People v. Celestine CA6 ( 2022 )

Filed 12/20/22 P. v. Celestine CA6
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SIXTH APPELLATE DISTRICT
THE PEOPLE, H049673
(Monterey County
Plaintiff and Respondent, Super. Ct. No. 21CR005294)
v.
MOSES ANTHONY CELESTINE,
Defendant and Appellant.
A jury convicted defendant Moses Anthony Celestine of two counts of rape by
force or fear and one count of oral copulation by force or fear against a 14-year-old
minor. The trial court sentenced Celestine to 32 years in prison, consisting of three
upper-term, consecutive terms.
On appeal, Celestine raises seven claims of error. Stated broadly, he challenges
the trial court’s admission of a psychologist’s testimony regarding child sexual abuse
victims, the trial court’s related instruction using a modified version of CALCRIM No.
1193, his defense counsel’s failure to object to the prosecutor’s closing argument about
the jury’s consideration of lesser related offenses, and various aspects of his sentence.
For the reasons explained below, we affirm the judgment.
I. FACTS AND PROCEDURAL BACKGROUND
A. Procedural History
In September 2021, the Monterey County District Attorney filed an information
charging Celestine with two counts of forcible rape of Jane Doe, a minor 14 years of age
or older, on or between November 1, 2020, through November 30, 2020, and December
31, 2020, through January 1, 2021, respectively (Pen. Code, §§ 261, subd. (a)(2), 264,
subd. (c)(2);1 counts 1 & 3), and one count of forcible oral copulation of Jane Doe, a
minor 14 years of age or older, on or between December 31, 2020, through January 1,
2021, (§ 287, subd. (c)(2)(C); count 2).
In November 2021, the jury found Celestine guilty as charged.
In December 2021, the trial court sentenced Celestine to a total determinate term
of 32 years in prison, comprising an upper term of 11 years for count 1, a consecutive
upper term of 10 years for count 2, and a consecutive upper term of 11 years for count 3.
The court ordered payment of various fines, fees, and assessments, including a $7,500
restitution fine (§ 1202.4, subd. (b)), a suspended $7,500 parole revocation restitution
fine (§ 1202.45), a $1,230 sex offense fine (including certain penalty assessments)
(§ 290.3), a $120 court operations assessment (§ 1465.8), and a $90 court facilities
assessment (Gov. Code, § 70373).
In January 2022, Celestine timely appealed the judgment.
In March 2022, Celestine’s appointed appellate counsel sent a letter to the trial
court requesting that it stay the restitution fine and strike the sex offense fine and the two
assessments pursuant to People v. Dueñas (2019) 30 Cal.App.5th 1157 (Dueñas). On
May 17, 2022, the trial court denied the request.
1
Unspecified statutory references are to the Penal Code.
2
B. Evidence Presented at Trial
In August 2020, 14-year-old Jane Doe and her mother moved into a studio
apartment in Monterey County. A few weeks later, Doe’s mother introduced Doe to
Celestine, who was 41 years old. Thereafter, Doe saw Celestine almost daily, and he
visited Doe’s apartment. Doe, her mother, and Celestine sometimes rolled dice together
in Doe’s apartment, at Celestine’s apartment, or outside their apartment complex. Doe
described the neighborhood around the apartment complex as unsafe; she did not have
any friends or trusted neighbors in the complex.
Around Thanksgiving 2020, Celestine knocked on the door of Doe’s apartment.
Doe opened the door and told Celestine that her mother was not home. He responded,
“ ‘I know’ ” and asked if he could come inside and roll dice. Doe let him in and began
rolling dice. Celestine asked Doe if she wanted to smoke marijuana. She said “sure” and
smoked the marijuana that he provided.
Doe noticed that Celestine was staring at her. He scooted closer to Doe and
started rubbing her upper thighs. This scared her. Celestine reached behind Doe’s neck
and started to kiss her on the lips. When she moved back and tried to push him away, he
tightened his grip on her neck. Celestine then stopped kissing Doe and told her that they
should go to the bed. He grabbed her wrist and led her there. Doe did not want to go to
the bed but went because she was afraid of what would happen if she did not do so.
Celestine told Doe to lie down on her back. He dropped his pants, pulled down Doe’s
sweatpants and underwear, and got on top of her. He smelled of alcohol. When Doe
tried pushing Celestine off of her, he pressed harder against her with his body weight.
Doe felt Celestine put his penis inside her vagina. After Celestine pushed against Doe
hard the last time and then got off of her, he told Doe that he loved her, went to the
bathroom, and left the apartment.
Doe testified that she did not want Celestine to do what he did to her and felt
“dirty” afterwards. She did not tell her mother about the incident because she was scared
3
of what would happen if her mother reported it and what her mother might do. In the
following weeks, Doe tried blocking any electronic messages from Celestine, but he
texted her from different cell phone numbers. He told Doe several times that she was
meant for him. Doe tried to avoid Celestine when she saw him at the apartment complex.
Later, on a night around New Year’s Eve, Doe and her mother were outside their
apartment drinking whiskey and rolling dice with several people for a few hours. Doe
began feeling the effects of the alcohol and “was sort of struggling to walk.” After Doe’s
mother left the gathering in a car without telling Doe, a friend of Doe’s mother’s told Doe
that she would walk Doe upstairs to her apartment. Celestine approached Doe and the
friend as they made their way toward Doe’s apartment and said that he would walk Doe
upstairs. Doe and Celestine then continued on to her apartment. There, Celestine told
Doe to change her clothes. After she did so, the two went to Celestine’s apartment.
At his apartment, Celestine told Doe to take a shower. When Doe got out of the
shower, he offered her methamphetamine in a pipe, which she declined. He then went
into the restroom with the pipe. After a few minutes, he exited the restroom, sat on the
bed, pulled down his pants and underwear, and exposed himself. Doe believed that
Celestine was going to do what he had done to her before, and she did not want that to
happen. Celestine told Doe, “ ‘You can look. You can touch it. It’s fine.’ ” Doe was
sitting on the bed, turning herself away and trying not to look.
Celestine grabbed the back of Doe’s neck, pulled her towards him, and told her to
open her mouth. Doe tried to resist, but Celestine forced her to “go down.” Celestine put
his penis in Doe’s mouth and pushed her head down. When Doe tried to pick her head
up, Celestine pushed down harder on the back of her neck and tried to grab her hair. Doe
could not breathe and started crying. She pulled her head up, and Celestine “let go.” Still
holding Doe’s neck, Celestine next pushed Doe facedown onto the bed and pulled down
her pants. He got behind Doe, let go of her neck, and pushed his penis into her vagina.
4
Doe was scared and cried. Celestine put his hand over her mouth and angrily told her to
stop making noise. After a couple of minutes and one last, hard push, he got off of her.
Celestine told Doe, “ ‘You know I love you, right?’ ” He also said that if Doe told
anyone what had happened, her mother would get arrested and Doe would be put into the
“system.” This scared Doe because she had only recently returned to living with her
mother (after living mostly with an aunt) and thought she “would get taken from her
[mother] again.” Celestine eventually fell asleep, and Doe stayed at his apartment until
daylight and then left. Doe called her mother but did not tell her what had happened
because Doe was ashamed.
In the following weeks, Doe avoided Celestine as much as she could. He texted
her and told her to stop blocking his messages. He also got mad when Doe would not
talk to him. In late March 2021, Doe reported to police what Celestine had done to her
because she “had moved out of [her] mother’s house” and was staying with her
grandmother. At that time, she felt it was safe to disclose the incidents because she
“knew that [she] wouldn’t be taken” by child protective services.
Salinas Police Department Detective Luis Toribio obtained permission from Doe
to use her Facebook account to communicate with Celestine. Pretending to be Doe,
Detective Toribio messaged Celestine using Facebook and said, among other things, that
Doe was engaging in sexual intercourse with other men, but Celestine was the only one
who made it feel special. Toribio fabricated this detail in order to provoke a response
from Celestine. Celestine engaged with Toribio, and Toribio arranged a pretext phone
call between Doe and Celestine in an effort to get him to discuss the alleged crimes.
However, Doe only managed to ask one question during the pretext call before she got
scared and hung up.
On July 2, 2021, Detective Toribio spoke with Celestine at his apartment. Toribio
recorded the interview using his body-worn camera, and the recording was played for the
5
jury. Near the end of that interview, Celestine admitted that he had had sex with Doe but
said he was the victim, he did not consent to the sex, and Doe had pulled his pants down.
Clinical psychologist Dr. Blake Carmichael testified about common myths and
misconceptions regarding child sex abuse. Dr. Carmichael did not review any reports
about this case or know any case facts or allegations. Dr. Carmichael testified that he
would not opine on whether Doe were actually victimized.
