P. v. Castillo CA4/2 ( 2013 )

Filed 7/24/13 P. v. Castillo CA4/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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publication or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent, E054665
v. (Super.Ct.No. RIF1102245)
EVA MARIE CASTILLO OPINION
Defendant and Appellant.
APPEAL from the Superior Court of Riverside County. Eric G. Helgesen, Judge.
(Retired judge of the Tulare Mun. Ct. assigned by the Chief Justice pursuant to art. VI,
§ 6 of the Cal. Const.) Affirmed.
Susan L. Ferguson, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, and Lilia E. Garcia and Kristine
A. Gutierrez, Deputy Attorneys General, for the Plaintiff and Respondent.
1
I. INTRODUCTION
A jury found defendant and appellant Eva Marie Castillo guilty of possession of
methamphetamine in violation of Health and Safety Code section 11377, subdivision (a)
(count 1) and possession of methamphetamine while in a penal institution in violation of
Penal Code section 4573.6 (count 2). In a bifurcated trial, defendant admitted an
allegation that she had been convicted of gross vehicular manslaughter while intoxicated
in violation of Penal Code section 191.5, subdivision (a),1 a serious and violent felony for
purposes of the “Three Strikes” law.
The court denied defendant’s request to dismiss the strike allegation pursuant to
section 1385 and People v. Superior Court (Romero) (1996) 13 Cal.4th 497 (Romero).
She was sentenced to a prison term of two years, to be served consecutively to her
sentence of eight years for other matters not before the court.
On appeal, defendant claims the trial court erred in admitting evidence of two
prior incidents under Evidence Code section 1101, subdivision (b). Defendant further
argues she should be permitted to withdraw her plea as to the strike prior allegation
because it was based upon a mistaken belief that her prior conviction qualified as a strike.
In the alternative, she argues that the plea should be vacated because of her attorney’s
ineffective assistance. The final issue on appeal is whether the trial court erred by
refusing to dismiss the strike prior allegation.
1
All further statutory references are to the Penal Code unless otherwise indicated.
2
We agree with defendant that the trial court erred by allowing evidence of one
prior incident, but did not err in allowing evidence of a second incident. We conclude,
however, that the error as to the evidence of the first incident was harmless. We reject
defendant’s arguments challenging her admission of the strike prior allegation. Finally,
the court did not abuse its discretion in denying defendant’s Romero motion.
II. FACTUAL SUMMARY
On April 18, 2011, Deputy Katie Snell was conducting a security check at the
Robert Presley Detention Center in Riverside County. Deputy Snell was checking the
sixth floor when she discovered a note on the floor between cells 35 and 37. The note
was in a plastic bag attached to strings and weighted objects. It was addressed to “Yoli”
and signed by “Kat.” The note read: “Yoli, hey sweetheart. Hey, I have a question for
you . . . . Is there any way you can get a line from Eva for me? I really want to get high
before I go upstate.” On the side of the note, someone responded: “How come you don’t
ask her, silly Kat? You know she’ll give it to you. And if you’re too shy, I’ll mention it
to her that you want one. Okay?”
Deputy Snell and Deputy Kori Barbula conducted a search of cells 35 (occupied
by Yolanda Neri), 37 (occupied by Shirley “Kat” Vanderdoes), and 41 (occupied by
defendant). No drugs were found in the cells.
The deputies then received permission to conduct a strip search of defendant.
Defendant’s underwear had a sanitary pad attached to it. There was no blood on the pad,
but there appeared to be some bodily fluid, such as urine or discharge, on it. One end of
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the pad was open. Inside the pad were two plastic bags folded inside six pieces of paper.
Methamphetamine was inside the plastic bags. Defendant told Deputy Snell: “It’s
nobody’s fault but mine.”
III. ANALYSIS
A. Admission of Evidence of Prior Uncharged Crimes
Defendant contends the court erred in allowing the prosecution to introduce
evidence of two prior uncharged acts in which defendant concealed contraband inside her
pants. In the first incident, defendant concealed a package of stolen sausage in her pants;
in the second, she concealed baggies of methamphetamine in her shorts. We agree with
defendant as to the evidence of the concealed sausage, but hold the error was harmless.
We find no abuse of discretion as to the evidence of concealing methamphetamine in her
shorts.
1. Procedural Background
Prior to trial, the prosecution indicated its intention to introduce, pursuant to
Evidence Code section 1101, subdivision (b), evidence of two prior incidents in which
defendant possessed contraband. The first incident occurred in 2006 following a traffic
stop of defendant for driving a vehicle without a license plate. Prior to conducting a
search incident to arrest for driving with a suspended license, the officer asked defendant
if she had anything illegal on her person. Defendant replied that she had “a sausage in
[her] pants.” She then explained she had taken a package of sausage from a store. The
officer found the package in the right ankle area of defendant’s pant leg.
