Environmental Law Foundation v. State Water Resources Control Bd. ( 2023 )

Filed 3/17/23
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Sacramento)
----
ENVIRONMENTAL LAW FOUNDATION, C093513
Plaintiff and Appellant, (Super. Ct. No.
34201880002851CUWMGDS)
v.
STATE WATER RESOURCES CONTROL BOARD,
Defendant and Respondent;
EAST SAN JOAQUIN WATER QUALITY
COALITION,
Real Party in Interest and Respondent;
SAN JOAQUIN COUNTY RESOURCE
CONSERVATION DISTRICT et al.,
Interveners and Respondents.
PROTECTORES DEL AGUA SUBTERRANEA,
Plaintiff and Appellant, (Super. Ct. No.
34201880002852CUWMGDS)
v.
STATE WATER RESOURCES CONTROL BOARD,
1
Defendant and Respondent;
CENTRAL VALLEY REGIONAL WATER
QUALITY CONTROL BOARD et al.,
Real Parties in Interest and Respondents;
SAN JOAQUIN COUNTY RESOURCE
CONSERVATION DISTRICT et al.,
Interveners and Respondents.
MONTEREY COASTKEEPER et al.,
Plaintiffs and Appellants, (Super. Ct. No.
34201880002853CUWMGDS)
v.
STATE WATER RESOURCES CONTROL BOARD
et al.,
Defendants and Respondents;
EAST SAN JOAQUIN WATER QUALITY
COALITION et al.,
Interveners and Respondents.
APPEAL from judgments of the Superior Court of Sacramento County, Steven M.
Gevercer, Judge. Affirmed.
James R. Wheaton, Lowell Chow and Nathaniel H. Kane for Plaintiff and
Appellant Environmental Law Foundation.
Leadership Counsel for Justice and Accountability, Michael K. Claiborne and
Phoebe S. Seaton for Plaintiff and Appellant Protectores del Agua Subterranea.
2
Deborah A. Sivas, Matthew J. Sanders, Stephanie L. Safdi; Helen H. Kang, Lucas
C. Williams; California Rural Legal Assistance and Marisol F. Aguilar for Plaintiff and
Appellant Monterey Coastkeeper.
Rob Bonta, Attorney General, Robert W. Byrne, Assistant Attorney General,
Tracy L. Winsor, Evan Eickmeyer, Allison Goldsmith and Sierra Arballo, Deputy
Attorneys General, for Defendant and Respondent State Water Resources Control Board
and for Real Party in Interest and Respondent Central Valley Regional Water Quality
Control Board.
Kahn, Soares & Conway and Theresa A. Dunham for Real Party in Interest and
Respondent East San Joaquin Water Quality Coalition and for Intervener and Respondent
Kings River Watershed Coalition Authority.
Spaletta Law and Jennifer L. Spaletta for Intervener and Respondent San Joaquin
County Resource Conservation District.
Kari E. Fisher for Intervener and Respondent California Farm Bureau Federation.
I. INTRODUCTION
The Central Valley is home to some of the most productive agricultural land in the
nation. But some of the same practices that have made the Central Valley an agricultural
powerhouse have also adversely impacted the region’s water quality and environmental
health. Runoff from irrigated lands comes into contact with fertilizers and pesticides
used to produce crops at industrial scales. Fertilizers produce nitrates, which can
percolate into groundwater and contaminate drinking water, endangering public health.
Pesticides can be carried to groundwater or enter surface waters, threatening aquatic life.
Even irrigation water poses a threat to water quality, as concentrated levels of salt from
long-term irrigation adversely affects groundwater.
Regulating waste discharges from irrigated agriculture involves an unusually
complex set of policy judgments and trade-offs. Regulators must balance the need to
ensure a reliable food supply and preserve the economic viability of agriculture against
3
the need to protect the waters of the state. They must consider the economic and
technological feasibility of monitoring minute concentrations of waste emanating from
numerous dispersed activities over a vast area. Respondents State Water Resources
Control Board (State Water Board) and Central Valley Regional Water Quality Control
Board (Central Valley Water Board) are responsible for regulating waste discharges from
irrigated agricultural operations in the Central Valley. (Wat. Code, § 13263.) 1 The State
and Central Valley Water Boards have traditionally worked with growers to address
water quality issues, often through third-party grower/discharger coalitions. Respondent
and real party in interest East San Joaquin Water Quality Coalition (Coalition) is one
such third-party.
The State Water Board adopted order WQ 2018-0002 (Order) in February 2018.