When testifying about his background and credentials, Dr. Carmichael described
the therapy that he and his colleagues at the University of California, Davis Children’s
Hospital provide for victims of child sexual abuse, calling it “trauma focused cognitive
behavioral therapy” (TFCBT). He said, “In short, [TFCBT] helps kids and their parents
identify myths and misconceptions they might have about trauma, understand how
trauma affects kids, even the family system, and then works with kids and their parents or
caregivers to develop coping skills to better deal with the effects of being traumatized.
And it exposes them to better dealing with the thoughts, reminders of the trauma itself.”
Regarding common myths and misconceptions about child sex abuse,
Dr. Carmichael identified the misconceptions that sexually abused children report the
abuse immediately, look or behave in a certain way, or become angry at or afraid to be
around the abuser. He also identified the misconception that children try to draw
attention to what is happening to them in order to stop it. Dr. Carmichael explained that
child abuse must be viewed “in the context of a relationship and the broader community
or family that [the children] live in to understand why kids may not tell right away, feel
confident telling, or may not tell at all.” Children might not report abuse because they
fear the consequences of doing so or feel guilt, shame, or embarrassment.
Dr. Carmichael described how some children deal with abuse by disassociating,
i.e., they “just try to numb out, space out, stare into the corner of the room, or have a song
playing in their head while the abuse is occurring to disconnect themselves or really
6
distance themselves from what is going on.” Disassociation can affect a child’s memory
of what happened.2
Dr. Carmichael explained that responses by children to sexual abuse are unique
and could include “freezing” rather than “fight/flight.” He stated it is a misconception
that children who do not report or try to stop sexual abuse in the moment “ask[ed] for it”
or “enjoyed it. It just means that the negative consequences of telling can still outweigh
those situations.”
Celestine did not present any evidence in his defense.
II. DISCUSSION
Celestine raises seven claims of error. He contends: (1) the trial court erred by
admitting Dr. Carmichael’s testimony; (2) the trial court erred by instructing the jury on
Dr. Carmichael’s testimony with a modified version of CALCRIM No. 1193 (CALCRIM
1193); (3) defense counsel was constitutionally ineffective for failing to object to
statements by the prosecutor in closing argument regarding the jury’s consideration of
lesser related offenses; (4) the matter should be remanded for a new sentencing hearing
due to recent changes to section 1170 made by Senate Bill No. 567 (2021-2022 Reg.
Sess.) (hereafter, Senate Bill 567); (5) the trial court erred by imposing full, separate,
consecutive sentences on counts 2 and 3 under section 667.6, subdivision (d) (hereafter,
section 667.6(d)); (6) the Sixth and Fourteenth Amendments require jury findings on the
facts specified for consecutive sentencing under section 667.6(d); and (7) the trial court
abused its discretion in denying Celestine’s postjudgment request to stay the restitution
fine and to strike the sex offense fine and the two assessments.
We address Celestine’s claims in turn.
2
We note that although the reporter’s transcript states Dr. Carmichael used the
terms “disassociation” and “disassociated,” the psychological condition that Dr.
Carmichael described is known as “dissociation.” (See People v. Cortes (2011) 192
Cal.App.4th 873, 911.)
7
A. Claims Regarding Dr. Carmichael’s Testimony and Related Jury Instruction
Celestine contends the trial court abused its discretion in admitting
Dr. Carmichael’s testimony about the common myths and misconceptions surrounding
child sexual abuse and thereby violated constitutional due process protections. Celestine
asserts that this error was prejudicial under both Chapman v. California (1967) 386 U.S.
18 and People v. Watson (1956) 46 Cal.2d 818.3
Relatedly, Celestine contends the trial court erred by using CALCRIM 1193 to
instruct the jurors on their consideration of Dr. Carmichael’s testimony. Celestine argues
that the instruction was legally erroneous because “[t]he last portion of CALCRIM []
1193 violates the rule prohibiting the use of [Child Sexual Abuse Accommodation
Syndrome (CSAAS)] testimony to conclude a witness’ claim of sexual abuse is true.”
1. Background
Pretrial, the prosecutor filed an in limine motion to admit Dr. Carmichael’s expert
testimony about child sex abuse victims’ “counter-intuitive behaviors.” The prosecutor
stated that Dr. Carmichael’s testimony would cover “a variety of topics concerning
victims of child molestation, including some of the common myths and misconceptions
surrounding child sexual abuse.” The prosecutor argued that this type of testimony is
relevant because “[j]urors usually have no personal experience with child molestation or
the paradoxical behavior [that] practitioners observe in molested children and often hold
false preconceived notions on the behavior of child molestation victims.” Additionally,
the prosecutor proposed that the trial court should give a limiting instruction regarding
the testimony and stated that CALCRIM 1193 “needs to be modified to counter intuitive
victim behavior” (some capitalization omitted).
3
The Attorney General does not argue forfeiture in response to Celestine’s claim
of error. Under these circumstances, we will assume arguendo that Celestine’s claim was
preserved for our review, decide the merits of the claim, and forego addressing
Celestine’s alternative ineffective assistance of counsel claim.
8
Celestine’s defense counsel, likewise, filed an in limine motion to exclude
testimony regarding CSAAS or “expert testimony regarding how sexually abused
children conduct themselves regarding the reporting of the abuse.” Counsel argued that
such testimony could “encourage the jury to use the syndrome and characteristics to
assume that the complaining witness [] in this case [was] sexually abused.”
At a pretrial hearing on the in limine motions, the prosecutor confirmed to the trial
court that he did not intend to introduce testimony about CSAAS specifically (or the
work of its progenitor, Dr. Roland Summit) but rather would present testimony from
Dr. Carmichael to “disabuse [the jurors] of commonly held misconceptions.” The trial
court ruled that the prosecutor’s proposed testimony was “relevant in a limited way,” as
described in the prosecutor’s motion and “within the parameters of” People v. Munch
(2020) 52 Cal.App.5th 464 (Munch).
As detailed ante (part I.B.), Dr. Carmichael testified about common myths and
misconceptions concerning how children respond to sexual abuse.
When instructing the jury after the close of evidence, the trial court instructed on
Dr. Carmichael’s testimony with a modified version of CALCRIM 1193 as follows:
“You have heard testimony from Dr. Blake Carmichael regarding the behaviors of
juvenile sexual assault victims. [¶] Dr. Carmichael’s testimony regarding behaviors of
victims of juvenile sexual assault is not evidence that the defendant committed any of the
crimes charged against him. [¶] You may consider this evidence only in deciding
whether or not Jane Doe’s conduct was not inconsistent with the conduct of someone
who has been molested, and in evaluating the believability of her testimony.”
There is no indication in the record that Celestine’s defense counsel objected to
the trial court’s instruction on Dr. Carmichael’s testimony.
2. Analysis
We begin our analysis by considering Celestine’s challenge to the admission of
Dr. Carmichael’s testimony. As Celestine acknowledges, expert witness testimony is
9
admissible if it is “[r]elated to a subject that is sufficiently beyond common experience
that the opinion of an expert would assist the trier of fact.” (Evid. Code, § 801, subd.
(a).) Further, it must be “[b]ased on matter (including [the expert witness’s] special
knowledge, skill, experience, training, and education) perceived by or personally known
to the witness or made known to [the witness] at or before the hearing, whether or not
admissible, that is of a type that reasonably may be relied upon by an expert in forming
an opinion upon the subject to which [the witness’s] testimony relates.” (Id., subd. (b).)
Only relevant evidence is admissible at trial. (Evid. Code, § 350.) “ ‘Relevant
evidence’ means evidence, including evidence relevant to the credibility of a witness or
hearsay declarant, having any tendency in reason to prove or disprove any disputed fact
that is of consequence to the determination of the action.” (Evid. Code, § 210.) “ ‘The
trial court has broad discretion in deciding whether to admit or exclude expert testimony
[citation], and its decision as to whether expert testimony meets the standard for
admissibility is subject to review for abuse of discretion.’ ” (People v. Brown (2014) 59
Cal.4th 86, 101; see also People v. McAlpin (1991) 53 Cal.3d 1289, 1299 (McAlpin).)
Celestine argues that “[b]ecause Dr. Carmichael here did not testify specifically as
to CSAAS, his framework for the common myths and misconceptions surrounding child
abuse was instead Trauma Focused Cognitive Behavioral Therapy.” In turn, Celestine
asserts that “[w]hile expert testimony on CSAAS has been held admissible for this
purpose, . . . T[F]CBT, a therapy that helps only abuse survivors and their parents, has
not been similarly evaluated and scrutinized by the courts.” Celestine contends that the
prosecutor failed to demonstrate the relevance of Dr. Carmichael’s TFCBT-based
testimony and, further, Dr. Carmichael’s testimony also constituted CSAAS evidence that
should have been excluded.
