Gelb v. DVA ( 2023 )


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  • Case: 23-1157   Document: 21     Page: 1   Filed: 05/17/2023
    NOTE: This disposition is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    SUSAN L. GELB,
    Petitioner
    v.
    DEPARTMENT OF VETERANS AFFAIRS,
    Respondent
    ______________________
    2023-1157
    ______________________
    Petition for review of the Merit Systems Protection
    Board in No. SF-1221-21-0267-W-1.
    ______________________
    Decided: May 17, 2023
    ______________________
    SUSAN L. GELB, Alameda, CA, pro se.
    MARIANA TERESA ACEVEDO, Commercial Litigation
    Branch, Civil Division, United States Department of Jus-
    tice, Washington, DC, for respondent. Also represented by
    BRIAN M. BOYNTON, PATRICIA M. MCCARTHY, CORINNE
    ANNE NIOSI.
    ______________________
    Before LOURIE, DYK, and STOLL, Circuit Judges.
    Case: 23-1157    Document: 21     Page: 2    Filed: 05/17/2023
    2                                               GELB   v. DVA
    PER CURIAM.
    Susan L. Gelb appeals the final decision of the Merit
    Systems Protection Board denying her request for correc-
    tive action under the Whistleblower Protection Act (WPA).
    Specifically, Ms. Gelb challenges the Administrative
    Judge’s decision finding that Ms. Gelb had not established
    good cause for her absence at the scheduled hearing and
    thus waived her right to a hearing. We hold that the ad-
    ministrative judge (AJ) abused his discretion in denying
    Ms. Gelb a hearing because, although she was absent, her
    representative was present at the hearing. However, be-
    cause Ms. Gelb has not met her burden of showing harmful
    error, we affirm the Board’s final decision.
    BACKGROUND
    Ms. Gelb filed a complaint with the Office of Special
    Counsel (OSC), alleging retaliation under the WPA. After
    the OSC closed its investigation, Ms. Gelb appealed to the
    Board seeking corrective action. An AJ determined that
    Ms. Gelb had exhausted her claims and made nonfrivolous
    allegations of Board jurisdiction such that the appeal could
    proceed.
    Subsequently, on April 22, 2021, the AJ held a tele-
    phonic status conference. He indicated that a hearing
    would take place using the Zoom for Government (ZfG) vid-
    eoconferencing platform. Ms. Gelb’s representative “ex-
    pressed concern[s] regarding the appellant’s ability to
    access the necessary electronic equipment and internet
    connection to participate using ZfG.” SAppx. 52. 1 Her rep-
    resentative asked whether an in-person appearance was
    possible, and the AJ explained that then-current COVID-
    19 protocols precluded such appearances. The AJ ordered
    the “appellant . . . to determine whether she is able to
    1   Citations to “SAppx.” refer to the appendix at-
    tached to the appellee’s brief.
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    GELB   v. DVA                                             3
    successfully utilize the ZfG platform with equipment cur-
    rently available to her.” Id. If Ms. Gelb was unable to uti-
    lize the ZfG platform, the AJ ordered that “she must notify
    the Board in writing by May 14, 2021, and set forth the
    specific reasons she [was] unable to use ZfG and any efforts
    she has made to overcome those issues.” Id. (emphasis in
    original). The AJ then issued an order setting a hearing
    for June 21, 2021 and stating that “[i]f the appellant fails
    to appear without good cause, the appeal will be decided
    without a hearing.” SAppx. 55.
    Ms. Gelb did not make a submission to the Board by
    the May 14, 2021 deadline. Instead, she asked—after the
    deadline, on four separate occasions—that the AJ allow her
    to appear via audio-only or in-person. See SAppx. 59
    (May 24, 2021); ECF No. 9 at 49–52 2 (June 7, 2021);
    SAppx. 69, 72 (June 17, 2021); ECF No. 9 at 74–79
    (June 19, 2021). Ms. Gelb explained that “she does not
    have the necessary personal hardware/equipment and
    wherewithal (to include a stable internet connection) to fa-
    cilitate a videoconference.” ECF No. 9 at 76; see also id.
    at 51–52.