4
The second incident occurred in 2007 during a search of defendant’s home
pursuant to a search warrant. An officer asked defendant if she possessed any
contraband. Defendant said she possessed methamphetamine. Defendant then removed
two plastic bags of methamphetamine from inside the back of her basketball style shorts.
The prosecution argued that these incidents of concealing a sausage and
methamphetamine inside her pants demonstrates a common design or modus operandi
and tends to prove defendant’s knowledge of the two baggies of methamphetamine found
inside her sanitary pad. Defendant argued that the evidence should not be admitted
because the prior incidents of hiding contraband were not substantially similar to the facts
in this case. The trial court ruled that the evidence was admissible.
After the evidence of the 2006 sausage incident was introduced at trial, the court
admonished the jury that the evidence could be used only for the limited purpose of
showing “a mode of conduct, modus operandi, potentially, if you find that to be true, in
that the defendant might have had experience hiding things in her clothing before that
were considered contraband.”
After the evidence of the 2007 incident of pulling methamphetamine out from the
back of her basketball shorts, the court told the jury that the evidence could be used for
the limited purpose of showing “knowledge on the part of the defendant, if you find it
shows that in fact, of the nature and quality of a controlled substance, to wit,
methamphetamine, and also to the common scheme or plan of hiding things.”
5
2. Standard of Review
We review a trial court’s decision regarding admission of evidence of uncharged
crimes for abuse of discretion. (People v. Scheer (1998) 68 Cal.App.4th 1009, 1018.) A
proper exercise of discretion is “‘neither arbitrary nor capricious, but is an impartial
discretion, guided and controlled by fixed legal principles, to be exercised in conformity
with the spirit of the law, and in a manner to subserve and not to impede or defeat the
ends of substantial justice. [Citations.]’ [Citation.]” (People v. Superior Court (Alvarez)
(1997) 14 Cal.4th 968, 977.)
3. Analysis
Evidence Code section 1101, subdivision (a) prohibits the admission of evidence
of a person’s character to prove a person’s conduct on a specified occasion. However,
evidence of uncharged acts committed by the defendant is admissible to prove some other
fact, such as identity, common design or plan, knowledge, intent, motive, opportunity, or
absence of mistake or accident. (Evid. Code, § 1101, subd. (b).) Here, the prosecution
offered the evidence to show a common design or modus operandi of concealing items in
defendant’s pants.
“Evidence of a common design or plan . . . is not used to prove the defendant’s
intent or identity but rather to prove that the defendant engaged in the conduct alleged to
constitute the charged offense.” (People v. Ewoldt (1994) 7 Cal.4th 380, 394, fn. omitted
(Ewoldt).) In Ewoldt, the court explained that the requisite degree of similarity between
the uncharged misconduct and the charged offense varies depending upon what fact the
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evidence is offered to prove. (Id. at pp. 402-403.) The least degree of similarity is
required when the evidence is offered to prove the defendant’s intent. (Id. at p. 402.)
The greatest degree of similarity is required to prove identity. (Id. at p. 403.) “‘The
pattern and characteristics of the crimes must be so unusual and distinctive as to be like a
signature.’” (Ibid.)
Evidence offered to show a common plan or design requires a degree of similarity
that falls between that required to prove intent and identity. (Ewoldt, supra, 7 Cal.4th at
p. 402.) “To be admissible to establish a common plan, evidence of other conduct ‘must
demonstrate “not merely a similarity in the results, but such a concurrence of common
features that the various acts are naturally to be explained as caused by a general plan of
which they are the individual manifestations.”’ [Citation.] It must show the existence of
a plan, rather than a series of similar, spontaneous acts. [Citations].” (People v. Tackett
(2006) 144 Cal.App.4th 445, 459.)
“‘[A] common scheme or plan focuses on the manner in which the prior
misconduct and the current crimes were committed, i.e., whether the defendant
committed similar distinctive acts of misconduct against similar victims under similar
circumstances.’ [Citation.]” (People v. Walker (2006) 139 Cal.App.4th 782, 803.)
While the common features must indicate the existence of a plan, the plan need not be
distinctive or unusual. (Ewoldt, supra, 7 Cal.4th at p. 403.) “Where the connection
between the uncharged offense and the ultimate fact in dispute is not clear, the court
7
should exclude the evidence. [Citation.]” (Brown v. Smith (1997) 55 Cal.App.4th 767,
791.)
In Ewoldt, the court discussed People v. Lisenba (1939) 14 Cal.2d 403 and People
v. Ing (1967) 65 Cal.2d 603 as examples of cases in which the court upheld the admission
of prior crimes evidence because the acts were similar enough to prove a common plan or
design. In Lisenba, the defendant was charged with killing his wife by drowning her in a
bathtub. (People v. Lisenba, supra, at pp. 406-407, cited in Ewoldt, supra, at pp. 394-
395.) The trial court admitted evidence that the defendant had killed a previous wife by
drowning her in a bathtub. (People v. Lisenba, supra, at p. 424.) There was evidence
that both killings were committed so that the defendant could collect the proceeds of life
insurance policies. (Id. at pp. 413-414, 426.) In Ing, the defendant physician was
charged with committing rape against a patient. The defendant gave the patient a shot
that caused her to pass out, then had sexual intercourse with her. (People v. Ing, supra, at
p. 607.) The court allowed evidence of prior uncharged instances in which the defendant
gave patients a shot, causing them to go unconscious, then raped them. (Id. at p. 608.)
