People v. Ayobi CA3 ( 2015 )

Filed 5/4/15 P. v. Ayobi CA3
NOT TO BE PUBLISHED
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Sacramento)
----
THE PEOPLE, C074035
Plaintiff and Respondent, (Super. Ct. No. 12F00488)
v.
SHAJIA AYOBI,
Defendant and Appellant.
A jury convicted defendant Shajia Ayobi of first degree murder and found, as a
sentence enhancement, she was armed. (Pen. Code, §§ 187, subd. (a), 12022, subd.
(a)(1).)1 The jury did not find, as an additional sentence enhancement, that defendant
personally used or fired the firearm.
1 Undesignated statutory references are to Penal Code.
1
Sentenced to 25 years to life in state prison for the murder, and an additional one
year for the arming finding, defendant appeals. She contends her right to effective
counsel and to a complete defense was violated by defense counsel’s failure to request
jury instructions regarding intimate partner battering. We shall affirm the judgment.
FACTUAL AND PROCEDURAL BACKGROUND
Shortly after midnight on December 18, 2011, while sitting in the passenger seat
of his van, Ghulam Ayobi2 was shot in the head three times and died. At trial, defendant,
who was Ghulam’s wife and the driver of the van, testified she had hired her classmate,
Jake Clark, to kill her husband and Clark had done so after hiding in the back seat while
the couple visited with friends.3 At trial, defendant relied principally on imperfect self-
defense.
Defendant’s Traumatic History
Defendant was born in 1966 in Afghanistan near the Pakistani border. She was
one of 11 children. Between the ages of four and 14, defendant witnessed her father beat
her mother on multiple occasions. When defendant was 12 years old, the Soviet Union
invaded Afghanistan. During the occupation, defendant recalls a bombing of her school,
seeing her neighbors butchered, and being personally assaulted by the Taliban.
At 17, defendant immigrated to California. Although defendant wished to attend
college and medical school, her family forced her into an arranged marriage with her first
husband, a marriage that included coerced abortions, physical abuse, and an eventual
divorce.
2 Because defendant and the victim share the same surname, we shall refer to the victim
by his given name, Ghulam.
3 In previous statements, defendant reported the shooting to be a carjacking and a CIA
assassination.
2
Living with Ghulam
To mitigate the personal shame that her culture and family placed on divorce,
defendant married Ghulam Ayobi after knowing him for only two hours. After a good
first year of marriage, Ghulam became abusive. For more than 17 years Ghulam
physically and emotionally abused defendant and their four children.
In 2010, Ghulam took a job in Louisiana and returned home only occasionally.
After a visit that summer in which Ghulam threatened defendant with a gun, she
purchased her own gun for protection. During this two-year period, defendant became
more and more fearful Ghulam would harm her or their children. When away from
home, he repeatedly made threatening phone calls to the family. When at home, his
behaviors escalated including one incident in which he got mad and etched Farsi letters
onto his body and another in which he attacked the family computer with an axe because
his son, who was at the computer at the time, had been playing too many video games.
Events Leading up to the Shooting
Defendant testified that about two months before Ghulam’s visit in December
2011, he became more secretive. Ghulam told defendant not to tell anyone he was
coming and he would be arriving at any time with military personnel via helicopter. She
became fearful and began preparing herself for something “tragic.”
On December 15, 2011, the day before Ghulam’s visit home, defendant solicited a
classmate, Jake Clark, to kill Ghulam for $10,000.4 Defendant and Clark met the next
day; together they purchased a prepaid phone, and Clark told her to call when she was
ready for him to kill Ghulam.
4 Defendant told Clark that the intended victim was the brother-in-law of a friend of hers
who had raped her friend’s daughter. She never did disclose the actual intended victim.
3
At about 10:00 p.m. on December 16, Ghulam called from the airport, three hours
earlier than expected. That night, shortly after going to bed, Ghulam got up and began
searching the house. Defendant feared he would find a gun in the garage. Between 4:00
and 5:00 a.m., Ghulam roused the children and announced to them and defendant that
“death can come at any time” and “death is coming. It’s very close.” He also talked to
them about a prayer from the Koran he wanted to be buried with.