    The AJ repeatedly denied Ms. Gelb’s requests. See
    SAppx. 59–60 (June 1, 2021); SAppx. 66–67 (June 8, 2021);
    SAppx. 69, 72 (June 17, 2021). He explained that appel-
    lant had failed to make the requested submission by the
    May 14, 2021 deadline and thus found that “appellant has
    not shown good cause to participate in the hearing in per-
    son or by audio only.” SAppx. 60.
    The AJ continued to order “appellant to appear by
    video” and warned that failure to do so may result in sanc-
    tions under 
    5 C.F.R. § 1201.43
    . 
    Id.
     Under 
    5 C.F.R. § 1201.43
    (a), a judge may sanction a party for failure to
    2  Citations to “ECF No. 9” refer to the PDF page
    numbers on the appellant’s brief and attached appendix.
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    4                                                  GELB   v. DVA
    comply with an order. Under subsection (e), a judge may
    cancel a scheduled hearing “for contumacious conduct or
    conduct prejudicial to the administration of justice.” Here,
    the AJ specified in his order that “an appropriate sanction
    for the appellant’s failure to appear by video would be to
    bar her from testifying.” SAppx. 72.
    The morning of June 21, 2021—the day of the hear-
    ing—the AJ told Ms. Gelb’s representative that Ms. Gelb
    may use audio-only means to join the hearing. Hearing Au-
    dio Recording at 6:45–7:02 (“Now the administrative judge
    tells us [to] just have [Ms. Gelb] call in, when she’s already
    been advised she can’t do that. . . . That could have and
    should have actually been articulated by the administra-
    tive judge way before now.”). In other words, the AJ finally
    permitted Ms. Gelb to appear in the manner she had re-
    peatedly requested.
    Ms. Gelb did not appear at the hearing through video
    or audio. She had made other plans for the day; specifi-
    cally, Ms. Gelb’s representative noted that, believing she
    would be unable to attend the hearing, Ms. Gelb decided
    not to take the day off work. Hearing Audio Recording
    at 6:00–6:49. Importantly, Ms. Gelb’s representative said:
    I just want the record to just be really clear too that
    we are not waiving our right to a hearing and ask-
    ing for a decision on the written record whatsoever
    in any way, shape, or form. The appellant is pre-
    pared to move forward today . . . [and] we just
    wanted to be real clear that we are prepared to
    move forward. She has a right to a hearing. . . . She
    does not waive her right to a hearing, and she is not
    asking for a decision on the written record at all
    and is prepared today to move forward without her.
    Hearing Audio Recording at 16:09–17:01. Ms. Gelb’s rep-
    resentative also asked that the hearing be rescheduled.
    SAppx. 42 n.2; Hearing Audio Recording at 13:40–14:48.
    The AJ decided that Ms. Gelb failed to show good cause for
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    GELB   v. DVA                                             5
    her absence, canceled the hearing, and notified parties that
    the record would close on July 6, 2021. See Hearing Audio
    Recording at 18:48–18:53 (“We will not be proceeding with
    the hearing absent the appellant’s presence.”).
    On July 5, 2021, Ms. Gelb, through her representative,
    filed an Initial Response to AJ Close of Record. She argued
    that the AJ arbitrarily and capriciously canceled her hear-
    ing because she was present at the hearing through her
    representative. Separately, she stated that “there is not a
    genuine dispute as to any material fact in appellant’s re-
    ported      disclosure(s)    and     contributing     factor
    knowledge/timing test under WPA law.” ECF No. 9 at 85.
    Also, the response stated that since appellant was “denied
    her requested hearing, [her] representative will further
    elaborate on some evidence of current record, which would
    have only, essentially, required oral argument at [the]
    hearing, and [about] which appellant may not have called
    any witnesses.” ECF No. 9 at 87. Yet, Ms. Gelb also ar-
    gued that by cancelling the hearing, she “was improperly
    denied the ability to have [her former supervisor]’s credi-
    bility assessed by the AJ at [the] hearing, [which] was
    harmful error.” ECF No. 9 at 92 n.10.
