Untitled California Attorney General Opinion ( 2020 )

TO BE PUBLISHED IN THE OFFICIAL REPORTS
OFFICE OF THE ATTORNEY GENERAL
State of California
XAVIER BECERRA
Attorney General
_________________________
:
OPINION : No. 19-701
:
of : February 7, 2020
:
XAVIER BECERRA :
Attorney General :
:
LAWRENCE M. DANIELS :
Deputy Attorney General :
:
________________________________________________________________________
Proposed relator, INTERNATIONAL ASSOCIATION OF FIREFIGHTERS,
LOCAL 1319, AFL-CIO, requests leave to sue proposed defendant the CITY OF PALO
ALTO in quo warranto on the following question:
Should the repeal of the Palo Alto city charter’s binding arbitration provision, which
governed disputes with public safety employee unions, be invalidated on the ground that
the City of Palo Alto failed to consult in good faith with Local 1319 before placing the
repeal measure on the ballot?
CONCLUSION
Leave to sue is GRANTED to determine whether to invalidate the repeal of the Palo
Alto city charter’s binding arbitration provision on the ground that the City of Palo Alto
failed to consult in good faith with Local 1319 before placing the repeal measure on the
ballot.
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ANALYSIS
Introduction and Synopsis
Although the legal remedy of quo warranto—which generally requires the Attorney
General’s approval to invoke—is most commonly used to contest a person’s entitlement to
hold a public office,1 it may also be used to contest the validity of a city or county charter
provision.2 The quo warranto application in this matter falls within the latter category and
comes to us after the completion of other, related litigation.
In an administrative unfair labor practice action brought by a local firefighters’
union against a city, the union challenged the city’s repeal—via voter initiative—of a city
charter provision that had previously given the union a right to binding arbitration in its
labor relations with the city. The union alleged that the city had refused to consult or
bargain with the union before placing the charter repeal amendment on the ballot, in
violation of state labor law. The administrative board, and later a reviewing court, agreed
with the union on the substance of its claims, but also held that quo warranto is the sole
legal remedy for invalidating the amendment in question and that the union must therefore
pursue a separate quo warranto action to achieve invalidation. The union now seeks our
authorization to pursue the quo warranto action to which it has been directed.
To authorize a quo warranto action, we must find: (1) that quo warranto is the
appropriate remedy under the circumstances, (2) that the proposed relator has raised a
substantial issue of law or fact that warrants a judicial resolution, and (3) that allowing the
proposed quo warranto action to proceed will serve the public interest. Here, we find that
all three conditions exist, and we therefore grant the union’s quo warranto application.
Factual Background
On July 17, 1978, the voters of the City of Palo Alto (“City”) amended the city
charter to add article V, entitled “Compulsory Arbitration for Fire and Police Department
Employee Disputes.” This article: prohibited City firefighters and police officers from
engaging in strikes; obligated the City to negotiate with police and firefighter union
representatives in good faith; and, upon declaration of an impasse, required disputes
involving wages, hours, or other terms and conditions of employment to be submitted to a
1
See, e.g., 101 Ops.Cal.Atty.Gen. 70 (2018); 99 Ops.Cal.Atty.Gen. 74 (2016); 98
Ops.Cal.Atty.Gen. 94 (2015).
2
See, e.g., 96 Ops.Cal.Atty.Gen. 1 (2013); 76 Ops.Cal.Atty.Gen. 169 (1993); 74
Ops.Cal.Atty.Gen. 77 (1991).
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three-member board of arbitrators for a binding decision (“binding arbitration provision”).3
About 33 years later, on July 18, 2011, the Palo Alto City Council adopted a
resolution to place a measure on the ballot (Measure D) to repeal article V.4
On July 28, 2011, shortly after the city council’s resolution, proposed relator the
International Association of Firefighters, Local 1319, AFL-CIO (“Local 1319”) filed an
unfair labor practice charge with the Public Employment Relations Board (“the Board”)
alleging that the City failed to consult in good faith with it before placing Measure D on
the ballot in violation of the Meyers-Milias-Brown Act (“MMBA”).5
3
https://www.cityofpaloalto.org/civicax/filebank/documents/26574.
4
https://www.cityofpaloalto.org/civicax/filebank/documents/28263.
5
International Assn. of Firefighters, Local 1319, AFL-CIO v. City of Palo Alto (2014)
Public Employment Relations Board Dec. No. 2388-M [39 PERC ¶ 25] (PERB I); see Gov.
Code, §§ 3500-3511 (the MMBA).
The MMBA “governs collective bargaining and employer-employee relations for most
California local public entities, including cities, counties, and special districts.” (Coachella
Valley Mosquito & Vector Control Dist. v. California Public Employment Relations Bd.