The Order authorizes discharges from irrigated lands to waters of the state within the
Eastern San Joaquin River Watershed (watershed) and assigns monitoring and reporting
responsibilities to the Coalition and growers within the watershed who are members of
the Coalition (Members). 2
As relevant here, the Order requires that Members meet receiving water
limitations and implement management practices that minimize waste discharge to
surface water and groundwater and protect wellheads from surface water intrusion. The
Order further requires that Members conduct farm evaluations describing implemented
management practices and prepare and implement nitrogen management plans.
1 Undesignated statutory references are to the Water Code.
2 The watershed region encompasses all of Madera, Tuolumne, and Mariposa counties,
and portions of Stanislaus, Merced, Calaveras, Fresno, and Alpine counties. There are
approximately one million acres of irrigated lands in the watershed region, on which over
100 crops are grown, predominantly almonds, hay, silage, corn, grapes, tomatoes,
irrigated pasture, wheat, cotton, and walnuts.
4
The Order assigns a separate set of responsibilities to the Coalition (sometimes
called the “Third Party”). Specifically, the Order requires that the Coalition collect data
from Members regarding management practice implementation and nitrogen management
plans and report aggregated results to the Central Valley Water Board. The Coalition
must also conduct surface and groundwater quality monitoring, and prepare and
implement management plans when exceedances of water quality objectives occur.
Perhaps most importantly, the Order adopts new metrics for reporting nitrogen
use. The Order applies to Members and establishes precedential guidance for agricultural
regulatory programs statewide. 3
Environmental Law Foundation (Foundation), Monterey Coastkeeper
(Coastkeeper), and Protectores del Agua Subterranea (Protectores) (together, appellants)
brought petitions for writs of mandate challenging various aspects of the Order. The trial
court consolidated the cases and granted a motion for leave to intervene by the Coalition
and others (cumulatively, the Coalition). Following a hearing on the merits, the trial
court denied the petitions.
Appellants appeal, advancing numerous claims of error. The Foundation argues
the Order violates the State Water Board’s policy for implementation and enforcement of
the nonpoint source pollution control program (the Nonpoint Source Policy) by: (1)
keeping data secret; (2) failing to provide sufficient feedback mechanisms; and (3) failing
to require permanent recordkeeping.
Coastkeeper argues the Order violates the Nonpoint Source Policy by: (1) failing
to describe specific management practices; and (2) failing to include sufficient feedback
mechanisms.
3A majority of growers operating irrigated lands in the watershed are members of the
Coalition.
5
Protectores argues the Order violates resolution No. 68-16, statement of policy
with respect to maintaining high quality of waters in California, also known as the
antidegradation policy (the Antidegradation Policy) because the State Water Board and
Central Valley Water Board: (1) failed to make required findings; and (2) improperly
distinguished the opinion of another panel of this court in Asociacion de Gente Unida por
el Agua v. Central Valley Regional Water Quality Control Bd. (2012) 210 Cal.App.4th
1255 (AGUA).
We will reject these arguments and affirm the judgments.
II. BACKGROUND
A. Statutory and Regulatory Framework
The Porter-Cologne Water Quality Control Act (Act) (§ 13000 et seq.) governs
water quality regulation in California. The Act establishes as state policy that “activities
and factors which may affect the quality of the waters of the state shall be regulated to
attain the highest water quality which is reasonable, considering all demands being made
and to be made on those waters and the total values involved, beneficial and detrimental,
economic and social, tangible and intangible.” (§ 13000.) The Act is administered by the
State Water Board and nine regional water quality control boards (Regional Boards),
including the Central Valley Water Board. (§§ 13001, 13200.) The State Water Board
formulates statewide water quality control policies and oversees the Regional Boards.
(§§ 13100, 13140-13141, 13146, 13200-13201, 13240.) Together, the State Water Board
and Regional Boards are charged with “primary responsibility for the coordination and
control of water quality.” (§ 13001.)
1. Basin Plans and Waste Discharge Requirements
Regional Boards formulate water quality control plans for their regions,
commonly known as “basin plans.” (§§ 13240, 13245; see also Monterey Coastkeeper v.
California Regional Water Quality Control Board (2022) 76 Cal.App.5th 1, 8 (Monterey
Coastkeeper II).) Basin plans must specify, for the waters within the region, the
6
beneficial uses to be protected (e.g., drinking water supply, agricultural water supply,
freshwater habitat), applicable water quality objectives, and a program of implementation
for achieving those objectives. (§ 13050, subds. (h)-(j)(1)-(3); Monterey Coastkeeper II,
supra, at p. 8.) Water quality objectives set “the limits or levels of water quality
constituents or characteristics for reasonable protection of beneficial uses of water or the
prevention of nuisance in the specific area.” (County of Sacramento v. State Water
Resources Control Board (2007) 153 Cal.App.4th 1579, 1583.)