Ewoldt discussed People v. Sam (1969) 71 Cal.2d 194 to illustrate the improper
admission into evidence of uncharged acts to establish a common design or plan.
(Ewoldt, supra, 7 Cal.4th at pp. 396-397.) In Sam, the defendant stomped on the victim’s
stomach during a fight, which caused the victim’s death. (People v. Sam, supra, at p.
199.) In his trial for murder, the trial court admitted evidence of incidents in which the
defendant kicked his girlfriend during a drunken argument and, on a separate occasion,
8
kicked another person during an argument. (Id. at pp. 200-201.) The California Supreme
Court reversed, holding that the prior incidents were spontaneous acts, not a common
design or plan, because there was no connecting link between the prior crimes and the
current offense. (Id. at pp. 205-206.)
Two more recent cases are instructive. In People v. Tackett, supra, 144
Cal.App.4th 445, the trial court did not allow evidence of a third party’s prior acts of
driving a vehicle while intoxicated. The Court of Appeal agreed, stating that “people
ordinarily do not drive under the influence of alcohol as a result of a common plan or
scheme.” (Id. at p. 459.) Although evidence of driving under the influence might reflect
a disposition to commit such an act, “it does not demonstrate a common plan or scheme
of which each incident is an individual manifestation.” (Ibid.)
In People v. Scheer, supra, 68 Cal.App.4th 1009, the defendant was charged with
felony hit and run. After a car collided with the defendant’s car in an intersection,
bystanders attempted to detain the defendant. (Id. at p. 1015.) The defendant, however,
fled the scene. (Ibid.) The court allowed the prosecution to introduce evidence that the
defendant had, four years before the collision, failed to pull over when police attempted
to make a traffic stop of his vehicle and led police on a five-minute pursuit through
residential streets. (Id. at p. 1017.) The Court of Appeal held the admission of the prior
incident was error. (Id. at p. 1021.) Neither flight, the court explained, “was a planned
event. Instead, each was a spur-of-the-moment response to an unexpected event, i.e., the
9
sudden appearance of the police in the prior instance and the attempt by volunteer
bystanders to detain him after the accidental collision in the other.” (Ibid.)
Here, the incident involving the sausage in defendant’s pant leg bears almost no
similarity to the facts in the charged offense. Because the contraband in the prior incident
was sausage, the evidence has no probative value on the issue of defendant’s knowledge
that the contraband found in her sanitary pad in 2011 was methamphetamine. As for
evidence that it indicates a common plan or scheme to hide contraband inside her pants,
the similarities are weak. The sausage was found in a pant leg near her right ankle.
Because it is unlikely that one would drive a car with a package of sausage near the foot
that presses on the gas and brake pedals, the sausage was most likely placed there to
conceal it from the officer that made the traffic stop. This suggests a spontaneous or
spur-of-the-moment act, rather than a planned event. In short, the nature of the
contraband (sausage), its location on her person (right pant leg at the ankle), and its
apparent spontaneous manner of placement bears no meaningful resemblance to the act of
secreting methamphetamine inside a sanitary pad inside her underwear. We thus
conclude that the court erred in allowing the facts regarding the 2006 sausage incident
into evidence.
The court did not err in allowing evidence of the 2007 incident involving
methamphetamine in defendant’s basketball shorts. First, the evidence was admissible to
establish defendant’s knowledge of the character and nature of methamphetamine as a
controlled substance. Defendant argues she “was not claiming that she was not familiar
10
with the character and nature of methamphetamine.” However, defendant’s plea of not
guilty put all of the elements of the offenses in issue. (See People v. Lindberg (2008) 45
Cal.4th 1, 23; People v. Balcom (1994) 7 Cal.4th 414, 422.) Defendant’s knowledge that
methamphetamine is a restricted drug is an element of the charged offense the
prosecution was required to prove. (People v. Martin (2001) 25 Cal.4th 1180, 1184;
People v. Palaschak (1995) 9 Cal.4th 1236, 1242.) Even if defendant did not actually
dispute the issue at trial, the “‘prosecution’s burden to prove every element of the crime
is not relieved by a defendant’s tactical decision not to contest an essential element of the
offense.’ [Citation.]” (People v. Jones (2011) 51 Cal.4th 346, 372.) The fact that
defendant produced bags of methamphetamine from her shorts when asked if she
possessed any illegal contraband is relevant to prove that she knew that
methamphetamine was a restricted drug when the same substance was found in her
sanitary pad in 2011.
