P. v. Binkley CA4/2 ( 2013 )

Filed 6/26/13 P. v. Binkley CA4/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or
ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for
purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent, E054436
v. (Super.Ct.No. FMB900541)
JERRY LEE BINKLEY, OPINION
Defendant and Appellant.
APPEAL from the Superior Court of San Bernardino County. Daniel W.
Detienne, Judge. Affirmed.
Wallin & Klarich, Stephen D. Klarich, and Robert C. Kasenow for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, and Melissa Mandel and Scott C.
Taylor, Deputy Attorneys General, for Plaintiff and Respondent.
1
I. INTRODUCTION
Defendant Jerry Lee Binkley was charged with the attempted murder of Donald
Gulley but found guilty of the lesser offense of attempted voluntary manslaughter, along
with assault with a deadly weapon. (Pen. Code, §§ 664, 192, subd. (a), count 1, § 245,
subd. (a)(1), count 2.)1 The jury also found that defendant personally inflicted great
bodily injury on Gulley in counts 1 and 2 (§ 12022.7, subd. (a)) and personally used a
dangerous and deadly weapon, a sword (§ 12022, subd. (b)(1)), in the commission of the
attempted voluntary manslaughter. The evidence showed that the crimes were committed
in the aftermath of a road rage incident near Palm Springs on December 3, 2009.
Defendant was sentenced to seven years in prison2 and appeals, claiming the trial
court (1) erroneously refused to discharge Juror No. 2 for good cause based on her
prejudicial misconduct; (2) erroneously refused to instruct the jury pursuant to
CALCRIM No. 3428 that he suffered from a mental disease or disorder affecting his
ability to form the specific intent to commit attempted murder or attempted voluntary
manslaughter; and (3) erroneously allowed the prosecution to impeach his trial testimony
with two old and factually inapposite misdemeanor convictions.
1 All further statutory references are to the Penal Code unless otherwise indicated.
2 Defendant’s seven-year sentence is comprised of the middle term of three years
for the attempted voluntary manslaughter conviction in count 1, plus consecutive terms of
three years for the great bodily injury enhancement and one year for the personal use
enhancement on count 1. Additional terms were imposed but stayed on count 2 and the
great bodily injury enhancement on count 2. Defendant was found not guilty of an
additional charge in count 3 of vandalism under $400. (§ 594, subd. (b)(2)(A).)
2
We find no merit to these claims, and affirm the judgment.
II. BACKGROUND
A. Prosecution Evidence
On December 3, 2009, Shawn McAlonan met his friend Donald Gulley, a
contractor, and members of Gulley’s work crew for lunch in Palm Springs. McAlonan
agreed to give a member of Gulley’s work crew, Poncho Gutierrez, a ride to Gutierrez’s
car in McAlonan’s truck. Gutierrez’s car was at Gulley’s shop across the street from
McAlonan’s house in Yucca Valley. Gulley had more stops to make before he returned
to his shop.
As McAlonan was halfway through making a left turn onto Sage Road, not far
from his home and Gulley’s shop, another passenger truck passed him on the left at an
excessively high rate of speed. The posted speed limit was 20 miles per hour, and Sage
Road was a dirt road. Defendant, the driver of the truck that passed McAlonan, stopped
in front of McAlonan, opened his door, and put the palms of his hands in the air
indicating “come on.”
McAlonan testified that he followed defendant down Sage Road “to ask him if he
could slow down.” As he followed defendant, he flashed his high beams “possibly
several times.” Defendant pulled into a driveway, and McAlonan stopped his truck in the
street, but his right front tire was in the driveway. It was just before dark.
3
As McAlonan rolled down his driver’s side window, defendant threw a tire jack
into the windshield of McAlonan’s truck, smashing the windshield. McAlonan called
911 and Gutierrez called Gulley. A recording of the 911 call was played for the jury.
On the 911 recording, McAlonan is heard telling defendant, “Cops are on their
way. I hope you got good insurance,” and defendant is heard responding, “I don’t give a
fuck.” Moments earlier, Gulley pulled up and parked his truck and trailer in front of
McAlonan, and McAlonan, Gutierrez, and Gulley got out of their vehicles to look at the
damage to McAlonan’s windshield. Seconds after defendant was heard on the 911
recording saying, “I don’t give a fuck,” McAlonan told the dispatcher, “[a]nd now he’s
got a samurai sword.” Initially, McAlonan did not feel threatened by the sword because
he, Gutierrez, and Gulley were in the street, defendant was “up in his yard,” and at that
point “it was more yelling than making it physical.”
Defendant then began yelling, “Get the fuck out of my yard. Get the fuck out of
here,” ran “screaming and yelling” down his driveway, and swung the samurai sword at
Gulley’s head. Gulley put his hand up to block the blow and “cover [his] head,” but the
sword cut Gulley’s hand “in half.” If Gulley had not covered his head with his hand, the
sword would have struck him in his head or face. Defendant then ran into his house.
When defendant swung the sword at Gulley, Gulley was standing near the driver’s
side of McAlonan’s truck, McAlonan was standing outside of his driver’s side door
talking to the 911 dispatcher, and Gutierrez was standing near the passenger side of
McAlonan’s truck, opposite defendant’s driveway. Neither Gulley, McAlonan, nor
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Gutierrez had any weapons. As defendant swung the sword at Gulley, McAlonan saw
Gutierrez throw a torque wrench, but McAlonan did not see where the torque wrench
landed or whether it struck defendant’s truck. Gulley did not see Gutierrez throw
anything. Gutierrez’s whereabouts were unknown at the time of trial.
Gutierrez drove Gulley to the hospital in Gulley’s truck. Gulley estimated that
only two minutes passed between the time he pulled up outside defendant’s house,
surveyed the damage to McAlonan’s truck, was struck with the sword, and left for the
hospital. Medical personnel initially told Gulley that the rest of his hand would have to
be severed, but surgeons at Loma Linda University Medical Center were able to
reconnect his hand and its nerves and arteries in a lengthy surgery. Gulley was left with
30 to 40 percent mobility in his hand.
