People v. Perkins-Grubbs CA3 ( 2014 )

Filed 11/19/14 P. v. Perkins-Grubbs CA3
NOT TO BE PUBLISHED
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Butte)
THE PEOPLE, C074245
Plaintiff and Respondent, (Super. Ct. No. CM035262)
v.
JAIRO ALONZO PERKINS-GRUBBS,
Defendant and Appellant.
Defendant Jairo Alonzo Perkins-Grubbs was charged by information with 20 arson
related counts, nine of which alleged use of an accelerant in the commission of the
offense. It was also alleged that defendant served two separate prior prison terms and had
a prior conviction in Michigan that constituted a strike in California.
Following the denial of defendant’s suppression motion (Pen. Code, § 1538.5),1 he
entered into a plea bargain whereby he pled guilty to one count of arson of an inhabited
structure (§ 451, subd. (b); count 7), two counts of arson of a structure or forest land
1 References to undesignated statutes are to the Penal Code.
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(§ 451, subd. (c); counts 13 & 14), and admitted the prior conviction in Michigan as
being a strike in California. In exchange for defendant’s pleas and admission, the court
dismissed the remaining counts and allegations. Defendant waived his right to appeal
any issue other than sentencing error. Defendant was sentenced to 21 years 4 months in
state prison.
On appeal, defendant contends (1) reversal of the judgment is required because the
trial court erred in denying his suppression motion, (2) the prior strike conviction must be
set aside because his admission was not knowingly and voluntarily entered, and (3) the
restitution fine of $280 must be reduced to $200 because the court intended to impose the
minimum amount allowable.2 We reject all of defendant’s contentions.
DISCUSSION
I
On June 26, 2012, the trial court denied defendant’s section 1538.5 motion. On
April 2, 2013, defendant entered into the above described negotiated plea, which included
a change of plea form filled out by defendant and contained the following: “I understand
as a term and condition of this plea that I waive any direct appeal I may have, absent any
appeal to sentencing error.”
In his opening brief, defendant challenged the trial court’s denial of his
suppression motion on the merits but made no reference to his waiver of all issues on
direct appeal, other than those going to sentencing error. The omission, however, did not
escape the People’s notice. Citing defendant’s waiver, and noting it was part of the
negotiated plea, the People argue that any challenge to the suppression motion has been
waived. We agree.
2 Defendant obtained three certificates of probable cause.
2
In People v. Berkowitz (1995) 34 Cal.App.4th 671 (Berkowitz), after the trial court
denied the defendant’s section 1538.5 suppression motion, the defendant entered into a
plea bargain which included a waiver of his right to appeal. (Berkowitz, at pp. 673-675.)
On appeal, the defendant sought to challenge the denial of his section 1538.5 suppression
motion, and the People moved to dismiss the appeal based on defendant’s waiver.
(Berkowitz, at p. 675.) Agreeing with the People, the appellate court held that as long as
the record shows that the waiver of the right to appeal was knowingly, intelligently, and
voluntarily entered, it was to be given effect. (Id. at pp. 675-678.)
In his reply brief, defendant argues the waiver of his right to appeal contained in
the change of plea form should not be given effect because: (1) the record raises a
question whether the waiver was knowingly, voluntarily, and intelligently entered
because the trial court never reviewed or discussed the waiver with defendant; (2) it is
inappropriate to rely on a form waiver alone because the form “is similar to an adhesion
contract that should be construed in [defendant’s] favor”; (3) the longstanding policy in
this state favors appellate review of the denial of suppression motions; and (4) judicial
economy favors permitting defendant to challenge the denial of his suppression motion
on direct appeal rather than pursuing less efficient and time-consuming challenges by
way of extraordinary writ. The argument is not persuasive.
Absent something in the record raising a doubt that the defendant understood and
knowingly waived his appeal rights, a written waiver of those rights by the defendant,
coupled with the defendant and his attorney’s attestations to the court that defendant
understood and voluntarily relinquished each right, is sufficient to establish that a
defendant’s waiver of his right to appeal was knowingly, voluntarily, and intelligently
made. (People v. Panizzon (1996) 13 Cal.4th 68, 84 (Panizzon).)