Moreover, the court could have reasonably concluded that the evidence that she
was hiding methamphetamine in her basketball shorts is sufficiently similar to the facts in
the charged crime to show a common plan of hiding methamphetamine in her pants or
underwear. Although it is not clear when defendant put the methamphetamine in her
basketball shorts, a jury could reasonably conclude she did so pursuant to a plan to hide
the contraband where it would not be found upon a search of her residence—i.e., in her
shorts (or her underwear inside her shorts).
11
The facts of the 2007 incident differ from the facts in the present case in one
significant respect. In 2007, she hid the methamphetamine in her shorts or underwear; in
2011, the methamphetamine was in a sanitary pad in her underwear. The latter method
indicates greater forethought and planning than merely putting the drug in the back of her
shorts. Nevertheless, the prior act evidencing a common plan or scheme need not have a
high degree of similarity to the facts in the present case. (Ewoldt, supra, 7 Cal.4th at pp.
402-403.) Instead, there must be “‘such a concurrence of common features that the
various acts are naturally to be explained as caused by a general plan of which they are
the individual manifestations.’” (Id. at p. 402.) Here, the court could reasonably
conclude that defendant’s acts of hiding methamphetamine in her shorts (in 2007) and in
her sanitary pad (in 2011) were both manifestations of a plan to hide drugs in her pants or
underwear to avoid detection during a search of her residence.
Evidence of prior acts that is admissible to show a common plan may be excluded
if its probative value is substantially outweighed by the probability that its admission will
require undue consumption of time or create a substantial danger of undue prejudice,
confusion of the issues, or misleading the jury. (Evid. Code, § 352.) Prejudice in this
context is not the prejudice or damage to a defense that naturally flows from probative
evidence; rather, it is evidence that “‘“uniquely tends to evoke an emotional bias against
the defendant as an individual and which has very little effect on the issues.”’” (People v.
Gionis (1995) 9 Cal.4th 1196, 1214.)
12
Defendant focuses her argument regarding undue prejudice on the similarity
between the nature of the uncharged offense—possession of methamphetamine—and the
charged offenses in this case. Because of the similarity, she argues, there is a “danger”
that the jury will view the evidence as showing a criminal propensity. The similarity
between the two incidents, however, is a significant reason why the prior act is relevant
in this case—i.e., to show that defendant knew the substance was an illegal drug and
would hide the drug in her pants to avoid detection. Moreover, the jury was instructed
that they could use the evidence for the limited purposes of showing defendant’s
knowledge of the controlled substance and as evidence of a common plan or scheme. We
must assume they followed these instructions. (See People v. Sanchez (2001) 26 Cal.4th
834, 852.)
The prosecution’s evidence of the 2007 incident was based on the testimony of
one witness and was brief—encompassing approximately seven pages of the reporter’s
transcript. There was no risk of jury confusion. Moreover, the prior act was no more
inflammatory than the charged act and no reason to believe the jury would want to punish
her for the 2007 incident. In short, the trial court could have reasonably concluded that
any prejudice that might have resulted from admission of evidence regarding the 2007
incident did not substantially outweigh the probative value of the evidence. Therefore,
the court did not abuse its discretion by allowing it into evidence.
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4. The Trial Court’s Error in Admitting Evidence of the Sausage Incident Was
Harmless
Although the trial court erred in admitting evidence of the 2006 sausage incident,
the error was harmless. The erroneous admission of evidence under Evidence Code
section 1101, subdivision (b) is evaluated under the Watson2 standard for prejudice.
(People v. Malone (1988) 47 Cal. 3d 1, 22; People v. Foster (2010) 50 Cal.4th 1301,
1333.) Under this standard, we will reverse the judgment only if, after an examination of
the entire cause, including the evidence, it is reasonably probable that a result more
favorable to defendant would have been reached in the absence of the error. (People v.
Watson, supra, 46 Cal.2d at p. 836; People v. Scheer, supra, 68 Cal.App.4th at pp. 1018-
1019.)
Here, there is very strong evidence of guilt without regard to the 2006 sausage
incident. During a jailhouse security check, deputies found a note indicating defendant
could provide “a line” to another inmate. During a strip search, Deputy Barbula could
tell something was amiss as soon as she was handed defendant’s underwear because it
felt heavy and rigid. Upon a search of the attached sanitary pad, the deputy found six
pieces of paper, each 8-1/2 inches by 11 inches, folded, along with two baggies of
methamphetamine. There was testimony regarding how sanitary pads are distributed by
inmates, as well as how one must hold, fold, and touch the pad to secure it in place on
underwear. Such handling would almost certainly lead to the discovery of the pad’s
2
People v. Watson (1956) 46 Cal.2d 818.
14
unusual contents. Finally, defendant’s statement to the deputies that “[i]t’s nobody’s
fault but mine,” strongly suggests her guilt.
Based on our review of the record, we conclude it is not reasonably probable that
there would have been a more favorable outcome for defendant if the evidence of the
sausage incident had been excluded. The error in admitting that evidence, therefore, was
harmless.