    On September 24, 2021, the AJ issued his Initial Deci-
    sion denying Ms. Gelb’s request for relief. Gelb v. Dep’t of
    Veterans Affs., No. SF-1221-21-0267-W-1, 
    2021 WL 4439338
     (M.S.P.B. Sept. 24, 2021) (Initial Decision), aff’d,
    
    2022 WL 4241205
    , at *1 (M.S.P.B. Sept. 14, 2022) (Final
    Decision). The AJ stated that “appellant’s representative
    failed to show good cause for the appellant’s nonappear-
    ance.” Initial Decision, 
    2021 WL 4439338
    . He addressed
    Ms. Gelb’s arguments in her close of record submission as
    “unavailing and decline[d] to reconsider [his] prior rul-
    ings.” 
    Id. n.3
    . Also, he noted that “appellant states in her
    closing submission that the record is complete, that a hear-
    ing would have only required oral argument, and that she
    submits no new evidence or argument with her close of rec-
    ord submission.” 
    Id.
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    6                                                 GELB   v. DVA
    Ms. Gelb appealed. She argued that she had not
    waived her right to a hearing because, in part, nothing in
    the statute or law requires an appellant to personally at-
    tend a hearing if represented. She also explained that she
    required a hearing, among other reasons, for the “oppor-
    tunity to develop testimonial evidence and record oral ar-
    gument, at the very least, of . . . conflicting material facts
    of her protected disclosures to agency official(s),” including
    to her supervisor. ECF No. 9 at 14–15.
    The Board denied Ms. Gelb’s petition for review and af-
    firmed the initial decision. Final Decision, 
    2022 WL 4241205
    , at *1. The panel explained that Ms. Gelb was not
    improperly deprived of her right to a hearing because an
    appellant may forfeit such right by inexcusably failing to
    attend. 
    Id.
     (citing Callahan v. Dep’t of the Navy, 
    748 F.2d 1556
    , 1559 (Fed. Cir. 1984)). As for representation, the
    Board explained that Sparks v. United States Postal Ser-
    vice, 
    32 M.S.P.R. 422
    , 425 (1987), a case in which an appel-
    lant’s attorney proceeded without the client, was
    distinguishable because Ms. Gelb’s representative asked to
    reschedule the hearing. 
    Id.
     at *2 n.2. Also, the Board rea-
    soned that the AJ gave specific instructions for the appel-
    lant herself to appear by video and advised that failure to
    do so could result in sanctions under 
    5 C.F.R. § 1201
    .[43]3,
    which “may include cancellation of a hearing.” 
    Id.
    In the alternative, the Board decided that even if the
    AJ erred in canceling the hearing, that is of “no legal con-
    sequence unless it is shown to have adversely affected a
    party’s substantive rights.” 
    Id.
     at *2 (citing Karapinka
    v. Dep’t of Energy, 
    6 M.S.P.R. 124
    , 127 (1981)). The Board
    explained that “appellant explicitly conceded that no
    3  Although the Board cites to § 1201.54, we believe
    the Board meant to cite to § 1201.43. See, e.g., SAppx. 60
    (the AJ referencing § 1201.43); Final Decision, 
    2022 WL 4241205
    , at *2, ¶ 4 (citing to § 1201.43).
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    GELB   v. DVA                                              7
    material facts were in dispute and that she would have pre-
    sented only oral argument had the hearing taken place.
    Hence, the appellant has not shown that the cancellation
    of the hearing affected her substantive rights.” Id. (citing
    ECF No. 9 at 87).
    Ms. Gelb appeals.         We have jurisdiction under
    
    28 U.S.C. § 1295
    (a)(9).
    DISCUSSION
    We may only set aside the Board’s decision if it is
    “(1) arbitrary, capricious, an abuse of discretion, or other-
    wise not in accordance with law; (2) obtained without pro-
    cedures required by law, rule, or regulations having been
    followed; or (3) unsupported by substantial evidence.”
    
    5 U.S.C. § 7703
    (c). We review the failure to provide a hear-
    ing for an abuse of discretion. Spezzaferro v. F.A.A.,
    
    807 F.2d 169
    , 174 (Fed. Cir. 1986).
    On appeal, Ms. Gelb argues that the AJ arbitrarily de-
    nied her statutory right to a hearing, representation, and a
    hearing transcript. See Appellant’s Br. 7–9. She argues
    that the AJ’s actions violated her due process rights. See
    id. at 9.
