People v. Rodriguez CA2/8 ( 2022 )


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  • Filed 11/8/22 P. v. Rodriguez CA2/8
    NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
    California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions
    not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion
    has not been certified for publication or ordered published for purposes of rule 8.1115.
    IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
    SECOND APPELLATE DISTRICT
    DIVISION EIGHT
    THE PEOPLE,                                                     B315335
    Plaintiff and Respondent,                               Los Angeles County
    Super. Ct. No. PA092986
    v.
    DAVID ERNESTO RODRIGUEZ,
    Defendant and Appellant.
    APPEAL from a judgment of the Superior Court of Los
    Angeles County, David Walgren, Judge. Affirmed.
    Kathy R. Moreno, under appointment by the Court of
    Appeal, for Defendant and Appellant.
    Rob Bonta, Attorney General, Lance E. Winters, Chief
    Assistant Attorney General, Susan Sullivan Pithey, Assistant
    Attorney General, Kenneth C. Byrne and Allison H. Chung,
    Deputy Attorneys General, for Plaintiff and Respondent.
    ______________________________
    INTRODUCTION
    When defendant David Rodriguez believed his wife was
    cheating on him with a neighbor, he partially decapitated her
    with a machete. Then, he broke down the neighbor’s door and
    tried to kill him too. He was stopped when the neighbor’s family
    intervened, but he injured the neighbor’s wife and son in the
    process. On appeal, defendant contends that we should remand
    for resentencing of one of the assault counts under Senate Bill
    No. 567 (2021–2022 Reg. Sess.), which limits the court’s use of
    aggravating factors to impose an upper-term sentence. We
    conclude, based on the undisputed evidence at trial, that the jury
    would unquestionably have found that the victim was unusually
    vulnerable when she was attacked because she was asleep in her
    home when the attack began. We therefore affirm.
    PROCEDURAL BACKGROUND
    By information dated April 26, 2021, defendant was
    charged with one count of murder (Pen. Code,1 § 187, subd. (a);
    count 1); one count of premeditated attempted murder (§ 664/187,
    subd. (a); count 2); two counts of assault with a deadly weapon
    (a machete) (§ 245, subd. (a)(1); counts 3–4); two counts of
    mayhem (§ 203; counts 5–6); and one count of first degree
    burglary (§ 459; count 7).2 As to counts 1, 2, 5, and 6, the
    information alleged that defendant had personally used a
    1       All undesignated statutory references are to the Penal
    Code.
    2      On July 19, 2021, the information was amended by
    interlineation to correct the name of the victim in counts 4 and 6.
    2
    machete in the commission of the offense (§ 12022, subd. (b)(1)).
    As to counts 2, 3 and 4, the information alleged defendant
    personally inflicted great bodily injury during the commission of
    the offense (§ 12022.7, subd. (a)). As to count 7, the information
    alleged that a person other than an accomplice was present
    during the commission of the offense (§ 667.5, subd. (c)).
    Defendant pled not guilty and denied the allegations.
    After several continuances due to the Covid-19 pandemic
    and a jury trial at which he did not testify, the jury found
    defendant guilty of counts 1–5 and 7 and found the related
    allegations true. The jury found defendant not guilty of mayhem
    under count 6.
    The court sentenced defendant to an aggregate term of 46
    years to life. For the indeterminate part of the sentence, the
    court sentenced defendant to 37 years to life. The court imposed
    26 years to life for count 1—25 years to life for premeditated
    murder (§ 187, subd. (a)), plus one year for the weapon
    enhancement (§ 12022, subd. (b)(1)). The court imposed 11 years
    to life for count 2—a life term for attempted murder (§ 664/187,
    subd. (a)), plus three years for the great bodily injury
    enhancement (§ 12022.7, subd. (a)) and one year for the weapon
    enhancement (§ 12022, subd. (b)(1))—to run consecutively to
    count 1 and to each other.
    The court imposed a consecutive nine-year term for the
    determinate sentence. The court selected count 3 as the base
    term and imposed seven years—the upper term of four years for
    the assault (§ 245, subd. (a)(1)) plus three years for the great
    bodily injury enhancement (§ 12022.7, subd. (a)). The court
    imposed two years for count 4—one-third the mid-term of three
    years for the assault plus one-third of the three-year term for the
    3
    great bodily injury enhancement—to run consecutively. Finally,
    the court stayed counts 5 and 7 under section 654.
    Defendant filed a timely notice of appeal.
    FACTUAL BACKGROUND
    Defendant and Karla Rodriguez were married for 16 years
    and had three children. They lived in an apartment in Los
    Angeles. Rosa and Javier Orellana lived in the same apartment
    complex; they also have three children. Javier and defendant
    had known each other since they lived in El Salvador.
