People v. Vasquez CA6 ( 2014 )

Filed 12/11/14 P. v. Vasquez CA6
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SIXTH APPELLATE DISTRICT
THE PEOPLE, H040848
(Monterey County
Plaintiff and Respondent, Super. Ct. No. SS140262)
v.
RENEE VASQUEZ,
Defendant and Appellant.
INTRODUCTION
Defendant Renee Vasquez pleaded no contest to possessing a short-barreled rifle
and street terrorism. The trial court suspended imposition of sentence and placed
defendant on three years of formal probation with various terms and conditions. On
appeal, defendant challenges a condition prohibiting him from changing his residence
outside of Monterey County or leaving California without the permission of the probation
officer. He also challenges a condition restricting him from obtaining new tattoos. For
the reasons stated below, we will strike the residence condition, but will otherwise affirm.
FACTUAL AND PROCEDURAL BACKGROUND
A. The Underlying Offense, Charges, and Plea1
On January 28, 2014, Salinas police officers responded to a dispatch call reporting
a drive by shooting. The officers conducted an area check and found the suspect vehicle
as well as defendant and another individual, Augustine Lopez, walking away from it.
Lopez was arrested at the scene. Defendant fled the scene, but the officers later found
him hiding in a planter box. The officers took defendant into custody.
The police officers contacted the victims at their home. The victims indicated that
they were at a drive-thru when they noticed a red minivan across the street with three
men standing around it. The victims noticed that one of the men was staring at them.
After the victims exited the drive-thru, they saw the minivan driving alongside their
vehicle. The minivan then pulled behind the victims’ vehicle. The occupants of the
minivan fired gunshots, while tailgating the victims at a high rate of speed down the
street. Eventually, the victims were able to get away and drove home.
The officers took the victims to the scene, where they identified the minivan as the
one following them. The officers could see in plain view a rifle on the front passenger
side floorboard of the minivan. The officers also found the keys to the minivan in
defendant’s pants. After searching the minivan, the officers found methamphetamine, a
loaded short-barreled rifle, and a cell phone belonging to Lopez. The cell phone
contained music and photos, establishing that Lopez had connections to a gang.
On January 31, 2014, the district attorney filed a complaint charging defendant
with shooting at an occupied motor vehicle (Pen. Code, § 2462; count 1), discharging a
firearm with gross negligence (§ 246.3, subd. (a); count 2), assault with a deadly weapon
1
The underlying facts are taken from the probation report.
2
All further statutory references are to the Penal Code unless otherwise indicated.
2
(§ 245, subd. (a)(1); count 3), possession of a short-barreled rifle or shotgun (§ 33215;
count 4), carrying a loaded firearm (§ 25850, subd. (a); count 5), street terrorism
(§ 186.22, subd. (a); count 6), possession of a controlled substance (Health & Saf. Code,
§ 11377, subd. (a); count 7), and possession of a firearm with identification numbers
removed (§ 23920; count 8). The complaint also alleged a gang enhancement (§ 186.22,
subd. (b)(1)(A)) as to counts 1-5.
On February 11, 2014, defendant pleaded no contest to possessing a short-barreled
rifle or shotgun (count 4) and street terrorism (count 6) pursuant to a negotiated plea
agreement. As a condition of his plea agreement, defendant signed and initialed a pre-
printed “waiver of rights” form, in which he indicated that he was waiving his “rights
regarding state and federal writs and appeals. This includes, but is not limited to, the
right to appeal [his] conviction, the judgment, and any other orders previously issued by
[the trial] court.” Additionally, defendant indicated he was waiving “all rights to appeal,
writ, litigate, challenge or contest in the future any order issued by [the trial] court made
before [February 11, 2014],” and “g[a]ve up the same rights concerning all contents of
this waiver of rights form and conditions of [his] entry of plea and conviction as stated
[t]herein.” Additionally, at the change of plea hearing, the court asked defendant: “And
you’d be giving up your appellate rights as indicated in the form as well. Do you
understand that?” Defendant replied “Yes, I do, sir.”
B. The Probation Report
The probation report, which was prepared on March 12, 2014, noted that
defendant was a documented member of the Sureño criminal street gang, and he had a
history of involvement with that gang. On several occasions, officers had contacted
defendant when he was wearing gang-related attire, and in one instance, defendant
admitted he was a Sureño gang member. The report also mentioned that defendant had a
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tattoo of the California flag on his arm, one dot on his right elbow, and three dots on his
left elbow.
In addition, the probation report mentioned that defendant had a prior burglary
offense in Arizona, for which he served a two and a half year prison term. There was
nothing in the probation report about defendant’s home life or his living situation.