McAlonan lived on Mesa Drive across the street from Gulley, and Gulley lived on
the corner of Mesa Drive and Sage Road. McAlonan’s and Gulley’s houses were
approximately 1,000 yards from defendant’s house on Sage Road.
Shortly after the incident, San Bernardino County Sheriff’s Deputy Wayne Greer
interviewed McAlonan at his house. After a police helicopter and officers secured the
area around defendant’s house, Deputy Greer went to defendant’s house, detained
defendant in the back of his patrol car, and obtained a statement from defendant after
defendant waived his Miranda3 rights. Deputy Greer described defendant as “extremely
3 Miranda v. Arizona (1966) 384 U.S. 436.
5
agitated,” and testified that defendant had to be calmed down before he could make a
statement.
Defendant told Deputy Greer that some people followed him to his house and
chased him onto his property. He ran into his backyard and retrieved a samurai sword he
kept there, “just in case something like this happens.” Fearing the people would harm
him, he ran back, swung the sword, and hit someone. There was a blood trail near the
edge of defendant’s driveway and in the street in front of defendant’s house.
Defendant’s house was part of a compound surrounded by a fence. Deputy Greer
saw that there was extensive damage to defendant’s truck, which the deputy found parked
inside the compound, behind the fence. The sword, with blood on it, was lying on the
hood of one of several vehicles inside the compound. Deputy Greer looked for shoe
tracks on the property, but in attempting to clear the scene several other deputies’ shoe
tracks were in defendant’s driveway. One set of shoe tracks led in toward the compound,
and another set of shoe tracks led outside of the compound and toward the blood trail at
the end of the driveway.
B. Defense Case
1. Dr. Michael Kania’s Expert Testimony
Clinic forensic psychologist Dr. Michael Kania met with defendant in September
2010 and diagnosed him as having “chronic schizophrenia with paranoid features.” The
diagnosis was based on defendant’s history of hearing voices, delusional and
disorganized thinking, and “heightened paranoia” or belief that others were trying to
6
harm him. Defendant’s mother had schizophrenia, and studies show that schizophrenia
has a genetic component.
Defendant was hospitalized in 1980 and again in 1998 or 1999, and had since been
receiving treatment through Morongo Basin Mental Health. There, Dr. Wayne Tevas
diagnosed him as having posttraumatic stress disorder (PTSD) and bipolar schizo-
effective disorder marked by mood swings and periods in which he became “somewhat
paranoid” or fearful and distrustful of other people. Based on his prior diagnoses,
defendant was receiving social security disability benefits (SSI) and was incapable of
functioning in “a normal job.” Defendant’s medical records showed that, as early as
January 2008, he was treated at Morongo Basin Mental Health for “voices, anger and
thoughts of violence,” and as recently as October 2009 he was having “random [and]
unpredictable” “hallucinations.”
Defendant told Dr. Kania that, on December 3, 2009, he drove to the store to buy
rolling papers and cigarettes. On his way home, he believed two trucks were following
him. The trucks made “unusual movements,” and he believed that the people in the
trucks intended to kill him. He parked his truck in his driveway so the people in the
trucks could not drive onto his property. Three men got out of the trucks; one had a
torque wrench. Defendant grabbed a car jack, threw it at the windshield of one of the
trucks, ran past the fence on his property, and told his girlfriend to call the police.
Defendant then came back out of his house, grabbed the sword, and saw at least one of
7
the men breaking the windows in his truck. The men came toward him, two to three
hundred yards onto his property, and were throwing rocks at him.
According to Dr. Kania, defendant’s belief that he was going to be killed by the
men in the trucks when he saw them on the road was consistent with his paranoid
schizophrenia. Defendant also told Dr. Kania that a person, whom he did not identify by
name, was arrested on his property around three years earlier, and ever since that time
defendant believed the person was going to come back to his home and harm him.
2. Sara Fitz’s Testimony
Defendant’s girlfriend, Sara Fitz, was living with defendant on December 3, 2009,
and still lived with him at the time of trial in May 2011. Around 5:30 to 6:00 p.m., after
defendant returned from a 10-minute trip to the store, Fitz heard defendant outside asking
her to call the police. Fitz did not initially call the police because she could not find the
telephone. She looked outside and saw two people running up a hill toward the fence on
defendant’s property, and it looked like the people were going to come into the yard on
the near side of the fence. She told the people they had “better get out of here” and she
was going to call or had called the police. Someone with a Spanish or foreign accent
responded, “fuck you. We’re going to get you too.”
Defendant walked up to meet the people at the fence and one of them tried to
punch and kick him, but Fitz did not see that any punches or kicks landed on defendant.
The punches and kicks were being thrown “into the air” because defendant “kept dodging
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out of the way.” One of the men was also throwing rocks at defendant. Four or five
times, Fitz heard defendant tell the people to get off the property.
Defendant then went into the compound area of the property and came out with
something in his hand. The men then “back[ed] off from the hill,” but continued to throw
punches and kicks at defendant. Defendant then raised a sword while two of the men
were “facing off” against him, and defendant swung the sword “[not] with much force,”
but with “[j]ust enough force to get him to go away.” The man at whom defendant
swung the sword ran down the driveway and “charged at” defendant, while another man
was on a cell phone and a third man, the one “with the accent . . . might have thrown
something.”
A couple of minutes after defendant swung the sword at one of the men, all three
of the men drove away and Fitz saw that the windows of defendant’s truck were smashed.
Fitz heard at least two “crashing sounds” when she first looked outside and “[b]efore the
men came chasing” after defendant. By the time of trial, Fitz and defendant had
discussed the case “hundreds of times.”
3. Defendant’s Testimony
Defendant testified that he had a long history of mental disorders but had been
“feeling really good for several years.” He agreed he was “bipolar with PTSD,” because
his father severely beat him as a child. In December 2009, he was taking Ativan, an
antianxiety medication, and using marijuana with a medical marijuana card to treat his
bipolar disorder. He had been off probation for 10 years at the time of trial and had since
9
not been in any “major” trouble, “not even a speeding ticket.” He had to quit drinking
and doing drugs because he was damaging his body and coming down with jaundice.
