In Re: Wang ( 2018 )


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  •        NOTE: This disposition is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    IN RE: GEORGE MIZHEN WANG,
    Appellant
    ______________________
    2017-1827
    ______________________
    Appeal from the United States Patent and Trademark
    Office, Patent Trial and Appeal Board in No. 13/219,680.
    ______________________
    Decided: June 20, 2018
    ______________________
    GEORGE MIZHEN WANG, Fremont, CA, pro se.
    NATHAN K. KELLEY, Office of the Solicitor, United
    States Patent and Trademark Office, Alexandria, VA, for
    appellee Andrei Iancu. Also represented by MAI-TRANG
    DUC DANG, BENJAMIN T. HICKMAN, THOMAS W. KRAUSE.
    ______________________
    Before REYNA, SCHALL, and STOLL, Circuit Judges.
    PER CURIAM.
    George Mizhen Wang appeals the final decision of the
    Patent Trial and Appeal Board (“Board”) that affirmed
    the Examiner’s final rejection of claims 1–17, 19, 21, and
    22 of U.S. Patent Application No. 13/219,680 (“the ’680
    application”). Ex Parte Wang, No. 2016-000264, 
    2017 WL 2
                         IN RE: WANG
    383025, at *1 (Jan. 23, 2017) (“Board Decision”). Relevant
    to this appeal, the Examiner rejected claims 1–17, 19, 21,
    and 22 (“the application claims on appeal”) after finding
    (1) that all of the claims were directed to non-statutory
    subject matter under 
    35 U.S.C. § 101
    ; (2) that all of the
    claims were indefinite; (3) that independent claims 1, 2,
    and 19 and dependent claims 3–5 and 14 were anticipated
    by 
    U.S. Patent No. 7,004,758 B2
     to Kuojui Su (“Su”),
    Appx.154; and (4) that dependent claims 6–13, 15–17, 21,
    and 22 were obvious over Su in view of the Scholastic
    First Dictionary, Appx. 160. See Appx. 86.
    We have jurisdiction pursuant to 
    35 U.S.C. § 141
     and
    28 U.S.C § 1295(a)(4)(A). Because, as explained below, we
    agree with the Board that the application claims on
    appeal are directed to non-statutory subject matter, we
    affirm the Board’s decision. We do not reach the remain-
    ing issues decided by the Board.
    DISCUSSION
    I.
    The invention claimed in the ’680 application relates
    to “[a] phonetic symbol system formed by phonetic sym-
    bols using letters of [the] English alphabet.” ’680 applica-
    tion, Abstract, Appx. 18. The specification distinguishes
    the claimed invention from existing phonetic symbol
    systems that use diacritic marks and symbols that are not
    letters. Id., Appx. 19. Embodiments described in the ’680
    application map letters to sounds. Id., Appx. 21–30. For
    example, “a” represents the “a” sound in “about,” while “e”
    represents the “e” sound in “bed” and “aa” the “a” sound in
    “father.” Id., Appx. 21. Claim 1 is illustrative of the
    claimed invention. It reads as follows:
    A phonetic symbol system comprising:
    a plurality of phonetic symbols, wherein
    each of said phonetic symbols is defined by
    one or more than one letter of English al-
    IN RE: WANG                                                3
    phabet, the case or the style of said letter
    does not affect the sounds of said phonetic
    symbols, there are vowel phonetic symbols
    and consonant phonetic symbols of said
    phonetic symbols, each vowel is distinc-
    tively represented by one of said vowel
    phonetic symbols, and each consonant is
    distinctively represented by one of said
    consonant phonetic symbols.
    Appx. 11.
    II.
    Section 101 provides, in relevant part, that “[w]hoever
    invents or discovers any new and useful process, machine,
    manufacture, or composition of matter, or any new and
    useful improvement thereof, may obtain a patent there-
    for.” The Examiner rejected the application claims on
    appeal after determining that the phonetic symbols that
    are the subject of the ’680 application “do not have any
    independent physical existence as distinct entities of an
    apparatus/system and therefore, when considered inde-
    pendently, are not considered to fall within one of the four
    statutory categories of invention.” Appx. 90. In affirming
    the final rejection, the Board agreed with the Examiner
    that “defining phonetic symbols in language, using strings
    of English letters,” is an unpatentable abstract idea.
    Board Decision at *2–3.
    III.
    Whether an invention recites patent-eligible subject
    matter under section 101 is a pure question of law that we
    review de novo. Genetic Techs. Ltd. v. Merial LLC., 
    818 F.3d 1369
    , 1373 (Fed. Cir. 2016). Applying that standard
    here, we discern no error in the Board’s decision.
    Addressing section 101’s patentability requirements,
    we have stated that “[f]or all categories except process
    claims, the eligible subject matter must exist in some
    4                                               IN RE: WANG
    physical or tangible form.” Digitech Image Techs., LLC v.
    Elecs. For Imaging, Inc., 
    758 F.3d 1344
    , 1348 (Fed. Cir.
    2014). That means that to qualify as a machine under
    section 101, the claimed invention must be a “concrete
    thing, consisting of parts, or of certain devices and combi-
    nation of devices.” Id. at 1349 (quoting Burr v. Duryee, 
    68 U.S. 531
    , 570 (1863)). At the same time, “[t]o qualify as a
    manufacture, the invention must be a tangible article that
    is given a new form, quality, property, or combination
    through man-made or artificial means.” 
    Id.
     (citing Dia-
    mond v. Chakrabarty, 
    447 U.S. 303
    , 308 (1980)). Lastly,
    “a composition of matter requires the combination of two
    or more substances and includes all composite articles.”
    