(2005) 35 Cal.4th 1072, 1077.) Its “purpose is to provide a reasonable method of resolving
disputes between public employers and public employee organizations regarding wages,
hours, and other terms and conditions of employment.” (City of Los Angeles v. Superior
Court (2013) 56 Cal.4th 1086, 1092, citing Gov. Code, § 3500, subd. (a).)
The Board is “a quasi-judicial administrative agency” that has “exclusive initial
jurisdiction over complaints alleging unfair labor practices violating the MMBA.” (County
of Los Angeles v. Los Angeles County Employee Relations Com. (2013) 56 Cal.4th 905,
916.)
Local 1319 is an “employee organization” that represents the City’s employees
classified as Fire Apparatus Operator, Fire Fighter, Fire Captain, Fire Inspector, Hazardous
Materials Specialist, and Hazmat Inspector. (See Gov. Code, § 3501, subd. (a)(1) [for
purposes of the MMBA, an “[e]mployee organization” is “[a]ny organization that includes
employees of a public agency and that has as one of its primary purposes representing those
employees in their relations with that public agency”]; PERB I, supra, 39 PERC ¶ 25
[“here, the recognized employee organization seeking to enforce its MMBA consultation
rights [Local 1319] represents firefighters”]; https://firefightersofpaloalto.com/about/who-
we-are [Local 1319 “is dedicated to protecting the employment rights and working
conditions of the sworn men and women [who] have committed their careers to serving the
citizens of Palo Alto”].)
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On November 8, 2011, while the complaint before the Board was pending, the
City’s voters enacted Measure D.6
On August 6, 2014, the Board issued a decision concluding that the City violated
the MMBA by refusing to consult in good faith with Local 1319 before eliminating the
binding arbitration provision from the city charter and ordered the city council to rescind
its resolution placing Measure D on the ballot.7 The Board noted that it had no authority
to overturn the results of the municipal election, finding that a quo warranto action afforded
that remedy.8
The City then petitioned for a writ of extraordinary relief from the Board’s decision
to the Sixth Appellate District of the California Court of Appeal.9
On November 23, 2016, the Court of Appeal upheld the Board’s decision that the
City had violated the MMBA, but annulled the Board’s remedy ordering the city council
to rescind its resolution, holding that the remedy offended the constitutional doctrine of
separation of powers.10 The court determined that the Board could nonetheless restore the
parties to the “status quo ante” by declaring the city council’s resolution void and remanded
6
City of Palo Alto v. Public Employment Relations Bd. (2016) 5 Cal.App.5th 1271,
1285 (Palo Alto).
7
Palo Alto, supra, 5 Cal.App.5th at pp. 1286-1287; see PERB I, supra, 39 PERC ¶ 25
(also ordering, among other remedies, that the City consult in good faith with Local 1319
over any changes to rules for the administration of employer-employee relations and post
a notice of the Board’s order at worksites for 30 workdays).
8
PERB I, supra, 39 PERC ¶ 25 (“quo warranto writ is the exclusive remedy to attack
procedural regularity by which charter amendments are put before electorate”), citing
International Assn. of Fire Fighters v. City of Oakland (1985) 174 Cal.App.3d 687, 698.
“At the time [Local 1319] filed its unfair practice complaint with the Board, an action in
quo warranto was not yet available” because “[t]he election had not occurred and the
charter had not yet been amended,” so Local 1319 “could not have filed an action in
superior court.” (Palo Alto, supra, 5 Cal.App.5th at p. 1317.)
9
Palo Alto, supra, 5 Cal.App.5th at p. 1278; see Gov. Code, § 3509.5, subds. (a), (b)
(“Any . . . respondent . . . aggrieved by a final decision or order of [the Board] in an unfair
practice case . . . may petition for a writ of extraordinary relief from that decision or order
. . . in the district court of appeal . . . . The court shall have jurisdiction . . . to make and
enter a decree enforcing, modifying, and enforcing as modified, or setting aside in whole
or in part the decision or order of the board”).
10
Palo Alto, supra, 5 Cal.App.5th at pp. 1296, 1310-1316, 1320.
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the matter to the Board to consider this remedial option.11 The court further determined
that quo warranto was the only procedure to actually invalidate Measure D and stated that
Local 1319 “may separately elect to pursue the remedy of an action in quo warranto with
the trial court.”12
On April 10, 2017, on remand from the Court of Appeal, the Board withdrew its
order for the city council to rescind its resolution placing Measure D on the ballot and
entered a declaration that the resolution was void.13
Local 1319 now applies to sue the City in quo warranto to invalidate Measure D.
As we will explain, Local 1319 has met the requirements for judicial resolution of its claim
in a quo warranto action.