In 2007, a methamphetamine addict named Michael Kindseth came to defendant’s
house, pointed a gun at defendant, and threatened to kill him. Defendant called the
police, and Kindseth was arrested and sent to prison. After Kindseth pointed the gun at
defendant, he drove “back and forth” by defendant’s house 10 to 12 times, and would
often go to Gulley’s house, the house at the end of Sage Road. At one point, a group of
“meth addict[]” friends of Kindseth took parts off of defendant’s truck, and one of them
dropped a “sharp kni[fe]” on the ground as they were running away with a computer they
stole out of defendant’s truck. Defendant was “confident” Kindseth was going to come
back to defendant’s house and kill him.
On December 3, 2009, defendant was driving home when he noticed two vehicles
were “tr[ying] to stop in front” of him, and he was “pretty sure” it was going to “end up
in violence.” After he passed the vehicles and had “gotten pas[t] the trap they had set,”
he slowed his vehicle and raised his hands to gesture “what is this all about?” He sped up
and pulled into his driveway, but the other vehicles were right behind him. As he got out
of his truck, the other men were getting out of their vehicles.
Defendant saw a Hispanic man, whom he later believed was Gutierrez, get out of
the passenger side of one of the vehicles with a 36-inch torque wrench in his hands, so
defendant grabbed a bumper jack and threw it through the windshield of the vehicle.
Defendant then “ran like hell,” and Gutierrez and Gulley chased him up to the fenced
10
area of his yard. Gutierrez and Gulley then turned, went back to defendant’s truck, and
began “destroying” it. Defendant began yelling for Fitz to “call the police,” grabbed the
sword, and watched to see whether Gutierrez and Gulley would run up into his yard
again. A third man was in the street, talking on a cell phone.
After Gulley and Gutierrez finished destroying defendant’s truck, they began
“running after” defendant again. Believing he had no safe place to go, defendant decided
to “run at” the two men with his sword. He “dodged” “at least 30” “deadly strikes” from
the men, including thrown rocks, punches, kicks, and blunt objects. He swung the sword
“in a defensive manner” for around two minutes. Gulley then “ran at” and “charged”
defendant, and defendant cut Gulley with the sword.
Defendant thought Gulley had a weapon in his hand; otherwise he did not believe
Gulley would have charged at him given that he was swinging the sword. When
defendant struck Gulley with the sword, he and Gulley were near the front of defendant’s
truck, parked in the driveway. Gulley “tried not to bleed in the yard” and “tried to make
the blood trail more towards the street.” Defendant was in fear for his life when he struck
Gulley with the sword.
After Gulley, Gutierrez, and the third man left the scene, defendant called 911 but
either misdialed or mistakenly hung up the telephone. The 911 dispatcher called
defendant back and asked whether there was a problem there. A recording of the 911 call
was played for the jury. In the recording, defendant is heard telling the dispatcher that
someone was bothering him, pulled into his yard, was breaking his windows, and began
11
attacking him. Defendant “ran inside,” and got “a knife, a sword,” and “cut one of them
but they left.” He told the dispatcher not to worry about sending any officers to his house
because the men were already gone. He was agitated during the call, said he was “really
. . . confused,” and denied he was injured.
On cross-examination, defendant said he believed the three men who followed him
to his house were going to kill him because Kindseth had encouraged or paid them to do
so. Defendant used to see Kindseth going to Gulley’s house on the corner around twice
each week, defendant believed, to deliver or pick up drugs. After Kindseth threatened
defendant in 2007, defendant called the police but conceded there was no record of his
call or of anyone named Kindseth being arrested or incarcerated for threatening him.
Defendant believed Gulley and Gutierrez were in the first truck that arrived at his
house, and McAlonan was in the second vehicle that arrived “very shortly [there]after.”
When asked whether he believed it was wise for McAlonan to be calling 911 while two
of his friends were trying to kill defendant, defendant said “[y]es, because they are
covering their own asses,” or “trying to do kind of a smoke screen[.]” The headlights of
both vehicles were turned off before Gutierrez and Gulley began throwing rocks and
before “anything else happened[.]”
Defendant denied he intended to kill Gulley when he swung the sword at him but
admitted he was trying to hit Gulley in the head or face with the sword. He was
frightened and believed he was in grave danger, but he was happy when he saw Gulley
was not dead. He did not want to kill Gulley; he only wanted the violence to stop. He
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was “pretty sober” at the time of the December 3, 2009, incident, and had stopped using
methamphetamine in July 2007. When he was on methamphetamine in the past and had
not slept for several days, he would see things that were not there and he was unable to
see things that were “right in front” of him.
Defendant conceded that over 10 years before trial he was convicted of “a spousal
battery and a battery,” both misdemeanors. He had not been on probation for these
crimes in approximately 10 years.
C. Prosecution Rebuttal Evidence
In 2002, a computerized records management system called Tiberon was installed
at the Morongo Basin station of the San Bernardino County Sheriff’s Department. The
system was able to generate a list of 911 and other “calls for service” to law enforcement
from specific addresses. According to the system, no 911 or other service calls
concerning anyone named Kindseth were made from defendant’s house from January 1,
2006, through the time of trial in May 2011.
III. DISCUSSION
A. The Court Properly Refused to Discharge Juror No. 2 for Cause Based on Her
Discussion of the Victim, Donald Gulley, With Her Neighbors
Defendant claims the court abused its discretion and violated his right to a trial by
12 fair and impartial jurors in refusing to dismiss Juror No. 2 for cause based on her
discussion with her neighbors concerning whether the victim, Donald Gulley, was
someone the neighbors knew and the juror had seen once or twice before at an auction.
13
We find no abuse of discretion. Based on the entire record, there is no substantial
likelihood that Juror No. 2’s receipt of information concerning Gulley compromised her
ability to be fair and impartial.
1. Background
On the first day of trial and before the first witness, Alonan, testified, Juror No. 2
told the bailiff she now recognized the name “Gulley” on the witness list, though when
she was asked during voir dire she did not realize she was familiar with Gulley and did
not recognize his name. The court took up the matter with counsel outside the presence
of the other jurors, and asked Juror No. 2 to explain how she came to realize she knew or
was familiar with Gulley.