B. Defendant’s Admission of the Strike Prior Allegation
Defendant argues that her plea as to the strike prior allegation should be vacated
for two reasons. First, she argues that she should be permitted to withdraw her plea
because it was based on a mistake or misapprehension of the law. Second, she contends
her attorney was constitutionally ineffective in advising her to admit the strike allegation.
We reject both contentions.
In the information, the district attorney alleged that defendant had been convicted
of gross vehicular manslaughter while intoxicated in violation of section 191.5,
subdivision (a), a serious and violent felony within the meaning of the Three Strikes law.
Following the jury’s verdicts on the substantive counts and before the bifurcated
trial on the strike prior allegation, the following colloquy took place:
“THE COURT: Counsel, . . . [y]ou indicated that your client in this matter would
be willing to waive her right to a trial and was prepared to admit the allegation of the
special prior offense.
“[DEFENSE COUNSEL]: That is correct, your Honor. If I can confirm.
15
“[Defendant], you and I had a discussion wherein I told you that you had two
options. One option was to have a—a court trial wherein the prosecution would bring
evidence to prove to the Court that you have suffered a prior special conviction.
“Option two would be that you simply admit to the Court that you suffered a prior
special allegation.
“Is it correct that you have chosen option No. 2 where you will simply admit to the
Court you suffered the prior special allegation?
“THE DEFENDANT: Yes.”
Defendant thereafter acknowledged and expressly waived her constitutional rights
to a jury trial, to confront witnesses, and to not testify. The court then asked: “Are you
prepared then at this time to admit that on or about December 31st, 1998, in the Superior
Court of the County of Los Angeles, State of California, you were convicted of the crime
of gross vehicular manslaughter, a serious and violent felony, in violation of Penal Code
Section 191.5[, subdivision] (a) within the meaning of Penal Code Section[s] 667[,]
subdivision[s] (c)[,] (e)(1) and 1170.12[, subdivision] (c)(1)?” She answered, “Yes.”
We first consider defendant’s argument that her admission of the strike prior
allegation was based on a mistake or misapprehension of the law.
1. Legal Impossibility and Mistake of Law
Defendant does not dispute that she had been previously convicted of gross
vehicular manslaughter while intoxicated in violation of section 191.5. Under the Three
Strikes law, a prior conviction qualifies as a strike if it is listed in section 667.5,
16
subdivision (c) as a “violent felony,” or in section 1192.7, subdivision (c) as a “serious
felony.” (§§ 667, subd. (d)(1), 1170.12, subd. (b)(1).) Gross vehicular manslaughter is
not specified as such in either statute. However, both statutes also define serious or
violent felonies to include any felony in which the defendant inflicts great bodily injury
on a person other than an accomplice. (§§ 667.5, subd. (c)(8), 1192.7, subd. (c)(8).)
Thus, the crime of gross vehicular manslaughter while intoxicated will qualify as a
serious or violent felony—and a strike—if, in committing the crime, the defendant
inflicted great bodily injury on a person who was not an accomplice. (See People v.
Gonzales (1994) 29 Cal.App.4th 1684, 1694.)
Stated differently, if the only persons who suffered great bodily injury as a result
of defendant’s crime was an accomplice to the crime, the conviction for that crime does
not constitute a serious and violent felony for purposes of the Three Strikes law. If, for
example, the only victim of defendant’s vehicular manslaughter was a passenger in
defendant’s vehicle who aided and abetted defendant’s intoxication and encouraged her
to drive, the victim could, at least arguably, be an accomplice to defendant’s crime. (See
People v. Henley (1999) 72 Cal.App.4th 555, 561-562 [motorcycle passenger may have
been an accomplice to motorcyclist’s crime of evading police officer].)
In this case, the district attorney alleged that defendant had been convicted of the
crime of gross vehicular manslaughter, “a serious and violent felony . . . .” The district
attorney did not specifically allege the required qualification that, in the commission of
17
the crime, defendant inflicted great bodily injury on a person who was not an accomplice.
Defendant admitted the allegation without seeking clarification of the allegation.
An analogous situation was presented in People v. Thomas (1986) 41 Cal.3d 837.
In that case, the information alleged that the defendant had been previously “‘convicted
of a serious felony, to wit: Burglary . . . within the meaning of sections 667 and 1192.7
. . . .’” (Id. at p. 841.) The defendant admitted the allegation. (Id. at pp. 841-842.)
However, not all burglaries qualified as serious felonies. At that time, burglary was a
serious felony only if it was a burglary of a residence, the defendant inflicted great bodily
injury on any person other than an accomplice, the defendant used a firearm, or the
defendant used a deadly weapon. (Id. at pp. 840, 843.) Instead of alleging merely the
conviction of a burglary as a serious felony, the court noted that the “better practice”
would be to allege the specific basis that made the burglary a serious felony. (Id. at p.
