Standley v. MSPB ( 2017 )


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  •        NOTE: This disposition is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    VAUGHN HOEFLIN STANDLEY,
    Petitioner
    v.
    MERIT SYSTEMS PROTECTION BOARD,
    Respondent
    DEPARTMENT OF ENERGY,
    Intervenor
    ______________________
    2017-1691
    ______________________
    Petition for review of the Merit Systems Protection
    Board in No. DC-1221-16-0168-W-1.
    ______________________
    Decided: November 13, 2017
    ______________________
    VAUGHN HOEFLIN STANDLEY, Gainesville, VA, pro se.
    TARA JEAN KILFOYLE, Office of General Counsel, Merit
    Systems Protection Board, Washington, DC, for respond-
    ent. Also represented by BRYAN G. POLISUK, KATHERINE
    M. SMITH, JEFFREY A. GAUGER.
    2                           STANDLEY   v. MERIT SYS. PROT. BD.
    ANTHONY F. SCHIAVETTI, Commercial Litigation
    Branch, Civil Division, United States Department of
    Justice, Washington, DC, for intervenor. Also represent-
    ed by CHAD A. READLER, ROBERT E. KIRSCHMAN, JR.,
    ALLISON KIDD-MILLER.
    ______________________
    Before PROST, Chief Judge, WALLACH and HUGHES, Circuit
    Judges.
    PER CURIAM.
    Petitioner Vaughn Hoeflin Standley appeals a final
    order of the Merit Systems Protection Board (“MSPB”)
    affirming an administrative judge’s (“AJ”) dismissal of his
    individual right of action (“IRA”) appeal for lack of juris-
    diction. See Standley v. Dep’t of Energy, No. DC-1221-16-
    0168-W-1, 
    2017 WL 56181
    , at ¶ 1 (M.S.P.B. Jan. 3, 2017)
    (final decision); Standley v. Dep’t of Energy, No. DC-1221-
    16-0168-W-1 (M.S.P.B. Jan. 13, 2016) (initial decision)
    (Resp’t’s App. 14–25). We have jurisdiction pursuant to
    
    28 U.S.C. § 1295
    (a)(9) (2012). We affirm.
    BACKGROUND
    Mr. Standley works as a general engineer in the De-
    partment of Energy’s (“DOE”) National Nuclear Security
    Administration (“NNSA”), Office of Nuclear Detonation
    Detection (“NDD”). See Standley, 
    2017 WL 56181
    , at ¶ 2;
    Resp’t’s App. 30−31.        Mr. Standley’s responsibilities
    include work on instrumented payloads that the NNSA
    contributes to a Department of Defense (“DOD”) system of
    nuclear detonation detection. Resp’t’s App. 33−34. In
    January 2014, Mr. Standley told his supervisor there was
    “a need to field” a third iteration of the Space Atmospher-
    ic Burst Reporting System (“SABRS3”). 1 Id. at 33, 35. In
    1  SABRS3 is the third iteration of a satellite pay-
    load, SABRS, designed to detect nuclear detonation in
    STANDLEY   v. MERIT SYS. PROT. BD.                      3
    July and August 2014, Mr. Standley reported to his
    supervisor that he had started the process to begin inte-
    grating SABRS3 on a U.S. Air Force satellite. See id. at
    35−36. The supervisor responded that he was considering
    de-funding SABRS3 because he did not support NNSA’s
    work on the project beyond “provid[ing] the payload” and
    did not “want [the] NNSA stuck paying for [SABRS3] for
    the next [twenty] years.” Id. at 36. Mr. Standley re-
    sponded, “Understood. We will stop when you decide.” Id.
    In September 2014, the DOE advertised a Director
    position in the NDD. Id. The Deputy Director of the
    NDD announced that current employees in the office
    would not be considered for the Director posting, yet Mr.
    Standley still submitted his application for the position.
