In Re KIRILICHIN ( 2021 )


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  • Case: 21-1168   Document: 30    Page: 1   Filed: 07/20/2021
    NOTE: This disposition is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    IN RE: VICTOR KIRILICHIN, DAVID P.
    TURECHEK, BRIAN P. KRIEGER,
    Appellants
    ______________________
    2021-1168
    ______________________
    Appeal from the United States Patent and Trademark
    Office, Patent Trial and Appeal Board in No. 16/027,992.
    ______________________
    Decided: July 20, 2021
    ______________________
    JONATHAN A. WINTER, St. Onge Steward Johnston &
    Reens, LLC, Stamford, CT, argued for appellants. Also
    represented by GENE STANLEY WINTER, STEPHEN S.
    ZIMOWSKI.
    BENJAMIN T. HICKMAN, Office of the Solicitor, United
    States Patent and Trademark Office, Alexandria, VA, ar-
    gued for appellee Andrew Hirshfeld. Also represented by
    MAI-TRANG DUC DANG, THOMAS W. KRAUSE, AMY J.
    NELSON, FARHEENA YASMEEN RASHEED.
    ______________________
    Before MOORE, Chief Judge, PROST and O’MALLEY, Circuit
    Judges.
    Case: 21-1168    Document: 30     Page: 2    Filed: 07/20/2021
    2                                          IN RE: KIRILICHIN
    PROST, Circuit Judge.
    Victor Kirilichin, David P. Turechek, and Brian P.
    Krieger (collectively, “Appellants”) appeal the decision of
    the Patent Trial and Appeal Board (“Board”) affirming the
    patent examiner’s rejection of claims 1–13 of U.S. Patent
    Application No. 16/027,992 (“the ’992 application”) as obvi-
    ous over two prior art references. See Ex parte Kirilichin,
    No. 20-3395, 
    2020 WL 5231917
     (P.T.A.B. Aug. 26, 2020)
    (“Board Decision”). We have jurisdiction under 
    28 U.S.C. § 1295
    (a)(4)(A). Because the Board did not adequately ad-
    dress Appellants’ teaching-away arguments, we vacate and
    remand.
    The ’992 application relates to a plug or insert “that
    can withstand high pressures typically found in hydraulic
    manifolds.” J.A. 38, 40. The insert comprises a tapered
    core and a cylindrical metallic sleeve wherein one end of
    the core is inserted and retained (i.e., “preassembled”) in
    one end of the cylindrical sleeve through press-fit contact.
    See J.A. 43, 50, 56. The insert can be placed in a hole, and
    the tapered core can be biased further into the cylindrical
    sleeve, causing the sleeve’s outer diameter to expand to
    plug the hole. See J.A. 45, 57–58.
    The examiner rejected claims 1–13 as obvious under
    
    35 U.S.C. § 103
     over U.S. Patent Nos. 4,646,816 (“Roth-
    stein”) and 5,160,226 (“Lee”). J.A. 420. As relevant here, 1
    the examiner found that Rothstein disclosed all the limita-
    tions of claim 1 except preassembly of the core and the cy-
    lindrical sleeve through press-fit contact, which the
    examiner found to be disclosed by Lee. J.A. 421–23. The
    Board subsequently affirmed the examiner’s rejection.
    1   Appellants’ teaching-away arguments concern the
    “cylindrical metal sleeve” and “press fit” limitations of
    claim 1. The same limitations appear in independent
    claims 6 and 10 and the remaining claims are dependent.
    Case: 21-1168        Document: 30    Page: 3     Filed: 07/20/2021
    IN RE: KIRILICHIN                                               3
    We review the Board’s ultimate obviousness determi-
    nation de novo and underlying factual findings for substan-
    tial evidence. Ariosa Diagnostics v. Verinata Health, Inc.,
    
    805 F.3d 1359
    , 1364–65 (Fed. Cir. 2015). But our review of
    the Board’s decision is also rooted “in basic principles of ad-
    ministrative law.” Pers. Web Techs., LLC v. Apple, Inc.,
    