At about 5:00 p.m. on the evening of December 17, an hour before defendant and
Ghulam were due for dinner at a friend’s house, defendant received a phone call from
Clark. She told Clark there was a 50/50 chance she would go through with it, gave him
the address of where they would be, and described the van. She told him this was “not
the final instruction for [him] to proceed.” Clark told her to make sure the gun, along
with a knife and a flashlight, was in the back of the van. Defendant did as instructed.
Ghulam insisted on wearing his old, faded army pants to the friend’s dinner
because the pants gave him pride; he added that he wanted to be buried in them.
Throughout the evening, Ghulam was not himself; he appeared more serious than usual
and did not joke with his friends as he normally would. At this point defendant called
Clark and told him the plan was on.
The Shooting
Defendant went outside to unlock the van at about 9:30 or 10:00 p.m. She had
previously left her gun, the knife, and the flashlight in the back of the van.
At about 11:45 p.m., defendant and Ghulam got into the van to head home. As
defendant drove, she heard Clark’s voice from the back seat tell her to get onto the
freeway. Ghulam started to hand Clark his wallet, and then tried to tackle Clark.
Defendant heard one gunshot, and then two more. She pulled over to the side of the road
to let Clark out. Clark told her he had taken everything with him, and she should get
back on the freeway and report the shooting as a carjacking. Defendant did so.
4
Expert Testimony
At trial, Rahn Minagawa, Ph.D., testified as an expert in clinical and forensic
psychology, with experience and expertise in the areas of traumatic child abuse and
domestic violence. He testified that individuals who have been exposed to multiple
traumas throughout their life can develop a particular mood disorder called “complex
trauma.” Examples of the types of traumas that can lead to complex trauma include
witnessing domestic violence between parents, witnessing war as a child, and physical or
sexual abuse. Symptoms of complex trauma include distortions in thinking that make
individuals interpret everything around them as a threat or potential for violence to occur.
Complex trauma can result in poor decision making, hypervigilance, and dissociation.5
After interviewing defendant and members of her family, Dr. Minagawa diagnosed
defendant as having complex trauma disorder.6 Dr. Minagawa was certain that the
diagnosis was present when Ghulam was killed.
In addition to his testimony regarding complex trauma, Dr. Minagawa testified
that it is common for victims of domestic abuse to stay with or return to their abusive
partners—especially when there are children involved. He also testified that domestic
violence is a socially acceptable expectation in some Middle Eastern cultures. While
Dr. Minagawa testified regarding the effects of domestic abuse, he did not describe or
provide a diagnosis of intimate partner battering or battered women’s syndrome.
5 “Hypervigilance” is a condition in which individuals have an automatic response to
external sensations such as a combat veteran diving to the ground when a car backfires.
“Dissociation” is when an individual feels like they have separated from their body in
order to psychologically protect themselves from an event.
6 Dr. Minagawa also diagnosed defendant with posttraumatic stress syndrome and major
depressive disorder.
5
Defense Counsel’s Theory of the Case
Throughout his direct examination of defendant and Dr. Minagawa, and in his
closing argument, defense counsel relied on a theory of complex trauma disorder.
Counsel did not rely on intimate partner battering or battered women’s syndrome as a
separate defense. Instead, defense counsel used the evidence of domestic violence, along
with defendant’s lifetime of traumatic experiences—i.e., the evidence of complex trauma
disorder in defendant—to develop imperfect self-defense. Further, in closing argument,
counsel conceded that, based on the evidence presented, perfect self-defense was “a
pretty big stretch in this case.”
In line with the theory of complex trauma supporting imperfect self-defense,
defense counsel stated in closing argument, “And there are some people, ladies and
gentlemen, who actually experience this trauma. And they experience it not once, not
twice, but over and over and over again. And those . . . people suffer from complex
trauma disorder, just like [defendant] does. The defense is not speculating what was in
[defendant’s] mind. I’m telling you, showing you, giving you evidence of what was in
her mind. Because what was in her mind is the only important issue here in this case.”
Defense counsel continued in closing, “Now, the law also recognizes that there are times
when people in good faith believe something, but the rest of us wouldn’t”; and defendant
“had an actual belief [in her need to defend] because she was traumatized, . . . , because
she suffered from complex trauma, [and] because her husband was an erratic brute . . . .”
DISCUSSION
Defendant asserts defense counsel rendered ineffective assistance of counsel and
an incomplete defense by failing to request jury instructions on the effects of intimate
partner battering.