Regional Boards are also responsible for regulating discharges of waste through
“permitting, inspection, and enforcement actions.” (Monterey Coastkeeper II, supra, 76
Cal.App.5th at p. 8.) The Act generally requires that any person “discharging waste, or
proposing to discharge waste,” file a report with the Regional Board. (§ 13260, subd.
(a)(1).) The Regional Board must then “ ‘prescribe requirements as to the nature’ of the
discharge, implementing any applicable water quality control plans.” (Department of
Finance v. Commission on State Mandates (2016) 1 Cal.5th 749, 756.) Such “waste
discharge requirements” (WDRs) are similar to permits, inasmuch as they authorize
persons to make specified discharges in accordance with specified requirements. (§§
13263, subd. (f), 13264, 13265, 13374.) 4
The State Water Board or a Regional Board may also “prescribe general waste
discharge requirements for a category of discharges.” (§ 13263, subd. (i), emphases
added.) General waste discharge requirements may be appropriate where discharges are
produced by the same or similar operations, involve the same or similar types of waste,
require the same or similar treatment standards, and are more appropriately regulated
under general discharge requirements than individual ones. (Ibid.) The Order sets forth
4 As we shall discuss, the Order started out as a set of WDRs.
7
general waste discharge requirements for a category of growers; namely, Members of the
Coalition.
“Basin plans cover both point source and nonpoint source pollution.” (Monterey
Coastkeeper v. State Water Resources Control Board (2018) 28 Cal.App.5th 342, 348
(Monterey Coastkeeper I).) Point source pollution emanates from discrete or discernable
sources, such as pipes, ditches, or canals. (Ibid.) Nonpoint source pollution, by contrast,
“arises from many dispersed activities over large areas, and is not traceable to any single
discrete source.” (League of Wilderness Defenders/Blue Mountains Biodiversity Project
v. Forsgren (9th Cir. 2002) 309 F.3d 1181, 1184.) Nonpoint source pollution typically
results from “contact between pollutants and land runoff, precipitation, atmospheric
deposition, drainage, seepage, or hydrologic modification.” Examples of nonpoint source
pollution include runoff from animal grazing operations (Monterey Coastkeeper I, supra,
at p. 348), and runoff from irrigated agricultural and silvicultural activities (Oregon
Natural Resources Council v. U.S. Forest Service (1987) 834 F.2d 842, 849, fn. 9). We
are concerned here with discharges from irrigated lands that directly or indirectly reach
waters of the state (including surface waters and groundwaters) and may thus be nonpoint
source pollution. 5
Nonpoint source pollution presents unique regulatory challenges, which cannot be
readily addressed by strategies designed to control point source pollution. (League of
Wilderness Defenders/Blue Mountains Biodiversity Project v. Forsgren, supra, 309 F.3d
at p. 1184 [“Because it arises in such a diffuse way, [nonpoint source pollution] is very
difficult to regulate through individual permits”].) These challenges are especially acute
in the context of irrigated agriculture, where “the same activities that are essential to
producing a crucial, reliable food supply—e.g. pesticide use to control pests, nitrogen to
5We note that discharges from irrigated lands are not themselves waste but may contain
constituents considered to be waste under section 13050, subdivision (d).
8
fertilize crops, irrigation to water crops—also underlie many of its critical impacts.”
Regulatory programs aimed at reducing nonpoint source pollution “ ‘typically depend, at
least in part, upon discharger implementation of management practices (MPs) to control
nonpoint sources of pollution.’ ” (Monterey Coastkeeper I, supra, 28 Cal.App.5th at p.
349.)
2. State Water Policies
Basin plans must be consistent with “state policy for water quality control.” (§
13240; Monterey Coastkeeper I, supra, 28 Cal.App.5th at p. 349.) As indicated above,
two such policies are relevant here: the Nonpoint Source Policy and the Antidegradation
Policy. We provide an overview of each policy here, adding greater detail in the analysis
to come.
a. The Nonpoint Source Policy
The Act requires that the State Water Board “prepare a detailed program for the
purpose of implementing the state’s nonpoint source management plan.” (§ 13369, subd.
(a).) The State Water Board adopted the Nonpoint Source Policy in May 2004 in
response to this directive. (Monterey Coastkeeper II, supra, 76 Cal.App.5th at p. 9; Cal.