843.) The defendant could have demurred to the pleading for uncertainty on that basis
but, failing to do so, waived the defect. (Ibid.)
The Thomas court continued: “It is not the function of the information to state the
elements of an offense or enhancement. [Citations.] It is, instead, the role of counsel to
explain to his client the essentials of the charge. We recognize that in an occasional case
counsel may fail to do so, and a defendant may plead guilty or admit an enhancement
without having been informed of some critical matter, but that claim is best asserted by a
petition for a writ of habeas corpus.” (People v. Thomas, supra, 41 Cal.3d at pp. 843-
844.)
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On the record before it, the Thomas court applied the rule that a “plea of guilty
admits every element of the crime charged,” and stated that “this is no different from any
other case in which counsel explains to his client the basis of the charges, and the client,
in admitting the charges, knowingly admits each of the elements of that charge.” (People
v. Thomas, supra, 41 Cal.3d at p. 844 & fn. 6.) The court concluded that the defendant’s
admission that he had been previously convicted of burglary and that such burglary was a
serious felony within the meaning of the enhancement statutes was sufficient to establish
that allegation. (Id. at p. 845.) As our state Supreme Court explained more recently:
“Thomas establishes that a defendant’s admission of an alleged enhancement is valid
even if it does not include specific admissions of every factual element required to
establish the enhancement.” (People v. French (2008) 43 Cal.4th 36, 50.)
As suggested by Thomas, the “better practice” in this case may have been to allege
that the defendant had been convicted of gross vehicular manslaughter and, in the
commission of such crime, the defendant inflicted great bodily injury upon a person not
an accomplice to the crime, a serious and violent felony within the meaning of the Three
Strikes law. If the allegation was subject to demurrer for uncertainty, however, the defect
was waived. (See People v. Thomas, supra, 41 Cal.3d at p. 843.) By admitting the
allegation, the defendant admitted each element of the enhancement, including that the
prior crime was a serious felony for purposes of the Three Strikes law. (See id. at p. 845;
see also People v. Bowie (1992) 11 Cal.App.4th 1263, 1266 [“defendant’s guilty plea or
19
admission of a sentence enhancement allegation is deemed to constitute a judicial
admission of every element of the offense charged . . . .”].)
Defendant contends we should apply a different rule—that a defendant is entitled
to withdraw a guilty plea when it was legally impossible he or she committed the crime.
(See, e.g., People v. Soriano (1992) 4 Cal.App.4th 781, 784.) In Soriano, for example,
the defendant pleaded guilty to violating section 115 by attempting “to file a ‘forged
instrument, to wit, a death certificate.’” (People v. Soriano, supra, at p. 783.) However,
a death certificate is not an “instrument” within the meaning of section 115. (People v.
Soriano, supra, at p. 783.) The Court of Appeal reversed the judgment, explaining:
“[W]hat we have here is a legal impossibility. [The defendant] could not have been
guilty of violating . . . section 115 by attempting to file a forged instrument because, as a
matter of law, the writing he was charged with and admitted forging, a death certificate,
is not an instrument within the meaning of section 115.” (Id. at p. 784.)
Similarly, if a defendant admits a sentence enhancement allegation that a prior
crime was a violent felony when, as a matter of law, the crime was not a violent felony,
the additional punishment cannot stand. (People v. Ibarra (1982) 134 Cal.App.3d 413,
425.) In Ibarra, the defendant admitted a sentence enhancement allegation that he had a
prior violent felony conviction for purposes of section 667.5, subdivision (a). (People v.
Ibarra, supra, at p. 416.) The prior conviction was for attempted murder. (Id. at p. 424.)
At that time, the crime of attempted murder was not a violent felony under section 667.5,
subdivision (a). (People v. Ibarra, supra, at p. 425.) In reversing the finding on the prior
20
conviction, the Court of Appeal stated: “Just as the law grants relief to one who pleads
guilty where the statute under which he is convicted did not prohibit his conduct
[citations], so also must the law grant relief where there is an admission to an additional
punishment provision which is inapplicable to the admitted facts [citation]. In such a
case there is no legal basis for imposing the additional punishment.” (Ibid.)
Defendant contends that the rule in Ibarra applies here because she admitted the
strike prior allegation based upon her mistake or misapprehension that her prior crime
constituted a strike. The argument fails because, as explained above, the crime of
vehicular manslaughter can constitute a strike. Unlike the attempted murder conviction
in Ibarra, it is not legally impossible that her prior conviction was for a serious or violent
felony. Ibarra does not apply in this situation.
Defendant also relies on In re Crumpton (1973) 9 Cal.3d 463. That case is also
distinguishable. In Crumpton, the defendant pleaded guilty to the crime of kidnapping
for the purpose of robbery in violation of section 209. (In re Crumpton, supra, at p. 465.)