We are not persuaded that the trial court erred in admitting Dr. Carmichael’s
testimony. As an initial matter, we reject Celestine’s assertion that Dr. Carmichael’s
testimony was based on TFCBT. That assertion is not supported by the testimony. As
10
described ante (part I.B.), Dr. Carmichael discussed TFCBT when testifying about his
background and credentials. Although the prosecutor subsequently mentioned Dr.
Carmichael’s “work . . . to train victims and family members regarding common myths
and perceptions on child sex abuse” when asking Dr. Carmichael to identify “those
common myths and misconceptions that are still out there even today,” Dr. Carmichael
did not say that his testimony was in fact based on TFCBT. Thus, TFCBT itself is not at
issue here. Rather, Dr. Carmichael’s testimony was based on his stated expertise more
generally and is akin to CSAAS evidence in that it explained the common
misconceptions about a child’s reaction to sexual abuse. Given this context, Celestine’s
claim is most appropriately construed as turning on whether such expert testimony, when
offered to address the misconceptions, is irrelevant or otherwise inadmissible.
Generally, expert testimony like that provided by Dr. Carmichael on common
reactions to child molestation is permissible under California precedent. (See McAlpin,
supra, 53 Cal.3d at pp. 1300–1301.) As our Supreme Court explained some years ago,
“ ‘Such expert testimony is needed to disabuse jurors of commonly held misconceptions
about child sexual abuse, and to explain the emotional antecedents of abused children’s
seemingly self-impeaching behavior.’ ” (Id. at p. 1301.) More recent precedent also has
confirmed the admissibility of such expert testimony as relevant for the limited purpose
of evaluating the credibility of an alleged child victim of sexual abuse. (See, e.g., People
v. Lapenias (2021) 67 Cal.App.5th 162, 171–172 (Lapenias); Munch, supra, 52
Cal.App.5th at pp. 468–472; People v. Patino (1994) 26 Cal.App.4th 1737, 1744–1745
(Patino); People v. Housley (1992) 6 Cal.App.4th 947, 955–956 (Housley).)
In light of this precedent, and based on this record, we are satisfied that
Dr. Carmichael’s testimony was properly admitted to dispel certain common
misconceptions regarding the behavior of child sexual abuse victims. We thus conclude
the trial court here did not abuse its discretion when it ruled pretrial that the prosecution’s
proposed expert testimony was relevant and admissible. (See Lapenias, supra, 67
11
Cal.App.5th at p. 172, Patino, supra, 26 Cal.App.4th at pp. 1744–1745; Housley, supra, 6
Cal.App.4th at p. 956.)
Because we discern no error by the trial court in admitting Dr. Carmichael’s
testimony, we need not address Celestine’s assertion of prejudice resulting from the
alleged erroneous admission of that testimony. Moreover, we decide that
Dr. Carmichael’s testimony did not violate Celestine’s constitutional right to due process.
(See Lapenias, supra, 67 Cal.App.5th at p. 174; Patino, supra, 26 Cal.App.4th at
pp. 1746–1747.)
Turning to Celestine’s challenge to the related jury instruction, he argues that
although the instruction correctly told the jurors that they could not use Dr. Carmichael’s
testimony as evidence that he committed the crimes, the last sentence of the instruction
impermissibly allowed the jurors to use that testimony in deciding the believability of
Jane Doe’s testimony. Celestine asserts that no objection at trial was required for our
review of his claim because the instruction is legally erroneous and affected his
substantial rights (§ 1259). He argues further that the instruction lightened the
prosecution’s burden of proof, allowed the jury to make an unreasonable inference that
Doe was telling the truth, and thus deprived him of his constitutional rights to due process
and a fair trial. Lastly, he asserts that the error was prejudicial under Chapman and
Watson.
The Attorney General counters that Celestine forfeited his appellate claim by
failing to object to the instruction at trial and, in any event, the instruction properly
informed the jurors about their use of and the limitations on Dr. Carmichael’s testimony.
Regarding forfeiture, we decide that we can consider the merits of Celestine’s
claim despite his failure to object at trial because he contends the challenged instruction
was legally incorrect and affected his substantial rights. (See People v. Grandberry
(2019) 35 Cal.App.5th 599, 604; People v. Gomez (2018) 6 Cal.5th 243, 312; § 1259.)
12
As to the merits of Celestine’s argument, “[w]e review a claim of instructional
error de novo. [Citation.] The challenged instruction is considered ‘in the context of the
instructions as a whole and the trial record to determine whether there is a reasonable
likelihood the jury applied the instruction in an impermissible manner.’ ” (People v.
Rivera (2019) 7 Cal.5th 306, 326.) “We of course presume ‘that jurors understand and
follow the court’s instructions.’ ” (People v. Wilson (2008) 44 Cal.4th 758, 803
(Wilson).)
Celestine acknowledges that California courts have upheld instructions that
included the same sentence from CALCRIM 1193 that he now challenges.4 (See People
v. Gonzales (2017) 16 Cal.App.5th 494, 503–504; Lapenias, supra, 67 Cal.App.5th at
pp. 175–176; Munch, supra, 52 Cal.App.5th at pp. 473–474.) Nonetheless, Celestine
contends that the precedent is incorrect because the instruction presents a “conflict” that
would lead a reasonable juror to conclude from the expert’s testimony that the alleged
victim was sexually abused.
We are not persuaded by Celestine’s argument that the existing precedent is
wrong. We disagree with Celestine’s view on the third sentence of the instruction. As a
matter of logic, that sentence does not tell the jurors that the alleged victim’s conduct is
inevitably consistent with victimization. Moreover, assessing the instruction in light of
the entire record, we are not convinced that there is a reasonable likelihood the jurors
here applied the instruction in an impermissible manner. The instruction told the jurors
that Dr. Carmichael’s testimony could not be considered as evidence that Celestine
“committed any of the crimes charged against him.” Thus, the instruction explicitly
precluded the use of that testimony to conclude inferentially from Doe’s conduct and
Dr. Carmichael’s testimony that Celestine committed the charged crimes. Further, as
4
The challenged sentence in this case reads: “You may consider this evidence
only in deciding whether or not Jane Doe’s conduct was not inconsistent with the conduct
of someone who has been molested, and in evaluating the believability of her testimony.”
13
noted, the last sentence of the instruction did not compel a conclusion that Doe’s conduct
was consistent with being a sexual abuse victim. Moreover, Dr. Carmichael stated on
cross-examination he was not opining on whether Doe was actually victimized.
Under these circumstances, we conclude that the trial court properly instructed the
jury with a modified version of CALCRIM 1193, and Celestine’s constitutional rights
were not violated by that instruction.
B. Prosecutor’s Argument Regarding Lesser Related Offenses
Celestine contends his defense counsel provided ineffective assistance by failing
to object to statements by the prosecutor during closing argument that allegedly told the
jurors that they could consider a lesser related offense only if they found Celestine not
guilty of the greater charged offense.
1. Background
During trial, the parties agreed that the trial court would instruct the jury for all
counts with the lesser related offense of lewd or lascivious act on a child aged 14 or 15
(§ 288, subd. (c)(1)).
Relatedly, the trial court instructed the jurors with CALCRIM No. 3517, which
told the jurors, inter alia: “If all of you find that the defendant is not guilty of a greater
charged crime, you may find him guilty of a lesser related crime if you are convinced
beyond a reasonable doubt that the defendant is guilty of that lesser crime. A defendant
may not be convicted of both a greater and lesser crime for the same conduct. [¶]
. . . [¶] It is up to you to decide the order in which you consider each crime and the
relevant evidence, but I can accept a verdict of guilty of a lesser crime only if you have
found the defendant not guilty of the corresponding greater crime.”
After the trial court had instructed the jury as described, the prosecutor said the
following in his closing argument, without objection: “There are lesser related offenses,
which is lewd act of a child, age 14 or 15. [¶] I’m going to say this multiple times
because every once in a while, jurors do not listen and ask us this question. You don’t
14
have to address a lesser related offense if you find him guilty of Counts 1, 2, and 3. You
only -- so you’re going to have a verdict form. It’s going to have I believe six pages, a
page for each count. After each count is the lesser related. You leave the lesser related
blank if you find him guilty of the greater offense, Counts 1, 2, and 3. [¶] If you find
him not guilty of Counts 1, 2, or 3, you address the lesser related offenses for that
particular count. [¶] So if you think that first time on -- close to Thanksgiving there was
just not enough evidence of force -- maybe it was consensual. We have a reasonable
doubt -- you find him not guilty of Count 1. And then you address the lesser related
offense, which is he committed a lewd act with her.” (Italics added.)
