U.S.C.). See Standley I,
    slip op. at 10. We presume familiarity with the facts as
    recited in Standley I, and recite additional facts as neces-
    sary to address subsequent developments here.
    In December 2015, three months after the Office of
    Special Counsel (“OSC”) terminated Mr. Standley’s OSC
    complaint related to his attempts to compete for a director
    position in Standley I, see id. at 3, Mr. Standley filed a
    STANDLEY   v. MERIT SYS. PROT. BD.                        3
    new complaint with the OSC, see Resp’t’s App. 76–85. 1 In
    the Second Complaint, Mr. Standley alleged that, in
    retaliation for his “09/23/2015 disclosure,” referring to a
    disclosure on September 23, 2015, in the form of a letter
    sent to “Rose Gottemoeller, Under Secretary of State for
    Arms Control and International Security Affairs,” id. at
    70, see id. at 86−89, stating that his director “was ob-
    structing the 2008 National Defense Authorization Act
    [(‘2008 NDAA’)],” the DOE gave him a lower annual
    performance rating in November 2015 than he deserved,
    id. at 78; see id. at 78–79. Mr. Standley did not further
    explain or attach evidence to his Second Complaint for
    any of these aforementioned disclosures.
    In an August 2016 preliminary determination letter,
    the OSC explained that the Second Complaint’s alleged
    protected disclosure appeared to be the same as those
    being appealed in Standley I. See id. at 74–75. The OSC
    did not specifically address the alleged disclosure of the
    September 23, 2015 letter. See id. Therefore, because
    “the MSPB [previously] found [Mr. Standley’s] disclosure
    urging the agency to implement SABRS3 [was] not pro-
    tected but instead . . . a disagreement over agency policy,”
    and the “OSC litigates cases before the MSPB,” the OSC
    was “bound by” the administrative judge’s (“AJ”) conclu-
    sion. Id. at 75.
    In his response to the Preliminary Determination Let-
    ter, Mr. Standley clarified certain alleged protected dis-
    closures forming the basis for his Second Complaint and
    reported “additional facts and allegations . . . that [we]re
    new since filing” the Second Complaint. Id. at 63; see id.
    at 65−73. In relevant part, he argued that the September
    23, 2015 letter was a protected disclosure under
    1   For ease of reference, we refer to the complaint
    reviewed in Standley I as “First Complaint” and the
    complaint under review here as “Second Complaint.”
    4                           STANDLEY   v. MERIT SYS. PROT. BD.
    § 2302(b)(8). He also argued that the act of filing a DOE
    grievance, the First Complaint, and the IRA appeal in
    Standley I were protected activities under 
    5 U.S.C. § 2302
    (b)(9)(A)(i). See 
    id.
     at 63–67, 71−72. And he indi-
    cated that a copy of the September 23, 2015 letter was
    sent to the OSC. Id. at 70.
    In September 2016, the OSC informed Mr. Standley
    that it had investigated and “made a final determination
    to close [his] file.” Id. at 60; see id. at 61–62. While it
    agreed that Mr. Standley’s September 23, 2015 alleged
    disclosure “pertained to a different aspect of the SABRS3
    program,” the OSC stated that an “AJ would similarly
    conclude that it concerns disagreements over matters of
    government policy.” Id. at 61. The OSC found that Mr.
    Standley’s allegations regarding retaliation for “filing an
    administrative grievance, an IRA with the MSPB, or [the
    First Complaint]” were new allegations raised for the first
    time in his response to the Preliminary Determination
    Letter. Id. The OSC informed Mr. Standley of its policy
    “to ask complainants to file a new complaint if they want
    OSC to evaluate a new allegation that they raised after
    [OSC] ha[s] already issued a preliminary determination
    letter.” Id. Mr. Standley did not file a new complaint but
    instead filed an IRA appeal with the MSPB. Id. at 47−59.
    In February 2017, an AJ dismissed all but one of Mr.
    Standley’s claims for lack of jurisdiction for reasons other
    than failure to exhaust administrative remedies at the
    OSC. See id. at 16−30. The AJ found it lacked jurisdic-
    tion over: (1) the claim that Mr. Standley was not select-
    ed for the director position in May 2015 based on filing
    the DOE grievance underlying Standley I because Mr.
