Sanders v. McDonough ( 2022 )


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  • Case: 22-1252   Document: 35     Page: 1    Filed: 11/09/2022
    NOTE: This disposition is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    MARVIN E. SANDERS,
    Claimant-Appellant
    v.
    DENIS MCDONOUGH, SECRETARY OF
    VETERANS AFFAIRS,
    Respondent-Appellee
    ______________________
    2022-1252
    ______________________
    Appeal from the United States Court of Appeals for
    Veterans Claims in No. 20-4867, Judge Scott Laurer.
    ______________________
    Decided: November 9, 2022
    ______________________
    MARVIN E. SANDERS, Compton, CA, pro se.
    ANN MOTTO, Civil Division, Commercial Litigation
    Branch, United States Department of Justice, Washington,
    DC, for respondent-appellee. Also represented by BRIAN M.
    BOYNTON, CLAUDIA BURKE, PATRICIA M. MCCARTHY;
    AMANDA BLACKMON, Y. KEN LEE, Office of General Coun-
    sel, United States Department of Veterans Affairs, Wash-
    ington, DC.
    ______________________
    Case: 22-1252     Document: 35      Page: 2    Filed: 11/09/2022
    2                                     SANDERS   v. MCDONOUGH
    Before REYNA, CHEN, and CUNNINGHAM, Circuit Judges.
    PER CURIAM.
    Marvin E. Sanders appeals a decision of the U.S. Court
    of Appeals for Veterans Claims affirming the Board of Vet-
    erans’ Appeals’ denial of earlier effective dates for his dis-
    ability benefits and determining that it lacks jurisdiction
    over Mr. Sanders’ claim of clear and unmistakable error.
    We affirm.
    BACKGROUND
    Mr. Sanders served on active duty in Vietnam from
    September 1972 to September 1976 and from November
    1977 to October 1981. Government SApp’x 52 1. While in
    service, Mr. Sanders complained of back pain, headaches,
    and pain in his right eye. See id. at 70; see also Reply Br. 2.
    In August 1986, Mr. Sanders submitted a disability
    claim for back, head, and eye injuries, which was denied by
    the VA Regional Office (“Regional Office”) in November
    1986. See Government SApp’x 70. Mr. Sanders did not ap-
    peal that decision and it became final. Id. at 53.
    On September 19, 2005, Mr. Sanders filed a claim for
    disability benefits due to degenerative disc disease (“DDD”)
    of the cervical and lumbar spine. Sanders SApp’x 13-14 2.
    The Regional Office denied his claim, and Mr. Sanders
    1 “Government SApp’x” refers to the appendix at-
    tached to the Government’s Response Brief.
    2 “Sanders SApp’x” refers to the appendix attached
    to Mr. Sanders’ Opening Brief. The page numbers refer to
    the electronic filing system page number at the top of each
    page.
    Case: 22-1252    Document: 35     Page: 3    Filed: 11/09/2022
    SANDERS   v. MCDONOUGH                                    3
    timely appealed to the Board of Veterans’ Appeals
    (“Board”). Id.
    In March 2006, Mr. Sanders sought to reopen his Au-
    gust 1986 disability claims for back pain, headaches, and
    pain in his right eye. Government SApp’x 31. The Re-
    gional Office denied the request, and Mr. Sanders timely
    appealed. Id.
    On appeal, the Board denied service connection for
    DDD of the lumbar spine. Id. at 63. The Board remanded
    Mr. Sanders’ claim of service connection for headaches and
    head injury, as well as DDD of the cervical spine, because
    it found that new and material evidence had been submit-
    ted for both of these claims. Id. at 51–67. The Board fur-
    ther determined that Mr. Sanders should undergo a VA
    examination, which was administered on February 17,
    2009. Id. at 46-47, 66.
    On August 20, 2010, the Regional Office granted
    Mr. Sanders’ claim for disability benefits for (1) headaches
    and head injury effective March 31, 2006; (2) DDD of the
    cervical spine effective September 19, 2005; and (3) DDD of
    the lumbar spine effective February 17, 2009. Sanders
    SApp’x 11. Mr. Sanders appealed to the Board, arguing he
    was entitled to an effective date of September 13, 1972, for
    all claims, which the Board denied.             Government
    SApp’x 10–26.
    Mr. Sanders appealed to the Court of Appeals for Vet-
    erans Claims (“the Veterans Court”). He argued that he
    was entitled to a 1972 effective date and that the November
    1986 rating decision was based on a clear and unmistaka-
    ble error (“CUE”). Sanders v. McDonough, 
    2021 WL 3864370
     at *1 (Vet. App. Aug. 31, 2021) (“Decision”). The
    Veterans Court affirmed the Board’s decision denying the
    earlier effective dates and determined that it lacked juris-
    diction over Mr. Sanders’ CUE claims. 
    Id.
     Mr. Sanders
    timely appealed. We have jurisdiction over appeals from
    the Veterans Court pursuant to 
    38 U.S.C. § 7292
    (a).
    Case: 22-1252     Document: 35      Page: 4    Filed: 11/09/2022
    4                                     SANDERS   v. MCDONOUGH
    STANDARD OF REVIEW
    We review the Veterans Court’s legal determinations
    de novo. Blubaugh v. McDonald, 
    773 F.3d 1310
    , 1312 (Fed.
    Cir. 2014). Our authority over Veterans Court decisions is
    limited. We have no authority to engage in fact finding. 