Our state Supreme Court held that the defendant’s plea was defective not because of the
allegations of the pleading, but because of facts adduced at the defendant’s preliminary
hearing. The court explained: “Once it is established on the basis of the preliminary
hearing testimony that no reasonable jury could have convicted [the defendant] of
kidnap[p]ing had he gone to trial, it follows that he should not be condemned to life
imprisonment simply because he pleaded guilty under a mistaken legal understanding of
the kidnap[p]ing statute.” (Id. at p. 468.)
21
Crumpton would be applicable if, in the present case, the facts regarding the
underlying vehicular manslaughter conviction were sufficiently established such that no
reasonable jury could have found that the victim of defendant’s vehicular manslaughter
was not an accomplice. Here, however, no facts on the issue were ever adduced.
Defendant states that the prosecution provided a copy of defendant’s section 969,
subdivision (b) packet regarding the prior conviction, and that the packet does not show
the victim was not an accomplice. The prosecution was not, however, limited to that
packet to prove the allegation. Defendant’s suggestion that the prosecution would
produce no other evidence in support of the allegation is pure speculation.
Defendant asserts that the victim of her vehicular manslaughter was a passenger in
her vehicle who, like defendant, had been drinking alcohol, and might have been an
accomplice to her crime. She refers us to the unsworn statements by her attorney in her
written Romero motion and to statements in a probation report. In her Romero motion,
counsel represented that defendant “was the driver of a truck in which her best friend,
both of whom had been drinking alcohol, was a passenger, [defendant] lost control of the
vehicle, resulting in a crash in which her best friend was killed.” The probation report
states: “[Defendant] report[s] she lost control of her vehicle while under the influence of
alcohol. The vehicle plummeted down a cliff, killing her passenger, a close friend.”
These statements were never introduced as evidence on the issue of whether or not her
victim was an accomplice and do not come close to establishing that no reasonable jury
could find such fact, as Crumpton requires.
22
For all the foregoing reasons, we reject defendant’s legal impossibility and
mistake of law arguments.
2. Ineffective Assistance of Counsel
In the alternative, defendant argues that the plea should be overturned because she
was denied the effective assistance of counsel. She contends she entered her plea as to
the strike prior allegation based on a mistaken understanding that the prior conviction
constituted a serious or violent felony under the Three Strikes law. She suggests that this
mistake was the result of acts or omissions of her trial attorney, and that but for the
ineffective assistance of her counsel, she would not have admitted the strike prior
allegation. We conclude that, based on our record, defendant has failed to satisfy her
burden of establishing ineffective assistance.
The two-part test announced in Strickland v. Washington (1984) 466 U.S. 668applies to challenges to guilty pleas based on ineffective assistance of counsel (Hill v.
Lockhart (1985) 474 U.S. 52, 58). Under Strickland, the defendant has the burden of
establishing: (1) counsel’s performance was deficient, falling below an objective
standard of reasonableness under prevailing professional norms; and (2) the deficient
performance resulted in prejudice. (Strickland v. Washington, supra, at pp. 687-688.)
To prove that counsel’s performance was deficient, defendant must affirmatively
show counsel’s deficiency involved a crucial issue which cannot be explained on the
basis of any knowledgeable choice of tactics. (People v. Floyd (1970) 1 Cal.3d 694, 709,
disapproved on another point in People v. Wheeler (1978) 22 Cal.3d 258, 287, fn. 36.)
23
To establish prejudice, “[t]he defendant must show that there is a reasonable
probability that, but for counsel’s unprofessional errors, the result of the proceeding
would have been different. A reasonable probability is a probability sufficient to
undermine confidence in the outcome.” (Strickland v. Washington, supra, 466 U.S. at p.
694.) The defendant “must carry his burden of proving prejudice as a ‘demonstrable
reality,’ not simply speculation as to the effect of the errors or omissions of counsel.”
(People v. Williams (1988) 44 Cal.3d 883, 937.)
When the record on appeal sheds no light on why counsel acted or failed to act in
the manner challenged, the judgment will be affirmed unless counsel was asked for an
explanation and failed to provide one, or there simply could be no satisfactory
explanation. (People v. Ledesma (1987) 43 Cal.3d 171, 218.) The record does not
indicate that defense counsel was ever asked for an explanation as to any act or omission.
Defendant asserts there could be no satisfactory explanation for her counsel’s acts
or omissions. Initially, we note that defendant fails to specify what counsel did or did not
do to perform deficiently. She asserts that counsel was somehow deficient in advising
her with respect to her decision to admit the strike prior allegation. However, she does
not cite to any point in the record that indicates what advice, if any, she was given as to
the issues regarding the allegation. We are told only that defendant and her counsel had a
discussion in which they discussed going to trial on the allegation or admitting the
allegation. Based on our record, it is entirely possible that defendant’s counsel fully and
competently advised defendant regarding all issues pertaining to a trial on the allegation
24
(including issues arising from the prosecution’s burden of proving that she inflicted great
bodily injury on someone who was not an accomplice), counseled her to go to trial on the
matter, and defendant simply decided to admit the allegation. A defendant may, of
course, admit an enhancement for a variety of reasons, including the defendant’s belief it
would be futile to dispute the allegation, “or simply because [s]he honestly knows the
allegation[] to be true.” (People v. Thomas, supra, 41 Cal.3d at p. 844.) In short,
because the record does not disclose the nature of counsel’s advice to defendant, we have
no basis for concluding the advice was deficient.