    Standley failed to non-frivolously allege that his grievance
    sought to remedy a violation of § 2302(b)(8), as required
    STANDLEY   v. MERIT SYS. PROT. BD.                        5
    under § 2302(b)(9)(A)(i), 2 id. at 21−22; (2) the alleged
    disclosure in the September 23, 2015 letter, because it
    related to a policy dispute rather than a violation of law,
    id. at 22−23; and (3) the claim that Mr. Standley was
    retaliated against for filing the IRA appeal underlying
    Standley I because he failed to non-frivolously allege that
    the IRA appeal “was a contributing factor” in his negative
    performance review, id. at 25. Then in April 2017, after a
    hearing, the AJ dismissed for lack of jurisdiction Mr.
    Standley’s final claim that he was retaliated against for
    disclosing his September 23, 2015 letter to the OSC. 3 See
    id. at 4–5. The AJ found that it was required to defer to
    the OSC’s determination that the OSC “did not have the
    opportunity to consider” Mr. Standley’s allegations relat-
    ed to his alleged disclosure “when he copied [the] OSC on
    the September 23, 2015 letter.” Id. Mr. Standley did not
    file a petition for review with the MSPB, so the AJ’s
    decision became the final MSPB decision, id. at 5, which
    Mr. Standley appealed.
    DISCUSSION
    I. Standard of Review and Legal Standard
    We review the MSPB’s legal determinations, includ-
    ing whether the MSPB has jurisdiction over an appeal de
    novo. Johnston v. Merit Sys. Prot. Bd., 
    518 F.3d 905
    , 909
    (Fed. Cir. 2008). “The petitioner bears the burden of
    establishing error in the [MSPB]’s decision.” Harris v.
    2    Section 2302(b)(9)(A)(i) prevents, in relevant part,
    retaliation because of “the exercise of any appeal, com-
    plaint, or grievance right . . . with regard to remedying a
    violation of paragraph (8).”
    3   The AJ noted that “[Mr. Standley] never specifi-
    cally raised this argument to [the] OSC, but rather [the
    AJ] inferred it from [Mr. Standley’s] pleadings and the
    document itself.” Resp’t’s App. 4 n.2 (citation omitted).
    6                           STANDLEY   v. MERIT SYS. PROT. BD.
    Dep’t of Veterans Affairs, 
    142 F.3d 1463
    , 1467 (Fed. Cir.
    1998).
    Congress has provided federal employees the right to
    seek corrective action from the MSPB whenever personnel
    action is taken in retaliation for whistleblowing activities.
    See 
    5 U.S.C. § 1221
    (a) (“Subject to the provisions of sub-
    section (b) of this section and subsection 1214(a)(3), an
    employee . . . may, with respect to any personnel action
    taken . . . as a result of a prohibited personnel practice
    described        in     section 2302(b)(8)    or     section
    2302(b)(9) . . . seek corrective action from the [MSPB].”).
    Under 
    5 U.S.C. § 1214
    (a)(3), except where an employee
    has a right of direct appeal to the MSPB, the MSPB only
    has jurisdiction over whistleblower cases if an employee
    has exhausted his administrative remedies before the
    OSC. See 
    id.
     § 1214(a)(3) (requiring that an employee
    first “seek corrective action from the [OSC] before seeking
    corrective action from the [MSPB]”).
    In determining if an employee has exhausted his rem-
    edies, we look to “the complaint to OSC requesting correc-
    tive     action, . . . not the   employee’s    subsequent
    characterization of that statement in his appeal to the
    [MSPB].” Serrao v. Merit Sys. Prot. Bd., 
    95 F.3d 1569
    ,
    1577 (Fed. Cir. 1996) (citation omitted). The employee
    must also “articulate with reasonable clarity and preci-
    sion [before OSC] the basis for his request for corrective
    action under the WPA” to allow OSC to effectively pursue
    an investigation. 
    Id.
     (internal quotation marks and
    citation omitted); see Ward v. Merit Sys. Prot. Bd., 
    981 F.2d 521
    , 526 (Fed. Cir. 1992) (noting that “the employee
    must inform the [OSC] of the precise ground of his charge
    of whistleblowing”).