The circumstances of the present case, at the least, meet the criteria set forth in
Panizzon. In taking defendant’s plea, the court went over the plea form with him. The
court asked defendant if he had enough time to discuss the matter with his attorney and if
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he had informed his attorney of all the facts he knew about the case. Defendant answered
“yes” to both queries. The court asked defendant if he had gone over the form
“carefully” with his attorney and if he “read and underst[ood] it,” to which defendant
replied that he had done so. The court asked defendant whether he had “[a]ny questions
at all” regarding what the form means, and defendant replied, “No.” The court asked
defendant’s attorney if he believed that defendant “fully understands the contents, nature
and effect of this change of plea form,” and counsel responded affirmatively.
At the end of the plea form, is the following declaration by defendant made under
penalty of perjury: “. . . I have read, understood, and initialed each item above, and
everything on the form is true and correct.” This is followed by defendant’s signature.
Defendant’s attorney then attested that he had (1) reviewed the form with defendant; (2)
explained to defendant his rights; (3) answered all his questions regarding the plea; and
(4) explained to defendant “the content, substance, and meaning of all items and
paragraphs initialed by him . . . .”
Accordingly, the record establishes that defendant’s waiver was knowingly,
voluntarily, and intelligently entered without further inquiry by the court.
Defendant claims “the record supports the conclusion the trial court did not
understand the waiver [of defendant’s right to appeal] to be effective” as to his
suppression motion because “[t]he trial court not once, not twice, but three times issued a
certificate of probable cause as requested by [defendant] in his three notices of appeal.”
The point is not well taken. Judge Steven J. Howell presided over defendant’s entry of
plea and sentencing. Over three months later, Judge James F. Reilley granted defendant’s
three requests for certificates of probable cause. Accordingly, Judge Reilley’s thought
process in granting the certificate of probable cause could not have influenced Judge
Howell’s mental state over three months before when he accepted defendant’s plea.
Defendant contends “[i]n light of the adhesive nature of the plea form, [and] the
lack of any review of the waiver of appellate rights by the trial court, the purported
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waiver on the form should be rejected.” We disagree. Assuming the plea form is an
adhesion contract, the Supreme Court has made it clear that in determining whether a
defendant’s waiver of his right to appeal is knowingly, voluntarily, and intelligently
entered, review of the waiver with the defendant is not required where both the defendant
and his attorney have signed a waiver form, both have attested to defendant’s knowing
and voluntary relinquishment of his rights and the trial court’s examination of the
defendant and his attorney raised no questions regarding the defendant’s comprehension
of his rights or the consequences of his plea. (Panizzon, supra, 13 Cal.4th at pp. 83-84.)
Again, the waiver was appropriately entered.
Defendant argues we should grant review of his section 1538.5 motion because the
Legislature has made the obtaining of a certificate of probable cause unnecessary for
appellate review of such motions, which, in turn, shows the Legislature favors such
review. That the Legislature has afforded a defendant appellate review says nothing
regarding whether the right to review may be waived by the defendant. And it may be so
waived: “[T]he conclusion is inescapable that if constitutional rights of utmost
significance [(such as Boykin/Tahl rights)3] may be surrendered by the defendant in order
to achieve the well-recognized benefits of the plea agreement, a statutory and less
fundamental right (such as the right to appeal from an adverse ruling on the legality of
search) may also be validly waived provided such waiver is knowing, free and
intelligent.” (People v. Charles (1985) 171 Cal.App.3d 552, 559.) Moreover, our
granting review of defendant’s suppression motion would deprive the People of an
integral part of the plea bargain which was negotiated. We simply are not free to alter
that bargain.
3 Boykin v. Alabama (1969) 395 U.S. 238 [23 L.Ed.2d 274]; In re Tahl (1969) 1 Cal.3d.
122.