Quo Warranto Is the Exclusive Remedy to Invalidate the Charter Amendment
Code of Civil Procedure section 803 codifies the legal remedy known as quo
warranto. The section provides, in pertinent part, that “[a]n action may be brought by the
attorney-general, in the name of the people of this state . . . upon a complaint of a private
party . . . against any corporation . . . which usurps, intrudes into, or unlawfully holds or
exercise any franchise, within this state.”14 As a charter city, the City of Palo Alto is a
public “corporation.”15 “Franchise” means “right” or “privilege”16 and includes a city
charter.17 It follows that “quo warranto may lie to determine whether a public corporation
is unlawfully holding or exercising a right or privilege (‘franchise’), and, in this connection,
11
Palo Alto, supra, 5 Cal.App.5th at pp. 1317-1320.
12
Palo Alto, supra, 5 Cal.App.5th at p. 1320.
13
International Assn. of Firefighters, Local 1319, AFL-CIO v. City of Palo Alto (2017)
Public Employment Relations Board Dec. No. 2388a-M [41 PERC ¶ 162] (PERB II).
14
Code Civ. Proc., § 803.
15
San Mateo County v. City Council of City of Palo Alto (1959) 168 Cal.App.2d 220,
221 (Palo Alto “is a municipal corporation and a charter city”); 82 Ops.Cal.Atty.Gen. 6, 6
(1999) (in a quo warranto action, referring to the City of Redondo Beach as “a chartered
municipal corporation”); see also 80 Ops.Cal.Atty.Gen. 242, 242 (1997) (referring to the
City of South Gate as a “general law municipal corporation”).
16
80 Ops.Cal.Atty.Gen. 279, 281 (1997).
17
76 Ops.Cal.Atty.Gen., supra, at p. 171.
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it is an appropriate remedy by which to challenge the validity of the process by which a
city or county charter was enacted or amended.”18
Specifically, an employee organization of a charter city, with the Attorney General’s
permission, may sue the city in quo warranto to challenge the validity of a charter
amendment on the ground that the city unlawfully exercised its franchise by placing the
amendment on the ballot without first complying with the MMBA’s consultation
requirements.19 As the Court of Appeal found here, “an action in quo warranto is the
exclusive remedy to challenge the ballot initiative to repeal article V of the city charter” on
the ground that the City did not consult in good faith with Local 1319 before placing
Measure D on the ballot.20
Given that the legal remedy of quo warranto is the appropriate one to resolve issues
of the sort presented here, we now consider whether the particular facts and circumstances
surrounding this application support granting leave to sue. In making this determination,
we do not attempt to decide the merits of the claim; rather, we ascertain whether the
proposed relator has raised a substantial issue of fact or law warranting judicial resolution,
and, if so, whether allowing a quo warranto action to proceed would serve the overall public
interest.21
A Substantial Issue of Fact or Law Warrants Judicial Resolution
There is undoubtedly a substantial issue of fact or law warranting judicial resolution
in this case. The Court of Appeal affirmed the Board’s ruling that the City violated
Government Code section 3507 of the MMBA by failing to consult in good faith with Local
1319 before placing Measure D on the ballot.22
18
96 Ops.Cal.Atty.Gen. 36, 39 (2013), fns. omitted.
19
Code Civ. Proc., § 803; Palo Alto, supra, 5 Cal.App.5th at p. 1320; People ex rel.
Seal Beach Police Officers’ Assn. v. City of Seal Beach (1984) 36 Cal.3d 591, 595 & fn. 3;
Boling v. Public Employment Relations Bd. (2019) 33 Cal.App.5th 376, 384-386; 96
Ops.Cal.Atty.Gen., supra, at pp. 1-3; 95 Ops.Cal.Atty.Gen. 31, 32 (2012); 76
Ops.Cal.Atty.Gen., supra, at pp. 171-173.
20
Palo Alto, supra, 5 Cal.App.5th at p. 1320.
21
Rando v. Harris (2014) 228 Cal.App.4th 868, 879; 93 Ops.Cal.Atty.Gen. 144, 145
(2010).
22
Palo Alto, supra, 5 Cal.App.5th at p. 1296; see Gov. Code, § 3507, subd. (a)(5) (“A
public agency may adopt reasonable rules and regulations after consultation in good faith
with representatives of a recognized employee organization or organizations for the
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The appellate court explained that “section 3507 operates to restrict a public agency
from adopting reasonable rules and regulations for the administration of employer-
employee relations unless it has a ‘consultation in good faith’ with recognized employee
organizations” about “‘procedures for the resolution of disputes involving wages, hours
and other terms and conditions of employment.’”23 The court found that as to this dispute,
“it is clear that the City failed to meet its obligation to consult in good faith” regarding the
repeal of the binding arbitration provision—a procedure for the resolution of disputes
involving terms and conditions of employment—since “no meeting occurred at all . . . .”24
The court specifically instructed that Local 1319 “may separately elect to pursue the
remedy of an action in quo warranto with the trial court” to invalidate Measure D based on
the City’s failure to consult.25
Given the court’s rulings on the City’s violation of the MMBA and on the propriety
of the quo warranto remedy to challenge Measure D, we conclude that Local 1319 has
presented a substantial issue of fact or law: whether a writ of quo warranto should issue to
overturn Measure D on account of the City’s violation of the MMBA.