    Defendant suspected Karla of having affairs with other
    men, including with Javier. He told police that he had put up
    with Karla’s behavior for years. He believed Karla brought other
    men to the apartment for sex, and his youngest son was fathered
    by someone else. Police found no evidence to support defendant’s
    accusations of infidelity. To the contrary, the investigation
    revealed “that Karla was a dedicated mother and wife to
    [defendant], that she never strayed or had any type of affair with
    anyone.”
    Nevertheless, starting in December 2018, defendant began
    accusing Javier of trying to take Karla away from him. Javier
    had not been seeing Karla; he wouldn’t even talk to her. But
    defendant repeated the accusation a half-dozen separate times.
    On one occasion, when defendant and Javier were driving
    separate cars, defendant honked at Javier and told him to pull
    over. Defendant accused Javier of having Karla with him and
    demanded to search the car. After a thorough search—including
    under the floor mats—defendant calmed down. Another time,
    defendant called Javier and demanded to search his apartment
    for Karla. Again, he searched everywhere.
    4
    Defendant told police he had repeatedly confronted Karla
    and asked her to tell him the truth about Javier and the other
    men she had been seeing, but she always denied his accusations.
    He had never caught her in the act, so he hid recorders and
    phones around the apartment to monitor her activities. All day
    long, Karla would say, “Come on over. Come on over. He’s gone
    now.” She and the other men mocked him. But when defendant
    presented her with the recordings, Karla got angry and said he
    was crazy. Defendant said she refused to admit what she was
    doing.
    According to defendant, on June 21, 2019, he had been
    listening to the recordings of Karla speaking to the other men.
    So he went to his car and took a machete out of the trunk.3 Then,
    he returned to the apartment and told Karla that if she didn’t
    admit the affair, he would kill Javier. But Karla continued to
    deny it. According to defendant, she got angry, lunged at
    defendant, and tried to grab him by the throat.
    At 1:22 a.m., Karla called 911. The 911 call was played for
    the jury and admitted into evidence. She said, “my husband is
    threatening me here. He’s—he’s saying that I have men and he
    wants to kill me . . . .” Karla could be heard screaming
    hysterically for help before the call went silent. Video footage
    from the apartment building showed Karla fleeing the apartment
    and running down the stairs to the courtyard. Defendant
    pursued her, holding the machete. When Karla reached the
    bottom of the stairs, she tripped and fell; defendant caught up
    and struck her with the machete multiple times, nearly severing
    3     The jury was shown surveillance footage of defendant
    retrieving the machete.
    5
    her head. The parties stipulated that Karla died from multiple
    sharp-force injuries to the neck.
    After attacking Karla, defendant went upstairs and kicked
    down Javier’s locked front door. Rosa and Javier were asleep on
    a pull-out sofa in the living room; their three children slept in the
    bedroom. Defendant later admitted that he went to the
    apartment to kill Javier. He rushed through the door and
    immediately attacked Javier with the machete, slashing Javier
    nine times across the face and body.
    Rosa tried to defend Javier by grabbing defendant’s hands,
    at which point he hit her with the machete as well. The cut to
    Rosa’s head required 11 stitches and left a scar. At that point,
    the children emerged from the bedroom. Defendant was still on
    top of Javier, slashing at him with the machete, when the oldest
    son, Erick, intervened. Erick first tried to wrench the machete
    out of defendant’s hands. When he was unsuccessful, Erick
    threw himself against defendant, knocking him off the bed, then
    grabbed defendant by the ankles and dragged him out of the
    apartment. Erick called 911 at 1:31 a.m., and the family waited
    for the police to arrive.
    Javier was in agony. The skin on the right side of his face
    was hanging off. His arm was hanging, and his back was sliced
    up. He was bleeding profusely. Erick suffered permanent
    damage to four of his fingers, which required surgery.
    Meanwhile, after Erick dragged him from the apartment,
    defendant went back to the courtyard and sat on a bench. He
    could see Karla lying on the ground and thought she might still
    be alive, but he did not try to help her.
    The police arrived at the apartment building at 1:28 a.m.
    Two minutes later, at 1:30 a.m., they met defendant at the
    6
    building’s locked front gate. Defendant let them in. He was
    covered in blood. When officers asked defendant what had
    happened, he replied, “I killed them.” Defendant was placed
    under arrest.
    Officers discovered Karla, dead, in the courtyard.
    Defendant then directed the officers to Javier, whom they located
    at 1:37 a.m. An 18-inch machete was recovered from the scene.