    We begin by addressing the issue of the right to a hear-
    ing, which in this case relates to the right to representa-
    tion. In essence, Ms. Gelb argues that because her
    representative was present at the hearing, the representa-
    tive should have been able to stand in her stead. Appel-
    lant’s Br. 6; Reply Br. 5–6. We agree.
    Under 
    5 U.S.C. § 7701
    (a), an appellant has the right to
    a hearing and the right to be represented. An appellant
    can forfeit these rights. For example, in Callahan v. De-
    partment of Navy, 
    748 F.2d 1556
    , 1556 (Fed. Cir. 1984), we
    held that “when an employee is absent from a Board hear-
    ing without justification, the proper procedure is for the
    Board to consider the case on the agency’s investigatory
    record alone.” But there, the employee was unrepresented.
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    8                                                GELB   v. DVA
    See 
    id.
     at 1556 n.1. In other words, the appellant indisput-
    ably failed to appear. That is not the case here.
    Instead, this case is like Atilano v. McDonough,
    
    12 F.4th 1375
     (Fed. Cir. 2021), where the appellant was
    present at a hearing before the Board of Veterans’ Appeals
    through his representative. In Atilano, the applicable stat-
    utory provision stated that an “appellant” is afforded “an
    opportunity for a hearing.” 
    Id. at 1380
     (quoting 
    38 U.S.C. § 7107
    (b)). Mr. Atilano failed to attend his hearing due to
    severe disabilities. 
    Id. at 1377
    . His representative was
    present, but the Veterans Law Judge refused to hear ex-
    pert testimony because of Mr. Atilano’s absence. 
    Id.
     We
    reversed and held that the statute did not require the vet-
    eran to be present at the hearing when represented. 
    Id.
    at 1381–82. Relevant here, we explained that while the op-
    portunity for a hearing is “afforded to the appellant,” noth-
    ing in the statutory language requires the appellant’s
    presence when he is represented. 
    Id. at 1380
    . Simply put,
    Atilano recognized that “appellant”—as understood in the
    relevant statute—could mean the appellant’s representa-
    tive. While we recognize that Atilano involves a different
    statute, we find its analysis instructive.
    Title 
    5 U.S.C. § 7701
     similarly states that an “appel-
    lant shall have the right . . . to a hearing.” Although this
    is an opportunity afforded to the “employee,” nothing in the
    statute requires an appellant’s presence when she is repre-
    sented. As in Atilano, we understand “appellant” in this
    context to include an appellant’s representative, rather
    than constraining it to mean solely the employee herself,
    regardless of representation.
    MSPB caselaw supports such a reading. For example,
    in Sparks, the appellant’s representative was present at
    the hearing and the employee was not. 32 M.S.P.R. at 424.
    The AJ in Sparks informed the appellant’s representative
    that he could proceed with the hearing or request that a
    decision be made on the written record; the appellant’s
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    GELB    v. DVA                                                9
    representative chose to proceed with the hearing. Id. After
    the AJ’s initial decision, the employee petitioned for re-
    view, arguing that “the initial decision was unjust because
    he was hospitalized at the time of the hearing and could
    not be present.” Id. The Board disagreed, explaining that
    it is “well-established . . . that generally an appellant is re-
    sponsible for the actions, or inactions, of his designated
    representative.” Id. at 425 (quotation omitted). The record
    there showed that the representative “was authorized to
    act as the appellant’s representative and that [the repre-
    sentative], therefore, had the legal authority to act in the
    appellant’s behalf.” Id.
    So too here. At the June 21, 2021, hearing, Ms. Gelb’s
    representative explained that the “appellant is prepared to
    move forward today,” without Ms. Gelb’s presence. Hear-
    ing Audio Recording at 16:09–16:33. The representative
    was authorized to act on her behalf. See ECF No. 9 at 83.