The probation officer recommended several terms and conditions of defendant’s
probation including that defendant “3. Not change place of residence from Monterey
County or leave [the] State of California without permission of the probation officer,”
and that he “22. . . . not obtain any new tattooing upon [his] person while on probation
supervision. [He] shall permit photographing of any tattoos on [his] person by law
enforcement.”
C. The Sentencing Hearing
At the sentencing hearing on March 20, 2014, the trial court suspended imposition
of sentence and placed defendant on three years of formal probation. The trial court
imposed various terms and conditions of probation, including the residence condition
(condition 3) and the tattoo condition (condition 22). At the sentencing hearing,
defendant objected to the portion of the residence condition “that requires him to receive
advanced approval before leaving or changing a residence from Monterey County.” He
argued that the condition was an “unconstitutional infringement upon his right of
interstate travel.” Defendant did not object to the tattoo condition at the time of the
hearing.
DISCUSSION
A. The Scope of the Waiver of the Right to Appeal
Defendant acknowledges that he waived his appeal rights, but he argues that “the
scope of [his] waiver did not extend to any issues concerning the conditions of probation
imposed by the trial court.”
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“The negotiated plea agreement, which results in the waiver of important
constitutional rights, ‘is an accepted and integral part of our criminal justice system.’
[Citations.] Such agreements benefit the system by promoting speed, economy and
finality of judgments. [Citation.]” (People v. Panizzon (1996) 13 Cal. 4th 68, 79-80.)
“Just as a defendant may affirmatively waive constitutional rights to a jury trial, to
confront and cross-examine witnesses, to the privilege against self-incrimination, and to
counsel as a consequence of a negotiated plea agreement, so also may a defendant waive
the right to appeal as part of the agreement. [Citations.]” (Id. at p. 80.) However, “[a]
broad or general waiver of appeal rights ordinarily includes error occurring before but not
after the waiver because the defendant could not knowingly and intelligently waive the
right to appeal any unforeseen or unknown future error. [Citation.]” (People v. Mumm
(2002) 98 Cal. App. 4th 812, 815; People v. Vargas (1993) 13 Cal. App. 4th 1653, 1663
(Vargas); People v. Sherrick (1993) 19 Cal. App. 4th 657, 659.)
In Vargas, the defendant appealed an award of custody credits after he had
expressly waived his right to appeal as a part of a negotiated plea agreement. (Vargas,
supra, 13 Cal.App.4th at p. 1656). The appellate court determined “that the general
waiver of the right of appeal d[oes] not include error occurring after the waiver because it
was not knowingly and intelligently made. Such a waiver of possible future error does
not appear to be within defendant’s contemplation and knowledge at the time the waiver
was made. Any person in defendant’s position would reasonably know that such a
general waiver of appeal rights obviously included error occurring up to the time of the
waiver; however, in our view, it is not reasonable to conclude that the defendant made a
knowing and intelligent waiver of the right to appeal any unforeseen or unknown future
error . . . .” (Id. at p. 1662.)
In this case, nothing in the record indicates that the probation conditions were ever
discussed during the plea negotiations or at any time before defendant entered his plea
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and waived his right to appeal. Accordingly, we conclude that the scope of defendant’s
waiver of appellate rights did not include the terms and conditions of probation.
B. Probation Conditions
1. Residence Condition
Defendant contends that the condition prohibiting him from changing his place of
residence from Monterey County or leaving California without permission of the
probation officer is invalid because it violates his right to travel and it is unrelated to his
crime.
“In granting probation, courts have broad discretion to impose conditions to foster
rehabilitation and to protect public safety pursuant to Penal Code section 1203.1.
[Citations.]” (People v. Carbajal (1995) 10 Cal. 4th 1114, 1120-1121 (Carbajal).) “A
condition of probation will not be held invalid unless it ‘(1) has no relationship to the
crime of which the offender was convicted, (2) relates to conduct which is not in itself
criminal, and (3) requires or forbids conduct which is not reasonably related to future
criminality . . . .’ [Citation.]” (People v. Lent (1975) 15 Cal. 3d 481, 486 (Lent), fn.
omitted.)
Moreover, a reasonable probation conditions may infringe upon constitutional
rights provided they are narrowly tailored to achieve those legitimate purposes. (People
v. Olguin (2008) 45 Cal. 4th 375, 384 (Olguin); In re Sheena K. (2007) 40 Cal. 4th 875,
890 (Sheena K.).) “[P]robation is a privilege and not a right, and . . . adult probationers,
in preference to incarceration, validly may consent to limitations upon their constitutional
rights . . . .” (Olguin, supra, at p. 384.)
