Case: 20-1759 Document: 36 Page: 1 Filed: 02/19/2021
NOTE: This disposition is nonprecedential.
United States Court of Appeals
for the Federal Circuit
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IN RE: FATIGUE FRACTURE TECHNOLOGY, LLC,
Appellant
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2020-1759
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Appeal from the United States Patent and Trademark
Office, Patent Trial and Appeal Board in No. 90/014,120.
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Decided: February 19, 2021
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MEREDITH MARTIN ADDY, AddyHart P.C., Atlanta, GA,
for appellant. Also represented by BENJAMIN CAPPEL,
GREGORY B. GULLIVER, ROBERT PATRICK HART, Chicago, IL.
MEREDITH HOPE SCHOENFELD, Office of the Solicitor,
United States Patent and Trademark Office, Alexandria,
VA, for appellee Andrew Hirshfeld. Also represented by
THOMAS W. KRAUSE, WILLIAM LAMARCA, FARHEENA
YASMEEN RASHEED.
______________________
Before LOURIE, DYK, and MOORE, Circuit Judges.
MOORE, Circuit Judge.
Case: 20-1759 Document: 36 Page: 2 Filed: 02/19/2021
2 IN RE: FATIGUE FRACTURE TECHNOLOGY
Fatigue Fracture Technology, LLC (FFT) appeals a Pa-
tent Trial and Appeal Board decision affirming an exam-
iner’s final rejection of claims 1, 3, 5, and 6 of
U.S. Patent
No. 7,497,361 during ex parte reexamination. Those
claims, the Board held, would have been obvious over the
combination of Cavallo 1 and Bayliss. 2 We affirm.
BACKGROUND
The ’361 patent is directed to a two-step process for
fracturing a connecting rod, which is the rod that connects
the crankshaft to the piston in an internal-combustion en-
gine. First, a cyclic force is applied to create fatigue cracks,
thereby weakening the rod. Second, a larger “dynamic
force” is applied to fracture the weakened rod into two
pieces (a cap portion and a rod portion). Claim 1 of the ’361
patent 3 (as amended during reexamination) is representa-
tive of the process:
1. A process for the fracture separation of a part
having a cylindrical bore passing there through
into a first portion and a second portion, the cylin-
drical bore having a central axis, the part having
two opposed sides proximate to the intersection of
a predetermined fracture plane passing through
the cylindrical bore and the part, the process in-
cluding the steps of:
applying at least one fatigue force to at least
one of the first portion and the second portion,
said at least one fatigue force being applied to
fatigue the part by creating fatigue cracks
along said predetermined fracture plane and
1
U.S. Patent No. 5,699,947.
2
U.S. Patent No. 3,155,300.
3 FFT does not present any separate arguments con-
cerning claims 3, 5, or 6, nor does it dispute the Director’s
assertion that claim 1 is representative.
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IN RE: FATIGUE FRACTURE TECHNOLOGY 3
weaken the part for fracture of the part into the
first portion and the second portion so as to sep-
arate the first portion from the second portion
substantially along said predetermined frac-
ture plane, said at least one fatigue force being
selected from the group consisting of:
i) a longitudinal cyclic force applied to one
of the first portion and the second portion
relative to the other of the first portion and
the second portion, said longitudinal cyclic
force being applied in a direction substan-
tially perpendicular to said predetermined
fracture plane, and
ii) a lateral cyclic force applied to each of
the opposed sides of the part, each of said
lateral cyclic forces being applied along a
substantially straight line that is substan-
tially parallel to the predetermined frac-
ture plane and substantially perpendicular
to the central axis, where at any time in-
stant, each of said lateral cyclic forces being
substantially equal in magnitude and act-
ing opposite in direction to one another;
and
applying a dynamic force to one of the first por-
tion and the second portion relative to the other
of the first portion and the second portion, of
the part weakened with fatigue cracks therein,
in a direction substantially perpendicular to
said predetermined fracture plane and the fa-
tigue cracks, to thus separate the first portion
from the second portion via a brittle fracture.
J.A. 131–32.