To establish ineffective assistance of counsel, defendant must demonstrate that
counsel’s performance fell below an objective standard of reasonable performance, and
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that defendant suffered prejudice as a result. (Strickland v. Washington (1984) 466 U.S.
668, 687-688, 691-692 [80 L. Ed. 2d 674, 693, 696] (Strickland); People v. Ledesma
(1987) 43 Cal. 3d 171, 216-218.)
I. Defense Counsel’s Failure to Request Jury Instructions Regarding
Intimate Partner Battering Did Not Fall Below an Objective
Standard of Reasonable Performance
The record does not specifically indicate why defense counsel chose to limit the
defense theory to imperfect self-defense or to use the evidence of intimate partner
battering as part of the complex trauma theory, as opposed to raising intimate partner
battering as a defense on its own. However, the record does indicate that the decision
was a tactical one. During the instructional conference, the trial court offered several jury
instructions to defense counsel, including CALCRIM No. 851 (“Testimony on Intimate
Partner Battering and Its Effects: Offered by the Defense”), and clarified for the record
that defense counsel was not requesting these instructions for tactical reasons and counsel
was not relying on them for the defense theory of the case.
Absent an explanation on the record for this tactical choice, we must, on appeal,
find this choice did not fall below an objective standard of reasonableness if we can
conceive of a reasonable explanation for it. (People v. Pope (1979) 23 Cal. 3d 412, 426,
disapproved on a different ground in People v. Berryman (1993) 6 Cal. 4th 1048, 1081,
fn. 10.) Here, we can imagine several reasonable explanations for refraining from
including intimate partner battering instructions: Perhaps counsel did not want the jury
simply to focus on intimate partner battering, as defendant’s traumatic condition
encompassed more than just intimate partner battering; perhaps counsel did not want to
confuse the jury with a redundant instruction; perhaps counsel felt it would cloud the
actual belief/reasonable belief distinction involving the more plausible imperfect self-
defense theory; perhaps counsel felt the expert testimony did not support a diagnosis of
intimate partner beating. This “perilous process of second-guessing” (People v. Miller
7
(1972) 7 Cal. 3d 562, 573 ) illustrates why, in situations like this, “a claim of ineffective
assistance is more appropriately made in a petition for habeas corpus [where] there is an
opportunity in an evidentiary hearing to have trial counsel fully describe” the reasons for
his tactical choice. (People v. Pope, supra, 23 Cal.3d at p. 426.) On appeal, we need not
speculate as to the actual reasons for this tactical choice any further than to demonstrate a
satisfactory explanation exists. (Ibid.)
II. Defense Counsel’s Failure to Request Jury Instructions Regarding Intimate
Partner Battering Did Not Prejudice the Defense
Even if defense counsel did not have a satisfactory reason for not requesting
instructions on intimate partner battering and its effects, the omission of these
instructions did not prejudice the defense.
Counsel’s ineffectiveness becomes prejudicial when there is “a reasonable
probability that, but for counsel’s unprofessional errors, the result of the proceeding
would have been different.” (Strickland, supra, 466 U.S. at p. 694 [80 L. Ed. 2d 674 at
p. 698].)
A. Proposed Jury Instruction Is Redundant
Before we get to the specific language of the instructions at issue, we note the
following. The state-of-mind requirement for perfect self-defense is the defendant
actually, and reasonably, believes she must defend herself or another from imminent
danger of death or great bodily injury. (§197, subd. 3.) And the state-of-mind
requirement for imperfect self-defense is the defendant actually, but unreasonably,
believes she must defend herself or another from imminent danger of death or great
bodily injury. (People v. Randle (2005) 35 Cal. 4th 987, 994, disapproved on different
grounds in People v. Chun (2009) 45 Cal. 4th 1172, 1201.)
Defendant contends that defense counsel should have requested that the following
jury instruction, drawn from CALCRIM No. 851, be provided:
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“[1.] You have also heard testimony from Dr. Rahn Minagawa regarding the effect
of intimate partner battering. [¶] . . . [¶] [2.] You may consider this evidence only in
deciding whether the defendant actually believed that she needed to defend herself
against an immediate threat of great bodily injury or death, and whether that belief was
reasonable or unreasonable. [¶] [3. & 4.] When deciding whether the defendant’s belief
was reasonable or unreasonable, consider all the circumstances as they were known by
or appeared to the defendant. Also consider what conduct would appear to be necessary
to a reasonable person in a similar situation with similar knowledge.” (Italics added.)