Even if defendant met the first Strickland prong of establishing counsel’s deficient
performance, she has made no showing that, but for counsel’s errors, there is a reasonable
probability that the result of the proceeding would have been different. (See Strickland v.
Washington, supra, 466 U.S. at p. 694.)
We therefore reject defendant’s ineffective assistance argument.
C. Trial Court’s Denial of Defendant’s Romero Motion
Prior to sentencing, defendant filed her Romero motion. At the hearing, the trial
court stated it “does not find that the defendant is someone that is outside the intended
scope of Three Strikes and doesn’t find any factors here which would go towards striking
a strike in the interest of justice.” Defendant contends the court’s ruling is an abuse of its
discretion. We disagree.
The “Three Strikes initiative, as well as the legislative act embodying its terms,
was intended to restrict courts’ discretion in sentencing repeat offenders.” (Romero,
25
supra, 13 Cal.4th at p. 528.) The trial court’s discretion to strike a qualifying strike is
therefore guided by “established stringent standards” designed to preserve the legislative
intent behind the Three Strikes law. (People v. Carmony (2004) 33 Cal.4th 367, 377.)
“[T]he court . . . must consider whether, in light of the nature and circumstances of his
present felonies and prior serious and/or violent felony convictions, and the particulars of
his background, character, and prospects, the defendant may be deemed outside the
scheme’s spirit, in whole or in part, and hence should be treated as though he had not
previously been convicted of one or more serious and/or violent felonies.” (People v.
Williams (1998) 17 Cal.4th 148, 161.)
A court’s refusal to dismiss or strike a prior conviction allegation is reviewed for
an abuse of discretion. (People v. Carmony, supra, 33 Cal.4th at p. 374.) “In reviewing
for abuse of discretion, we are guided by two fundamental precepts. First, ‘“[t]he burden
is on the party attacking the sentence to clearly show that the sentencing decision was
irrational or arbitrary. [Citation.] In the absence of such a showing, the trial court is
presumed to have acted to achieve legitimate sentencing objectives, and its discretionary
determination to impose a particular sentence will not be set aside on review.”’
[Citations.] Second, a ‘“decision will not be reversed merely because reasonable people
might disagree. ‘An appellate tribunal is neither authorized nor warranted in substituting
its judgment for the judgment of the trial judge.’”’” (Id. at pp. 376-377.)
Here, the record reveals that defendant was convicted of gross vehicular
manslaughter while intoxicated in 1998, when she was 25 years old. She was paroled in
26
2001, and violated that parole the following year. Between December 2006 and July
2010, she was convicted of numerous counts involving transporting and possessing drugs
for sale and receiving stolen property. In April 2011, just prior to her arrest in this case,
she was convicted of theft, burglary, receiving stolen property, and possession of drugs.
This record of criminal convictions reveals that defendant “‘had been taught,
through the application of formal sanction, that [such] criminal conduct was
unacceptable—but had failed or refused to learn [her] lesson.’ [Citation.]” (People v.
Williams, supra, 17 Cal.4th at p. 163.) This failure is evident in defendant’s comments to
the probation officer in this case that drugs “were available so I got them. . . . I wasn’t
thinking about consequences.” She added that she was uncertain whether she would re-
offend if she was offered drugs while incarcerated.
The probation officer reported that defendant “has spent a significant portion of
her life on probation, parole, in jail, or in prison for unlawful behavior and should have
been well-versed in both institutional policies and consequences. Despite this, she
ignored the law and continued in her criminal activities, committing an unlawful act even
while serving time in jail pending sentencing on separate matters. . . . Furthermore, the
defendant expressed no penitence or interest in living a sober and lawful life, leading this
officer to believe she has no intention of discontinuing her self[-]destructive habits which
threaten not only her own well being, but the well being of others.” The probation officer
added: “The defendant appears to be a habitual criminal addicted to controlled
substances. It appears her extensive criminal history has not only included drug-related
27
crimes, but several theft-related charges. When considering the defendant’s prior
criminal record, the nature of the instant matter, and admissions of drug and alcohol
addiction, it appears she has no intentions of living a law abiding life while incarcerated
or in the community. If allowed into the community, it is believed the defendant will
commit more criminal acts and continue to abuse controlled substances.”
In light of defendant’s lengthy criminal record and the probation officer’s report,
the trial court did not abuse its discretion by refusing to strike the prior serious felony
conviction allegation.
IV. DISPOSITION
The judgment is affirmed.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
KING
J.
We concur:
RICHLI
Acting P. J.
MILLER
J.
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