Code Regs., tit. 23, § 2915.)
The Nonpoint Source Policy provides guidance for structuring nonpoint source
pollution control implementation programs to achieve water quality objectives. The
Nonpoint Source Policy recognizes that the challenges to implementing such programs
are “significant.” The Nonpoint Source Policy explains: “Current land use management
practices that have resulted in [nonpoint source] pollution have a long and complicated
physical, economic and political history. In addition to the need for resources, forging a
new history of pollution control will take time and commitment, as well as a willingness
to examine the use of practices that have resulted in current [nonpoint source] pollution
discharges and the barriers to change. Therefore, it is expected that it will take a
significant amount of time for the [Regional Boards] to approve or endorse [nonpoint
9
source] control implementation programs throughout their regions, and even longer for
those programs to achieve their objectives.”
The Nonpoint Source Policy encourages Regional Boards to be “as creative and
efficient as possible in devising approaches to prevent or control [nonpoint source]
pollution.” The Nonpoint Source Policy emphasizes that Regional Boards “have broad
flexibility and discretion in using their administrative tools to fashion [nonpoint source]
management programs,” and approves reliance on third-party programs to “avoid
unnecessary duplication of effort” and leverage the State and Regional Water Boards’
limited staffing and financial resources.
The Nonpoint Source Policy requires that nonpoint source control implementation
programs incorporate five key elements. (Monterey Coastkeeper I, supra, 28
Cal.App.5th at p. 349.) The key elements are as follows:
“KEY ELEMENT 1: [A nonpoint source] control implementation program’s
ultimate purpose shall be explicitly stated. Implementation programs must, at a
minimum, address [nonpoint source] pollution in a manner that achieves and maintains
water quality objectives and beneficial uses, including any applicable antidegradation
requirements.”
“KEY ELEMENT 2: [A nonpoint source] control implementation program shall
include a description of the [management practices] and other program elements that are
expected to be implemented to ensure attainment of the implementation program’s stated
purpose(s), the process to be used to select or develop [management practices], and the
process to be used to ensure and verify proper [management practice] implementation.”
“KEY ELEMENT 3: Where a [Regional Board] determines it is necessary to
allow time to achieve water quality requirements, the [nonpoint source] control
implementation program shall include a specific time schedule, and corresponding
quantifiable milestones designed to measure progress toward reaching the specified
requirements.”
10
“KEY ELEMENT 4: [A nonpoint source] control implementation program shall
include sufficient feedback mechanisms so that the [Regional Board], dischargers, and
the public can determine whether the program is achieving its stated purpose(s), or
whether additional or different [management practices] or other actions are required.”
“KEY ELEMENT 5: Each [Regional Board] shall make clear, in advance, the
potential consequences for failure to achieve [a nonpoint source] control implementation
program’s stated purposes.” (See also Cal. Code Regs., tit. 23, § 2915 [summarizing the
Nonpoint Source Policy’s key elements].) 6
b. The Antidegradation Policy
Federal regulations require that states develop and adopt antidegradation policies
to ensure that “[e]xisting instream water uses and the level of water quality necessary to
protect [those] uses [are] maintained and protected.” (40 C.F.R. § 131.12(a).) The State
Water Board adopted the Antidegradation Policy in response to this directive. (AGUA,
supra, 210 Cal.App.4th at p. 1261.)
The Antidegradation Policy establishes a state policy to regulate the granting of
permits and licenses for the disposal of wastes into the waters of the state “so as to
achieve the ‘highest water quality consistent with maximum benefit to the people of the
State.’ ” (AGUA, supra, 210 Cal.App.4th at p. 1262.) The Antidegradation Policy
applies where an activity will discharge waste into “high quality waters,” defined as “the
best water quality achieved since the adoption of the antidegradation policy by the [State
Water Board] in 1968.” (Id. at p. 1259.) It is undisputed the Antidegradation Policy
applies to the Order.
6 As we shall discuss, each of the key elements appears in underlined text (as above),
followed by several paragraphs of non-underlined text. Some of the parties disagree as to
which text, exactly, constitutes each key element. We will conclude that the underlined
text constitutes the key element, and the non-underlined text constitutes commentary.
11
B. The Order
The Central Valley Water Board issued an order establishing general waste
discharge requirements (General WDRs) for Members in December 2012. (§§ 13263 &
13267.) The State Water Board received petitions challenging the General WDRs. The
State Water Board reviewed and revised the General WDRs, incorporating
recommendations from an agricultural expert panel (Panel) and nitrogen tracking task
force (Task Force). The State Water Board adopted the Order in February 2018. The
Order embraces the basic structure and requirements of the General WDRs, but adopts
new metrics for reporting nitrogen use, requires more specificity in reporting
management practice implementation, and expands surface and groundwater quality
monitoring programs.