The first sentence of defendant’s proposed instruction is clearly prefatory language
stating the fact that Dr. Minagawa testified, including on intimate partner battering.7
Presumably the jury was aware of this without the instruction.
The second sentence of the proposed instruction is a limiting instruction stating
that Dr. Minagawa’s testimony could be used only in deciding two aspects of defendant’s
state of mind: Actual belief; and reasonable belief. While the second sentence of the
proposed instruction may have helped inform the jury that they could consider
Dr. Minagawa’s testimony in determining whether defendant actually believed or
reasonably believed she needed to defend herself against an immediate threat, that
information was provided elsewhere in the instructions given.
Specifically, the jury was instructed on imperfect self-defense (CALCRIM
No. 571 (Jan. 2006 new) (Aug. 2012 rev.)), as pertinent:
7 In fact, Dr. Minagawa did not testify specifically about the effect of intimate partner
battering per se, but rather the effects of domestic violence on both the victims and the
children of victims of this violence. Consequently, it is unclear whether this request is
even on point. For the sake of analysis, we assume intimate partner battering is
synonymous with domestic violence in this instance.
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“In evaluating the defendant’s beliefs [that she or someone else was in imminent
danger of being killed or suffering great bodily injury and that immediate use of deadly
force was necessary to defend against the danger], consider all the circumstances as they
were known and appeared to the defendant;
“If you find that Ghulam Ayobi threatened or harmed the defendant or others in
the past, you may consider that information in evaluating the defendant’s beliefs; [and]
“If you find that the defendant knew that Ghulam Ayobi had threatened or harmed
others in the past, you may consider that information in evaluating the defendant’s
beliefs.”
And the jury was instructed on perfect self-defense (CALCRIM No. 505), as
pertinent:
“When deciding whether the defendant’s beliefs were reasonable, consider all the
circumstances as they were known to and appeared to the defendant and consider what a
reasonable person in a similar situation with similar knowledge would have believed
. . . ”; [¶] . . . [¶] [(Italics added.)]
“If you find that Ghulam Ayobi threatened or harmed the defendant or others in
the past, you may consider that information in deciding whether the defendant’s conduct
and beliefs were reasonable;
“If you find that the defendant knew that Ghulam Ayobi had threatened or harmed
others in the past, you may consider that information in deciding whether the defendant’s
conduct and beliefs were reasonable; and
“Someone who has been threatened or harmed by a person in the past is justified
in acting more quickly or taking greater self-defense measures against that person.”
10
Finally, the third and fourth sentences of the proposed jury instruction
(CALCRIM No. 851) were also provided for in the perfect self-defense instructions just
quoted. (See italics added to CALCRIM No. 505, supra.)
These redundancies inform the analysis that follows.
B. There Is Not a Reasonable Probability That the Proposed Jury Instruction
Would Have Resulted in a Finding of Perfect Self-defense
As noted, the state-of-mind requirement for perfect self-defense is that the
defendant actually, and reasonably, believes she must defend herself or another from
imminent danger of death or great bodily injury. (§197, subd. 3.)
Defendant suggests that the proposed jury instruction, CALCRIM No. 851,would
have convinced the jury that her abusive relationship made her alleged actual belief that
she was in imminent danger more reasonable. However, the jury, through their verdict,
found defendant did not have an actual belief that she was in imminent danger; if they
had, they would have applied imperfect self-defense and returned a verdict of
manslaughter regardless of reasonableness. (CALCRIM No. 571.) Using CALCRIM
No. 851 to instruct the jury on when to find her actual beliefs reasonable does not apply
here.
Moreover, as discussed above, the jury had instructions explicitly allowing them
to consider the abusive relationship. The jury was instructed with regard to reasonable
belief, “When deciding whether the defendant’s beliefs were reasonable . . . , [i]f you find
that Ghulam Ayobi threatened or harmed the defendant or others in the past, you may
consider that information in deciding whether the defendant’s conduct and beliefs were
reasonable.” (CALCRIM No. 505.)
