People v. Stovall CA4/1 ( 2020 )

Filed 12/23/20 P. v. Stovall CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D075786
Plaintiff and Respondent,
v. (Super. Ct. No. SCE387537)
ALTON STOVALL,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County,
Robert O. Amador; Daniel G. Lamborn, Judges. Affirmed.
Cherise Bacalski, under appointment by the Court of Appeal, for
Defendant and Appellant.
Xavier Becerra, Attorney General, Lance E. Winters, Chief Assistant
Attorney General, Julie L. Garland, Assistant Attorney General, Charles C.
Ragland and Scott Taylor, Deputy Attorneys General, for Plaintiff and
Respondent.
Defendant Alton Stovall pleaded guilty to one count of possession of
methamphetamine for sale, in return for a stipulated sentence of four years.
He had second thoughts about his plea before sentencing. He complained
about his appointed deputy public defender in a Marsden1 hearing. The
court found that defense counsel represented defendant competently. The
court also purported to appoint an alternate public defender for the limited
purpose of reviewing defendant’s request to withdraw his plea. The order
appointing an alternate public defender as conflict counsel was not
authorized, as explained post, and never took effect.
At a second hearing before a different judge, defendant repeated the
same complaints he had made at the first hearing, basically asking for
substitute counsel and to withdraw his plea. The judge denied defendant’s
request. Defendant appeals. We affirm the judgment.
BACKGROUND
Facts2
Defendant was detained on January 15, 2019,3 while police were
investigating a family dispute. Police found live ammunition in his pocket
and in his duffel bag. “A tennis ball size” of suspected crystal
methamphetamine was also found in his duffel bag. The substance was
estimated to be about four ounces. It was not field-tested or weighed due to
safety concerns.
Admission of Guilt
Defendant agreed to a plea bargain eight days after his arrest. As
noted, he pleaded guilty to one count of possession of a controlled substance
for sale (Health & Saf. Code, § 11378) and admitted one prior strike
1 People v. Marsden (1970) 2 Cal.3d 118 (Marsden).
2 The facts are taken from the stipulated sentence report.
3 Further dates are in 2019 unless otherwise stated.
2
conviction (Pen. Code,4 §§ 667, subds. (b)-(i) & 1170.12). The prosecutor
dismissed a second count for unlawful possession of ammunition (§ 30305,
subd. (a)(1)), and additional allegations of prior prison convictions (§ 667.5,
subd. (b)); and agreed to a stipulated sentence of four years in prison.
First Marsden Hearing
When defendant appeared for sentencing on March 27, he asked for a
Marsden hearing. Judge Lamborn conducted the closed hearing. At the
hearing, defense counsel explained that defendant wanted to withdraw his
plea, but that she saw no basis for withdrawal. Defendant complained that
counsel had not communicated with him sufficiently and had not told him
about discrepancies in the police report. Counsel explained that the police
report stated that defendant was in possession of a four-ounce package of
methamphetamine, which the officers had not field-tested or weighed.
Defendant also stated that he had been brutally beaten by deputy
sheriffs when first incarcerated, before he was placed in isolation. Defense
counsel replied this was the first she had heard of these allegations, and she
along with the court advised defendant to pursue these claims with a civil
attorney and/or through administrative procedures.
The court found defense counsel had represented defendant
competently. It also found that the communication between defense counsel
and defendant had not broken down, and that defense counsel was “pointed
and direct with her clients,” adding: “She [i.e. defense counsel] gives it to
them straight, doesn’t sugarcoat things, but in the same token she’s got a lot
of experience and the Court and the DAs respect her opinions here.” The
court explained that field tests on substances were rare because of the danger
posed by fentanyl, which can be toxic to the touch. The court denied the
4 Further code sections are to the Penal Code unless otherwise specified.
3
Marsden motion for substitute counsel. The court did not relieve the deputy
public defender from representing defendant.