Juror No. 2 explained she was having coffee with her neighbor “as usual on
Thursday,” and told the neighbor she had jury duty after the neighbor asked why she had
not seen Juror No. 2’s car recently. The neighbor then asked, “what kind of a case?,” and
Juror No. 2 said, “attempted murder.” The neighbor’s husband then asked, “[I]t is not
Don, is it?,” and Juror No. 2, responded, “who is Don?,” having “no idea” who the
husband was talking about.
Juror No. 2 then explained that Gulley worked at an auction she occasionally
attended. She did not know Gulley personally and had never socialized with him, but
may have spoken to him a couple of times. She did not think her familiarity with Gulley
would have any bearing on the case, but she thought she should bring the matter to the
14
court’s attention. She had not been to the auction in six months and had never conducted
any auction-related or other business transactions with Gulley.
In response to defense counsel’s questions, Juror No. 2 said her neighbors knew
Gulley, she did not know how well they knew him, but her neighbors attended the auction
“all the time” and knew “just about everybody” who worked there. She used to attend
the auction, “Pope Auctions” in Yucca Valley, around once each month but had not
attended in approximately six months. When asked whether she spoke to her neighbors
about the case in order to let them determine whether the “Don” from the auction was the
same “Don” the neighbors were asking about, Juror No. 2 responded, “Not that I recall,
no.” (Italics added.)
Defense counsel moved to excuse Juror No. 2 and replace her with an alternate
juror on the grounds she was not following the court’s admonition not to discuss the case;
her neighbors were apparently good friends with Gulley because they referred to him on a
first name basis; and Juror No. 2 had seen Gulley in the past and still saw him on
occasion. Defense counsel said he would have peremptorily excused Juror No. 2 had he
known of her association with Gulley, which was “simply too close for comfort” for the
defense. The prosecutor submitted the matter to the court’s discretion, and the court
denied the motion.
Later during the first day of trial, defense counsel renewed his request to remove
Juror No. 2, telling the court he had researched “Pope Auctions” over the lunch hour and,
if Juror No. 2 attended the auction to buy or sell things, she must have had some type of
15
business relationship with Gulley and that was sufficient to “raise an issue of implied
bias.” Again the court found insufficient grounds to remove Juror No. 2.
Later during trial, while Gulley was testifying, the court told the prosecutor and
defense counsel that it wanted to ask Juror No. 2 more questions about what she and her
neighbors discussed concerning “Don’s case.” In response to the court’s additional
questions, Juror No. 2 explained she did not recognize the Don Gulley who testified but
may have seen him once or twice at the auction. When her neighbors asked her whether
she was a juror on “Don’s case,” they tried to describe “Don” to her, and at the time she
thought they were talking about someone other than the Don Gulley who later testified.
She affirmed that nothing about her conversation with her neighbors or the fact she may
have seen Gulley before would impact her ability to be fair.
The court said, “I think that takes care of that issue,” and asked defense counsel
whether he had any comments. Again, defense counsel asked the court to dismiss Juror
No. 2 on the grounds she committed misconduct by discussing the case with her
neighbors and because she appeared to be minimizing the extent she discussed the case—
and who “Don” was—with her neighbors. The prosecutor pointed out that defense
counsel’s argument was based on speculation, and submitted that based on Juror No. 2’s
conduct and statements there was no reason to believe she could not be fair and impartial.
After discussing additional case law with the prosecutor and defense counsel, the court
again denied defendant’s request to dismiss Juror No. 2. Defendant later moved for a
16
new trial based, in part, on the alleged prejudicial misconduct of Juror No. 2, and the
motion was denied.
2. Analysis
A criminal defendant has a constitutional right to a trial by impartial and unbiased
jurors. (U.S. Const., 6th & 14th Amends.; Cal. Const., art. I, § 16; People v. Roldan
(2005) 35 Cal.4th 646, 689; In re Carpenter (1995) 9 Cal.4th 634, 652.) “‘The right to
unbiased and unprejudiced jurors is an inseparable and inalienable part of the right to trial
by jury guaranteed by the Constitution.’ [Citations.]” (Weathers v. Kaiser Foundation
Hospitals (1971) 5 Cal.3d 98, 110.) And because a defendant also has a right to the
unanimous verdict of 12 impartial jurors, “‘“a conviction cannot stand if even a single
juror has been improperly influenced.”’” (In re Carpenter, supra, at p. 652; People v.
Holloway (1990) 50 Cal.3d 1098, 1112.)
Section 1089 authorizes the trial court to discharge a juror before the jury reaches
its verdict if the court, upon good cause, finds the juror “unable to perform his or her
duty.” (§ 1089; People v. Lomax (2010) 49 Cal.4th 530, 565.) A juror’s misconduct
constitutes good cause to discharge the juror under section 1089 only if the misconduct is
“‘serious and wilful.’” (People v. Bowers (2001) 87 Cal.App.4th 722, 729; People v.
Daniels (1991) 52 Cal.3d 815, 864.)
It is misconduct for a juror to discuss the case with a nonjuror during the course of
the trial. (People v. Danks (2004) 32 Cal.4th 269, 304; People v. Pierce (1979) 24 Cal.3d
199, 207.) And juror misconduct, “‘or a nonjuror’s tampering contact or communication
17
with a sitting juror, usually raises a rebuttable “presumption” of prejudice.’” (People v.
Danks, supra, at p. 302, italics added.) Still, reversal is required “only if there appears a
substantial likelihood of juror bias,” i.e., prejudice. (Id. at p. 303.)
Here, it cannot be said that Juror No. 2 engaged in misconduct in telling her
neighbors that she was a juror on an “attempted murder” case, or in trying to ascertain
whether, unbeknownst to herself, she was acquainted with Don Gulley, a witness and the
victim in the case. First, Juror No. 2’s response to her neighbors that she was a juror on
an “attempted murder” case did not violate the court’s admonition not to discuss the case
or “the facts” of the case. Second, Juror No. 2 cannot be faulted for attempting to
ascertain whether she was familiar with Gulley when her neighbors thought she was or
might be. If it were later discovered that Juror No. 2 was familiar with Gulley, it would
have appeared that Juror No. 2 had been hiding her acquaintance or familiarity with
Gulley and was biased in favor of Gulley and against defendant. (In re Hitchings (1993)
6 Cal.4th 97, 120 [juror’s concealment of material information on voir dire establishes
grounds for inferring juror was biased, and creates inference of prejudice].)