2. Legal Principles
In People v. Kurtzman (1988) 46 Cal.3d 322 (Kurtzman), the California Supreme
Court held “that a court may ‘restrict [] a jury from returning a verdict on a lesser
included offense before acquitting on a greater offense’ but may not ‘preclude [it] from
considering lesser offenses during its deliberations.’ (Italics in original.) [Our Supreme
Court] thereby impliedly rejected a ‘strict acquittal-first rule under which the jury must
acquit of the greater offense before even considering lesser included offenses.’ ” 5
(People v. Berryman (1993) 6 Cal.4th 1048, 1073,quoting Kurtzman, at p. 333, overruled
on another ground by People v. Hill (1998) 17 Cal.4th 800, 823, fn. 1.)
“Of course, it is misconduct for a prosecutor, during argument, to misstate the
law.” (People v. Whalen (2013) 56 Cal.4th 1, 77, disapproved of on another ground by
People v. Romero and Self (2015) 62 Cal.4th 1, 44, fn. 17.) “ ‘A defendant whose
counsel did not object at trial to alleged prosecutorial misconduct can argue on appeal
5
In Kurtzman, the California Supreme Court addressed a situation in which the
trial court told the jury “that it must unanimously agree on whether defendant was guilty
of second degree murder before ‘considering’ voluntary manslaughter.” (Kurtzman,
supra, 46 Cal.3d at p. 324.)
15
that counsel’s inaction violated the defendant’s constitutional right to the effective
assistance of counsel.’ ” (People v. Centeno (2014) 60 Cal.4th 659, 674.)
“To make out a claim that counsel rendered constitutionally ineffective assistance,
‘the defendant must first show counsel’s performance was deficient, in that it fell below
an objective standard of reasonableness under prevailing professional norms. Second, the
defendant must show resulting prejudice, i.e., a reasonable probability that, but for
counsel’s deficient performance, the outcome of the proceeding would have been
different.’ ” (People v. Hoyt (2020) 8 Cal.5th 892, 958 (Hoyt); see also Strickland v.
Washington (1984) 466 U.S. 668, 687.) We can reject an ineffective assistance of
counsel claim if the defendant fails to establish either element of the Strickland standard.
(See Strickland, at p. 687; People v. Kirkpatrick (1994) 7 Cal.4th 988, 1008, disapproved
on another ground in People v. Doolin (2009) 45 Cal.4th 390, 421, fn. 22.)
A “mere failure to object to evidence or argument seldom establishes counsel’s
incompetence.” (People v. Ghent (1987) 43 Cal.3d 739, 772; see also People v. Ledesma
(2006) 39 Cal.4th 641, 746.) Further, “[i]f the challenged comments, viewed in context,
‘would have been taken by a juror to state or imply nothing harmful, [then] they
obviously cannot be deemed objectionable.’ ” (People v. Cortez (2016) 63 Cal.4th 101,
130.) “Failure to raise a meritless objection is not ineffective assistance of counsel.”
(People v. Bradley (2012) 208 Cal.App.4th 64, 90.)
“On direct appeal, a conviction will be reversed for ineffective assistance only if
(1) the record affirmatively discloses counsel had no rational tactical purpose for the
challenged act or omission, (2) counsel was asked for a reason and failed to provide one,
or (3) there simply could be no satisfactory explanation. All other claims of ineffective
assistance are more appropriately resolved in a habeas corpus proceeding.” (People v.
Mai (2013) 57 Cal.4th 986, 1009 (Mai).)
16
3. Analysis
We are not persuaded that defense counsel’s failure to object to the prosecutor’s
statements about the lesser related offenses amounts to conduct that is outside the range
of reasonably professional assistance. Celestine makes no argument that the trial court’s
instruction with CALCRIM No. 3517 was incorrect. In addition, the trial court instructed
the jurors that if they “believe that the attorneys’ comments on the law conflict with [the
court’s] instructions, [they] must follow [the court’s] instructions.” (CALCRIM No.
200.) Further, the prosecutor’s statements here did not plainly state that the jurors could
not consider the lesser related offenses until they reached a verdict on the greater
offenses. Rather, in accord with the trial court’s instruction, the prosecutor’s comments
about the jurors not having to “address a lesser related offense” if they found Celestine
guilty on the charged count focused on proper completion of the verdict forms depending
on their verdict. The prosecutor’s statements did not tell the jurors that they must eschew
considering the lesser related offenses until they first decided to acquit Celestine of the
greater charged crimes. Under these circumstances, defense counsel reasonably could
have concluded that any objection to the prosecutor’s statements was meritless.
Hence, we conclude there could be a satisfactory explanation for defense counsel’s
inaction in the face of the prosecutor’s statements. (See Mai, supra, 57 Cal.4th at
p. 1009.) We thus reject Celestine’s claim because he has not demonstrated any deficient
performance by his defense counsel.
C. Imposition of Upper Term
Celestine contends that amendments made to section 1170, subdivision (b)
(hereafter, section 1170(b)), which altered the requirements for imposition of an upper
term, apply retroactively to this case and necessitate a remand for resentencing. (See
17
Stats. 2021, ch. 731 [Senate Bill 567; eff. Jan. 1, 2022].6) The Attorney General agrees
that current section 1170(b) applies to this case. Nevertheless, the Attorney General
asserts that a remand is unnecessary because any error was not prejudicial.
1. Background
Prior to pronouncing sentence at Celestine’s December 2021 sentencing hearing,
the trial court noted that it would “weigh[] the factors in aggravation against the factors in
mitigation.” The court stated further that although Celestine did not have a prior violent
sex offense conviction, his criminal history was “significant” and not a factor in
mitigation. The court found generally “as to each count that the factors in aggravation
outweigh the factors in mitigation.” The court also noted that “pursuant to the Penal
Code section, these offenses are to be sentenced [as] the full term consecutive sentences.”
The court proceeded to impose the upper term on all counts, for a total term of 32 years
in prison.7
For count 1 (forcible rape), the trial court noted that the victim here was
particularly vulnerable (Cal. Rules of Court, rule 4.421(a)(3)8), the manner in which the
offense was carried out indicated planning, sophistication, and professionalism (Rule
4.421(a)(8)), and Celestine took advantage of a position of trust (Rule 4.421(a)(11)).
After pronouncing sentence on count 1, the trial court explained that “in balancing
these factors, [it] has been careful to utilize factors in aggravation with regard to each of
the charges separately so that the Court is not blanketly considering certain factors, such
6
The Legislature recently amended section 1170 again, but the new amendments
(effective January 1, 2023) do not change the provisions relevant to our analysis of
Celestine’s claim. (See Stats. 2022, Ch. 744, § 1 [Assembly Bill No. 960].)
7
Forcible rape of a minor who is 14 years of age or older (counts 1 & 3) is
punishable “by imprisonment in the state prison for 7, 9, or 11 years.” (§§ 264, subd.
(c)(2), 261, subd. (a)(2).) Forcible oral copulation of a minor who is 14 years of age or
older (count 2) is punishable “by imprisonment in the state prison for 6, 8, or 10 years.”
(§ 287.)
8
Rule references are to the California Rules of Court.
18
as [Celestine’s] criminal history, which the Court is not considering [for count 1], and
more than one charge to aggravate the sentence. [¶] Although some of the factors in
aggravation do apply to more than one count, if they do, the Court is specifically saying
why they apply to the facts of that particular count, noting that Count 1 is on a separate
day or separate night than Counts 2 and 3.”
For count 2 (forcible oral copulation), the trial court stated that that crime involved
great violence and a high degree of cruelty and callousness (Rule 4.421(a)(1)), and was
carried out in a manner indicating planning, sophistication, and professionalism (Rule
4.421(a)(8)).
For count 3 (forcible rape), the trial court noted that Celestine “has served prior
prison terms” (Rule 4.421(b)(3)), “has five prior felony convictions,” and “[h]is
performance on probation and PRCS [(postrelease community supervision)] was
unsatisfactory” (Rule 4.421(b)(5)).
2. Legal Principles
Current section 1170, subdivision (b)(1) directs a trial court to impose not more
than the middle term of a sentencing triad “except as otherwise provided in paragraph
(2).” Paragraph (2) provides: “The court may impose a sentence exceeding the middle
term only when there are circumstances in aggravation of the crime that justify the
imposition of a term of imprisonment exceeding the middle term, and the facts
underlying those circumstances have been stipulated to by the defendant, or have been
found true beyond a reasonable doubt at trial by the jury or by the judge in a court trial.”
(§ 1170, subd. (b)(2), italics added.) Paragraph (3) provides: “Notwithstanding
paragraphs (1) and (2) [of section 1170(b)], the court may consider the defendant’s prior
convictions in determining sentencing based on a certified record of conviction without
submitting the prior convictions to a jury.” (§ 1170, subd. (b)(3).)
Section 1170, subdivision (b)(4) provides: “The court may consider the record in
the case, the probation officer’s report, other reports, including reports received pursuant
19
to [s]ection 1203.03, and statements in aggravation or mitigation submitted by the
prosecution, the defendant, or the victim, or the family of the victim if the victim is
deceased, and any further evidence introduced at the sentencing hearing.” (§ 1170, subd.