Resolving This Issue by Quo Warranto Would Serve the Public Interest
Finally, we further conclude that the issue of the validity of voter-approved Measure
D is a matter of public interest, and that permitting the requested quo warranto action would
serve this public interest. Ordinarily, we view the need to resolve a substantial question of
fact or law as constituting a sufficient public purpose to warrant granting leave to sue in
quo warranto.26 And here, as Local 1319 points out, “the public has an interest in ensuring
charter amendments are validly enacted in accordance with the law and securing stable
employer-employee relations.”27 We agree.
administration of employer-employee relations under this chapter. [¶] The rules and
regulations may include provisions for all of the following: . . . (5) Additional procedures
for the resolution of disputes involving wages, hours and other terms and conditions of
employment”).
23
Palo Alto, supra, 5 Cal.App.5th at p. 1293, quoting Gov. Code, § 3507, subd. (a)(5).
24
Palo Alto, supra, 5 Cal.App.5th at p. 1296.
25
Palo Alto, supra, 5 Cal.App.5th at p. 1320.
26
98 Ops.Cal.Atty.Gen., supra, at p. 101; 97 Ops.Cal.Atty.Gen. 50, 56 (2014).
27
See Boling v. Public Employment Relations Bd. (2018) 5 Cal.5th 898, 918-919
(permitting a city official to intentionally violate the MMBA’s consultation requirements
“would seriously undermine the policies served by the statute: fostering full
communication between public employers and employees, as well as improving personnel
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Response to the City’s Laches Argument
The City asserts that we should nevertheless deny the application based on the
equitable doctrine of laches. We decline to do so. The defense of laches requires
unreasonable delay in asserting an equitable right, plus either acquiescence of the plaintiff
or prejudice to the defendant caused by the delay.28 While the City calls attention to the
time gap between the Board’s final decision on April 10, 2017, and the quo warranto
application filed on July 12, 2019, Local 1319 disputes that this interval created an
inordinate delay. Instead, it asserts that it relied on the Board’s continued monitoring of
its order for compliance and on the City’s respecting the “status quo ante” of compulsory
arbitration, up until February 1, 2019, at which point the City’s counsel indicated that
binding interest arbitration would not be restored absent quo warranto.29
At this stage, however, it is unnecessary to resolve whether, under these facts, Local
1319 unreasonably delayed in bringing the application, because no acquiescence or
prejudice appears. The City has not given any reason to believe that Local 1319 acquiesced
in the City’s refusal to consult. To the contrary, Local 1319 asserted its right of
consultation to the City and the Board prior to the city council’s resolution, then to the
Court of Appeal after Measure D’s passage, and now to us in an application in quo
warranto. Likewise, the City does not show it has suffered prejudice from any delay in
bringing the quo warranto application. In fact, no bargaining impasse has occurred
between the parties since Measure D’s repeal of the binding arbitration provision, and
nothing indicates that the City has detrimentally relied on the repeal. Further, with the
current labor contract set to expire on June 30, 2021,30 there is the potential for an
imminent impasse, which, absent Measure D, would trigger the need for binding
arbitration. Consequently, we reject the City’s related suggestion that the claim has
become stale.31
management and employer-employee relations”).
28
Miller v. Eisenhower Medical Center (1980) 27 Cal.3d 614, 624; Cal. School
Employees Assn., Tustin Ch. No. 450 v. Tustin Unified School Dist. (2007) 148 Cal.App.4th
510, 521.
29
See Palo Alto, supra, 5 Cal.App.5th at p. 1317.
30
See https://www.cityofpaloalto.org/civicax/filebank/documents/6938.
31
See People ex rel. Black v. Bailey (1916) 30 Cal.App. 581, 584-585; see generally In
re Marriage of Fogarty & Rasbeary (2000) 78 Cal.App.4th 1353, 1364-1365;
https://www.merriam-webster.com/dictionary/stale (defining “stale” as “impaired in legal
force or effect by reason of being allowed to rest without timely use, action, or demand”).
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Conclusion
Accordingly, leave to sue in quo warranto is GRANTED to determine whether City
of Palo Alto Measure D is invalid because the City failed to consult in good faith with
Local 1319 before the measure was placed on the ballot.
*****
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