But even if it can be said Juror No. 2 engaged in misconduct in telling her
neighbors that she was serving as a juror on an “attempted murder” case, or in discussing
Gulley’s identity with her neighbors, the misconduct was by no means prejudicial. Thus,
reversal is unwarranted. Whether prejudice arose from juror misconduct is a mixed
question of law and fact subject to an appellate court’s independent determination.
(People v. Danks, supra, 32 Cal.4th at pp. 302-303.) We accept the trial court’s
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credibility determinations and findings of historical fact if substantial evidence supports
them. (Id. at pp. 303-304; People v. Nesler (1997) 16 Cal.4th 561, 582.)
The standard for determining prejudice, or a substantial likelihood of juror bias, is
well established. (People v. Danks, supra, 32 Cal.4th at p. 303.) When the alleged
misconduct “‘involves the receipt of information from extraneous sources, the effect of
such receipt is judged by a review of the entire record, and may be found to be
nonprejudicial. The verdict will be set aside only if there appears a substantial likelihood
of juror bias. Such bias can appear in two different ways.’ [Citation.] [¶] ‘First, we will
find bias if the extraneous material, judged objectively, is inherently and substantially
likely to have influenced the juror.’ [Citation.] ‘Under this standard, a finding of
“inherently” likely bias is required when, but only when, the extraneous information was
so prejudicial in context that its erroneous introduction in the trial itself would have
warranted reversal of the judgment. Application of this “inherent prejudice” test
obviously depends upon a review of the trial record to determine the prejudicial effect of
the extraneous information.’ [Citation.]
“Second, ‘even if the extraneous information was not so prejudicial, in and of
itself, as to cause “inherent” bias under the first test,’ the nature of the misconduct and the
‘totality of the circumstances surrounding the misconduct must still be examined to
determine objectively whether a substantial likelihood of actual bias nonetheless arose.’
[Citation.] ‘Under this second, or “circumstantial,” test, the trial record is not a
dispositive consideration, but neither is it irrelevant. All pertinent portions of the entire
19
record, including the trial record, must be considered. “The presumption of prejudice
may be rebutted, inter alia, by a reviewing court’s determination, upon examining the
entire record, that there is no substantial likelihood that the complaining party suffered
actual bias.”’ [Citation.]” (People v. Danks, supra, 32 Cal.4th at p. 303; In re Carpenter,
supra, 9 Cal.4th at pp. 653-654.)
Here, there is no substantial likelihood of bias under either test. First, we observe
that the court found Juror No. 2’s representations concerning the content and extent of
her conversation with her neighbors to be credible in part because she brought the matter
to the court’s attention in the first place. As noted, we are bound by the trial court’s
credibility determination. (People v. Nesler, supra, 16 Cal.4th at p. 582.)
Under the first test, the extraneous information that Juror No. 2 received from her
neighbors about Gulley—that her neighbors knew him and that she may have spoken to
him once or twice at the auction more than six months before trial—was not, “judged
objectively, . . . inherently and substantially likely to have influenced” or biased Juror
No. 2 against defendant. (In re Carpenter, supra, 9 Cal.4th at p. 653.) As Juror No. 2
told the court and counsel, she did not know Gulley personally; she had never socialized
with him; and she had never conducted any business transactions with him. At most, she
may have spoken to him once or twice before at the auction she had not attended in six
months. She said she could be fair and impartial, and nothing about her conversation
with her neighbors or her possible association with Gulley in the past affected her ability
to be fair and impartial.
20
Nor do any of the circumstances surrounding the alleged misconduct indicate a
substantial likelihood of bias under the second test. (In re Carpenter, supra, 9 Cal.4th at
p. 653.) Juror No. 2 did not initiate the conversation about Gulley with her neighbors.
Instead, the conversation began when her neighbors asked why they had not seen her car,
and she told them she was on jury duty. When asked what kind of case, she responded,
“attempted murder,” and when asked whether it was “Don’s case,” she said she had “no
idea” who Don was. She and her neighbors then discussed “who Don was” so she could
ascertain whether she knew or remembered the Don Gulley the neighbors knew. Given
these circumstances, together with Juror No. 2’s prompt reporting of her conversation to
the court and her assurances that she could be fair and impartial, there is no substantial
likelihood that Juror No. 2 was biased against defendant.
Defendant points out that Juror No. 2 was apparently close to her neighbors, and
her neighbors apparently knew Gulley well because they were on a first name basis with
him. On this basis, defendant argues Juror No. 2 must have had a more extensive
conversation with her neighbors than she represented to the court and counsel, and this
supports a substantial likelihood Juror No. 2 was biased. But as the prosecutor pointed
out, the claim that Juror No. 2 was biased simply because her neighbors were friends with
Gulley is based on speculation and disregards what Juror No. 2 said. Juror No. 2 said she
did not know how well her neighbors knew Gulley, and even if her neighbors knew
Gulley well and were friends with him, Juror No. 2 did not know him. There is no basis
to infer that Juror No. 2 was biased against defendant simply because her neighbors knew
21
him. (See People v. Ray (1996) 13 Cal.4th 313, 344 [no evidence of juror bias where the
juror worked at the same high school attended by victim’s daughter, and there was no
indication the juror had worked with the victim’s daughter at the school or had “special
feelings” toward the victim’s family].)
Defendant’s reliance on People v. Abbott (1956) 47 Cal.2d 362 (Abbott) to support
his claim of prejudice is also unavailing. The trial court in Abbott discharged a juror after
it discovered he worked in the same office as the defendant’s brother, at a desk only 25
feet away from the brother. (Id. at pp. 370-371.) The court said it was discharging the
juror due to his proximity in the office to the brother, and even though the juror told the
court he did not know the brother and had not discussed the case with him, there were
other people in the office who knew both men. (Id. at p. 371.) The Abbott court
concluded that the trial court did not abuse its discretion in finding good cause to
discharge the juror. (Ibid.; § 1089.)