On April 10, 2018, Navistar, Inc. sought ex parte reex-
amination of claims 1, 3, 5, and 6. An examiner granted
Case: 20-1759 Document: 36 Page: 4 Filed: 02/19/2021
4 IN RE: FATIGUE FRACTURE TECHNOLOGY
Navistar’s request and issued a final rejection, determining
that the claims would have been obvious over (1) the com-
bination of Bayliss and Cavallo, and (2) the combination of
Bayliss and Brovold. 4 Regarding the first combination, the
examiner found that Bayliss discloses applying a pre-stress
force and a cyclic fatigue force to fracture a metal bar, and
Cavallo discloses applying a pre-loading force and then a
parting force to fracture a connecting rod. J.A. 220–21.
The examiner also found that a person of ordinary skill in
the art (POSITA) would have been motivated to incorpo-
rate Cavallo’s parting force into Bayliss’ process, as Bay-
liss’ pre-stress force and Cavallo’s pre-loading force are
analogous, and Cavallo indicates that its parting force
“maintains the desirable benefit of simplified production of
the connecting rod.” J.A. 221–22. The examiner later elab-
orated that a POSITA would have recognized the efficiency
gains from combining Bayliss and Cavallo:
As would be readily apparent to one skilled in the
art, the application of a final peak stress/force, such
as is taught in Cavallo, to a part that has been fa-
tigue-weakened as disclosed in Bayliss, would re-
sult in the fracture separation being completed in
an efficient manner. In this regard, the magnitude
of the final separation force would logically be less
than that needed to separate a non-fatigue-weak-
ened part (for example), and the final separation
force would require less time to effect the part sep-
aration as compared to the time needed to separate
the part using only the superimposed fatigue
stressing disclosed in Bayliss.
J.A. 102.
FFT appealed both obviousness rejection grounds to
the Board. Regarding the rejection based on Bayliss and
4
U.S. Patent No. 4,754,906.
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IN RE: FATIGUE FRACTURE TECHNOLOGY 5
Cavallo, FFT argued that a POSITA would not have been
motivated to combine these references because: (1) Bayliss’
process is so slow that “[n]o improvement or gain would be
expected from applying the teachings of Bayliss, over a pe-
riod of a few seconds, in a combination of Cavallo’s teach-
ings”; (2) “[u]sing Bayliss in view of Cavallo will result in a
considerably more expensive fracture process, where [Bay-
liss requires] cryogenic cooling or a similar technique”; and
(3) “each reference independently accomplishes the separa-
tion of a part” without “yielding or elongation.” J.A. 124–
25. FFT further argued that the combination of Bayliss
and Cavallo would not satisfy the “fatigue force” limitation
because Bayliss does not disclose a “fatigue force” that
“does not break the part [b]ut only weaken[s] it.” J.A. 125.
The Board rejected FFT’s arguments and affirmed the
examiner’s obviousness rejection based on Bayliss and
Cavallo. The Board did not reach the rejection based on
Brovold and Bayliss. FFT appeals. We have jurisdiction
under
28 U.S.C. § 1295(a)(4)(A).
DISCUSSION
We review the Board’s ultimate obviousness determi-
nation de novo and the factual findings for substantial evi-
dence. PersonalWeb Techs., LLC v. Apple, Inc.,
917 F.3d
1376, 1381 (Fed. Cir. 2019). Relevant here, factual findings
underlying an obviousness determination include findings
as to (1) “the scope and content of the prior art” and (2) “the
presence or absence of a motivation to combine or modify
with a reasonable expectation of success.” Ariosa Diagnos-
tics v. Verinata Health, Inc.,
805 F.3d 1359, 1364 (Fed. Cir.
2015).
Regarding the scope and content of the prior art, the
Board credited the examiner’s findings that (1) Bayliss
teaches all of claim 1’s limitations except for the applica-
tion of a final “dynamic force,” and (2) Cavallo teaches such
a dynamic force. J.A. 6–7. FFT argues that Cavallo and
Bayliss, either alone or in combination, lack a fatigue force
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6 IN RE: FATIGUE FRACTURE TECHNOLOGY
that weakens but does not fracture the connecting rod, as
required by claim 1. Appellant Br. at 32. FFT reasons that
Bayliss teaches a “fatigue to failure” process rather than a
“fatigue to weaken” process.
