Case: 20-1202 Document: 89 Page: 1 Filed: 02/16/2021
NOTE: This disposition is nonprecedential.
United States Court of Appeals
for the Federal Circuit
______________________
HOME PRODUCTS INTERNATIONAL, INC.,
Plaintiff-Appellee
SINCE HARDWARE (GUANGZHOU) CO. LTD.,
Plaintiff
v.
UNITED STATES,
Defendant-Appellee
v.
TARGET CORPORATION,
Movant-Appellant
______________________
2020-1202
______________________
Appeal from the United States Court of International
Trade in Nos. 1:07-cv-00123-LMG, 1:07-cv-00126-LMG,
Senior Judge Leo M. Gordon.
______________________
Decided: February 16, 2021
______________________
FREDERICK LYLE IKENSON, Blank Rome LLP, Washing-
ton, DC, for plaintiff-appellee. Also represented by
Case: 20-1202 Document: 89 Page: 2 Filed: 02/16/2021
2 HOME PRODUCTS INTERNATIONAL v. UNITED STATES
KIERSTAN LEE CARLSON.
MICHAEL D. SNYDER, Commercial Litigation Branch,
Civil Division, United States Department of Justice, Wash-
ington, DC, for defendant-appellee. Also represented by
JEANNE DAVIDSON, JENNIFER B. DICKEY, PATRICIA M.
MCCARTHY; SAAD YOUNUS CHALCHAL, Office of Chief Coun-
sel for Trade Enforcement and Compliance, United States
Department of Commerce, Washington, DC.
PATRICK D. GILL, Sandler, Travis & Roserberg, P.A.,
New York, NY, for movant-appellant. Also represented by
WILLIAM MALONEY.
______________________
Before O’MALLEY, TARANTO, and STOLL, Circuit Judges.
O’MALLEY, Circuit Judge.
Target Corporation (“Target”) seeks appellate review of
an order of the Court of International Trade (“CIT”). See
Home Prod. Int’l, Inc. v. United States,
405 F. Supp.
3d 1368 (Ct. Int’l Trade 2019). Because Target was not a
party to the CIT action and has not preserved any argu-
ment challenging the CIT’s denial of its motion to inter-
vene, we dismiss Target’s nonparty appeal.
I. BACKGROUND
In December 2016, after nearly ten years of litigation,
the CIT entered a stipulated final judgment in this anti-
dumping case. The judgment was agreed to by all parties
to the action: Home Products International, Inc. (“Home
Products”), Since Hardware (Guangzhou) Co., Ltd. (“Since
Hardware”), and the United States. The judgment directed
the United States Department of Commerce (“Commerce”)
to: (1) set the final weighted-average dumping margin for
ironing tables exported by Since Hardware at 72.29%; and
(2) instruct United States Customs and Border Protection
(“Customs”) to liquidate the entries at that rate.
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HOME PRODUCTS INTERNATIONAL v. UNITED STATES 3
Commerce complied. Customs, however, erroneously liqui-
dated ironing tables produced and exported by Since Hard-
ware that entered between August 4, 2004, and July 31,
2005—224 total entries—at the cash deposit rate of 9.47%,
rather than the court-ordered rate.
Home Products, a domestic producer of ironing boards
and the petitioner for the imposition of antidumping du-
ties, learned of Customs’ error in September 2017 and in-
formed the government. The government promptly filed a
status report with the CIT, advising of the error. The gov-
ernment explained that, due to the controlling statutory
scheme, Customs was powerless to correct its mistake and
indicated that Customs would reliquidate if ordered to do
so by the court. A few weeks later, on October 27, 2017, the
CIT entered an order directing reliquidation of the errone-
ously liquidated entries. No party to the CIT action op-
posed the order. Reliquidation was scheduled for
November 17, 2017.
On November 9, 2017, Target made its first appear-
ance before the CIT. Target is the importer of forty of the
erroneously liquidated entries and, as a result, paid mil-
lions of dollars less in duties than contemplated by the
CIT’s judgment. Hoping to avoid reliquidation, Target filed
three motions: Motion to Intervene and Expedite; Motion
for Expedited Stay of Implementation of [the October 27,
2017 Order]; and Motion to Reconsider and Vacate the
Court’s October 27, 2017 Order. On November 15, 2017,
the CIT stayed implementation of the October 27, 2017 or-
der. The stay remained in effect for twenty-three months.