    Id. He was referred to the hiring manager for further
    consideration, but was ultimately not selected. Id. The
    position was canceled, re-posted in March 2015, and
    eventually awarded to an office colleague of Mr. Stand-
    ley’s. Id. at 36–37, 40.
    In November 2014, Mr. Standley filed a grievance
    with the DOE regarding his non-selection for the Director
    position, which was denied. Standley, 
    2017 WL 56181
    , at
    ¶ 3; Resp’t’s App. 36−37. In February 2015, Mr. Standley
    then filed a complaint with the Office of Special Counsel
    (“OSC”), alleging he was not allowed to compete for the
    Director position. See Standley, 
    2017 WL 56181
    , at ¶ 4.
    However, the OSC investigated, terminated, and closed
    Mr. Standley’s file without taking action in September
    2015, notifying him of his right to appeal to the MSPB.
    See id.; Resp’t’s App. 41, 83–84.
    Mr. Standley timely filed an IRA appeal with the
    MSPB, alleging, inter alia, that the DOE retaliated
    space. See Standley, 
    2017 WL 56181
    , at ¶ 2; Resp’t’s App.
    33.
    4                            STANDLEY   v. MERIT SYS. PROT. BD.
    against him, thereby violating 
    5 U.S.C. § 2302
    (b)(8)(A)
    and (b)(9)(D) of the Whistleblower Protection Act (“WPA”),
    Pub. L. No. 101-12, 
    103 Stat. 16
     (1989) (codified as
    amended by Whistleblower Protection Enhancement Act
    of 2012 (“WPEA”), Pub. L. No. 112–199, 
    126 Stat. 1465
     in
    scattered sections of 5 U.S.C.). 2 Resp’t’s App. 14, 33.
    Specifically, Mr. Standley alleged that: he “disclosed the
    need to implement SABRS3” and “refus[ed] to participate
    in [his supervisor’s] plan to cancel SABRS3” because the
    program was necessary to comply with § 1065 of the
    National Defense Authorization Act of 2008 (“2008
    NDAA”), 3 id. at 18, 61; and those disclosures directly
    2   Section 2302(b) provides in relevant part that:
    Any employee who has authority to take, direct
    others to take, recommend, or approve any per-
    sonnel action, shall not, with respect to such au-
    thority— . . . (8) take or fail to take, or threaten to
    take or fail to take, a personnel action with re-
    spect to any employee or applicant for employ-
    ment because of—(A) any disclosure of
    information by an employee or applicant which
    the employee or applicant reasonably believes evi-
    dences—(i) any violation of any law, rule, or regu-
    lation, or (ii) . . . a substantial and specific danger
    to public health or safety . . . .
    
    5 U.S.C. § 2302
    (b) (emphases added).                 Section
    2302(b)(9)(D) protects employees who “refuse[] to obey an
    order that would require the individual to violate a law,
    rule, or regulation.” 
    Id.
     § 2302(b)(9)(D).
    3    Section 1065 of the 2008 NDAA provides, in its
    entirety, that “[t]he Secretary of Defense shall maintain
    the capability for space-based nuclear detection at a level
    that meets or exceeds the level of capability as of the date
    of the enactment of this Act.” Pub. L. No. 110-181, § 1065,
    
    122 Stat. 3
    , 324 (2008).
    STANDLEY   v. MERIT SYS. PROT. BD.                        5
    contributed to his supervisor “conspir[ing] to frustrate
    [his] attempts to compete for” the Director position, id. at
    18 (internal quotation marks and citation omitted). In its
    initial decision, the AJ dismissed the appeal for lack of
    jurisdiction because Mr. Standley “failed to make a non-
    frivolous allegation that he made a protected disclosure
    under 
    5 U.S.C. § 2302
    (b)(8)[(A)].” Id. at 17. Specifically,
    the AJ found that Mr. Standley’s asserted disclosures
    pertained to “a policy decision” rather than a protected
    disclosure. Id. at 18. Further, the AJ rejected Mr. Stand-
    ley’s § 2302(b)(9)(D) claim because Mr. Standley failed to
    produce evidence that he was retaliated against for refus-
    ing to obey an order that would require him to violate the
    2008 NDAA. Id.
    On petition for review, the MSPB issued a final deci-
    sion affirming the AJ’s dismissal for lack of jurisdiction.