Defendant contends that the residence condition is invalid because it not
reasonably related to his crime. He compares this case to People v. Bauer (1989) 211
Cal. App. 3d 937 (Bauer), in which the court struck a probation condition requiring that
the defendant’s “residence be subject to his probation officer’s approval.” (Id. at p. 943.)
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In that case, defendant had been living at his parents’ home where he had always lived;
he had a close family relationship; he had no plans to leave his parents’ home; and his
parents would benefit from his helping them with work around the house. (Id. at p. 944.)
The Bauer court held that the probation condition could not stand because there was
nothing in the record “suggesting in any way that appellant’s home life . . . contributed to
the crime of which he was convicted or is reasonably related to future criminality” and
“because residing with one’s parents relates to conduct not in itself criminal.” (Id. at
p. 944, fn. omitted; see Lent, supra, 15 Cal.3d at p. 486.) Additionally, the court found
that the probation condition was “all the more disturbing” because it impinged on the
defendant’s right to travel and freedom of association. (Bauer, supra, at p. 944.) “Rather
than being narrowly tailored to interfere as little as possible with these important rights,
the restriction is extremely broad. The condition gives the probation officer the
discretionary power, for example, to forbid the appellant from living with or near his
parents—that is, the power to banish him.” (Ibid.)
Here, as in Bauer, there is nothing to suggest that defendant’s living situation
related to his crimes or his future criminality. The record has no mention of defendant’s
living situation, nor is there anything to suggest that his home life contributed to his
offenses. Additionally, nothing in the record shows that defendant has any plans to
change his residence or leave California. Thus, the residence condition does not relate to
defendant’s offenses. (Lent, supra, 15 Cal.3d at p. 486.) The condition is also not
reasonably related to defendant’s future criminality. (Ibid.) Although the probation
report mentioned that he had committed a crime in Arizona, there is nothing to suggest
that moving outside of Monterey County or leaving California would inhibit defendant’s
rehabilitation or influence his criminal behavior in any way. Lastly, the act of changing
his residence outside of Monterey County or leaving California is not itself a crime.
(Ibid.)
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We recognize that a probation officer must know of any changes of defendant’s
residence in order to properly supervise him and to aid in his rehabilitation, and thus, a
condition requiring notification of such changes is appropriate. (See Carbajal, supra, 10
Cal.4th at pp. 1120-1121.) We believe that condition 4, which provides that defendant
“[r]eport any changes of residence, address or telephone number to the probation officer
within 24 hours” adequately achieves the goal of proper supervision and rehabilitation.
The residence condition here, in itself, may be appropriate in other circumstances.
However, based on the record before us, we conclude that the requirement that defendant
obtain approval to change his residence outside of Monterey County or to leave
California is unreasonable because the condition has no relation to his crime or future
criminality. Therefore, we will strike condition 3.3
2. Tattoo Condition
Defendant contends that the condition prohibiting him from obtaining any new
tattoos is unconstitutionally overbroad because it violates his right of free expression.4
Defendant acknowledges that in In re Antonio C. (2000) 83 Cal. App. 4th 1029 (Antonio
C.) and In re Victor L. (2010) 182 Cal. App. 4th 902 (Victor L.), appellate courts have
found that similar tattoo conditions were not unconstitutionally overbroad. Defendant
3
Defendant additionally argues that the residence condition is overbroad because
it does not provide the probation officer a standard for determining whether a change is
residence is appropriate. (See People v. O’Neil (2008) 165 Cal. App. 4th 1351, 1357,
1359.) Because we conclude that the condition is unreasonable because it does not relate
to his crime or future criminality, we need not address defendant’s alternative contention.
4
Although defendant did not object to the tattoo condition at the sentencing
hearing, a claim that a probation condition is unconstitutionally overbroad may be
reviewed on appeal without an objection in the trial court if it presents a pure question of
law based solely on facial constitutional grounds and do not require a review of the
sentencing record. (In re Sheena K., supra, 40 Cal. 4th 875 at pp. 878-879, 888-889.)
We conclude that defendant’s challenge to the tattoo condition is a facial challenge and is
therefore not forfeited on appeal. (Ibid.)
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contends that Antonio C. and Victor L. ignore “the evolving cultural status of tattoos
today and narrowly and erroneously see them only as evidence of criminality or future
criminality.”