    II. The MSPB Lacks Jurisdiction over Mr. Standley’s
    Appeal
    Mr. Standley argues that the AJ “erred as a matter of
    law” by “requiring precise details of . . . each specific
    STANDLEY   v. MERIT SYS. PROT. BD.                        7
    whistleblower disclosure to find that OSC administrative
    remedies were exhausted,” Pet’r’s Br. 9; see 
    id.
     at 9−19,
    and by “wrongly den[ying]” his claims as “a policy issue,”
    id. at 19; see id. at 19−28. We disagree. 4
    Mr. Standley failed to exhaust his claims relating to
    copying the OSC on the September 23, 2015 letter, as well
    as those related to filing the administrative grievance, the
    First Complaint to OSC, and the IRA appeal resulting in
    Standley I, by not providing the OSC a sufficient basis to
    pursue an investigation that could lead to corrective
    action, as required by Ward. We have previously ex-
    plained that a petitioner must inform the OSC of the
    “precise ground” for his charge of whistleblowing. Ward,
    
    981 F.2d at 526
    ; see Ellison v. Merit Sys. Prot. Bd., 
    7 F.3d 1031
    , 1036 (Fed. Cir. 1993) (“[T]he test of the sufficiency
    of an employee’s charges of whistleblowing to the OSC is
    the statement that the employee makes in the complaint
    requesting corrective action under 
    5 U.S.C. § 1214
     . . . .”
    (citation omitted)). Mr. Standley has failed to meet this
    requirement for two reasons.
    First, in the Second Complaint, Mr. Standley does not
    allege retaliation against him for any appeal, complaint,
    or grievance right. See Resp’t’s App. 76–85. Instead, Mr.
    Standley’s claims that his supervisor retaliated against
    him for disclosing information to the OSC, and for filing a
    grievance and IRA appeal, were only first mentioned in
    his Response to the Preliminary Determination Letter
    that he submitted more than 260 days after filing his
    Second Complaint. See id. at 63, 71–73, 86–89. However,
    4      We dismiss Mr. Standley’s § 2302(b)(8) claim re-
    lated to the alleged disclosures in the September 23, 2015
    letter for the same reasons we dismissed the alleged
    disclosures in Standley I, namely, that they relate to a
    policy dispute rather than a violation of law. See Stand-
    ley I, slip op. at 8–9.
    8                           STANDLEY   v. MERIT SYS. PROT. BD.
    responses to preliminary determination letters must only
    “address the reasons” cited in reaching the preliminary
    determination. Id. at 75. Anything more will not “give
    the [OSC] sufficient basis to pursue an investigation,” as
    required to satisfy the exhaustion requirement. Ellison, 
    7 F.3d at 1037
     (citation omitted).
    Second, Mr. Standley never explicitly raised the claim
    that copying the OSC on the September 23, 2015 letter
    led to retaliation in violation of § 2302(b)(9)(C). 5 See
    Respt’s App. 63−73, 76−85; see also id. at 4 n.2 (describing
    the AJ’s inference of Mr. Standley’s § 2302(b)(9)(C) claim
    and acknowledging the OSC’s failure to address this
    potential claim). We agree that Mr. Standley did not
    allege this violation with sufficient precision to allow the
    OSC to conduct an investigation.
    Mr. Standley’s citation to Briley v. National Archives
    & Records Administration, 
    236 F.3d 1373
     (Fed. Cir. 2001),
    Pet’r’s Br. 17, does not persuade us otherwise. In Briley,
    we recognized that despite the employee giving “a more
    detailed account of her whistleblowing activities [in front
    of the AJ] than she did in her letters to the OSC,” her
    letters to the OSC “nevertheless contain[ed] the core of
    [her] retaliation claim.” 
    236 F.3d at 1378
    . Thus, we
    found the complaint and further letters that the employee
    sent to the OSC provided a sufficient basis to pursue an
    investigation, “satisfy[ing the employee’s] obligation to
    seek corrective action and exhaust her remedies before
    the OSC.” 
    Id.
     In contrast, neither Mr. Standley’s Second
    Complaint nor his subsequent letters to the OSC “contain
    the core of [his] retaliation claim,” Briley, 
    236 F.3d at
    5    Section 2302(b)(9)(C) prevents, in relevant part,
    retaliation because of “disclosing information to . . . the
    Special Counsel, in accordance with applicable provisions
    of law . . . .”
    STANDLEY   v. MERIT SYS. PROT. BD.                      9
    1378, such that he failed to exhaust his remedies with the
    OSC.
    Accordingly, we find that dismissal of Mr. Standley’s
    IRA appeal for lack of jurisdiction was appropriate on all
    grounds. Our holding does not preclude Mr. Standley
    from refiling another complaint with the OSC regarding
    the new alleged disclosures asserted in the instant appeal
    that the OSC has not yet had an opportunity to investi-
    gate.
    CONCLUSION
    We have considered Mr. Standley’s remaining argu-
    ments and find them unpersuasive. Accordingly, the
    Final Order of the Merit Systems Protection Board is
    AFFIRMED
    COSTS
    Each party shall bear its own costs.