    See Standley, 
    2017 WL 56181
    , at ¶ 1. The MSPB deter-
    mined that Mr. Standley failed to make a non-frivolous
    allegation that the matter he disclosed was one that a
    reasonable person in his position would believe evidenced
    any of the protected disclosures under § 2302(b)(8)(A)
    given the Secretary of the DOD, not employees of the
    DOE, is responsible for maintaining the “capability for
    space-based nuclear detection.” Id. at ¶ 11 (quoting 2008
    NDAA § 1065). Among other things, the MSPB noted
    that § 1065 of the 2008 NDAA does not limit the DOD to
    “any particular device or system to maintain space-based
    nuclear detection capability,” so it would not be objective-
    ly reasonable that defunding SABRS3 evidenced a “viola-
    tion of law.” Id. The MSPB also determined that Mr.
    Standley failed to “substantiate[] his [§ 2302(b)(9)(D)]
    allegation that the agency retaliated against him for his
    opposing the discontinuation of the SABRS3 program.”
    Id. at ¶ 15.
    6                           STANDLEY   v. MERIT SYS. PROT. BD.
    DISCUSSION
    I. Standard of Review and Legal Standard
    We review the MSPB’s legal determinations, includ-
    ing whether the MSPB has jurisdiction over an appeal, de
    novo. Johnston v. Merit Sys. Prot. Bd., 
    518 F.3d 905
    , 909
    (Fed. Cir. 2008). “[A]lthough we may review freely” the
    MSPB’s jurisdictional conclusions, “we are bound by the
    AJ’s factual determinations unless those findings are not
    supported by substantial evidence.” Bolton v. Merit Sys.
    Prot. Bd., 
    154 F.3d 1313
    , 1316 (Fed. Cir. 1998). “The
    petitioner bears the burden of establishing error in the
    [MSPB]’s decision.” Harris v. Dep’t of Veterans Affairs,
    
    142 F.3d 1463
    , 1467 (Fed. Cir. 1998).
    Congress has provided federal employees the right to
    seek corrective action from the MSPB whenever personnel
    action is taken in retaliation for whistle blowing activi-
    ties. 
    5 U.S.C. § 1221
    (a) (“Subject to the provisions of
    subsection (b) of this section and subsection 1214(a)(3), an
    employee . . . may, with respect to any personnel action
    taken . . . as a result of a prohibited personnel practice
    described in [§] 2302(b)(8) or [§] 2302(b)(9) . . . seek cor-
    rective action from the [MSPB].”). The MSPB has juris-
    diction over whistleblower cases “if the [petitioner] has
    exhausted his administrative remedies before the OSC
    and makes non-frivolous allegations that (1) he engaged
    in whistleblowing activity by making a protected disclo-
    sure under 
    5 U.S.C. § 2302
    (b)(8),” or engaged in other
    protected activity as specified in 
    5 U.S.C. § 2302
    (b)(9);
    and “(2) the disclosure was a contributing factor in the
    agency’s decision to take or fail to take a personnel action
    as defined by 
    5 U.S.C. § 2302
    (a)(2)[(A)].” Yunus v. Dep’t of
    Veterans Affairs, 
    242 F.3d 1367
    , 1371 (Fed. Cir. 2001)
    (internal quotation marks omitted); see Hicks v. Merit Sys.
    Prot. Bd., 
    819 F.3d 1318
    , 1320 (Fed. Cir. 2016) (explaining
    that the WPEA expanded the IRA appeal right to include,
    inter alia, prohibited practices under § 2302(b)(9)(D)).