    Defendant was advised of his constitutional rights and gave
    a lengthy statement to the police.4 The recording was admitted
    into evidence and played for the jury.
    When Javier woke up in the hospital, he could not
    remember anything about the attack. He could not feel his left
    hand or his face; he has since regained only partial feeling.
    Javier also lost his right eye—the socket is now filled with a
    plastic replacement—and suffered multiple scars to the arms and
    torso. Javier spent two weeks in the hospital. He continues to
    have difficulty breathing.
    DISCUSSION
    Defendant contends this case must be remanded for
    resentencing because a recent change in the law has rendered
    unlawful his upper-term sentence for count 3, the assault on
    Rosa. The People properly concede the retroactivity of the
    amended statute but argue that resentencing is not required
    because there is undisputed evidence of the aggravating factors
    upon which the court relied. We agree with the People.
    4     Defendant did not challenge the admissibility of this
    statement either below or on appeal.
    7
    1.    Senate Bill No. 567 applies retroactively to defendant.
    In Cunningham v. California (2007) 
    549 U.S. 270
    (Cunningham), the United States Supreme Court held that
    California’s procedure for selecting upper-term sentences under
    the Determinate Sentencing Law, former section 1170,
    subdivision (b), violated criminal defendants’ Sixth and
    Fourteenth Amendment rights to a jury trial because it gave “to
    the trial judge, not to the jury, authority to find the facts that
    expose a defendant to an elevated ‘upper term’ sentence.”
    (Cunningham, supra, at p. 274.) The court explained that “the
    Federal Constitution’s jury-trial guarantee proscribes a
    sentencing scheme that allows a judge to impose a sentence
    above the statutory maximum based on a fact, other than a prior
    conviction, not found by a jury or admitted by the defendant.”
    (Id. at pp. 274–275.)
    In response to Cunningham, the Legislature amended the
    Determinate Sentencing Law to eliminate the requirement of
    judicial fact-finding to impose a lower or upper term and to grant
    judges the discretion to select any term within the statutory
    range. (Stats. 2007, ch. 3, § 2.) Thus, when defendant was
    sentenced in this case, the trial court had broad discretion to
    decide which of the three terms specified for count 3 would best
    serve the interests of justice. (See § 1170, subd. (b), as amended
    by Stats. 2020, ch. 29, § 14; Cal. Rules of Court, rule 4.420(e).)
    In making its selection, the court could consider the
    circumstances in aggravation or mitigation (as defined by
    rules 4.421 & 4.423) “and any other factor reasonably related to
    the sentencing decision.” (Rule 4.420(d).)
    Effective January 1, 2022, however, the Legislature
    amended the Determinate Sentencing Law again—this time to
    8
    make the middle term of imprisonment the presumptive
    sentence. (See § 1170, subd. (b)(2), as amended by Senate Bill
    No. 567 (2021–2022 Reg. Sess.), Stats. 2021, ch. 731, § 1.3.)
    Under the amended statute, the trial court may impose an upper-
    term sentence only where there are aggravating circumstances in
    the crime, and the defendant has either stipulated to the facts
    underlying those circumstances or the trier of fact has found
    them true beyond a reasonable doubt. (§ 1170, subds. (b)(1)–(2),
    as amended by Stats. 2021, ch. 731, § 1.3.)5
    We “assume, absent evidence to the contrary, that the
    Legislature intended an ‘amended statute to apply to all
    defendants whose judgments are not yet final on the statute’s
    operative date.’ ” (People v. Lopez (2019) 
    42 Cal.App.5th 337
    ,
    341.) “For the purpose of determining the retroactive application
    of an amendment to a criminal statute, the finality of a judgment
    is extended until the time has passed for petitioning for a writ of
    5      As amended, section 1170 provides that a trial court “may
    impose a sentence exceeding the middle term only when there are
    circumstances in aggravation of the crime that justify the
    imposition of a term of imprisonment exceeding the middle term,
    and the facts underlying those circumstances have been
    stipulated to by the defendant, or have been found true beyond a
    reasonable doubt at trial by the jury or by the judge in a court
    trial. Except where evidence supporting an aggravating
    circumstance is admissible to prove or defend against the charged
    offense or enhancement at trial, or it is otherwise authorized by
    law, upon request of a defendant, trial on the circumstances in
    aggravation alleged in the indictment or information shall be
    bifurcated from the trial of charges and enhancements. The jury
    shall not be informed of the bifurcated allegations until there has
    been a conviction of a felony offense.” (§ 1170, subd. (b)(2), added
    by Stats. 2021, ch. 731, § 1.3.)
