United States v. Dougherty , 321 F. App'x 762 ( 2009 )


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  •                                                                       FILED
    United States Court of Appeals
    Tenth Circuit
    April 14, 2009
    Elisabeth A. Shumaker
    Clerk of Court
    UNITED STATES COURT OF APPEALS
    FOR THE TENTH CIRCUIT
    UNITED STATES OF AMERICA,
    Plaintiff–Appellee,
    v.
    No. 08-8037
    (D.C. No. 2:07-CR-00249-ABJ-1)
    JUSTIN MICHAEL DOUGHERTY,
    (D. Wyo.)
    a/k/a Clyde Leroy Jenkins,
    Defendant–Appellant.
    ORDER AND JUDGMENT *
    Before LUCERO, PORFILIO, and ANDERSON, Circuit Judges.
    Justin Michael Dougherty was convicted by a jury of possession of a
    firearm after a previous felony conviction in violation of 
    18 U.S.C. §§ 922
    (g)(1)
    and 924(a)(2). The district court sentenced him to 120 months’ imprisonment, the
    *
    After examining the briefs and appellate record, the panel unanimously
    grants the parties’ request for a decision on the briefs. The case is ordered
    submitted without oral argument pursuant to Fed. R. App. P. 34(a)(2) and
    10th Cir. R. 34.1(G). This order and judgment is not binding precedent, except
    under the doctrines of law of the case, res judicata, and collateral estoppel. The
    court generally disfavors the citation of orders and judgments; nevertheless, an
    order and judgment may be cited under the terms and conditions of 10th Cir. R.
    32.1.
    maximum sentence under § 924(a)(2). He now appeals, arguing that the district
    court erred by admitting irrelevant and extrinsic evidence. Exercising jurisdiction
    under 
    28 U.S.C. § 1291
    , we affirm.
    I
    On June 16, 2006, police in Rock Springs, Wyoming, were summoned to a
    local motel by a call from a James Burch, who informed them of a shooting.
    When police arrived, they saw Dougherty leaving a room at the motel. After a
    brief foot chase during which Dougherty pointed a gun at an officer and the
    officer shot at him, Dougherty was apprehended. Although he was not carrying a
    gun when he was arrested, police recovered a Sig Sauer 9mm handgun nearby.
    Officers recovered a holster attached to Dougherty’s waist.
    Meanwhile, police found Zachariah Strange in the room from which
    Dougherty had earlier emerged. Strange had been shot in the chest. After he was
    transferred to a local hospital, Strange told police that Dougherty had accused him
    of being an informant with the Wyoming Department of Criminal Investigation
    (“DCI”) and threatened him with a gun. When Strange refused to give Dougherty
    the pass code to his cell phone, Dougherty shot him. Approximately four hours
    after Dougherty’s arrest, after obtaining consent, officers searched Strange’s
    vehicle. In the trunk, they found a bag containing twenty-four 9mm Winchester
    rounds, a work schedule for Dougherty, and a traffic citation issued to Dougherty.
    -2-
    The morning of trial, Dougherty filed a motion in limine to exclude any
    evidence of statements made by Dougherty relating to his suspicion that Strange
    was a DCI informant or that Dougherty had threatened Strange (“the statement
    evidence”). He further asked that evidence of the ammunition found in the bag
    also be excluded (“the ammunition evidence”). The motion was denied. In its
    ruling, the district court stated that “both the statements and the ammunition have
    an evidentiary value in establishing the intent, the absence of mistake, and are
    inextricably intertwined with the facts and circumstances of this case, the res
    gestae.”
    II
    Dougherty appeals the denial of the motion in limine. He argues that the
    admissibility of the statement evidence and the ammunition evidence is governed
    by Federal Rule of Evidence 404(b), and the government failed to give
    appropriate notice as required by that rule. Alternatively, he contends that the
    evidence is irrelevant to the crime charged and substantially more prejudicial than
    probative in violation of Rule 403. We review the district court’s decision to
    admit evidence for abuse of discretion. United States v. Sarracino, 
    131 F.3d 943
    ,
    948 (10th Cir. 1997). “We cannot reverse a district court’s ruling if it falls within
    the bounds of permissible choice in the circumstances and is not arbitrary,
    capricious or whimsical.” United States v. Smith, 
    534 F.3d 1211
    , 1218 (10th Cir.
    2008) (quotation omitted).
    -3-
    Rule 404(b) of the Federal Rules of Evidence provides:
    Evidence of other crimes, wrongs or acts is not admissible to prove
    the character of a person in order to show action in conformity
    therewith. It may, however, be admissible for other purposes, such
    as proof of motive, opportunity, intent, preparation, plan, knowledge,
    identity, or absence of mistake or accident, provided that upon
    request by the accused, the prosecution in a criminal case shall
    provide reasonable notice in advance of trial . . . of the general
    nature of any such evidence it intends to introduce at trial.
    “[I]t is well settled that Rule 404(b) does not apply to . . . evidence that is
    intrinsic to the crime charged.” United States v. Parker, 
    553 F.3d 1309
    , 1314
    (10th Cir. 2009) (quotation and alteration omitted). “Generally speaking,
    intrinsic evidence is directly connected to the factual circumstances of the crime
    and provides contextual or background information to the jury. Extrinsic
    evidence, on the other hand, is extraneous and is not intimately connected or
    blended with the factual circumstances of the charged offense.” 
    Id.
     (quotation
    and alteration omitted). Rule 404(b) is subject to harmless error review. United
    States v. Williams, 
    376 F.3d 1048
    , 1054-55 (10th Cir. 2004).