(b)(4).) However, section 1170, subdivision (b)(4) does not permit the court to impose an
upper term without compliance with section 1170, subdivision (b)(2) and (3). Under
section 1170, subdivision (b)(5), the trial court must “set forth on the record the facts and
reasons for choosing the sentence imposed. The court may not impose an upper term by
using the fact of any enhancement upon which sentence is imposed under any provision
of law.” (§ 1170, subd. (b)(5).)
3. Analysis
The Attorney General concedes that the amendments to section 1170 apply
retroactively to Celestine. We agree. (See People v. Flores (2022) 73 Cal.App.5th 1032,
1039; People v. Garcia (2022) 76 Cal.App.5th 887, 902.)
The parties, however, dispute the issue of prejudice. Celestine argues that the
record does not support the aggravating factors relied on by the trial court and the
exception permitting consideration of a prior conviction based on a certified record of
conviction (§ 1170, subd. (b)(3)) does not apply here. On the other hand, the Attorney
General contends that a remand for resentencing is not necessary “because a jury would
inevitably find true beyond a reasonable doubt all the factors relied upon by the trial court
to support imposition of the upper terms for counts one through three.” We agree with
the Attorney General that no remand is required in this case.
The California Courts of Appeal are currently divided on the standard to be
applied in determining whether there is harmless error when the defendant is sentenced
under the former version of section 1170 and where the amended version applies
retroactively to the defendant. (See, e.g., People v. Flores (2022) 75 Cal.App.5th 495,
500–501 (Flores) [error is harmless if the reviewing court determines, beyond a
reasonable doubt, that the jury would have found, beyond a reasonable doubt, at least one
20
aggravating circumstance true]; People v. Lopez (2022) 78 Cal.App.5th 459, 467, fn. 11
[error is harmless if the “reviewing court can conclude beyond reasonable doubt that a
jury would have found true beyond a reasonable doubt all of the aggravating factors on
which the trial court relied”; if not, the reviewing court must then determine whether it is
reasonably probable the “trial court would nevertheless have exercised its discretion to
select the upper term if it had recognized that it could permissibly rely on only a single
one of the aggravating factors, a few of the aggravating factors, or none of the
aggravating factors, rather than all of the factors on which it previously relied”]; People
v. Wandrey (2022) 80 Cal.App.5th 962, 982 (Wandrey), review granted Sept. 28, 2022,
S275942 [reviewing court “must ask both whether we can be certain the jury would have
found beyond a reasonable doubt the aggravating circumstances relied on by the court
and whether the trial court would have exercised its discretion in the same way if it had
been aware of the statutory presumption in favor of the middle term”]; People v. Zabelle
(2022) 80 Cal.App.5th 1098, 1112 [reviewing court must first determine beyond a
reasonable doubt that “jury would have found true at least one of the aggravating
circumstances that the trial court relied on,” and then second, determine whether, if the
trial court relied on other aggravating circumstances, “it is reasonably probable that the
trial court would have chosen a lesser sentence in the absence of the error,” which
requires determining “for each aggravating fact, [] whether it is reasonably probable that
the jury would have found the fact not true” and “then, with the aggravating facts that
survive this review, [] whether it is reasonably probable that the trial court would have
chosen a lesser sentence had it considered only these aggravating facts”]; People v. Dunn
(2022) 81 Cal.App.5th 394, 409–410, fn. omitted, review granted Oct. 12, 2022, S275655
[“reviewing court determines (1)(a) beyond a reasonable doubt whether the jury would
have found one aggravating circumstance true beyond a reasonable doubt and (1)(b)
whether there is a reasonable probability that the jury would have found any remaining
aggravating circumstance(s) true beyond a reasonable doubt”]; id at p. 410 [if not,
21
reviewing court must then determine “(2) whether there is a reasonable probability that
the trial court would have imposed a sentence other than the upper term in light of the
aggravating circumstances provable from the record as determined in the prior steps. If
the answer is no, the error was harmless. If the answer is yes, the reviewing court vacates
the sentence and remands for resentencing consistent with section 1170, subdivision
(b)”].)
The issue of which prejudice standard applies to a reviewing court’s determination
whether a case should be remanded for resentencing in light of Senate Bill 567 is pending
before the California Supreme Court. (See People v. Lynch (May 27, 2022, C094174)
[nonpub. opn.], review granted Aug. 10, 2022, S274942.)
In the present case, we need not decide which of the potential standards for
assessing prejudice is correct because, on this record, we are convinced beyond a
reasonable doubt that all the aggravating factors relied on by the trial court would have
been found true beyond a reasonable doubt by the jury.
Regarding count 1, the trial evidence proved the three aggravating factors relied
on by the trial court, namely Doe’s vulnerability and Celestine’s planning and
exploitation of trust (Rule 4.421(a)(3), (8) & (11)). When Celestine committed the
offense, Doe had only recently reunited with her mother and moved into their apartment,
which was in an unsafe neighborhood. Doe did not have friends or other people she
could trust there. Celestine appeared at Doe’s apartment knowing that Doe’s mother had
left, used their prior dice-playing experiences to get inside, and victimized Doe after
giving her marijuana. Based on these facts, the jury would find true beyond a reasonable
doubt the stated aggravating factors.
Regarding count 2, the evidence established the aggravating factors regarding
violence/cruelty, callousness, and planning (Rule 4.421(a)(1) & (8)). As noted by the
trial court, Celestine used force during the oral copulation such that Doe could not
breathe while he pushed her head down. He also warned Doe that her mother would get
22
arrested and Doe would be put back into the “system” if she told anyone about the
victimization. Further, Celestine knew Doe had been drinking and that her mother had
left the area before he offered to walk Doe to her apartment. Based on the facts presented
at trial, the jury would find true beyond a reasonable doubt the aggravating factors relied
on by the trial court.
Regarding count 3, the trial court selected the upper term based on Celestine’s
prior prison terms, five prior felony convictions, and past unsatisfactory performance on
probation and PRCS (Rule 4.421(b)(3) & (5)). The record does not include any certified
court or prison records establishing Celestine’s prior criminal history. Rather, it appears
that the trial court relied on the information provided in the probation officer’s report to
support the aggravating factors based on Celestine’s criminal history. The probation
report lists 19 prior adult offenses: 12 offenses from Santa Cruz County and seven
offenses from Monterey County between April 2000 and March 2019, including five
felony offenses (three of which were from Monterey County) and three prior prison terms
(all resulting from Monterey County prosecutions). The probation report also notes nine
violations of probation (“VOP”) (six of which were from Monterey County) and one
violation of PRCS (from Monterey County).9
At the sentencing hearing, Celestine did not challenge the accuracy of the
probation report, including any assertion in the report regarding his criminal history.
Furthermore, previously, at a pretrial hearing on the in limine motions, Celestine’s
defense counsel made no argument challenging the prosecutor’s motion to impeach
Celestine with three of his prior felony convictions, two of which were from Santa Cruz
County and one from Monterey County. Defense counsel also acknowledged that she
had previously represented Celestine in a matter that resulted in his 2019 misdemeanor
conviction from Monterey County.
9
The probation report states that the source of Celestine’s criminal history
information is “CLETS, Probation records, JPAW, CII #[], FBI #[].”
23
As these facts demonstrate, the aggravating factors relied on by trial court for
count 3 were based mostly on events related to Celestine’s criminal history that occurred
in the Monterey County courts and/or involved the Monterey County Probation
Department. The rest of the events presumably were readily provable based on
information from neighboring Santa Cruz County. Under these circumstances, we
conclude that either the jury would find true beyond a reasonable doubt the criminal
history-based aggravating factors and/or certified records documenting Celestine’s prior
prison terms, prior felony convictions, and violations of probation and PRCS would have
been submitted at trial in accord with section 1170, subdivision (b)(3). (See Flores,
supra, 75 Cal.App.5th at pp. 500–501 [reviewing court determined beyond a reasonable
doubt that jury would have found at least one aggravating circumstance true, in view of
probation report’s recitation of the defendant’s criminal history, which was “information
that is readily available from official records”].)
Under the facts and circumstances in this case, we are convinced that under any
prejudice standard the trial court’s failure to apply amended section 1170(b) was
harmless. Furthermore, when sentencing Celestine, the trial court did not identify any
mitigating factors, and none were stated in the probation report. As found by the jury,
Celestine twice raped and orally copulated the 14-year-old victim on occasions in which
he knew her mother was not present and after she had used intoxicating substances. He
obtained her silence in part by telling her she would be taken away from her mother if she
told anyone. A remand is not necessary if “the record ‘clearly indicate[s]’ that the trial
court would have reached the same conclusion” under a subsequently amended statute.