    Id.
     Because the phonetic symbol system that is the
    subject of Mr. Wang’s claimed invention is not a “concrete
    thing,” a “tangible article,” or “a combination of two or
    more substances,” it plainly does not meet the “physical or
    tangible form” requirement of section 101.
    Neither does the claimed invention qualify as a pro-
    cess under section 101. A process is any “process, art or
    method” that “includes a new use of a known process,
    machine, composition of matter, or material.” 
    35 U.S.C. § 100
    (b). A process can be “an act, or a series of acts,
    performed upon the subject-matter to be transformed and
    reduced to a different state or thing.” Gottschalk v. Ben-
    son, 
    409 U.S. 63
    , 70 (1972) (quoting Cochrane v. Deener,
    
    94 U.S. 780
    , 787–88 (1876)). A process “consists of a
    series of acts or steps” and is something that “has to be
    carried out or performed.” In re Nuijten, 
    500 F.3d 1346
    ,
    1355 (Fed. Cir. 2007) (quoting In re Kollar, 
    286 F.3d 1326
    ,
    1332 (Fed. Cir. 2002)). As seen, Mr. Wang claims “[a]
    phonetic symbol system comprising a plurality of phonetic
    symbols, wherein each of said phonetic symbols is defined
    by one or more than one letter of English alphabet.”
    Appx. 11. Significantly, none of the application claims on
    appeal requires an act or step or anything that must be
    performed. The only activity recited in the independent
    IN RE: WANG                                                5
    claims of the ’680 application are things “being defined,”
    things “not affect[ing]” other things, and things “repre-
    sent[ing]” other things. Appx. 11, 14–15. Mr. Wang’s
    invention thus does not qualify as a patent-eligible pro-
    cess under section 101.
    Finally, where, as here, claims of a patent application
    recite an abstract idea, the question becomes whether
    they contain “additional features” that embody an “in-
    ventive concept,” so as to nevertheless make them patent-
    eligible. Alice Corp. Pty. Ltd v. CLS Bank Int’l, 
    134 S. Ct. 2347
    , 2357 (2014) (quoting Mayo Collaborative Servs. v.
    Prometheus Labs., Inc., 
    132 S. Ct. 1289
    , 1294, 1297
    (2012)). The application claims on appeal, however,
    contain no “additional features” of any kind embodying an
    inventive concept. The claims merely encompass strings
    of English letters representing sounds. In short, there is
    no inventive concept that rescues them from patent
    ineligibility.
    CONCLUSION
    For the foregoing reasons the decision of the Board is
    affirmed.
    AFFIRMED
    No costs.