However, the judge purported to grant defendant’s request for
appointment of an alternate public defender for the limited purpose of
exploring a motion to withdraw defendant’s guilty plea. The matter was set
over for a status conference on April 18. An alternate public defender did not
then, or ever, appear on behalf of defendant. Defense counsel represented
defendant at the unreported April 18 status conference. The case was
continued to April 22 for sentencing.
Second Marsden Hearing
On the day set for sentencing, defendant asked for a second Marsden
hearing. Judge Amador presided at this hearing. Defendant repeated his
same complaints: that he was unsatisfied with his plea deal because the
substance found had not been weighed or tested; that defense counsel had not
properly represented him; and that he previously had been assaulted by
sheriff deputies and put in isolation. In response to a request from Judge
Amador to summarize her legal experience, defense counsel explained in
more detail her 32 years of experience, her practice in general and in this
case, her negotiations with the prosecutor. In response to defendant’s
description of being beaten by prison guards, defense counsel stated that she
saw no evidence that defendant was not capable of understanding,
communicating, or assessing his position at the time he entered his plea.
The judge, who had taken defendant’s guilty plea in January, also said there
was nothing at the time of the plea to cause concern about defendant’s entry
of plea.
Defense counsel also stated that she apprised defendant of the facts in
the police report and asked him if he had any thoughts about the case. She
4
noted that defendant never claimed the substance was not a controlled
substance, and that she would have proceeded to a preliminary hearing if
defendant had claimed the substance was not methamphetamine. Defense
counsel told the court that she explained to defendant the possible dangers of
field testing a controlled substance such as fentanyl. Counsel told the judge,
albeit incorrectly, that the first judge had denied defendant’s motion to
withdraw his guilty plea, when in fact no such motion had been made.
During the second Marsden hearing, defendant stated that the judge at
the first hearing had given him the option of having separate counsel file a
motion for a Marsden hearing. The judge responded that an alternate public
defender was appointed “for the purpose of determining whether or not you
would be able to withdraw the plea. That is standard practice for
withdrawing a plea . . . . [¶] That purpose was done when the motion to
withdraw is over, your public defender takes back over.” The court’s
statement was incorrect because as noted ante, a motion to withdraw the plea
was never filed or heard. In denying the Marsden motion, the second judge
concluded that defense counsel had competently represented defendant and
that defendant’s right to counsel was not substantially impaired.
DISCUSSION
Defendant contends that, at the first Marsden hearing, the judge’s
appointment of an alternate public defender as conflict counsel should have
been for all purposes. Based on that premise, defendant further contends
that the second judge exceeded his authority in denying defendant’s second
Marsden motion because substitute counsel had already been duly appointed.
Defendant’s premise is incorrect, however, because the first judge had no
authority to appoint conflict counsel.
5
Legal Principles
A defendant who doubts the competency of appointed counsel may seek
relief from that attorney’s representation and the appointment of substitute
counsel. The trial court is obligated to hold a hearing and allow the
defendant to explain the basis of his or her request for substitution of
counsel. (Marsden, supra, 2 Cal.3d at pp. 123–124; People v. Streeter (2012)
54 Cal.4th 205, 230 (Streeter).) “ ‘ “A defendant is entitled to relief if the
record clearly shows that the appointed counsel is not providing adequate
representation or that defendant and counsel have become embroiled in such
an irreconcilable conflict that ineffective representation is likely to result.” ’
[Citation.] ‘A trial court should grant a defendant’s Marsden motion only
when the defendant has made “a substantial showing that failure to order
substitution is likely to result in constitutionally inadequate
representation.” ’ [Citation.]” (Streeter, at p. 230.)
However, the “mere ‘ “lack of trust in, or inability to get along with,” ’
counsel is not sufficient grounds for substitution.” (People v. Taylor (2010) 48
Cal.4th 574, 600.) Disagreement about tactics, or desire for a different
outcome, is not a basis for substitution of counsel. (People v. Rodriguez
(2014) 58 Cal.4th 587, 624; People v. Smith (1993) 6 Cal.4th 684, 695
(Smith).) The trial court may accept counsel’s statements over the
defendant’s statements when there is an issue of credibility between them.