(People v. Gutierrez (2014) 58 Cal.4th 1354, 1391.) This is true because “remand is not
appropriate when it would be an idle act.” (People v. Jefferson (2019) 38 Cal.App.5th
399, 409.) That standard is satisfied here. For these reasons, we reject Celestine’s
request for a remand for resentencing under current section 1170(b).
24
D. Imposition of Full, Separate, and Consecutive Terms on Counts 2 and 3
Celestine contends the trial court erred in imposing full-term, separate,
consecutive sentences for counts 2 and 3 under section 667.6(d), because there was
insufficient evidence that the conduct underlying those counts occurred on separate
occasions. Alternatively, Celestine asserts that his defense counsel provided ineffective
assistance by failing to object to the full, separate, and consecutive sentences on counts 2
and 3 because the crimes did not occur on separate occasions.
The Attorney General counters that the trial court apparently imposed the
sentences on counts 2 and 3 under its discretionary authority pursuant to section 667.6,
subdivision (c)—rather than subdivision (d)—which does not require a finding that the
offenses were committed on separate occasions. The Attorney General further contends
that Celestine’s ineffective assistance claim lacks merit because the trial court did not
make any findings under section 667.6(d), any failure to object was reasonable given the
circumstances of this case and Celestine’s criminal history, and it is not reasonably
probable that the trial court would have imposed a lesser sentence even if counsel had
argued that Celestine should be sentenced under section 1170.1, subdivision (a), instead
of section 667.6, subdivision (c).
1. Background
Pretrial, the prosecutor wrote the following in his trial brief: “Pursuant to Penal
Code[,] § 667.6(d), each charge must be run full term consecutive. Thus, the minimum
possible sentence if convicted on all counts would be 20 years and served at 66% time.
The maximum possible sentence if convicted would be 32 years and served at 66% time.”
(Boldface omitted.)
At the sentencing hearing, the prosecutor requested a 32-year prison sentence.
Celestine’s defense counsel asked the trial court, “when considering whether or not it’s
an upper term case,” to consider Celestine’s lack of prior sex offenses and that his prior
offenses were “mostly drug related or theft related.” Counsel also stated her belief that
25
Celestine “deserves a little bit less time than the 32 years.” Neither party addressed
whether counts 2 and 3 took place on separate occasions. Similarly, the probation
officer’s report did not mention section 667.6 and simply recommended a prison
commitment “for the term prescribed by law.”
As mentioned ante (part II.C.1.), the trial court said that “pursuant to the Penal
Code section, these offenses are to be sentenced [as] the full term consecutive sentences.”
Further, when describing its consideration of the aggravating factors, the court “not[ed]
that Count 1 is on a separate day or separate night than Counts 2 and 3.” The trial court
imposed full-term consecutive sentences without making any explicit findings related to
whether the conduct underlying counts 2 and 3 occurred on separate occasions.
2. Legal Principles
“Section 1170.1 sets forth the general sentencing scheme for multiple
convictions.” (People v. Belmontes (1983) 34 Cal.3d 335, 343 (Belmontes).) Under
subdivision (a) of section 1170.1, when any person is convicted of two or more felonies
and a consecutive term of imprisonment is imposed, the aggregate term of imprisonment
for all such convictions is “the sum of the principal term, the subordinate term, and any
additional term imposed . . . . The principal term shall consist of the greatest term of
imprisonment imposed by the court for any of the crimes . . . . The subordinate term for
each consecutive offense shall consist of one-third of the middle term of imprisonment
prescribed for each other felony conviction for which a consecutive term of imprisonment
is imposed.” (§ 1170.1, subd. (a).)
“Section 667.6, subdivision (c) is [] a much harsher sentencing measure than
section 1170.1” (Belmontes, supra, 34 Cal.3d at p. 344), and applies to certain specified
sex offenses specified in subdivision (e) of section 667.6, including forcible rape (§ 261,
subd. (a)(2)) and forcible oral copulation (§ 287, subd. (c)(2)(C)—Celestine’s crimes of
conviction. (See § 667.6, subd. (e)(1) & (7).) Section 667.6, subdivision (c), states in
relevant part: “In lieu of the term provided in [s]ection 1170.1, a full, separate, and
26
consecutive term may be imposed for each violation of an offense specified in
subdivision (e) if the crimes involve the same victim on the same occasion. A term may
be imposed consecutively pursuant to this subdivision if a person is convicted of at least
one offense specified in subdivision (e).” (§ 667.6, subd. (c), italics added.)
By contrast to the discretionary consecutive sentencing permitted under section
667.6, subdivision (c), under subdivision (d)(1) of section 667.6, “[a] full, separate, and
consecutive term shall be imposed for each violation of an offense specified in
subdivision (e) if the crimes involve separate victims or involve the same victim on
separate occasions.” (§ 667.6(d), italics added.) “In determining whether crimes against
a single victim were committed on separate occasions under this subdivision, the court
shall consider whether, between the commission of one sex crime and another, the
defendant had a reasonable opportunity to reflect upon the defendant’s actions and
nevertheless resumed sexually assaultive behavior. Neither the duration of time between
crimes, nor whether or not the defendant lost or abandoned the opportunity to attack,
shall be, in and of itself, determinative on the issue of whether the crimes in question
occurred on separate occasions.” (§ 667.6, subd. (d)(2).10)
“[T]he decision to sentence under section 667.6, subdivision (c) is a ‘sentence
choice’ for which reasons must be stated.” (Belmontes, supra, 34 Cal.3d at p. 347; see
also Rule 4.426(a), (b).) “What is required is an identification of the criteria which
justify use of the drastically harsher provisions of section 667.6, subdivision (c). The
crucial factor . . . is that the record reflect recognition on the part of the trial court that it
is making a separate and additional choice in sentencing under section 667.6, subdivision
10
At the time of Celestine’s sentencing, the text of section 667.6(d), was not
divided into subsections, as it is presently. (Compare Stats. 2018, ch. 423, § 67 [eff. Jan.
1, 2019] with Stats. 2021, ch. 626, § 30 [eff. Jan. 1, 2022].) Further, although the text of
former subdivision (d) of section 667.6 is different than current subdivision (d), the
differences relate only to the previous inclusion of gender pronouns and are immaterial to
our analysis. (§ 667.6(d).)
27
(c).” (Belmontes, at p. 348.) “The ideal method of proceeding would be for the trial
court first to decide generally between concurrent and consecutive terms, following the
criteria listed in rule [4.425]. Once the court has decided to sentence a defendant to
consecutive terms and has stated its reasons therefor, it then must decide whether the
consecutive terms should be under the principal/subordinate scheme of section 1170.1 or
under the full and separate term scheme of section 667.6, subdivision (c). If the latter is
chosen, the reasons therefor should be stated for the record.” (Ibid.)
By contrast, the trial court is not required to provide a statement of reasons when
imposing consecutive sentences under section 667.6(d). (People v. Craft (1986) 41
Cal.3d 554, 559 (Craft), superseded by statute on another ground as stated in People v.
Pena (1992) 7 Cal.App.4th 1294, 1314.) When a trial court imposes consecutive
sentences under section 667.6(d), a reviewing court may reverse only if the record does
not contain substantial evidence that the offenses were committed on separate occasions,
that is, “only if no reasonable trier of fact could have decided the defendant had a
reasonable opportunity for reflection after completing an offense before resuming his
assaultive behavior.” (People v. Garza (2003) 107 Cal.App.4th 1081, 1092 (Garza).)
3. Analysis
The Attorney General asserts that Celestine’s claim is “misplaced” “[b]ecause it
appears that the trial court imposed the sentences under subdivision (c) rather than
[subdivision] (d)” of section 667.6. The Attorney General grounds his assertion on the
fact that the court did not make any findings as to whether the crimes in counts 2 and 3
occurred on separate occasions and because “there is no evidence the court believed
consecutive terms were mandatory.”
Celestine replies that the trial court failed to identify the criteria justifying the use
of section 667.6, subdivision (c), and nothing in the record indicates the court recognized
it was making an additional sentencing choice under that subdivision.
28
As described above, regarding the imposition of consecutive sentences, the trial
court said only that “pursuant to the Penal Code section, these offenses are to be
sentenced [as] the full term consecutive sentences” and noted that count 1 occurred “on a
separate day or separate night than Counts 2 and 3.” The trial court did not specifically
state any reasons for imposing full, separate, consecutive sentences for counts 2 and 3.
Further, although the prosecutor’s trial brief invoked section 667.6(d), the probation
report did not address the application of either subdivision (c) or (d) of section 667.6.
As there was no mention of section 667.6, subdivision (c) in any of the materials
submitted to the trial court and the court itself did not make any of the requisite findings,
we cannot conclude that the trial court imposed full consecutive sentences on counts 2
and 3 pursuant to its discretionary authority under section 667.6, subdivision (c).