Id. at 21, 39. The Director
responds that “this argument improperly attacks the
teachings of Bayliss alone,” rather than the combination of
Bayliss and Cavallo. Appellee Br. at 25. We agree with the
Director.
Substantial evidence supports the Board’s finding that
the combination of Bayliss and Cavallo meets the “fatigue
the part . . . and weaken the part for fracture” limitation of
claim 1. In this combination, Cavallo’s parting force breaks
the connecting rod, not Bayliss’ cyclic fatigue force. And
FFT conceded that Bayliss’ fatigue force “would weaken
[the rod]” before breaking it. J.A. 55:1–4; see also J.A. 53:8–
16 (“[Bayliss is] not talking about making little breaks or
anything else. I mean I will admit, yes, there [sic] has to
be happening because, eventually, the piece breaks . . . .”).
Thus, because Bayliss’ fatigue force weakens the rod before
Cavallo’s parting force breaks it, the combination of Bayliss
and Cavallo results in a “fatigue to weaken” process.
Regarding motivation to combine, FFT argues a
POSITA would not combine Bayliss and Cavallo because
Bayliss’ process is too slow and requires cooling the rod to
its brittle/ductile transition temperature. The Director re-
sponds that substantial evidence supports the Board’s mo-
tivation to combine finding, and Bayliss’ duration and
cooling do not undermine that finding. The Director fur-
ther argues that Bayliss’ process would not necessarily re-
quire as much time or cooling as FFT contends.
Substantial evidence supports the Board’s finding that
a POSITA would have been motivated to combine Bayliss
and Cavallo. Cavallo teaches that reducing the force nec-
essary to fracture a connecting rod is desirable. J.A. 30 at
2:3–9 (disclosing that a high parting force causes “consid-
erable and quick wear” of machinery). And, as already
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IN RE: FATIGUE FRACTURE TECHNOLOGY 7
mentioned, FFT conceded that Bayliss’ fatigue force would
weaken a connecting rod. Based on this evidence, the
Board found that it would have been obvious to combine
Bayliss and Cavallo because “one skilled in the art would
find it desirable to first weaken a part via fatigue to reduce
a required fracture force magnitude.” J.A. 9–10.
FFT’s arguments regarding Bayliss’ duration and cool-
ing do not persuade us that no reasonable fact finder could
have arrived at the Board’s finding as to motivation to com-
bine. The representative claim does not recite time or tem-
perature limits, so to the extent FFT contends combining
Bayliss and Cavallo ventures outside the claim’s scope, it
is incorrect. Regarding duration, FFT argues, based on the
example given in Bayliss, that a skilled artisan would not
be motivated to use Bayliss’ fracture technique because it
could take 17.5 minutes to fracture a part. Time-to-frac-
ture, however, is not the same as time-to-weaken. Bayliss
also discloses altering variables to speed up the process.
See, e.g., J.A. 33 at 2:58–59 (“By increasing the frequency
of the stress reversals, fracture can be brought about in a
much shorter time.”). As for cooling, Bayliss discloses that
the temperature is not fixed but rather depends on the ma-
terial being fractured.
Id. at 1:39–44 (“[T]he zone to be
fractured of the bar stock is maintained at a temperature
in the region of, but preferably below, the brittle/ductile
transition temperature of the metal.”). The Director has
met its burden: there is substantial evidence for the find-
ing of a motivation to combine in this case.
CONCLUSION
Because substantial evidence supports the Board’s
findings underlying its obviousness determination, we af-
firm the Board’s determination that claims 1, 3, 5, and 6
would have been obvious over Bayliss in view of Cavallo.
Because we affirm the Board’s determination of obvious-
ness over Bayliss and Cavallo, we need not reach Fatigue’s
appeal related to the Bayliss and Brovold combination.
Case: 20-1759 Document: 36 Page: 8 Filed: 02/19/2021
8 IN RE: FATIGUE FRACTURE TECHNOLOGY
AFFIRMED