In Antonio C., the Fifth District Court of Appeal upheld a probation condition
barring a 15-year-old from obtaining any new tattoos. The court reasoned that since
minors are prohibited from obtaining permanent tattoos with or without parental consent
(§ 653), the challenged condition was analogous to the condition requiring him to obey
all laws. (Antonio C., supra, 83 Cal.App.4th at p. 1035.) Furthermore, the court
explained, “the condition is sufficiently related to his rehabilitation, and is a reasonable
exercise of the juvenile court’s supervisory function to provide for his safety and
protection.” (Ibid., fn. omitted.) The court rejected the minor’s argument that the
condition infringed on his constitutional right to free speech. The court stated,
“Assuming, without deciding, that tattoos and related skin markings constitute speech
under the First Amendment [citation], the probation condition does not unduly burden
Antonio’s free speech rights. The United States Supreme Court has long held that while
nonverbal expressive activity cannot be banned because of the ideas it expresses, it can
be banned because of the action it entails. For example, burning a flag in violation of an
ordinance against outdoor fires may be punished, whereas burning a flag in violation of
an ordinance against dishonoring a flag may not. [Citation.] Here, the probation
condition, which is content neutral, temporarily prohibits Antonio from self-expression
through permanent skin disfigurement. Its focus is the manner in which the message is
conveyed, not the message itself. As such, it constitutes a reasonable manner restriction
on Antonio’s free speech rights.” (Ibid.)
In Victor L., supra, 182 Cal. App. 4th 902, the First District Court of Appeal upheld
a probation condition prohibiting an 18-year-old from obtaining any new tattoos, noting
that the language of the challenged condition was almost identical to the language of the
condition the Antonio C. court had approved. (Id. at p. 928.) That court stated that it was
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“reluctant to hold unconstitutional language which was specifically prescribed by another
Court of Appeal.” (Ibid.)
Appellant attempts to distinguish Antonio C. and Victor L. on the ground that both
cases involved minors. The court rejected an age-related argument in Victor L,
commenting that “[t]he gist of Victor’s argument appears to be that tattoo conditions of
probation become unenforceable after the probationer reaches age 18 because California
law does not prohibit the tattooing of a person over 18. [Citation.] But he
overemphasizes the role of the penal law in this context. We agree with the constitutional
analysis of Antonio C., surpa,183 Cal. App. 4th 1029 and conclude that the prohibition on
acquiring tattoos while on juvenile probation is a proper condition for gang members or
those at risk of becoming gang members, regardless of their age, so long as they remain
under the juvenile court’s jurisdiction.” (Victor L., supra, 182 Cal.App.4th at p. 928.)
The Victor L. court observed, “[j]ust because it is lawful for an 18 year old to get a
tattoo does not mean it is wise,” the court refused to modify the condition by limiting its
prohibition to the acquisition of new tattoos “ ‘with gang significance.’ ” (Victor L.,
supra, 182 Cal.App.4th at pp. 929-930.) The court did so for two reasons. First,
“[t]attoos are ... commonly worn by gang members to show gang affiliation. [Citations.]
Whether tattoos are gang related or not, a heavily tattooed appearance tends to give rise
to prejudices or suspicions about the tattooed person—warranted or not—that could
interfere with a ward’s future aspirations, such as employment opportunities. Thus, the
prohibition on tattoos tends to steer wards away from gang appearance, gang identity, and
the social stigma sometimes attached to tattoos.” (Ibid.) Second, “gang tattoos may
employ obscure symbols not readily recognized or catalogued as gang tattoos. [Citation.]
Thus, a complete ban on new tattoos enhances the enforceability of the condition.” (Id. at
p. 930.) Since these factors made the tattoo ban part of a program of reform and
rehabilitation, the total ban on new tattoos “for the remainder of Victor’s probationary
period [wa]s not overbroad.” (Ibid.)
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We conclude that the reasoning of Antonio C. and Victor L. applies in this
instance. Specifically, we find the observation in Victor L. that “gang tattoos may
employ obscure symbols not readily recognized or catalogued as gang tattoos”
persuasive. Although defendant is not a minor or an adult under the juvenile court’s
jurisdiction, we believe a content-neutral prohibition on acquiring new tattoos is a proper
condition for an adult gang member while on probation under the superior court’s
jurisdiction. “Inherent in the very nature of probation is that probationers ‘do not enjoy
“the absolute liberty to which every citizen is entitled.” ’ [Citations.]” (U.S. v. Knights
(2001) 534 U.S. 112, 119; see also Olguin, supra, 45 Cal.4th at p. 384.) Accordingly, we
conclude that the ban on acquiring new tattoos (condition No. 22) requires no
modification.
DISPOSITION
The probation condition mandating that defendant “[n]ot change place of
residence from Monterey County or leave [the] State of California without permission of
the probation officer” is stricken. As modified, the judgment is affirmed.
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______________________________________
RUSHING, P.J.
WE CONCUR:
____________________________________
ELIA, J.
____________________________________
MÁRQUEZ, J.
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