Abbott is distinguishable from the present case in part because the discharged
juror’s relationship with the brother was discovered by the court, who directed the sheriff
to investigate the matter during the trial, and not because the juror brought the matter to
the court’s attention. (Abbott, supra, 47 Cal.2d at p. 370.) As indicated, Juror No. 2
brought her possible prior contacts with Gulley to the court’s attention after she and her
neighbors discussed the matter. Moreover, Abbott is distinguishable because there was
ample reason to believe the discharged juror could not be fair and impartial, not only
because he worked in close proximity to the defendant’s brother, but because there were
22
people in the office who knew both men, and the juror expressed the opinion to another
person in the office that he believed the defendant had been framed. (Ibid.) Juror No. 2
expressed no opinion about the case to anyone. Unlike the juror in Abbott, there is no
substantial likelihood that Juror No. 2 was biased.
B. The Court Properly Refused to Instruct the Jury Pursuant to CALCRIM No. 3428
That Defendant’s Mental Diseases Prevented Him from Forming an Intent to Kill Gulley
Defendant claims the court erroneously refused his request to instruct the jury
pursuant to CALCRIM No. 3428 (Mental Impairment: Defense to Specific Intent or
Mental State (Pen. Code, § 28)) or a similar instruction, that it could consider the
evidence he suffered from mental illnesses or impairments in determining whether he
acted or failed to act with the specific intent to commit attempted murder or attempted
voluntary manslaughter at the time he swung the sword at Gulley. We conclude the
instruction was properly refused because, as the trial court concluded, there was
insufficient evidence that defendant’s mental illnesses or impairments had any bearing on
his ability to form the specific intent to kill Gulley when he swung the sword at Gulley.
Attempted murder, the crime charged in count 1, and the lesser included offense of
attempted voluntary manslaughter, of which defendant was convicted in count 1, require
specific intent to kill. (People v. Van Ronk (1985) 171 Cal.App.3d 818, 824-825.)
Though the defense of diminished capacity has been abolished in California (§ 25),
evidence that the defendant had a mental disease, mental defect, or mental disorder is
23
admissible “solely on the issue of whether or not the accused actually formed a required
specific intent . . . when a specific intent crime is charged.” (§ 28, italics added.)
Still, an expert testifying about a defendant’s mental illness, disorder, or defect in
the guilt phase of a criminal trial may not render an opinion on the issue of whether the
defendant actually did or did not harbor the intent required to commit the charged crime.
(§ 29; People v. Coddington (2000) 23 Cal.4th 529, 582-583 [expert cannot opine that the
defendant did or did not have the required criminal intent, but only to existence vel non of
a mental disease, disorder, or defect]; see also People v. Cortes (2011) 192 Cal.App.4th
873, 902-909 [discussing extent of expert testimony admissible under §§ 28 & 29].)
Whether the defendant did or did not have the requisite criminal intent to commit the
specific intent crime is for the jury to determine—without the aid of an expert opinion on
the question. (§ 29; People v. Coddington, supra, at pp. 582-583.)
CALCRIM No. 3428 reflects these principles. It provides: “You have heard
evidence that the defendant may have suffered from a mental (disease[,]/ [or] defect[,]/
[or] disorder). You may consider this evidence only for the limited purpose of deciding
whether, at the time of the charged crime, the defendant acted [or failed to act] with the
intent or mental state required for that crime. [¶] The People have the burden of proving
beyond a reasonable doubt that the defendant acted [or failed to act] with the required
intent or mental state, specifically: _______ ”
24
The trial court is not required to give CALCRIM No. 3428 sua sponte, but only on
the request of the defense (People v. Saille (1991) 54 Cal.3d 1103, 1119) and only if
“there is evidence supportive of the theory” (ibid)—that is, only if substantial evidence
shows that the defendant’s mental disease, disorder, or defect affected his or her
“formation of the relevant intent or mental state” to commit the specific intent crime
charged (People v. Larsen (2012) 205 Cal.App.4th 810, 823-824; § 28).
Here, the trial court refused to give CALCRIM No. 3428 on the ground there was
insufficient evidence to support the instruction. The trial court was correct.
To be sure, abundant evidence was presented through the testimony of the defense
expert, clinical forensic psychologist, Dr. Kania, and through defendant’s own testimony
that defendant suffered from a number of mental diseases and disorders. Dr. Kania
believed defendant suffered from “chronic schizophrenia with paranoid features” based
on his history of hearing voices, delusional and disorganized thinking, and “heightened
paranoia” or belief that others were trying to harm him. Still, defendant was not
experiencing any hallucinations or suffering from any “clearly identified delusion” when
Dr. Kania diagnosed him in September 2010. And although defendant showed some
signs of having disorganized thought processes, this symptom was present “to a . . . lesser
degree” at the time of the diagnosis.
Defendant had been receiving mental health treatment through Morongo Basin
Mental Health for several years before December 2009. There, Dr. Tevas diagnosed him
with PTSD and bipolar schizo-effective disorder, marked by mood swings and periods in
25
which he became “somewhat paranoid” or fearful and distrustful of other people.
Finally, in testifying in his own defense, defendant agreed he was bipolar and suffered
from PTSD, but indicated he did not believe he suffered from schizophrenia. In
December 2009, he was taking Ativan, an antianxiety medication, and using marijuana
with a medical marijuana card to treat his bipolar disorder. At the time of trial in May
2011, defendant said he had been “stable lately,” and “feeling really good for several
years.”
Notwithstanding the evidence that defendant suffered from a number of mental
diseases or disorders at the time of the December 3, 2009, incident (i.e., PTSD, bipolar
disorder, schizophrenia), there was no evidence that any of these conditions affected his
ability to form the specific intent to kill Gulley when he swung the sword at Gulley. As
the trial court pointed out in refusing to give CALCRIM No. 3428, Dr. Kania “never said
anything even remotely to indicate the defendant was incapable of actually forming the
specific intent to kill.”
To be sure, Dr. Kania testified that defendant’s irrational belief that the men he
saw driving in front of him on Sage Road were going to kill him was consistent with his
schizophrenia with paranoid features. But when asked whether “the rest of” defendant’s
actions during the incident were consistent with the diagnosis, Dr. Kania responded, “Not
necessarily, no.” Dr. Kania also indicated that defendant’s actions during the incident
were a rational response to the situation he believed he was facing: three men who had
been sent to his house to kill him.