Nevertheless, we decide that the record supports a conclusion that the trial court
implicitly found that the crimes in counts 2 and 3 involved separate occasions under
section 667.6(d). (See Craft, supra, 41 Cal.3d at p. 559; see also People v. Thomas
(2011) 52 Cal.4th 336, 361; cf. People v. Irvin (1996) 43 Cal.App.4th 1063, 1070–1072.)
Having concluded that the consecutive sentencing on counts 2 and 3 occurred
under section 667.6(d), we turn next to whether the record contains substantial evidence
that the forcible oral copulation (count 2) and forcible rape (count 3) were committed on
separate occasions that night around New Year’s Eve in Celestine’s apartment. “ ‘[A]
forcible violent sexual assault made up of varied types of sex acts committed over time
against a victim is not necessarily one sexual encounter.’ ” (People v. Jones (2001) 25
Cal.4th 98, 104.) The separate occasions test does not “require[] a break of any specific
duration or any change in physical location.” (Ibid.) Our inquiry focuses on whether “no
reasonable trier of fact could have decided the defendant had a reasonable opportunity for
reflection after completing an offense before resuming his assaultive behavior.” (Garza,
supra, 107 Cal.App.4th at p. 1092.)
29
Regarding counts 2 and 3, Doe testified that Celestine sat on the bed, grabbed the
back of Doe’s neck, pulled her towards him, told her to open her mouth, forced her down,
put his penis in her mouth, and pushed her head down. After Doe tried to pick her head
up, Celestine pushed down harder on the back of her neck. Doe could not breathe and
started crying. When she tried again to pull her head up, Celestine “let go.” Doe had
tears on her face. Still holding Doe’s neck, Celestine next pushed Doe facedown onto the
bed and pulled down her pants. He got behind Doe, let go of her neck, and pushed his
penis into her vagina. Doe was scared and cried, and Celestine put his hand over her
mouth and angrily told her to stop making noise. The rape lasted a couple of minutes.
These facts demonstrate that Celestine had a reasonable opportunity for reflection
between the completion of the oral copulation (i.e., when Celestine let Doe pull her head
up from his penis after she was choking and crying) and the beginning of the forcible
rape. When Celestine moved on to raping Doe, she was sitting on the bed with tears on
her face and her pants on. He not only ignored Doe’s tears and repositioned her and
himself, but he pulled down her pants. Celestine’s decision-making evinces a reasonable
opportunity to reflect on what he was doing to Doe. Because a reasonable trier of fact
could have found, on this record, that the offenses were committed on separate occasions,
we conclude the trial court did not err in imposing consecutive sentences.11 (See Garza,
supra, 107 Cal.App.4th at pp. 1092–1093; cf. People v. Dearborne (2019) 34
Cal.App.5th 250, 265–266.)
E. Constitutional Challenge to Sentencing Under Section 667.6(d)
Celestine claims that because the trial court, rather than the jury, made factual
findings that counts 2 and 3 occurred “on separate occasions” (§ 667.6, subd. (d)(1)), the
imposition of mandatory full-term, separate, and consecutive sentences on those counts
prejudicially violated his right to a jury trial under the Sixth and Fourteenth Amendments.
11
Because we reject Celestine’s claim on the merits, we need not address his
alternative claim of ineffective assistance of counsel.
30
Celestine argues that “the fact that a count involved the same victim on a ‘separate
occasion’ is an ‘element’ that under the Sixth Amendment must be found by a jury, not a
judge.”
The Attorney General counters, again, that Celestine’s claim is misplaced because
the trial court did not sentence Celestine under section 667.6(d) and argues further that, in
any event, the constitutional right to a jury trial does not extend to the separate occasions
determination under section 667.6(d).
In 2008, our Supreme Court rejected a claim that the trial court’s decision to
impose consecutive sentences under section 667.6(d) violated the defendant’s Sixth
Amendment right to a jury determination of all critical facts supporting a greater potential
sentence. (Wilson, supra, 44 Cal.4th at pp. 808, 813.) Our high court concluded that the
jury trial right did not apply to the sentencing choice to impose consecutive rather than
concurrent sentences. (Id. at p. 813; see also People v. King (2010) 183 Cal.App.4th
1281, 1324 [rejecting a claim that the “separate occasions” issue under section 667.6(d)
must be submitted to the jury].)
Recently, in Wandrey, supra, 80 Cal.App.5th 962, review granted, Division Two
of the First District Court of Appeal rejected a challenge essentially identical to that
raised by Celestine in the present case. (Id. at pp. 978–980.) The Wandrey court
discussed the United States Supreme Court’s decisions in Alleyne v. United States (2013)
570 U.S. 99 and Oregon v. Ice (2009) 555 U.S. 160, and decided that “[t]he factual
question whether multiple offenses were committed on separate occasions does not
involve an element of any discrete offense.” (Wandrey, at p. 980.)
31
As the Wandrey court noted, “[t]his issue is currently before the California
Supreme Court in People v. Catarino, review granted January 19, 2022, S271828.”12
(Wandrey, supra, 80 Cal.App.5th at p. 979, fn. 28.)
Like the Wandrey court, we are not persuaded that the constitutional right to a jury
trial applies to the separate occasions determination under section 667.6(d). The
consecutive sentencing decision under section 667.6(d) does not amount to an element of
the charged crimes and falls outside the purview of the jury trial right. (Wandrey, supra,
80 Cal.App.5th at pp. 979–980.) We thus reject Celestine’s claim that his constitutional
rights were violated by the trial court’s imposition of full-term, separate, and consecutive
sentences on counts 2 and 3.
F. Fines and Assessments
At Celestine’s sentencing hearing, the trial court imposed a $7,500 restitution fine
(§ 1202.4, subd. (b)), a $1,230 sex offense fine (including penalty assessments) (§ 290.3),
a $120 court operations assessment (§ 1465.8), and a $90 court facilities assessment
(Gov. Code, § 70373). Celestine’s defense counsel did not object to or assert an inability
to pay any of these fines and assessments.
A few months after the sentencing, Celestine’s appellate counsel sent a letter to the
trial court asking it to stay the restitution fine and to strike the sex offense fine and the
two assessments pursuant to Dueñas, supra, 30 Cal.App.5th 1157. Citing statements in
the probation officer’s report concerning Celestine’s purported lack of prior employment
and receipt of assistance related to employment and housing prior to his arrest, appellate
counsel argued that “it is highly unlikely [Celestine] has any assets he can use to pay the
12
The question pending before our Supreme Court in People v. Catarino
(S271828) is: “Does section 667.6, subdivision (d), which requires that a full, separate,
and consecutive term must be imposed for certain offenses if the sentencing court finds
that the crimes involved the same victim on separate occasions, comply with the Sixth
Amendment to the United States Constitution?” (Wandrey, supra, 80 Cal.App.5th at
p. 979, fn. 28.)
32
fines and assessments” and, assuming Celestine could obtain a job in prison, “it will take
Mr. Celestine over one hundred and twenty-four years to repay the fines and assessments
imposed.”13 (Italics omitted.)
The trial court denied appellate counsel’s request. The court concluded that,
because the case was pending appeal, it lacked “jurisdiction to take any action affecting
the judgment . . . except to correct clerical errors or set aside a void judgment.” The court
further stated that “[t]o the extent [it] retains the authority to grant [Celestine’s] request to
stay fines and fees pursuant to Penal Code section 1467, the court respectfully declines to
do so.”
On appeal, Celestine contends that the trial court abused its discretion by denying
his postjudgment request to stay the restitution fine and to strike the sex offense fine and
the two assessments, in violation of his constitutional rights to due process and equal
protection and against excessive fines. He argues that the trial court had jurisdiction over
his request under section 1237.2 and further made an “irrational and arbitrary” decision to
deny his request given his indigency. Alternatively, Celestine asserts that his defense
counsel rendered constitutionally ineffective assistance by failing to object under Dueñas
at his sentencing because he lacked the ability to pay the fines and assessments.
The Attorney General counters that Celestine forfeited his claim because he
neither objected at sentencing to the fines and assessments nor argued that he lacked the
ability to pay them. Relatedly, the Attorney General asserts that Celestine’s
postjudgment request does not excuse the failure to object at sentencing. Regarding the
alleged ineffective assistance of defense counsel, the Attorney General contends that
Celestine’s counsel may have had a strategic reason for withholding an objection and,
13
Appellate counsel appears to have calculated the 124-years figure by using the
lowest wage paid to inmates (eight cents per hour, with a maximum income of $12 per
month). At the highest wage (37 cents per hour, with a maximum income of $56 per
month), the projected repayment period drops to 26 years.