    STANDLEY   v. MERIT SYS. PROT. BD.                        7
    “[A] communication concerning policy decisions that
    lawfully exercise discretionary authority” is not a protect-
    ed whistleblower disclosure, unless the employee provid-
    ing the disclosure reasonably believes that the disclosure
    evidences a “violation of any law, rule, or regulation,” or
    “a substantial and specific danger to public health or
    safety.” 
    5 U.S.C. § 2302
    (a)(2)(D); see Lachance v. White,
    
    174 F.3d 1378
    , 1381 (Fed. Cir. 1999) (“The WPA is not a
    weapon in arguments over policy . . . .”); O’Donnell v.
    Dep’t of Agric., 
    120 M.S.P.R. 94
    , at ¶ 14 (2013), aff’d sub
    nom. O’Donnell v. Merit Sys. Prot. Bd., 561 F. App’x 926
    (Fed. Cir. 2014) (dismissing an IRA appeal where disclo-
    sures consisted of a “fairly debatable policy dispute”). The
    test to determine if a petitioner had a reasonable belief
    that his disclosure evidenced wrongdoing asks whether a
    “disinterested observer with knowledge of the essential
    facts known to and readily ascertainable by the employee
    [could] reasonably conclude that the actions of the
    [G]overnment evidence[d]” such wrongdoing. Lachance,
    
    174 F.3d at 1381
    .
    II. The MSPB Lacks Jurisdiction over Mr. Standley’s
    Appeal
    The main issue on appeal is whether the MSPB erred
    in concluding that it lacked jurisdiction to consider Mr.
    Standley’s IRA appeal because he failed to non-frivolously
    allege violations of the WPA. 4 Specifically, the parties
    dispute whether Mr. Standley’s alleged disclosures qualify
    for protection under § 2302(b)(8)(A) or (b)(9)(D). See
    Pet’r’s Br. 3; Resp’t’s Br. 10–11. 5
    4     On appeal, the parties do not contest that Mr.
    Standley has exhausted his OSC remedies. See generally
    Pet’r’s Br.; Resp’t’s Br.
    5    Mr. Standley also argues on appeal that adverse
    retaliatory actions stemmed from those disclosures,
    8                           STANDLEY   v. MERIT SYS. PROT. BD.
    Mr. Standley argues that his disclosures were pro-
    tected under the WPA because he reasonably believed
    that: (1) he disclosed and refused to obey an action,
    namely, his supervisor’s decision not to fund SABRS3,
    which he reasonably believed violated § 1065, and funding
    the SABRS3 program was not a public policy matter,
    Pet’r’s Br. 2; see id. at 6–8; and (2) this action was a
    “danger to public health and safety” because of “the
    potential loss of our government’s ability to detect nuclear
    detonations,” id. at 3. We disagree.
    Mr. Standley’s allegations amount to a policy dispute,
    and the record demonstrates that a disinterested observer
    could not reasonably believe Mr. Standley’s disclosures
    evidenced either a violation of law or a danger to public
    health and safety. As an initial matter, decisions related
    to the development of the nuclear detonation program in
    space fit within the exception to disclosures for “policy
    decisions that lawfully exercise discretionary authority.”
    
    5 U.S.C. § 2302
    (a)(2)(D); see O’Donnell, 561 F. App’x at
    930 (“[A]n exercise of discretionary authority is not a
    ‘violation of the law.’”). As the MSPB found, the record
    shows that decisions related to SABRS3 were committed
    to an interagency discretionary review process and not to
    any particular individual acting alone, let alone an em-
    ployee of the DOE. See Standley, 
    2017 WL 56181
    , at
    ¶¶ 11, 13 (describing the interagency process of decision
    making).
    Mr. Standley contends that his disclosure is neverthe-
    less protected because an observer would have a reasona-
    namely, his failure to obtain an interview for a promotion
    and his lower performance rating. Pet’r’s Br. 4; see 
    id.
     at
    17–18. Because we find that Mr. Standley failed to
    demonstrate that his disclosures were statutorily-
    protected, we need not consider whether these actions
    constitute retaliation under the WPA.