    Thus, the “appellant” was present at the hearing through
    the presence of her representative. The Board’s rationale
    for concluding otherwise is unavailing. 4
    First, the Board tried to distinguish Sparks because
    here, “the appellant’s representative requested that the
    hearing be rescheduled.” See Final Decision, 
    2022 WL 4241205
    , at *2 n.2. We are unpersuaded. The Board’s
    analysis is difficult to reconcile with the facts. An audio
    recording of the hearing shows that Ms. Gelb’s representa-
    tive repeatedly said that appellant was ready to proceed
    4   The Government incorrectly contends that
    Ms. Gelb waived the issue of her right to representation by
    not raising it before the Board. Appellee’s Br. 18. But
    Ms. Gelb did raise the issue. See ECF No. 9 at 82–87 (rais-
    ing the issue before the AJ); ECF No. 9 at 14–17 (raising
    the issue before the Board); see also Final Decision,
    
    2022 WL 4241205
    , at *2 n.2 (addressing Ms. Gelb’s argu-
    ment).
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    10                                               GELB   v. DVA
    with the hearing. Hearing Audio Recording at 16:09–
    16:33. That is what happened in Sparks. That Ms. Gelb’s
    representative was flexible and willing to alternatively re-
    schedule the hearing should not vitiate Ms. Gelb’s right to
    a hearing and to representation.
    Second, the Board argued that the AJ “had explicitly
    ordered appellant herself to appear by video and advised
    her that failure to comply with the order could result in
    sanctions under 
    5 C.F.R. § 1201
    .[43] (which may include
    cancellation of a hearing).” Final Decision, 
    2022 WL 4241205
    , at *2 n.2.
    Under 
    5 C.F.R. § 1201.43
    , a “judge may impose sanc-
    tions upon the parties as necessary to serve the ends of jus-
    tice.” For example, under subsection (a), a judge may
    impose sanctions on a party who fails to comply with an
    order. And under subsection (e), a judge “may cancel a
    scheduled hearing . . . for contumacious conduct or conduct
    prejudicial to the administration of justice.” See Jones
    v. Dep’t of Health & Hum. Servs., 
    703 F. App’x 977
    , 981
    (Fed. Cir. 2017) (non-precedential) (affirming the Board’s
    determination that appellant’s “rude and disrespectful con-
    duct which regularly escalate[d] from advocacy to contuma-
    ciousness” warranted cancellation of a hearing). We have
    also recognized that a “right to a hearing should not be de-
    nied as a sanction absent extraordinary circumstances.”
    See Habtemariam v. Off. of Pers. Mgmt., 180 F. App’x. 968,
    970–71 (Fed. Cir. 2006) (non-precedential) (citing various
    MSPB cases showing that a single failure to comply with
    an order, or the failure to participate in two teleconfer-
    ences, does not warrant the extreme sanction of a denial of
    a hearing).
    There are no extraordinary circumstances warranting
    a denial of a hearing here. Ms. Gelb missed one deadline
    before the hearing. And while the AJ specified that
    Ms. Gelb could face sanctions—specifically, that she would
    be unable to testify if she did not appear via ZfG
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    GELB    v. DVA                                             11
    videoconference—we decline to reach the conclusion that
    the AJ’s orders were directed to “Ms. Gelb” as opposed to
    “appellant.” Said otherwise, we do not read the AJ’s or-
    der—that “[i]f the appellant fails to appear without good
    cause, the appeal will be decided without a hearing,”
    SAppx. 55—as describing a narrower interpretation of “ap-
    pellant” that would exclude an appellant’s representative.
    Here, Ms. Gelb complied with the order to appear at the
    hearing because her representative was present. To find
    that her behavior rose to the level of “contumacious conduct
    or conduct prejudicial to the administration of justice” is an
    abuse of discretion. Similarly, a finding that justice is
    served by forbidding Ms. Gelb’s representative from repre-
    senting Ms. Gelb at a hearing is an abuse of discretion.
    In sum, we hold that the Board abused its discretion in
    denying Ms. Gelb a hearing. An appellant’s representative
    can attend a hearing on an appellant’s behalf. 5
    Our analysis does not end here. We must decide
    whether the AJ’s denial of Ms. Gelb’s hearing was a due
    process violation—as Ms. Gelb argues, thus requiring an
    automatic remand—or a procedural error—as the Board’s
    analysis indicates, requiring a harmless error analysis.