33
regardless, Celestine cannot show prejudice because the trial court’s postjudgment refusal
to stay the fines and assessments indicates that such a request at sentencing would have
been denied. As to the underlying merits of Celestine’s claim, the Attorney General
asserts that the punitive fines were not unconstitutionally excessive, do not implicate due
process protections, and were not arbitrarily or irrationally imposed. The Attorney
General also argues any due process violation that may have occurred by imposing the
two assessments (totaling $210) without determining Celestine’s ability to pay them was
harmless beyond a reasonable doubt, because Celestine’s “earnings during the period of
his incarceration will be more than sufficient to cover that amount.”
1. Analysis
Beginning with the threshold issue of forfeiture, we agree with the Attorney
General that Celestine forfeited his current challenge to the fines and assessments by
failing to object at sentencing and his postjudgment letter to the trial court does not
render his claim preserved for our appellate review.
The forfeiture rule applies to a claim relating to the imposition of fines, fees, or
assessments which was not first raised at sentencing. (See People v. Greeley (2021) 70
Cal.App.5th 609, 624.) Moreover, the general rule is that the filing of a valid notice of
appeal vests jurisdiction of the cause in the appellate court until determination of the
appeal and issuance of the remittitur, thereby divesting the trial court of jurisdiction over
anything affecting the judgment. (See People v. Flores (2003) 30 Cal.4th 1059, 1064.)
Celestine’s letter did not reinvest the trial court with jurisdiction over factual issues
related to his ability to pay the fines and assessments and does not excuse his failure to
object at sentencing on the indigency-based grounds he raises in this appeal, which
includes several other claims of error. (See People v. Jenkins (2019) 40 Cal.App.5th 30,
37–38; People v. Jinkins (2020) 58 Cal.App.5th 707, 712–713; § 1237.2; see also People
v. Clark (2021) 67 Cal.App.5th 248, 255–257; People v. Jordan (2018) 21 Cal.App.5th
1136, 1141.) Because the trial court lacked jurisdiction to alter the fines and assessments
34
on the grounds Celestine asserted pending this multi-issue appeal, the court’s denial of
his request is void. (See People v. King (2022) 77 Cal.App.5th 629, 634–635.)
Having concluded that Celestine’s claim of error is forfeited, we turn to his
alternate claim of ineffective assistance of counsel. “In January 2019, Dueñas held that
‘due process of law requires [a] trial court to . . . ascertain a defendant’s present ability to
pay before it imposes’ (1) ‘court facilities and court operations assessments’ (under Pen.
Code, § 1465.8 and Gov. Code, § 70373, respectively), or (2) a restitution fine (under
Pen. Code, § 1202.4). (Dueñas, supra, 30 Cal.App.5th at p. 1164, italics added; see id. at
pp. 1167, 1172; see also, id. at p. 1172 [restitution fine imposed without an ability to pay
hearing must be stayed until such a hearing is conducted].)” (People v. Hicks (2019) 40
Cal.App.5th 320, 325, review granted Nov. 26, 2019, S258946 (Hicks).)14
Similarly, in People v. Cowan (2020) 47 Cal.App.5th 32, review granted June 17,
2020, S261952, the Court of Appeal concluded that “[b]ecause ability to pay is an
element of the excessive fines calculus under both the federal and state Constitutions,” “a
sentencing court may not impose court operations or facilities assessments or restitution
fines without giving the defendant, on request, an opportunity to present evidence and
argument why such monetary exactions exceed his ability to pay.” (Cowan, supra, 47
14
Panels of this court and other Courts of Appeal have reached differing
conclusions on whether Dueñas was correctly decided, and the issue is pending before
the California Supreme Court. (See, e.g., People v. Kopp (2019) 38 Cal.App.5th 47,
review granted Nov. 13, 2019, S257844 (Kopp); People v. Aviles (2019) 39 Cal.App.5th
1055, 1068 (Aviles) [concluding that Dueñas was wrongly decided and its “analysis is
‘fundamentally flawed in that general “fairness” grounds of due process and/or equal
protection principles do not afford a defendant a preassessment ability-to-pay hearing
before a trial court imposes fines and fees on him or her.’ ”]; Hicks, supra, 40
Cal.App.5th at p. 325, review granted; People v. Adams (2020) 44 Cal.App.5th 828, 831–
832 [concluding that “Dueñas was wrongly decided”]; People v. Petri (2020) 45
Cal.App.5th 82, 90 [finding that Dueñas was not “persuasive”].) For the reasons stated
post regarding ineffective assistance of counsel, we need not address the merits of
Dueñas in this case.
35
Cal.App.5th at p. 48 [review granted and the matter deferred pending consideration and
disposition of a related issue in Kopp, supra, 38 Cal.App.5th 47, review granted].)
As discussed ante (part II.B.2.), Celestine must show both deficient performance
and prejudice to prevail on a claim of ineffective assistance of counsel. (Hoyt, supra, 8
Cal.5th at p. 958.) Furthermore, “rarely will an appellate record establish ineffective
assistance of counsel.” (People v. Thompson (2010) 49 Cal.4th 79, 122.) We will find
ineffective assistance of counsel only if “there could be no conceivable reason for
counsel’s acts or omissions.” (People v. Weaver (2001) 26 Cal.4th 876, 926; see also
Mai, supra, 57 Cal.4th at p. 1009.)
Generally, “a defense counsel’s decision whether to object to the imposition of
fines and fees can encompass factors beyond a defendant’s financial circumstances,
especially in serious cases involving potentially long prison sentences.” (People v.
Acosta (2018) 28 Cal.App.5th 701, 707.) “We cannot speculate, given the absence of
information before us, what led to defense counsel’s decision not to object, but a myopic
focus on [the defendant’s] financial circumstances that neglects any of the other factors at
play in a sentencing hearing may not provide an accurate picture of counsel’s strategic
calculus.” (Ibid.)
Here, the record does not disclose why Celestine’s defense counsel did not object
to the fines and assessments or request a hearing on Celestine’s ability to pay them. We
cannot say there could be no satisfactory explanation for defense counsel’s inaction
regarding the fines and assessments. Celestine was 42 years old at the time of his
sentencing and counsel could have reasonably considered Celestine’s ability to earn
wages in prison as a reason for not objecting or requesting an ability-to-pay hearing. (See
Aviles, supra, 39 Cal.App.5th at pp. 1062, 1076–1077 [concluding that a defendant
sentenced to a prison term of 82 years to life had the ability to pay $10,600 in restitution
fines, $160 in court operations assessments, and $120 in court facilities assessments from
either prison wages or monetary gifts from family and friends during his lengthy prison
36
sentence]; see also People v. Jones (2019) 36 Cal.App.5th 1028, 1035.) “ ‘[E]very able-
bodied prisoner’ must work while imprisoned. [Citation.] Prison wages range from $12
to $56 per month, depending on the job and skill level involved. [Citation.] Up to 50
percent of [a prisoner’s] wages and trust account deposits will be deducted to pay any
outstanding restitution fine, plus another 5 percent for the administrative costs of this
deduction.” (People v. Cervantes (2020) 46 Cal.App.5th 213, 229.) “ ‘[A]n inmate’s
assignment to a paid position is a privilege dependent on available funding, job
performance, seniority and conduct.’ ” (Ibid.) We acknowledge that Celestine would
have to work for many years in prison to earn enough to pay off the amount imposed, but
he is relatively young and told the probation officer that “his health is ‘good.’ ”
Additionally, Celestine has not demonstrated for purposes of the excessive fines
clause that the aggregate amount imposed is grossly disproportionate to his level of
culpability and the harm he caused, even assuming the validity of his assertion of
indigency. (See People v. Lowery (2020) 43 Cal.App.5th 1046, 1048–1049, 1058.) That
his defense counsel failed to make a futile objection based on the protection against
excessive fines does not amount to deficient performance. (See People v. Ochoa (1998)
19 Cal.4th 353, 463.) For these reasons, we cannot conclude on the record before us that
defense counsel provided deficient representation to Celestine.
Even if we were to assume that Celestine’s defense counsel performed deficiently,
Celestine has not met his burden to show prejudice resulting from counsel’s failure to
object and to request an ability-to-pay hearing. Again, the facts in the record do not
demonstrate definitively that Celestine is and will be unable to pay the aggregate amount
of $8,940 or that the amount imposed is excessive. Thus, we cannot say there is a
reasonable probability the result of Celestine’s sentencing would have been more
favorable to him, in that the trial court would have reduced or eschewed the fines and
assessments had defense counsel objected and requested a hearing. (See People v. Keene
(2019) 43 Cal.App.5th 861, 864–865.)
37
III. DISPOSITION
The judgment is affirmed.
38
______________________________________
Danner, J.
WE CONCUR:
____________________________________
Bamattre-Manoukian, Acting P.J.
____________________________________
Wilson, J.
H049673
People v. Celestine