(People v. Rices (2017) 4 Cal.5th 49, 69.)
A court must make a finding that the defendant’s right to counsel was
substantially impaired before appointing substitute counsel. (People v.
Sanchez (2011) 53 Cal.4th 80, 90 (Sanchez); Smith, supra, 6 Cal.4th at p.
695.) Key to the instant case, a court cannot appoint alternate counsel for
the limited purpose of reviewing whether to file a motion to withdraw a plea
6
if the defendant’s counsel is competent. (Sanchez, at p. 90.) “[S]ubstitute
counsel should be appointed when, and only when, necessary under the
Marsden standard, that is whenever, in the exercise of its discretion, the
court finds that the defendant has shown that a failure to replace the
appointed attorney would substantially impair the right to assistance of
counsel [citation], or, stated slightly differently, if the record shows that the
first appointed attorney is not providing adequate representation or that the
defendant and the attorney have become embroiled in such an irreconcilable
conflict that ineffective representation is likely to result.” (Smith, at p. 696.)
There is “no ‘authority supporting the appointment of simultaneous and
independent, but potentially rival, attorneys to represent a defendant.’ ”
(Sanchez, at p. 88, italics added, quoting Smith, at p. 695.) “[A] defendant
has no absolute right to more than one appointed attorney.” (Marsden,
supra, 2 Cal.3d at p. 123; Sanchez, at p. 87.)
“ ‘We review the denial of a Marsden motion for abuse of discretion.’
[Citation.] ‘Denial is not an abuse of discretion “unless the defendant has
shown that a failure to replace counsel would substantially impair the
defendant’s right to assistance of counsel.” ’ [Citation.]” (Streeter, supra, 54
Cal.4th at p. 230.)
Analysis
In denying defendant relief, the judge at the first Marsden hearing
found that defense counsel had represented defendant competently; that
there was no basis for substitution of counsel; and that communication
between defense counsel and defendant had not broken down, as defense
counsel had obtained a beneficial plea bargain for defendant. We conclude
the court did not abuse its discretion in finding defense counsel was
7
competent and, therefore, in denying defendant’s Marsden motion. (Streeter,
supra, 54 Cal.4th at p. 230.)
Defendant suggests that the first judge’s refusal to relieve defense
counsel was erroneous because counsel’s representation had waned and
communication had broken down with respect to defendant’s desire to
withdraw his plea. The record shows the court made no such findings; that
the deputy public defender had considered defendant’s request to withdraw
and found no basis for it; and that counsel acted competently in concluding
that a motion to withdraw the plea was not warranted. (See § 1018 [good
cause required for motion to withdraw plea].)
Moreover, counsel advised defendant of the facts in the police report
and asked for his thoughts. Defendant, the only one who knew for sure what
he possessed, agreed to plead guilty to the drug charge. Defendant never
asserted that the substance he possessed was anything other than
methamphetamine. He said it “could be salt, it could be dirt,” but never
disavowed that it actually was methamphetamine. Defendant chose to plead
guilty, and, to the extent counsel recommended that course of action and
defendant later changed his mind, disagreement over filing a motion to
withdraw a plea is not a basis for relieving counsel. (Smith, supra, 6 Cal.4th
at p. 696.)
Defendant contends that the judge at the first hearing either
appointed, or “effectively” appointed, the alternate public defender as
substitute counsel, but that the court erred by not appointing the alternate
public defender for all purposes. Defendant’s argument is based on one
portion of Sanchez, i.e., that substitute counsel cannot be appointed for a
limited purpose but must be appointed for all purposes. (See Sanchez, supra,
53 Cal.4th at p. 90.)
8
However, what the Sanchez court said in full was: “[I]f the defendant
makes a showing during a Marsden hearing that his right to counsel has
been ‘ “ ‘substantially impaired’ ” ’ [citation], substitute counsel must be
appointed as attorney of record for all purposes. [Citation.] In so holding, we
specifically disapprove of the procedure adopted by the trial court in this case,
namely, the appointment of a substitute or ‘conflict’ attorney solely to
evaluate whether a criminal defendant has a legal ground on which to move
to withdraw the plea on the basis of the current counsel’s incompetence.”