    See Ward v. U.S. Postal Serv., 
    634 F.3d 1274
    , 1280–81
    (Fed. Cir. 2011) (explaining how procedural due process vi-
    olations require constitutionally correct removal proce-
    dures, whereas procedural errors require a harmless error
    analysis for deciding whether to reverse a decision).
    5   We do not address the issue of whether Ms. Gelb’s
    representative should have faced sanctions for attending
    the hearing using audio instead of videoconferencing. See
    Hearing Audio Recording at 0:45–0:50; ECF No. 9 at 17.
    This issue was not raised, and it was not the expressed rea-
    son for cancelling the hearing.
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    12                                                GELB   v. DVA
    Due process requires notice and an opportunity to re-
    spond. Cleveland Bd. of Educ. v. Loudermill, 
    470 U.S. 532
    ,
    546 (1985). The Supreme Court has explained that the “op-
    portunity to present reasons, either in person or in writing,
    [for] why proposed action should not be taken is a funda-
    mental due process requirement.” 
    Id.
     Under 
    5 C.F.R. § 1201.43
    (e), if a judge cancels a hearing, “the judge must
    set a reasonable time during which the record will be kept
    open for receipt of written submissions.” The AJ here set a
    reasonable time during which the record would remain
    open, and Ms. Gelb provided a written submission. In
    other words, there was notice and an opportunity to re-
    spond. The AJ’s denial of Ms. Gelb’s hearing is therefore a
    procedural error, not a due process violation.
    Consequently, we apply the rule of harmless error. See
    
    28 U.S.C. § 2111
    . The party appealing an administrative
    decision bears the burden of establishing harmful error.
    See Shinseki v. Sanders, 
    556 U.S. 396
    , 409–10 (2009). The
    focus is whether the agency is likely to have reached a dif-
    ferent conclusion in the absence of the procedural error.
    Ward, 
    634 F.3d at 1282
    ; see 
    5 C.F.R. § 1201.56
    (c)(1). Said
    otherwise, we must decide whether Ms. Gelb has estab-
    lished that the outcome of her case would likely have been
    different if the AJ had conducted the hearing. We hold that
    she has not met her burden.
    On appeal, Ms. Gelb argues that she was provided “NO
    opportunity, by hearing, to assess credibility of any wit-
    ness(es).” Appellant’s Br. 8. She expands in her reply brief
    that her representative “could have and would have proven
    all of the material facts presented in [her] Board Prehear-
    ing Submission.” Reply Br. 2–3. Additionally, she argues
    that the government “does not dispute or refute the factual
    circumstances of [the] court record . . . that it was my [Vet-
    erans Affairs] supervisor (Spangler) that prepared my res-
    ignation form letter, and I signed under duress, all of which
    could have and would have been proven at [the] hearing by
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    GELB   v. DVA                                              13
    my representative who appeared on my behalf.” Reply Br. 7
    (emphasis added). We address each argument in turn.
    First, Ms. Gelb has not explained how any specific wit-
    ness testimony could have affected the outcome of her case.
    See Handy v. U.S. Postal Serv., 
    754 F.2d 335
    , 338 (Fed. Cir.
    1985) (“Having failed to show that in some way an oral re-
    ply would have possibly affected the agency’s decision, pe-
    titioner is not entitled to prevail.”); Diaz v. Dep’t of Air
    Force, 
    63 F.3d 1107
    , 1109 (Fed. Cir. 1995) (no harmful er-
    ror where petitioner “did not argue or submit any evidence
    that showed that the agency’s procedural violation affected
    the outcome of the agency’s decision or was in any way
    harmful”). Also, Ms. Gelb previously stated that “appellant
    may not have called any witnesses” at the hearing. ECF
    No. 9 at 87.
    Second, and similarly, Ms. Gelb has not met her bur-
    den of explaining how proving “all of the material facts”
    would likely affect the outcome of her case. See Handy,
    
    754 F.2d at 338
    ; Diaz, 
    63 F.3d at 1109
    . Specifically,
    Ms. Gelb has not identified which “material facts” would
    likely have changed the outcome of her case and how a
    hearing would have brought these facts in.
    Third, whether Ms. Gelb signed a resignation form let-
    ter under duress goes to the issue of whether her resigna-
    tion was involuntary and thus constituted an adverse
    action. Initial Decision, 
    2021 WL 4439338
    . The Board ex-
    amines involuntary action using an objective test consider-
    ing the totality of circumstances. 