    848 F.3d 987
    , 992 (Fed. Cir. 2017). The Board therefore
    must provide “a reasoned basis for the agency’s actions”
    that “suffice[s] for us to see that the agency has done its
    job.” In re Nuvasive, Inc., 
    842 F.3d 1376
    , 1383 (Fed. Cir.
    2016) (cleaned up).
    Appellants’ teaching-away arguments are relevant to
    whether it would have been obvious to a person of ordinary
    skill to modify Rothstein with the preassembly features
    disclosed in Lee to arrive at the claimed invention. On ap-
    peal to us, Appellants argue, for example, that Lee “explic-
    itly disparage[s] pre-assembly of prior art plugs employing
    cylindrical sleeves as impractical and unworkable,” Reply
    Br. 7 (citing Lee at col. 1 ll. 12–27, col. 2 ll. 21–25), and that
    Lee therefore “teaches away from combining [pre-assem-
    bly] with a cylindrical device, the very type of device used
    by Rothstein and required in Appellants’ claims,” Reply
    Br. 8. Appellants likewise raised this issue in the proceed-
    ings below. See, e.g., J.A. 503 (Appellants arguing that Lee
    “clearly and explicitly tells the skilled artisan that pre-as-
    sembly is not practical in situations where the outer sur-
    face of the insert is cylindrical”).
    We are unable to discern the agency’s basis for reject-
    ing Appellants’ teaching-away arguments (or whether the
    issue was addressed at all). The Director seems to suggest
    that the Board resolved this issue by finding “that the
    claimed invention, Rothstein, and Lee all employ tapering.”
    Appellee’s Br. 10; see Board Decision, 
    2020 WL 5231917
    ,
    at *4 (reasoning that Appellants’ arguments regarding the
    “tapering” of Lee’s components were unpersuasive because
    “Rothstein[’s], Lee[’s], and Appellant[s’] devices all rely on
    tapering”). We disagree that the Board (or the examiner)
    Case: 21-1168     Document: 30       Page: 4   Filed: 07/20/2021
    4                                             IN RE: KIRILICHIN
    sufficiently addressed Appellants’ teaching-away argu-
    ments. First, the examiner’s findings with respect to Lee
    were limited to general preassembly by press fitting—the
    examiner stated that “the only teaching . . . gleaned from
    the disclosure of Lee is that it is known to be advantageous
    to press fittingly pre-assemble two components of a sealing
    insert.” J.A. 526 (emphasis in original). Second, the
    Board’s decision makes no mention of teaching away, and
    the Board’s generic statement that each of the three de-
    vices relies on tapering falls short of “setting out [the
    Board’s] reasoning in sufficient detail to permit meaningful
    appellate review” of the teaching-away issue. See Power
    Integrations, Inc. v. Lee, 
    797 F.3d 1318
    , 1327 (Fed. Cir.
    2015). And “whether a reference teaches away from the
    claimed invention” is a “question[] of fact,” Meiresonne v.
    Google, Inc., 
    849 F.3d 1379
    , 1382 (Fed. Cir. 2017), that is
    not for us to decide in the first instance in this appeal, con-
    trary to the Director’s suggestion that we do so, see Appel-
    lee’s Br. 16–18 (arguing for a finding that Lee “does not
    teach away”).
    Appellants raise additional challenges to the Board’s
    decision, but these challenges may arguably overlap with
    the teaching-away issue discussed herein. Accordingly, we
    do not reach the remaining issues raised on appeal at this
    time.
    In sum, we are unable to meaningfully assess whether
    the Board’s determination of obviousness in this case is
    supported by substantial evidence. We therefore vacate
    the Board’s decision and remand the case for further pro-
    ceedings consistent with this opinion.
    VACATED AND REMANDED
    COSTS
    Costs to Appellants.
    

Document Info

Docket Number: 21-1168

Filed Date: 7/20/2021

Precedential Status: Non-Precedential

Modified Date: 7/20/2021