    9
    certiorari in the United States Supreme Court.” (Id. at pp. 341–
    342, citing People v. Vieira (2005) 
    35 Cal.4th 264
    , 305–306.)
    The parties agree that the amendments to the Determinate
    Sentencing Law apply retroactively to defendant because his
    conviction was not final when the legislation took effect. (People
    v. Flores (2022) 
    75 Cal.App.5th 495
    , 500.) The People argue,
    however, that remand is unnecessary because the error was
    harmless.
    2.    Remand is not required.
    Error in relying on facts not found by the jury to impose an
    aggravated term is subject to review under the harmless error
    standard of Chapman v. California (1967) 
    386 U.S. 18
    , as applied
    in Neder v. United States (1999) 
    527 U.S. 1
     and Washington v.
    Recuenco (2006) 
    548 U.S. 212
    . (People v. Sandoval (2007) 
    41 Cal.4th 825
    , 838.) Sandoval, addressing Cunningham error,
    instructed us to “determine whether, if the question of the
    existence of an aggravating circumstance or circumstances had
    been submitted to the jury, the jury’s verdict would have
    authorized the upper term sentence.” (Sandoval, at p. 838.)6
    6      There is a split of authority concerning whether we must
    also determine whether the trial court would have exercised its
    discretion to impose the upper term if it had been aware of the
    statutory presumption in favor of the middle term. (Compare
    People v. Lopez (2022) 
    78 Cal.App.5th 459
    , 463, 466–467, fns. 10
    & 11 [so holding] with People v. Flores, supra, 75 Cal.App.5th at
    pp. 500–501 [where a defendant is entitled to retroactive
    application of Senate Bill No. 567, an upper term sentence may
    be affirmed as long as it can be determined, beyond a reasonable
    doubt, that the jury would have found at least one aggravating
    circumstance true beyond a reasonable doubt.].) We need not,
    10
    “[I]f a reviewing court concludes, beyond a reasonable doubt, that
    the jury, applying the beyond-a-reasonable-doubt standard,
    unquestionably would have found true at least a single
    aggravating circumstance had it been submitted to the jury,
    the Sixth Amendment error properly may be found harmless.”
    (Id. at p. 839; see also People v. Osband (1996) 
    13 Cal.4th 622
    ,
    728 [a single aggravating factor is sufficient to support an upper
    term].)7
    Here, the court explained the reasons for its sentencing
    decisions as follows:
    “As far as factors in aggravation and mitigation that the
    court considered, pursuant to California Rules of Court 4.421(a),
    again, agreeing with the People, the crime involved great violence
    and great bodily harm. The defendant was armed with or used a
    deadly weapon, in this case, a machete. The victims were all
    particularly vulnerable.
    and do not, take a position on this question because our
    conclusion would be the same under either approach.
    7     There is also a split of authority concerning whether we
    must “conclude beyond a reasonable doubt that a jury would have
    found true beyond a reasonable doubt every factor on which the
    court relied, because the amended statute requires that every
    factor on which a court intends to rely in imposing an upper term,
    with the exception of factors related to a defendant’s prior
    conviction(s), have been admitted by the defendant or proven to a
    jury [Citation].” (People v. Lopez, supra, 78 Cal.App.5th at p. 466
    & fn. 10.) Because, as discussed below, only one aggravating
    factor applies to the assault on Rosa, we need not, and do not,
    resolve that question.
    11
    “I would also add that I think the manner in which the
    crime was carried out did indicate planning and sophistication.
    And that is premised on the fact that the video revealed not only
    was the defendant armed with a machete, but he evidently went
    to retrieve it from his vehicle at least an hour prior to committing
    the murder.
    “Factors relating [to] the defendant. I would note that this
    was a conceptually brutal and heinous, violent murder and
    attempt murder and assaults. As far as mitigation, the probation
    report notes no factors in mitigation. I disagree. And I would
    agree with the People, and the People concede one factor in
    mitigation is his lack of criminal record, at least as far as we are
    aware of here in the United States.”
    Defendant notes that the court did not specify which
    aggravating factors applied to which count and argues that most
    of the enumerated factors, if applied to count 3, would violate the
    dual-use prohibition, under which a “fact that is an element of
    the crime upon which punishment is imposed may not be used to
    impose a greater term.” (Cal. Rules of Court, rule 4.420(h); see
    People v. Scott (1994) 
    9 Cal.4th 331
    , 350 [court may not “use a
    fact constituting an element of the offense either to aggravate or
    to enhance a sentence.”]; People v. Clark (1992) 
    12 Cal.App.4th 663
    , 666 [a sentencing factor “is an element of the offense if the
    crime as defined by statute cannot be accomplished without
    performance of the acts which constitute such factor.”].)