The CIT issued an Opinion and Order resolving Tar-
get’s motions on September 27, 2019. Explaining that the
intervention rules for trade actions are complex, the CIT
declined to substantively resolve Target’s motion to inter-
vene. The court instead relied on CIT Rule 71 as authority
allowing it to consider, in the context of judgment enforce-
ment proceedings, submissions made by interested
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4 HOME PRODUCTS INTERNATIONAL v. UNITED STATES
nonparties. That rule provides, “[w]hen an order grants
relief for a nonparty or may be enforced against a nonparty,
the procedure for enforcing the order is the same as for a
party.” CIT Rule 71. After considering Target’s and the
parties’ arguments, the CIT determined that it had author-
ity to order reliquidation and vacated its November 15,
2017 stay. Home Prod. Int’l, Inc., 405 F. Supp. 3d at 1378.
The court denied Target’s motion to intervene as moot. Id.
Target filed a notice of appeal with the CIT on Novem-
ber 26, 2019. The notice characterized Target as a “Movant
to Intervene.” Target’s Suppl. App. Exh. A. Target’s merits
briefing before this court, however, hardly mentions its at-
tempt to intervene. Its statement of the case notes that the
CIT “denied as moot Target’s motion[] to intervene.” Tar-
get’s Opening Br. 3. And Target mentions on the last page
of its opening brief, without explanation or argument, that
the CIT abused its discretion by denying intervention:
“Certainly it was an abuse of discretion for the CIT to deny
intervention to Target to protect its rights. That abuse of
discretion is reviewable by this Court.” Id. at 27. Target’s
reply brief does not reference or discuss intervention. See
generally Target’s Reply Br.
On December 21, 2020, we sua sponte sought supple-
mental briefing from Target and the parties, asking for an
explanation why this nonparty appeal should be allowed.
We received those briefs on January 15, 2021.
II. DISCUSSION
In the supplemental briefing, Target argues (1) that it
has preserved a challenge to the CIT’s denial of the motion
to intervene and (2) that it has a “unique interest” in the
matter such that the ordinary rule against nonparty ap-
peals should not apply. We address each argument in turn.
A.
The rule that a would-be intervenor can appeal a deci-
sion denying intervention is well established. See, e.g.,
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HOME PRODUCTS INTERNATIONAL v. UNITED STATES 5
Wolfsen Land & Cattle Co. v. Pac. Coast Fed’n of Fisher-
men’s Ass’ns,
695 F.3d 1310, 1314–15 (Fed. Cir. 2012). It
is equally well settled, however, that “an issue not raised
by an appellant in its opening brief . . . is waived.” Becton
Dickinson & Co. v. C.R. Bard, Inc.,
922 F.2d 792, 800 (Fed.
Cir. 1990); see also SmithKline Beecham Corp. v. Apotex
Corp.,
439 F.3d 1312, 1319 (Fed. Cir. 2006) (“[A]rguments
not raised in the opening brief are waived.”). Cursorily
raised issues and undeveloped arguments fare no better.
See SmithKline Beecham Corp.,
439 F.3d at 1320; Fuji
Photo Film Co. v. Jazz Photo Corp.,
394 F.3d 1368, 1375 n.4
(Fed. Cir. 2005); Graphic Controls Corp. v. Utah Med.
Prod., Inc.,
149 F.3d 1382, 1385 (Fed. Cir. 1998).
As discussed, Target barely mentions its motion to in-
tervene in its opening brief to this court. See Target’s
Opening Br. 3, 15, 27. The first mention appears in Tar-
get’s statement of the case and merely declares the fact of
the CIT’s denial. Id. at 3. An additional mention appears
on the last page of Target’s Argument section. Id. at 27.
There, Target asserts, without elaboration, “[c]ertainly it
was an abuse of discretion for the CIT to deny intervention
to Target to protect its rights.” Id.
Target argues that these references to the denial of the
motion to intervene are sufficient to preserve a challenge
to the CIT’s decision. Target’s Suppl. Br. 3–4. We disagree.
Target’s right to intervene was seriously contested before
the CIT. See J.A. 66–73 (Target’s memorandum of law in
support of its motion to intervene); J.A. 128–33 (Home
Product’s memorandum in opposition to Target’s motion to
intervene); J.A. 315–17 (the government’s opposition to
Target’s motion to intervene). In particular, the parties ar-
gued that
28 U.S.C. § 2631(j)(1)(B), which limits interven-
tion as a matter of right in antidumping cases to interested
parties who participated in proceedings before Commerce,
did not apply to Target—Target had not participated in any
capacity prior to 2017. Given the nature and complexity of
the arguments surrounding Target’s motion to intervene,
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6 HOME PRODUCTS INTERNATIONAL v. UNITED STATES
Target’s bald statement to us on appeal that the CIT “cer-
tainly” abused its discretion is insufficient to preserve any
argument on the issue.
B.