(Sanchez, supra, 53 Cal.4th at p. 90, italics added.) The predicate for
appointment of the alternate public defender for all purposes—a finding that
the original counsel was not competently representing the defendant—did not
occur here.
Sanchez is similar to this case in that the defendant in Sanchez pleaded
guilty, then changed his mind before sentencing and wanted to withdraw his
plea. (Sanchez, supra, 53 Cal.4th at pp. 84–85.) Without relieving the public
defender, the trial court appointed “conflict” counsel to decide whether to
move for withdrawal of plea. Conflict counsel appeared, said he had reviewed
the plea, and found no basis for its withdrawal. (Id. at p. 85.) The original
defense attorney represented the defendant at sentencing. (Id. at pp. 85–86.)
The Sanchez court ruled that the trial court had improperly appointed
conflict counsel because there was insufficient evidence of impairment of the
defendant’s right to counsel; that only if the defendant’s right to counsel is
substantially impaired can a court appoint substitute counsel; and that if the
court appoints substitute counsel because the first attorney’s representation
is deficient, then the court must appoint substitute counsel for all purposes.
(Id. at p. 92.) Having found defense counsel competent here, the judge at the
first hearing had no authority to appoint an alternate public defender as
9
conflict counsel. (Sanchez, supra, 53 Cal.4th at pp. 87–88, 90; Smith, supra,6 Cal.4th at p. 695; Marsden, supra, 2 Cal.3d at p. 123.)
Based on his erroneous contention that an alternate public defender
was appointed for all purposes at the first Marsden hearing, defendant
separately contends that the second judge erred in “overrul[ing]” the prior
order appointing an alternate public defender as conflict counsel. A second
superior court judge generally may not overrule a prior order by a different
judge. (In re Alberto (2002) 102 Cal.App.4th 421, 426–427 (Alberto).) An
exception to this rule applies, however, when the first ruling is the result of
inadvertence, mistake or fraud. (Id. at pp. 430–431.) Because, as we have
noted, the first judge had no authority to appoint an alternate public
defender, as matter of law the second judge did not “overrule” the prior
unauthorized order. (Sanchez, supra, 53 Cal.4th at p. 88 [stating there is “no
‘authority supporting the appointment of simultaneous and independent, but
potentially rival, attorneys to represent a defendant’ ” (italics added); Smith,
supra, 6 Cal.4th at p. 695.) Appointment of the alternate public defender
never occurred.
Defendant points out that at the second hearing, both defense counsel
and the judge were mistaken in stating that a motion to withdraw the plea
had been denied at the first hearing. No motion to withdraw the plea was
ever made. In any event, even if the second judge knew there was no hearing
on a motion to withdraw, he would not have been authorized to appoint the
alternate public defender to consider such a motion. (Sanchez, supra, 53
Cal.4th at p. 90.)
Defendant claims that he “effectively remained unrepresented by
counsel in his efforts to . . . fil[e] a motion to withdraw his guilty plea.” The
court found otherwise, noting defendant was represented competently by the
10
deputy public defender with respect to his request to withdraw the plea. The
record supports this finding. The deputy public defender reviewed
defendant’s request to withdraw his plea and found no basis for such a
motion. Both judges commented that police rarely field test controlled
substances, implicitly finding the lack of testing and weighing was not
sufficient by itself to merit a withdrawal of plea. And defendant never stated
the substance was something other than methamphetamine.
Defense counsel’s decision not to move to withdraw the plea was well
within “an objective standard of reasonableness [¶] . . . under prevailing
professional norms.” (Strickland v. Washington (1984) 466 U.S. 668, 685-
686.) Defendant has not and cannot show any good cause for removal of
appointed counsel. Neither judge erred in denying defendant’s motions for
substitute counsel.
DISPOSITION
The judgment is affirmed.
BENKE, J.
WE CONCUR:
McCONNELL, P. J.
HUFFMAN, J.
11