Further, defendant misrepresents CALCRIM No. 851. The instruction does not
tell the jury they must consider testimony regarding intimate partner battering in forming
their verdict; it tells the jury they must limit their consideration of this testimony to the
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reasonableness calculus instructed in the perfect self-defense instruction, which was
provided here. (Compare CALCRIM No. 851 with CALCRIM No. 505.)
The instructions provided to the jury supplied ample opportunity for them to
consider the domestic abuse, along with defendant’s overall traumatic history, in their
consideration of perfect self-defense. There is not a reasonable probability the limiting
instructions in CALCRIM No. 851 would have resulted in a different finding.
C. There Is Not a Reasonable Probability That the Proposed Jury Instruction
Would Have Resulted in a Finding of Imperfect Self-defense
As noted, the state-of-mind requirement for imperfect self-defense is the defendant
actually, but unreasonably, believes she must defend herself or another from imminent
danger of death or great bodily injury. (People v. Randle, supra, 35 Cal.4th at p. 994.)
As discussed above, the jury had instructions explicitly allowing them to consider
the abusive relationship in their decision as to whether or not defendant had an actual
belief of imminent danger of death or great bodily injury. The instructions provided to
the jury supplied ample opportunity for them to consider the domestic abuse in their
consideration of imperfect self-defense. There is not a reasonable probability the limiting
instructions in CALCRIM No. 851 would have resulted in a different finding.
D. Expert Testimony Regarding Domestic Violence and Its Effects
on the Mind Was Admitted
Defendant spends a good portion of her opening brief discussing “battered
women’s syndrome” and details the importance of testimony regarding domestic violence
in helping a jury understand the potential actual and reasonable beliefs of a victim of
domestic violence. Defendant implies this evidence was not offered in this case, citing
cases that were overturned because expert testimony on this issue was ruled inadmissible
or allowed only for limited purposes. (See People v. Aris (1989) 215 Cal. App. 3d 1178,
1197, overruled on another ground in People v. Humphrey (1996) 13 Cal. 4th 1073, 1089;
see also State v. Gallegos (1986) 104 N.M. 247 [719 P.2d 1268].) Here, extensive expert
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testimony was allowed regarding the effects of domestic violence on defendant’s actual
and reasonable belief. Defendant’s cited cases are not on point and do not apply.
Defendant conflates the prejudicial error that exists when this testimony is not
allowed with the reasonable trial tactic defense counsel used here in relying on the
defense of imperfect self-defense. Here, expert testimony regarding domestic violence
and complex trauma was admitted. During the majority of the last day of testimony, the
jury listened to expert testimony regarding domestic violence and other factors that may
have affected defendant’s state of mind. There is not a reasonable probability that
complimenting the live witness testimony with the limiting instructions in CALCRIM
No. 851 would have resulted in a different finding.
E. Response to Related Arguments Made by Defendant
Finally, defendant relatedly asserts that defense counsel failed to adequately link
Battered Women’s Syndrome (BWS) to Posttraumatic Stress Disorder (PTSD), and notes
the prosecution introduced evidence of behaviors that could not be reconciled with a
diagnosis of PTSD, but which the jury would have understood with instructions regarding
BWS.
First, defendant suggests her pattern of returning to Ghulam following abusive
episodes would have been better explained with testimony regarding BWS than with
testimony regarding PTSD. But the defense did present that testimony, albeit without
diagnosis of BWS, as a symptom of her domestic abuse.
Second, defendant suggests that someone suffering from BWS is particularly
aware of “subtle signals” that may indicate an imminent beating. Here, no evidence was
offered that defendant sensed any subtle signals of an imminent beating on the night of
the shooting. In fact, quite the opposite—defendant’s testimony regarding the day and
evening of the shooting is replete with references to show Ghulam acted in an overtly
unfamiliar manner. Moreover, Dr. Minagawa had already testified that one of the
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symptoms of complex trauma is a distortion of thinking that makes the subject consider
“everything around [them] as either a threat or potential for violence.” It is certainly
reasonable that a jury may have a difficult time reconciling “subtle signals” with this sort
of cognitive disorder.
On the appellate record before us, defense counsel did not perform ineffectively or
present an incomplete defense.
DISPOSITION
The judgment is affirmed.
BUTZ , J.
We concur:
BLEASE , Acting P. J.
MAURO , J.
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