Having found that Target has preserved no basis for us
to deem it a party to the CIT action, we next turn to the
question whether Target should be allowed to appeal as a
nonparty. In all but the narrowest circumstances, “[t]he
rule that only parties to a lawsuit, or those that properly
become parties, may appeal an adverse judgment, is well
settled.” Marino v. Ortiz,
484 U.S. 301, 304 (1988); see also
Karcher v. May,
484 U.S. 72, 77 (1987) (“[O]ne who is not a
party or has not been treated as a party to a judgment has
no right to appeal therefrom.”); In re Leaf Tobacco Bd. of
Trade of N.Y.,
222 U.S. 578, 581 (1911) (“One who is not a
party to a record and judgment is not entitled to appeal
therefrom.”).
The rule against nonparty appeals has some excep-
tions. Most notably, exceptions to the party requirement
arise in the class action context, where unnamed class
members in a certified class would be bound by the judg-
ment. See, e.g., Devlin v. Scardelletti,
536 U.S. 1, 14 (2002).
Courts have also allowed nonparties to appeal, while
stressing the exceptional nature of that result, in certain
circumstances where the nonparty has a “sufficiently
unique interest” in the matter. United States v. Osage
Wind, LLC,
871 F.3d 1078, 1085–86 (10th Cir. 2017).
Target and the government argue that Target should
fall into the “unique interest” exception to the rule against
nonparty appeals. Target’s Suppl. Br. 6–8; Government’s
Suppl. Br. 4–9. Target contends that, because it sought to
intervene and participated before the CIT, it is not a mere
“interloper to the appeal who sat on the sidelines in the
lower courts.” Target’s Suppl. Br. 7. It further asserts that
“it would be an incredible waste of resources to force Target
to initiate a new action under
28 U.S.C. § 1581(a) so as to
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HOME PRODUCTS INTERNATIONAL v. UNITED STATES 7
drag this case out for another four years.” Id. at 8. The
government notes that the CIT itself recognized Target’s
interest, as an importer of record, in the matter and argues
that there is no clearly defined set of rules establishing who
can appeal from a CIT reliquidation order. Government’s
Suppl. Br. 5.
In suggesting that this case qualifies as an exception to
the strong rule against nonparty appeals, the government
points to a Ninth Circuit formulation that a nonparty “will
have standing to appeal [a] decision only in exceptional cir-
cumstances when: (1) the party participated in the proceed-
ings below; and (2) the equities favor hearing the appeal.”
Citibank Int’l v. Collier-Traino, Inc.,
809 F.2d 1438, 1441
(9th Cir. 1987). That formulation, though mistakenly char-
acterizing the issue as one of “standing,” cf. Devlin,
536
U.S. at 6–7 (distinguishing the issues), establishes neces-
sary conditions, but does not elaborate on what concrete
circumstances will suffice. The Fifth Circuit has used lan-
guage similar to the Ninth’s, with the added consideration
of whether the nonparty has a personal stake in the out-
come and an added warning that the exception does not
mean that “parties will be given a free pass to avoid com-
plying with the rules of intervention.” S.E.C. v. Forex Asset
Mgmt. LLC,
242 F.3d 325, 329–30 (5th Cir. 2001).
The Seventh Circuit and the Third Circuit have elabo-
rated on an aspect of the issue that is significant to this
case. They have stressed the importance of whether the
nonparty seeking appeal has an alternative route to re-
dress its grievance. See, e.g., S.E.C. v. Enter. Tr. Co.,
559
F.3d 649, 651 (7th Cir. 2009) (discussing certain cases
where other circuits have allowed a nonparty appeal and
concluding: “What these situations have in common is that
the judicial decision concludes the rights of the affected
person, who cannot litigate the issue in some other fo-
rum.”); Nat’l Football League Players’ Concussion Injury
Litig.,
923 F.3d 96, 106 n.7 (3d Cir. 2019) (“The equities
favor allowing the appeal because the [nonparties] have no
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8 HOME PRODUCTS INTERNATIONAL v. UNITED STATES
way to challenge the District Court’s orders, which affected
their rights, apart from appealing here.”).
We need not decide here whether a nonparty can ever
appeal in a case where the would-be appellant has another,
statutorily prescribed, path to resolve its complaint. We,
instead, apply relevant factors gleaned from our sister cir-
cuits’ case law to the facts of this case and determine that
Target’s appeal should be dismissed. Those factors are:
(1) whether the nonparty participated in the proceedings
below; (2) whether the nonparty has a personal stake in the
outcome; (3) whether the equities favor hearing the appeal;
and (4) whether the nonparty has an alternative path to
appellate review of the decision.