    Id.
     In the Initial
    Response to the AJ’s order setting a date on which the rec-
    ord would be closed, Ms. Gelb explained that her belief that
    she had no choice but to resign or to be fired could be ob-
    served from her “exit interview e-mail of record . . . in
    which Spangler [her then-supervisor] went on to describe
    resignation circumstances that reasonably could be inter-
    preted by the fact-finder as under duress (i.e., Gelb was cry-
    ing and saying it was Spangler’s fault, etc., etc.).” ECF
    Case: 23-1157    Document: 21     Page: 14    Filed: 05/17/2023
    14                                               GELB   v. DVA
    No. 9 at 93. The AJ relied on the evidence of record (which
    included the “exit interview e-mail of record”) and
    Ms. Gelb’s deposition testimony and was unable to find
    that Ms. Gelb’s resignation stemmed from improper
    agency acts or that she had no realistic alternative but to
    resign. 
    Id.
    In sum, Ms. Gelb has not identified arguments, evi-
    dence, or witnesses that would have been presented at the
    hearing and would likely have altered the outcome of her
    case. We thus find that Ms. Gelb has not carried her bur-
    den of showing harmful error. As a result, the AJ’s abuse
    of discretion is not a reversible procedural error.
    Lastly, we turn to Ms. Gelb’s argument that she was
    improperly denied an opportunity to access the hearing’s
    transcript and audio file. Appellant’s Br. 3 n.3, 6, 8–9.
    Ms. Gelb did not raise these arguments before the Board.
    Indeed, Ms. Gelb’s representative cited the hearing audio
    file in the appeal to the Board. ECF No. 9 at 14. “A party
    in an MSPB proceeding must raise an issue before the ad-
    ministrative judge if the issue is to be preserved for review
    in this court.” Bosley v. Merit Sys. Prot. Bd., 
    162 F.3d 665
    ,
    668 (Fed. Cir. 1998). Because Ms. Gelb has not previously
    raised this issue, she has therefore waived it on appeal.
    We have considered Ms. Gelb’s remaining arguments
    and find them unpersuasive. 6
    6  For example, Ms. Gelb stated that “MSPB Factual
    Findings Were Incorrect,” but failed to specify which fac-
    tual findings by the Board were erroneous. Appellant’s
    Br. 4–8. Similarly, she raised an issue about the “proper
    relief and burdens of proof standard,” without explaining
    the allegedly erroneous relief or burden of proof used by the
    AJ or the Board. See Appellant’s Br. 9. For this court to
    reach the merits of an issue, the issue must be adequately
    Case: 23-1157    Document: 21     Page: 15    Filed: 05/17/2023
    GELB   v. DVA                                             15
    CONCLUSION
    For the above reasons, we affirm the Board’s final de-
    cision denying Ms. Gelb’s request for corrective action un-
    der the WPA.
    AFFIRMED
    COSTS
    No costs.
    developed. Monsanto Co. v. Scruggs, 
    459 F.3d 1328
    , 1341
    (Fed. Cir. 2006). Undeveloped arguments are waived. 
    Id.
    And while “pro se filings must be read liberally,” Harris
    v. Shinseki, 
    704 F.3d 946
    , 948 (Fed. Cir. 2013), such filings
    must still be clear enough to enable effective review, Groves
    v. Shinseki, 
    541 F. App’x 981
    , 985 (Fed. Cir. 2013) (non-
    precedential). Ms. Gelb’s arguments about factual errors
    and proper relief and burdens of proof are insufficiently de-
    veloped for our review and therefore waived.
    To the extent Ms. Gelb sought to incorporate argu-
    ments solely by reference to the appendix, those arguments
    are also waived. See Graphic Controls Corp. v. Utah Med.
    Prods., Inc., 
    149 F.3d 1382
    , 1385 (Fed. Cir. 1998) (“Under
    the Federal Rules of Appellate Procedure, arguments may
    not be properly raised by incorporating them by reference
    from the appendix rather than discussing them in the
    brief.”); Monsanto, 
    459 F.3d at 1335
     (explaining that such
    arguments are waived).