26
In addition, defendant’s own testimony showed he was well aware of what was
happening and what he was doing during the December 3, 2009, incident, including when
he swung the sword at Gulley’s head. In exacting detail, defendant described what
occurred from the time he saw the two trucks in front of him on Sage Road through the
time sheriff’s deputies arrived at his home—including what was happening when he
swung the sword at Gulley. Nothing in defendant’s testimony indicated he was suffering
from any delusions, hallucinations, or even disorganized thought processes when he
swung the sword at Gulley.
To the contrary, defendant testified he had been “stable lately,” and “feeling really
good for several years.” He also admitted he “[p]robably” would have struck Gulley in
the head with the sword had Gulley not put his hand up to block the blow. And even
though defendant claimed he only wanted to “stop” Gulley and not kill him, nothing in
his testimony indicated that any of his mental diseases or disorders affected his ability to
form the specific intent to kill.
In sum, based on all of the evidence, the trial court correctly concluded that there
was insufficient evidence to support giving CALCRIM No. 3428. Indeed, as the trial
court said, giving the instruction would have been like “asking the jury to decide
something based on worse than speculation, based on something that would fly in the
face of the evidence that was presented.”
27
C. Defendant Was Properly Impeached With Evidence of His Two Prior Misdemeanor
Convictions
Lastly, defendant claims the court abused its discretion in allowing the prosecution
to impeach his trial testimony with two prior misdemeanor convictions, a 1999
conviction for domestic violence or “spousal abuse,” and a 2000 conviction for making
criminal threats. He claims the convictions were too remote in time and too dissimilar to
the charged offenses to be admissible under Evidence Code section 352. He also claims
his defense counsel rendered ineffective assistance in failing to object to the admission of
the misdemeanor “convictions” on hearsay grounds. We find no abuse of discretion by
the trial court and no prejudicial ineffective assistance on the part of defense counsel.
We first address defendant’s claim that his counsel rendered prejudicial ineffective
assistance in failing to object to the admission of the 1999 and 2000 misdemeanor
convictions on hearsay grounds.4
4 We apply the following standard in considering defendant’s claim of ineffective
assistance of counsel: “‘To establish entitlement to relief for ineffective assistance of
counsel the burden is on the defendant to show (1) trial counsel failed to act in the
manner to be expected of reasonably competent attorneys acting as diligent advocates and
(2) it is reasonably probable that a more favorable determination would have resulted in
the absence of counsel’s failings. [Citation.] “[W]here the record shows that counsel’s
omissions resulted from an informed tactical choice within the range of reasonable
competence, the conviction must be affirmed.” [Citation.] “In some cases, however, the
record on appeal sheds no light on why counsel acted or failed to act in the manner
challenged. In such circumstances, unless counsel was asked for an explanation and
failed to provide one or unless there simply could be no satisfactory explanation, these
cases are affirmed on appeal.” [Citation.]’” (People v. Shea (1995) 39 Cal.App.4th
1257, 1265.)
28
1. Background
The prosecutor briefly mentioned the two prior misdemeanor convictions in cross-
examining defendant:
“[PROSECUTOR:] You were convicted of a criminal threat in . . . .
“[DEFENDANT:] Yes, I was.
“[PROSECUTOR:] And the year before that you were also convicted of spousal
abuse; correct?
“[DEFENDANT:] Yes, sir, I was.
“[PROSECUTOR:] Had you been convicted of anything else . . . since then?
“[DEFENDANT:] No, I have been in good shape. I’ve been doing really good
ever since then. It was just a bad mishaps.
“[PROSECUTOR:] Two bad mishaps?
“[DEFENDANT:] A bad mishap.”
On redirect examination, defense counsel led the following colloquy:
“[DEFENSE COUNSEL:] You indicated that you have previously been convicted
of a spousal battery and a battery. Do you know what years those occurred?
“[DEFENDANT:] They were over a decade ago.
“[DEFENSE COUNSEL:] Those were misdemeanors; correct?
“[DEFENDANT:] Yes, sir.
29
“[DEFENSE COUNSEL:] In fact, during your either direct or cross examination
you indicated you hadn’t been on probation for 10 years. Are those the misdemeanor
cases that you were on probation for?
“[DEFENDANT:] Yes.”
As defendant points out, “[m]isdemeanor convictions . . . are not admissible for
impeachment, although evidence of the underlying conduct may be admissible subject to
the court’s exercise of discretion.” (People v. Chatman (2006) 38 Cal.4th 344, 373; see
also People v. Wheeler (1992) 4 Cal.4th 284, 295-299.) This is because asking a witness
whether he or she suffered a prior misdemeanor conviction, as opposed to asking the
witness whether he or she committed the conduct underlying the conviction, calls for
inadmissible hearsay. (People v. Cadogan (2009) 173 Cal.App.4th 1502, 1514-1515 &
fn. 4; People v. Wheeler, supra, at pp. 298-299.)5
5 As explained in Cadogan: “Evidence Code section 788 states: ‘For the purpose
of attacking the credibility of a witness, it may be shown by the examination of the
witness or by the record of the judgment that he has been convicted of a felony . . . .’
There is no similar section in the Evidence Code specifically authorizing misdemeanor
convictions to be utilized by way of cross-examination for the purpose of impeaching a
witness. Evidence Code section 452.5, subdivision (b), enacted in 1996, provides: ‘An
official record of conviction certified in accordance with subdivision (a) of [Evidence
Code] Section 1530 is admissible pursuant to [Evidence Code] Section 1280 to prove the
commission, attempted commission, or solicitation of a criminal offense, prior
conviction, service of a prison term, or other act, condition, or event recorded by the
record.’ Thus, this section ‘creates a hearsay exception allowing admission of qualifying
court records to prove not only the fact of conviction, but also that the offense reflected in
the record occurred.’ (People v. Duran (2002) 97 Cal.App.4th 1448, 1460 . . . .) But in
the case before us, the prosecutor attempted to impeach defendant by eliciting hearsay
testimony about a prior conviction, a form of evidence not excepted from the hearsay rule
by Evidence Code section 452.5, subdivision (b).” (People v. Cadogan, supra, 173
Cal.App.4th at p. 1515, fn. 4.)