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Finally, defendant argues that our failure to review his section 1538.5 motion will
leave him the sole option of attacking the denial by way of an extraordinary writ, which
is not in the best interests of judicial economy. Defendant fails to cite what writ would be
available or to make any argument on the point. Accordingly, we need not address the
merits of his claim. (See People v. Jones (1998) 17 Cal.4th 279, 304 [where defendant
presents “claim perfunctorily and without supporting argument,” appellate court may
reject it in a similar fashion].)
II
Defendant contends that his admission of his prior conviction in Michigan, which
was a strike in California, was not voluntarily and intelligently entered. While there was
error, the error is not fatal to the admission.
Whether a defendant’s admission of a prior conviction is voluntarily and
intelligently entered is determined under the totality of the circumstances. (People v.
Mosby (2004) 33 Cal.4th 353, 356; People v. Hinton (2006) 37 Cal.4th 839, 875, fn. 12.)
Here, the information charged defendant with a prior conviction that was “a
serious or violent felony” within the meaning of “Penal Code sections 1170.12
[subdivision] (a) through (d) and 667 [subdivision] (b) through (i) . . . .” The information
described the prior only as case No. 99004231, a violation of section 750.2184 of the
Michigan Penal Code, bearing a conviction date of May 18, 2000, out of the 37th Circuit
Court of Battle Creek, Michigan. The change of plea form indicated defendant would be
admitting a “prior strike.” In accepting defendant’s plea, the court, in defendant’s
presence, discussed with defendant’s counsel and the prosecutor that they had reviewed
the records of the Michigan conviction and they agreed it was a strike. The court then
addressed defendant: “And are you admitting that you suffered a prior strike conviction
4 Unfortunately, Michigan Penal Code section 750.218 is for theft by false pretenses.
(Mich. Comp. Laws § 750.218.)
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out of Michigan as alleged . . . [in] the Information, . . . conviction date is 5-18-2000 out
of Calhoun County and I’m told it was an attempted arson.” Defendant replied, “I do.”
On June 18, 2012, the date of sentencing, the court revisited defendant’s
admission of the prior strike. It was defendant who had pointed out that the prior
conviction, as charged in the information by the case number and date of conviction was
his prior conviction for false pretenses, not attempted arson. The prosecutor and defense
counsel stated it had been their intent that defendant admit his prior strike conviction of
attempted arson, and the court stated that was the court’s intent also.
The court asked defendant if he remembered the court having gone into detail
regarding the doubling of his sentence because of the strike, and the strike making him
ineligible for probation. Defendant said he remembered. At the People’s request, the
court amended the information to allege the proper prior strike conviction. The court
then sought to confirm with defendant, that when he entered his admission, it was his
intent to admit the prior conviction was for attempted arson, not embezzlement. Three
times defendant replied “No,” that was not his intent. The court set the matter over to
obtain a transcript of the plea.
On June 26, 2012, the sentencing hearing resumed. The court stated it had read
the reporter’s transcript of defendant’s admission of the prior conviction, noted that the
prosecutor had described the prior and that defendant was admitting the prior as
“attempted arson of a structure.” The court also noted that in taking defendant’s
admission, the court referenced the prior as “attempted arson.” The court concluded
defendant’s admission was valid and proceeded to sentencing.
Defendant argues that the proceedings accompanying his admission caused him to
be “confused [as to] what he was admitting,” and the “record provides no clarity that [he]
knowingly, intelligently, or voluntary waived his constitutional rights . . . .” The
foregoing record belies defendant’s assertion. The discussions between the court, the
prosecutor, defense counsel, and defendant, coupled with defendant’s acknowledgement
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on the change of plea form that he was admitting a prior strike, make it abundantly clear
that defendant knew he admitted a prior strike conviction. “[E]ven if the accusatory
pleading is unclear a defendant must demonstrate prejudice.” (People v. Scott (1991)
229 Cal.App.3d 707, 716.) Accordingly, defendant suffered no prejudice whatsoever in
the trial court’s amending the accusatory pleading to charge what all parties knew was
clearly intended.