Applying those factors to this case, there can be no de-
bate that Target participated in the proceeding before the
CIT, albeit belatedly. It filed several motions and the CIT
expressly considered Target’s arguments pursuant to CIT
Rule 71. There is also no question that Target has a per-
sonal stake in this case. The CIT’s reliquidation order
caused Target to pay significantly higher duties on the sub-
ject entries. But the last two factors clearly cut the other
way.
We find that the equities do not favor Target’s request
for exceptional treatment. When evaluating the balance of
equities, courts have considered, inter alia, whether the
nonparty appeal will frustrate another legal principle. See
Walker v. City of Mesquite,
858 F.2d 1071, 1074 (5th Cir.
1988) (in the class action context, allowing nonnamed class
members appeal rights could frustrate the purpose of Fed-
eral Rule of Civil Procedure 23). And courts have ex-
pressed serious concerns about the prospect of nonparty
appeals hindering the purposes and requirements of inter-
vention. See Forex Asset Mgmt.,
242 F.3d at 330; cf. Osage
Wind, 871 F.3d at 1086 (a nonparty seeking to appeal must
“demonstrate cause for why he did not or could not inter-
vene in the proceedings below”). Notably, in U.S. ex rel.
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HOME PRODUCTS INTERNATIONAL v. UNITED STATES 9
Eisenstein v. City of New York,
556 U.S. 928, 933 (2009),
the Supreme Court rejected an argument (in the qui tam
context) for disregarding the distinction between parties
and nonparties, concluding that “intervention is the requi-
site method for a nonparty to become a party to a lawsuit.”
Target’s nonparty appeal is in tension with the ordi-
nary process of intervention. Here, Target began to follow
the required procedure before the CIT by moving to inter-
vene, but then deviated from the normal path by choosing
not to contest on appeal the CIT’s denial of its motion. As
noted, Target presents us with no argument on the propri-
ety of its request to intervene. Had Target argued that it
should have been allowed to intervene, regardless of our
resolution of that issue, we would be in a position to confi-
dently conclude that Target’s nonparty appeal does not
frustrate the principles and procedures underlying inter-
vention. Instead, Target effectively asks that we ignore
that it sought intervention and skip directly to considering
this case as a nonparty appeal. We decline to do so. To
ensure that the exceptions to the rule against nonparty ap-
peals remain narrow, we conclude that equity required
Target, whose motion to intervene was denied, to appeal
and contest the denial of intervention. As Target failed to
follow that procedure and does not meaningfully defend
that choice, we conclude that the equities do not favor al-
lowing Target’s nonparty appeal. 1
Finally, it is undisputed that Target has another, stat-
utorily prescribed, path to redress its grievance without re-
sort to a nonparty appeal. Target has, in fact, followed that
1 It is unclear, moreover, whether the equities favor
making exceptions for a nonparty who received a windfall
from Customs’ failure to properly implement a court order,
so that it may contest correction of that error through a
procedurally improper route. We need not reach this ques-
tion in light of Target’s procedural errors.
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10 HOME PRODUCTS INTERNATIONAL v. UNITED STATES
path. Upon reliquidation of the subject entries, Target pro-
tested Customs’ actions pursuant to
19 U.S.C. § 1514. Tar-
get’s Opening Br. 20. If Customs denies Target’s protest,
Target will be able to commence an action in the CIT chal-
lenging that decision. See
28 U.S.C. §§ 1581(a), 2637(a).
And, if the CIT resolves that case adversely to Target, Tar-
get, as a party to the CIT action, will be able to seek review
in this court. See
28 U.S.C. § 1295(a)(5).
Target contends that requiring it to continue down that
path will be a waste of resources, given the amount of time
the proceeding will take and the fact that it “is inevitable a
new case will land right back with this Court.” Target’s
Suppl. Br. 8. While we recognize some inefficiency in that
process, it is a problem of Target’s own creation. Target,
although a nonparty, chose to involve itself at the tail-end
of this CIT proceeding. Its involvement resulted in an ad-
ditional two years of litigation before the CIT and over a
year pending appeal in this court. Had Target chosen to
follow the procedure prescribed by statute, such that reliq-
uidation would have occurred in November 2017, Target
may well have reached the point of appeal in its own case.
Target’s choice to risk a dead-end road, rather than follow
the clear path laid out by statute, does not create an excep-
tional circumstance warranting nonparty appeal.
III. CONCLUSION
That Target and the government would like us to re-
view the substance of this appeal now is not enough to over-
come the strong presumption against nonparty appeals.
Target has not established exceptional circumstances indi-
cating the propriety of a nonparty appeal in this case. Ac-
cordingly, we dismiss.
DISMISSED
COSTS
Costs to Home Products International, Inc.