    To be sure, assault with a deadly weapon (§ 245,
    subd. (a)(1)) cannot be accomplished without using a deadly
    weapon. As such, the court could not use that factor—“defendant
    was armed with or used a deadly weapon, in this case, a
    machete”—to impose the upper term in count 3. Likewise, the
    12
    court concluded that “the crime involved great violence and great
    bodily harm”—but that fact was the basis for the great-bodily-
    injury enhancement (§ 12022.7, subd. (a)) to count 3, and as such,
    could not be used as the basis to impose the upper term. And
    although the court held that “the manner in which the crime was
    carried out did indicate planning and sophistication,” there is no
    evidence in the record to support the conclusion that defendant
    set out to attack Rosa. Instead, the evidence established that her
    assault occurred only because she was trying to stop defendant
    from killing her husband.
    Nevertheless, as the People note, there is one enumerated
    factor that properly applies to count 3: “The victims were all
    particularly vulnerable.” “ ‘As used in the context of
    rule 4.421(a)(3), a “particularly vulnerable” victim is one who is
    vulnerable “in a special or unusual degree, to an extent greater
    than in other cases. Vulnerability means defenseless,
    unguarded, unprotected, accessible, assailable, one who is
    susceptible to the defendant’s criminal act. . . .” [Citation.]’
    [Citation.]” (People v. Esquibel (2008) 
    166 Cal.App.4th 539
    , 558.)
    In assessing vulnerability under rule 4.421, we consider the “total
    milieu in which the commission of the crime occurred,” including
    both the personal characteristics of the victim and the setting of
    the crime. (People v. Price (1984) 
    151 Cal.App.3d 803
    , 814.)
    In this case, defendant did not dispute the facts of the
    charged crimes below and does not do so on appeal. Nor does he
    dispute the general proposition that people are particularly
    vulnerable when they are asleep. (People v. Loudermilk (1987)
    
    195 Cal.App.3d 996
    , 1007; see also People v. Hall (1988) 
    199 Cal.App.3d 914
    , 922 [victims were particularly vulnerable
    because they were attacked in their own home].) He contends,
    13
    however, that “it is not clear beyond a reasonable doubt that a
    jury or court would find Rosa, who was awake and fighting, as
    vulnerable in a ‘special or to a[n] unusual degree, to an extent
    greater than in other cases.’ [Citation.]” We disagree.
    On the night of the attack, Rosa and Javier went to sleep
    on a pull-out sofa in the living room. Rosa slept on the left,
    hemmed in by the couch on one side and Javier on the other.
    She awoke at approximately 1:30 a.m., when defendant barged
    into the apartment with a machete. Defendant rushed through
    the door, swinging the machete, and attacked Javier within
    “a matter of seconds.” Both Rosa and Javier were still in bed
    when defendant attacked, and Rosa was still in bed when she
    grabbed defendant in an effort to defend her husband. At that
    point, defendant hit Rosa with the machete as well. The entire
    attack—from the time defendant broke in until the time Erick
    dragged him from the apartment by the ankles—lasted 20–25
    seconds. Taken together, the undisputed evidence established
    that Rosa was assaulted in her bed, less than a minute after
    being awakened by the beginning of defendant’s assault. She had
    virtually no time to obtain anything to shield herself from the
    attack, or to escape the vulnerable position in which she found
    herself on the bed.
    Rosa’s testimony about the brevity of the attack is
    consistent with the timing of the surrounding events. Karla
    called 911 at 1:22 a.m. The first police officers arrived at
    1:28 a.m. They met defendant at the building’s front gate at 1:30
    a.m. During that eight minutes, defendant chased Karla down
    the stairs, nearly decapitated her with a machete, headed back
    upstairs, broke down the door to Javier and Rosa’s apartment,
    attacked Javier and Rosa, was tackled and dragged from the
    14
    apartment by Erick, and returned to the courtyard to sit on a
    bench and wait for the police to arrive.
    We conclude beyond a reasonable doubt, that the jury,
    applying the beyond a reasonable doubt standard in this case,
    unquestionably would have found that Rosa was particularly
    vulnerable had that aggravating circumstance been submitted for
    it to decide. (People v. Sandoval, 
    supra,
     41 Cal.4th at p. 839.)
    DISPOSITION
    The judgment is affirmed.
    HARUTUNIAN, J.*
    We Concur:
    STRATTON, P. J.
    WILEY, J.
    *     Judge of the San Diego Superior Court, assigned by the
    Chief Justice pursuant to article VI, section 6 of the California
    Constitution.
    15