30
Nonetheless, there appears to be a satisfactory explanation for why defense
counsel did not object on hearsay grounds when the prosecutor asked defendant whether
he had been “convicted” of “a criminal threat” and “spousal abuse.” (People v. Shea,
supra, 39 Cal.App.4th at p. 1265 [no entitlement to relief for ineffective assistance of
counsel shown where record shows counsel’s omission resulted from informed tactical
choice within the range of reasonable competence].) Had defense counsel made the
objection, the prosecutor could have asked defendant more probing questions concerning
the conduct underlying the prior criminal threat and spousal abuse convictions. That may
have damaged defendant’s credibility more forcefully than the prosecutor’s very brief
references to the two prior convictions.
In addition, the prosecutor’s references to two prior “convictions” allowed defense
counsel to emphasize on redirect that the convictions were for misdemeanors, occurred
more than 10 years earlier, and that defendant had not been on probation for many years.
For the same reasons defense counsel had a tactical reason for not objecting to the
misdemeanor “conviction” questions, it is not reasonably probable defendant would have
realized a more favorable result had defense counsel objected to the questions on hearsay
grounds. (People v. Shea, supra, 39 Cal.App.4th at p. 1265.) Again, the prosecutor’s
references to the “convictions” was brief, did not emphasize the conduct underlying the
convictions, and allowed defense counsel to rehabilitate defendant’s credibility by
emphasizing that the convictions were for misdemeanors, were over 10 years old, and
that defendant had not been on probation for many years.
31
2. The Prior Conviction Evidence Was Properly Admitted
“A witness may be impeached with any prior conduct involving moral turpitude
whether or not it resulted in a felony conviction, subject to the trial court’s exercise of
discretion under Evidence Code section 352.”6 (People v. Clark (2011) 52 Cal.4th 856,
931, fn. omitted; People v. Wheeler, supra, 4 Cal.4th at pp. 290-296.) Because the
court’s discretion to admit or exclude relevant impeachment evidence under Evidence
Code section 352 “‘is as broad as necessary to deal with the great variety of factual
situations in which the issue arises’ [citation], a reviewing court ordinarily will uphold
the trial court’s exercise of discretion [citations].” (People v. Clark, supra, at p. 932.)
The trial court’s discretion to admit relevant impeachment evidence is governed
by several guiding principles. Specifically, “[w]hen determining whether to admit a prior
conviction for impeachment purposes, the court should consider, among other factors,
whether it reflects on the witness’s honesty or veracity, whether it is near or remote in
time, whether it is for the same or similar conduct as the charged offense, and what effect
its admission would have on the defendant’s decision to testify. [Citations.]” (People v.
Clark, supra, 52 Cal.4th at p. 931, quoting People v. Beagle (1972) 6 Cal.3d 441, 453.)
Defendant concedes that his 1999 and 2000 misdemeanor convictions for domestic
violence and making criminal threats involved moral turpitude, suggesting “a willingness
6 Evidence Code section 352 provides: “The court in its discretion may exclude
evidence if its probative value is substantially outweighed by the probability that its
admission will (a) necessitate undue consumption of time or (b) create substantial danger
of undue prejudice, of confusing the issues, or of misleading the jury.”
32
to lie.” (People v. Wheeler, supra, 4 Cal.4th at p. 295.) He argues, however, that both
convictions were too remote in time and too similar in nature to the charged offenses to
be admissible under Evidence Code section 352. We disagree that the presence of these
factors required the exclusion of the misdemeanors under Evidence Code section 352.
To be sure, the 1999 and 2000 convictions were 12 and 11 years old, respectively,
at the time of trial in May 2011. But as the court pointed out, both convictions involved
crimes of moral turpitude, and defendant was “not particularly young” when he suffered
the convictions. He was born in 1963 and was in his late 30’s in 1999 and 2000. Given
defendant’s age when he committed the crimes underlying the 1999 and 2000
convictions, the convictions were not too remote in time to be admitted for impeachment
purposes.
The record also shows that defendant had three other, and older, misdemeanor
convictions: a 1981 conviction for battery (§ 242); a 1983 conviction for resisting,
delaying, or obstructing an officer (§ 148); and a 1990 conviction for soliciting or
engaging in prostitution (§ 647, subd. (b)). These additional convictions showed that the
1999 and 2000 convictions were not isolated incidents, but part of a pattern of crimes
involving moral turpitude. It is settled that a series of crimes is more probative of
credibility than “a single lapse.” (People v. Hinton (2006) 37 Cal.4th 839, 888; People v.
Green (1995) 34 Cal.App.4th 165, 183.) Thus, defendant’s three older convictions
bolstered the probative value of his 1999 and 2000 convictions for impeachment
purposes, even though the jury did not hear about the older convictions.
33
As the trial court also pointed out, the 1999 and 2000 misdemeanor convictions
were not “overly prejudicial because they are misdemeanors” and because they did not
involve the “exact same” charges as the present case. Indeed, the 1999 and 2000
convictions were probative of defendant’s general credibility, but not unduly prejudicial
because they involved domestic violence and criminal threats, not the more serious
crimes of attempted murder, the lesser offense of attempted voluntary manslaughter, and
assault with a deadly weapon—the crimes charged in the present case. (People v. Hinton,
supra, 37 Cal.4th at p. 888 [similarity of prior convictions to charged crimes is no longer
dispositive of their admissibility].)
Finally, the jury was instructed to consider the prior convictions only in evaluating
the credibility of defendant’s testimony, and based on the entire record, excluding the
1999 and 2000 convictions would have given defendant a “‘false aura of veracity.’”
(People v. Tamborrino (1989) 215 Cal.App.3d 575, 590.) In sum, for the reasons the
court articulated, the 1999 and 2000 misdemeanor convictions were not unduly
prejudicial and were properly admitted for impeachment purposes.
34
IV. DISPOSITION
The judgment is affirmed.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
KING
Acting P. J.
We concur:
MILLER
J.
CODRINGTON
J.
35