III
In 2011, the year in which defendant committed the crimes for which he was
convicted, the restitution fines provided by former sections 1202.4, subdivision (b)(1) and
1202.45, ranged from a minimum of $200 to a maximum of $10,000. In 2013, the year in
which defendant was sentenced, the minimum amount of the restitution fines had been
increased to $280, while the maximum amount remained unchanged.5 Because the court
imposed $280 fines, defendant concludes that it intended to impose the minimum amount
applicable, which actually was $200, but the court incorrectly used the minimum
applicable in 2013. This, according to defendant, resulted in an unauthorized sentence as
well as violations of the ex post facto and due process principles. On this record, we
reject defendant’s claims.
First, the imposition of the $280 restitution fines did not result in an unauthorized
sentence. “[A] sentence is generally ‘unauthorized’ where it could not lawfully be
imposed under any circumstance in the particular case.” (People v. Scott (1994)
5 In relevant part, section 1202.4, former subdivision (b)(1), as amended in 2011,
provides: “The restitution fine shall be set at the discretion of the court and
commensurate with the seriousness of the offense, but shall not be less than two hundred
forty dollars ($240) starting on January 1, 2012, two hundred eighty dollars ($280)
starting on January 1, 2013, and three hundred dollars ($300) starting on January 1,
2014 . . . .” Section 1202.45, subdivision (a), the mandatory parole revocation restitution
fine, is to be imposed in the same amount as that imposed under section 1202.4,
subdivision (b).
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9 Cal.4th 331, 354.) The record is silent as to why the court chose the $280 figure, but
that figure is clearly within the $200 to $10,000 range in effect at the time defendant
committed his offenses. “[I]n light of the presumption on a silent record that the trial
court is aware of the applicable law, including statutory discretion at sentencing, we
cannot presume error where the record does not establish on its face that the trial court
misunderstood the scope of that discretion. [Citations.]” (People v. Gutierrez (2009)
174 Cal.App.4th 515, 527.) Accordingly, the court was authorized to impose the $280
restitution fines.
Defendant contends the imposition of the $280 restitution fines violated ex post
facto principles. He is wrong. “It is well established that the imposition of restitution
fines constitutes punishment, and therefore is subject to the proscriptions of the ex post
facto clause and other constitutional provisions.” (People v. Souza (2012) 54 Cal.4th 90,
143.) Additionally, restitution fines are assessed based on the version of section 1202.4
in effect on the date the defendant committed his or her criminal offense or offenses, not
the date upon which the defendant was sentenced. (People v. Souza, at p. 143.)
Defendant’s argument is based upon the same incorrect conclusion he advanced in
the preceding section, namely, that the court’s use of the $280 figure demonstrates the
court was relying on the 2013 amendment to section 1202.4. The record simply does not
support such a conclusion; accordingly, defendant’s ex post facto contention is rejected.
Defendant’s reliance on Peugh v. United States (2013) 569 U.S. ___ [186 L.Ed.2d
84] (Peugh), is misplaced. At the time Peugh committed his offenses, the federal
sentencing guidelines (guidelines) called for a sentencing range of 30 to 37 months.
Peugh was sentenced in 2010, and the guidelines applicable at that time ranged from 70
to 87 months. Peugh was sentenced to 70 months. The Supreme Court found the 70-
month term violated ex post facto consideration because the term exceeded the maximum
term in effect when Peugh’s crimes were committed. (Peugh, supra, 186 L.Ed.2d at pp.
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93-94.) In the instant case, the $280 fines were well within the range applicable to
defendant when he committed his offenses. Hence, Peugh is of no aid to defendant.
Defendant asserts that the $280 restitution fines violated his due process rights;
however, he makes neither argument nor citation to authority in support of the assertion.
Where defendant fails to offer authority or argument in support of his claim, we need not,
and do not, consider it. (People v. Redd (2010) 48 Cal.4th 691, 744.)
DISPOSITION
The judgment is affirmed.
BLEASE , Acting P. J.
We concur:
ROBIE , J.
MAURO , J.
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