    38 U.S.C. § 7292
    (d)(1). We affirm the Veterans Court unless
    the decision is “(A) arbitrary, capricious, an abuse of dis-
    cretion, or otherwise not in accordance with law; (B) con-
    trary to constitutional right, power, privilege, or immunity;
    (C) in excess of statutory jurisdiction, authority, or limita-
    tions, or in violation of a statutory right; or (D) without ob-
    servance of procedure required by law.” 
    Id.
    DISCUSSION
    We affirm the Veterans Court’s determination that
    Mr. Sanders was not entitled to earlier effective dates. De-
    cision at *1–3. Generally, “the effective date of an award
    based on an initial claim . . . shall not be earlier than the
    date of receipt of application therefor.”          
    38 U.S.C. § 5110
    (a)(1). Accordingly, Mr. Sanders is entitled to an ef-
    fective date that corresponds with the day each of his disa-
    bility claims at issue here were received. We affirm the
    Veterans Court’s determination that the effective date for
    the DDD of the cervical spine is September 19, 2005—the
    date that he filed the initial claim. Decision at *2–3. Re-
    garding Mr. Sanders’ remaining claims, we have held that
    “the earliest effective date for an award on a reopened
    claim is the date of the request for reopening, not the date
    of the original claim.” Ortiz v. McDonough, 
    6 F.4th 1267
    ,
    1270–71 (Fed. Cir. 2021) (citing Sears v. Principi, 
    349 F.3d 1326
    , 1331 (Fed. Cir. 2003); 
    38 C.F.R. § 3.400
    (q)–(r)). We
    thus affirm the Veterans Court’s determination that
    Mr. Sanders is entitled to an effective date for his disability
    benefits for service-connected headaches and head injury
    of March 31, 2006, and its determination that Mr. Sanders
    “could not receive an effective date earlier than [February
    Case: 22-1252     Document: 35     Page: 5    Filed: 11/09/2022
    SANDERS   v. MCDONOUGH                                      5
    17, 2009]” for the DDD of the lumbar spine. Decision at
    *2–3.
    Next, Mr. Sanders argues that the Veterans Court
    erred in its decision that it lacked jurisdiction over his CUE
    claims. The Veterans Court determined that it did not
    have jurisdiction over Mr. Sanders’ CUE claims because
    Mr. Sanders failed to file a notice of disagreement alleging
    CUE occurred in his November 1986 rating decision as re-
    quired under 
    38 U.S.C. § 7105
    (a). 3 Decision at *4. We have
    held that the Veterans Court has jurisdiction over a CUE
    claim so long as the veteran raised the CUE claim to the
    Regional Office, appealed the adverse decision to the
    Board, and then appealed the Board’s adverse decision to
    the Veterans Court. Andre v. Principi, 
    301 F.3d 1354
    , 1361
    (Fed. Cir. 2002). Here, Mr. Sanders failed to appeal the
    Board’s decision finding no CUE in the November 1986
    Ratings Decision. Accordingly, we affirm the Veterans
    Court’s determination that it lacks jurisdiction over the
    CUE claims.
    Mr. Sanders also argues that he was denied due pro-
    cess when he was not provided a physical or mental exam-
    ination before the November 1986 ratings decision. Mr.
    Sanders did not allege that his due process rights had been
    violated in the Veterans Court. We, therefore, do not have
    jurisdiction to review factual questions of whether Mr.
    Sanders received a physical or mental evaluation before
    November 1986. Johnson v. Derwinski, 
    949 F.2d 394
    , 395
    3   We note, as did the Veterans Court, that Mr. Sand-
    ers has filed other notices of disagreement raising CUE
    with respect to some of his other RO rating decisions. De-
    cision at *4. However, as the Veterans Court explained,
    these previous notices of disagreement did not consider
    whether there was CUE in the November 1986 rating deci-
    sion, and therefore did not properly begin the appeal pro-
    cess with respect to this issue.
    Case: 22-1252    Document: 35       Page: 6   Filed: 11/09/2022
    6                                    SANDERS   v. MCDONOUGH
    (Fed. Cir. 1992) (“[T]his court may not generally review
    challenges to factual determinations.”). In addition, as a
    general rule, this court may not consider an argument
    raised for the first time on appeal. See Boggs v. West, 
    188 F.3d 1335
    , 1337–38 (Fed. Cir. 1999). With respect to due
    process claims that were not presented below, we exercise
    discretion whether to hear a due process argument on ap-
    peal. In this case, we decline to exercise such discretion.
    We note that Mr. Sanders is not prohibited from seek-
    ing a CUE claim in the November 1986 ratings decision. A
    “request for revision of a decision of the Secretary based on
    clear and unmistakable error may be made at any time af-
    ter that decision is made.” Andre, 
    301 F.3d at 1362
     (quot-
    ing 38 U.S.C. § 5109A(d)).
    CONCLUSION
    We affirm the Veterans Court’s affirmance of the
    Board’s decision denying Mr. Sanders an earlier effective
    date than March 31, 2006, for service-connected headaches
    and head injury; September 19, 2005, for service-connected
    DDD of the cervical spine; and February 17, 2009, for ser-
    vice-connected DDD of the lumbar spine. We also affirm
    the Veterans Court’s finding that it lacks jurisdiction over
    Mr. Sanders’ CUE claims.
    AFFIRMED
    COSTS
    No costs.