    “Although relevant, evidence may be excluded if its probative value is
    substantially outweighed by the danger of unfair prejudice.” Fed. R. Evid. 403.
    “Under Rule 403’s balancing test, it is not enough that the risk of unfair prejudice
    be greater than the probative value of the evidence; the danger of that prejudice
    must substantially outweigh the evidence’s probative value. . . . In engaging in
    the requisite balancing, we give the evidence its maximum reasonable probative
    -4-
    force and its minimum reasonable prejudicial value.” United States v. Cerno,
    
    529 F.3d 926
    , 935 (10th Cir. 2008) (citations and quotation omitted). However,
    we need not engage in this balancing on appeal if we conclude that admission of
    the evidence was harmless. Smith, 
    534 F.3d at 1220
    .
    A
    Dougherty first challenges the admission of the statement evidence under
    both Rule 403 and 404(b). He contends that the statement evidence was
    irrelevant to the firearm charge and highly prejudicial because it indicated to the
    jury that he was involved in illegal activity apart from the charged crime.
    Second, he argues that because the statement evidence could have occurred
    independently of the gun possession, it was extrinsic and subject to Rule 404(b).
    However, we need not reach the question whether the district court erred because
    any error that may have occurred was harmless. See Smith, 
    534 F.3d at 1220
    ;
    Williams, 
    376 F.3d at 1054
    .
    “A non-constitutional error is harmless unless it affects the substantial
    rights of a party.” Smith, 
    534 F.3d at 1220
     (citation omitted). “An erroneous
    admission of evidence is harmless unless it had a substantial influence on the
    outcome or it leaves one in grave doubt as to whether it had such an effect.”
    Williams, 
    376 F.3d at 1054-55
    . “The government bears the burden of showing
    that an error is harmless.” Smith, 
    534 F.3d at 1220
     (citation omitted). In light of
    -5-
    the overwhelming evidence of Dougherty’s guilt, we agree with the government
    that the admission of the statement evidence was harmless.
    First, the jury heard testimony from multiple eyewitnesses that they had
    seen Dougherty holding the gun. Strange testified that Dougherty pulled a gun
    from his holster immediately upon entering the room and that when he attempted
    to leave the room, Dougherty “pulled the gun to [Strange’s] forehead sideways.”
    Strange begged Dougherty to put the gun away, but he refused. Then, as Strange
    got up to leave, he told Dougherty that he was going to call 911, at which time
    Dougherty shot him in the chest. In court, Strange identified the gun Dougherty
    had used to shoot him. Burch also testified that Dougherty was holding a gun
    when he entered the motel room. Importantly, law enforcement personnel
    identified the gun in evidence as the firearm Dougherty was carrying when he
    exited the motel room.
    In addition, although Dougherty did not have a firearm on his person when
    he was arrested, he was wearing a holster and the gun was found near where he
    was apprehended. Strange testified that Dougherty had left a bag in Strange’s car
    before they entered the motel room. When the car was searched four hours after
    the shooting, the bag contained ammunition matching the gun, Dougherty’s work
    schedule, and a traffic citation issued in his name. Ammunition matching that
    found in the bag was loaded in the gun. The investigating officer testified that
    the round in the motel room wall matched the round that had been recovered from
    -6-
    the pistol. Further, a trace-evidence examiner from the Wyoming State Crime
    Laboratory testified that Dougherty had gunshot residue on his face and on one of
    his hands, and a special agent with the Wyoming Division of Criminal
    Investigation testified that, toward the end of an interview, Dougherty
    spontaneously stated that “[w]hat happened yesterday was an accident.”
    Given this overwhelming evidence against Dougherty, if the statement
    evidence was admitted in error, it nonetheless “did not have a substantial
    influence on the outcome or call the verdict into grave doubt.” Smith, 
    534 F.3d at 1220
     (quotations omitted).
    B
    Dougherty challenges the denial of the motion in limine regarding the
    ammunition evidence. The district court concluded that the presence of the
    ammunition in Dougherty’s luggage had evidentiary value and was “inextricably
    intertwined with the facts and circumstances of this case, the res gestae.” Thus, it
    was intrinsic to the charged crime and not subject to the notice requirements of
    Rule 404(b), so the district court admitted it. We conclude that these decisions
    were not in error.
    At trial, the government had the burden of proving that Dougherty
    “knowingly possessed a firearm.” United States v. Jameson, 
    478 F.3d 1204
    , 1209
    (10th Cir. 2007). Because the gun was not on his person when he was arrested,
    the government advanced circumstantial evidence that Dougherty knowingly
    -7-
    possessed it, and the ammunition was a central piece of that evidence. See United
    States v. Springfield, 
    196 F.3d 1180
    , 1184 (10th Cir. 1999) (ammunition
    belonging to the defendant and matching the gun reflects on knowing possession).
    Police found the ammunition in a bag with Dougherty’s other personal
    possessions in a vehicle in which he had recently been a passenger. It was of the
    same caliber as the gun that shot Strange and the gun found near Dougherty.
    Because the ammunition was so intertwined with the charged conduct, it was
    intrinsic evidence that did not fall under Rule 404(b). Furthermore, possession of
    ammunition after a felony conviction is a separate chargeable offense whose
    potential prejudice did not outweigh its relevance. Thus, admission of the
    ammunition evidence does not run afoul of Rule 403.
    III
    AFFIRMED.
    ENTERED FOR THE COURT
    Carlos F. Lucero
    Circuit Judge
    -8-