    STANDLEY   v. MERIT SYS. PROT. BD.                        9
    ble belief that it evidenced a violation of § 1065 of the
    2008 NDAA. That section places responsibility for space-
    based nuclear detection on the Secretary of the DOD, not
    the DOE or its employees. See 2008 NDAA § 1065. The
    parties agree that the DOE provides support related to
    such space-based nuclear detonation detection. See Pet’r’s
    Br. 7, 12; Resp’t’s Br. 12–14. However, as we stated
    above, neither the NDD nor NNSA are statutorily bound
    by the directives of the 2008 NDAA. Any pronouncements
    or decisions made by members of the NDD and NNSA
    would amount to policy considerations taken to aid the
    Secretary of the DOD, with whom ultimate legal authori-
    ty rests.
    Moreover, § 1065 does not prescribe any particular
    means or technology by which space-based nuclear detec-
    tion capabilities must be maintained. See 2008 NDAA
    § 1065. Rather, it is only violated if detection capability
    falls below a pre-set standard, and a National Security
    Council (“NSC”) interagency policy committee has the
    discretion to decide how best to maintain that standard.
    See Resp’t’s App. 38. Mr. Standley alleges that “[his
    supervisor’s] actions violated [the law]” by calling for an
    NSC interagency policy committee meeting to recommend
    ceasing funding SABRS3. See Pet’r’s Br. 2. However, Mr.
    Standley has already conceded, and the MSPB found as
    instructive, that other senior policy makers in the U.S.
    Air Force and U.S. Strategic Command opposed funding
    SABRS3 as well. Standley, 
    2017 WL 56181
    , at ¶ 11
    (referencing Resp’t’s App. 44 (alleging a “particular group
    in [the interagency committee] . . . would prefer that the
    SABRS program be terminated”)). A disinterested ob-
    server could not reasonably conclude that recommending
    to an external agency how to exercise its discretion,
    particularly where the recommendation fit within the
    agency’s available and considered options, is a violation of
    the law.
    10                           STANDLEY   v. MERIT SYS. PROT. BD.
    Finally, for many of the same reasons expressed
    above, we find that a disinterested observer could not
    reasonably believe that Mr. Standley’s report to his
    supervisor regarding funding for SABRS3 evidences a
    danger to public health or safety. “[T]he disclosure of a
    danger only potentially arising in the future is not a
    protected disclosure” if it is not “substantial and specific.”
    Chambers v. Dep’t of Interior, 
    515 F.3d 1362
    , 1369 (Fed.
    Cir. 2008) (citations omitted). Chambers lays out a num-
    ber of factors to consider in determining whether a disclo-
    sure is sufficiently substantial and specific to warrant
    protection, including “likelihood of harm,” “speculative or
    improbable conditions,” and “specificity of the alleged
    danger.” 
    Id. at 1369
    . The MSPB weighed these factors
    and found that, while degradation in capability to detect
    nuclear blasts in space could affect public health and
    safety, Mr. Standley had not alleged quantifiable poten-
    tial harm or likelihood of harm and, therefore, did not
    meet his burden to show “that such an occurrence is more
    than a possibility occurring at an undefined point in the
    future.” Standley, 
    2017 WL 56181
    , at ¶ 12 (footnote
    omitted). Mr. Standley has not challenged these findings
    on appeal. See generally Pet’r’s Br. We see no error in the
    MSPB’s analysis. Thus, Mr. Standley has failed to make
    a non-frivolous allegation that his statements are protect-
    ed by the WPA or that the MSPB improperly dismissed
    his appeal for lack of jurisdiction.
    CONCLUSION
    We have considered Mr. Standley’s remaining argu-
    ments relating to lack of jurisdiction and find them un-
    persuasive. Accordingly, the Final Order of the Merit
    Systems Protection Board is
    AFFIRMED
    COSTS
    Each party shall bear its own costs.