The Order establishes receiving water limitations for surface water and ground
water in the watershed, and includes the following statement of “ultimate purpose”:
“Wastes discharged from Member operations shall not cause or contribute to an
exceedance of applicable water quality objectives in surface water [or underlying
groundwater], unreasonably affect applicable beneficial uses, or cause or contribute to a
condition of pollution or nuisance.”
The Order contemplates that compliance with receiving water limitations will be
achieved in three steps. First, all Members must implement management practices that
minimize waste discharge in surface water, minimize percolation of waste to
groundwater, and protect wellheads from surface water intrusion. 7 Members must record
7The Order defines “management practices,” as they pertain to the protection of water
quality, as “[a] practice or practice or combination of practices that is the most effective
and practicable (including technological, economic, and institutional considerations)
means of controlling nonpoint pollutant sources at levels protective of water quality.”
12
and report implemented management practices in farm evaluations, irrigation and
nitrogen management plans, and irrigation and nitrogen summary reports.
Second, Members are required take additional action where conditions suggest the
existence of possible water quality problems. Some Members may be required to obtain
additional training or employ an expert for certification of an irrigation and nitrogen
management plan. Others may be required to prepare sediment and erosion control plans
or management practice implementation reports. The Coalition, for its part, may be
required to prepare surface quality management plans or groundwater quality
management plans.
Third, the Central Valley Water Board must verify that implemented management
practices are effective in addressing water quality problems. To facilitate verification, the
Order requires that the Coalition aggregate and anonymize data from Members’ farm
evaluations and irrigation and nitrogen summary reports. The Coalition then uses the
data to prepare tables for submission to the Central Valley Water Board. We will
describe the process by which the Coalition aggregates and summarizes information from
farm evaluations and irrigation and nitrogen summary reports in the discussion of farm
evaluations and irrigation and nitrogen summary reports post. Having considered the
structure of the Order, we now take a closer look at some of its more salient
requirements.
1. Planning and Reporting
As noted, the Order requires that Members prepare plans and reports addressing
implemented management practices and nitrogen use. The most significant of these, for
our purposes, are farm evaluations, irrigation and nitrogen management plans, and
irrigation and nitrogen summary reports. Also significant, though less so, are sediment
and erosion control plans and management practice implementation reports.
13
a. Farm Evaluations
The Order requires that all Members prepare and submit farm evaluations
describing implemented management practices and identifying farms by location, type
and acreage of crops, surface water discharge points, and wells. Farm evaluations are
prepared on a form approved by the Central Valley Water Board. Members must submit
completed farm evaluation forms to the Coalition every five years, unless water quality
conditions suggest that more frequent reporting may be appropriate. The Coalition then
aggregates and summarizes the information for the Central Valley Water Board. It is
here that one of the Foundation’s principal points of contention arises.
The Order directs the Coalition to permanently associate each Member with a
unique, anonymous identifier (an Anonymous Member ID). The Order further directs the
Coalition to submit management practice implementation data from farm evaluations to
the Central Valley Water Board for each field (or other reporting area) in tabular form,
with each field linked to an Anonymous Member ID (Table 1). As we shall see, Table 1
is one of four tables required by the Order. Samples of Tables 1 through 4 are attached as
an appendix to this opinion.
The Order directs the Coalition to submit Table 1 to the Central Valley Water
Board. The Central Valley Water Board can then analyze the data for trends in
management practice implementation. The Central Valley Water Board can also request
individual field-level data from the Coalition. As we shall discuss, the Foundation
contends the anonymization of farm evaluation data violates key element four of the
Nonpoint Source Policy.
b. Irrigation and Nitrogen Management Plans and Irrigation and
Nitrogen Management Summary Reports
14
The Order acknowledges that nitrate pollution in groundwater is a significant
public health threat in parts of the Central Valley. 8 High levels of nitrates in on-farm
drinking water supply wells impact public health. Nitrates consumed in water at
concentrations above the maximum contaminant level of 10 milligrams per liter pose
especially serious risks to pregnant women and infants.
The Order directs Members to prepare two types of reports regarding nitrogen use:
irrigation and nitrogen management plans, and irrigation and nitrogen summary reports.
Irrigation and nitrogen management plans are retained by Members and provided to the
Central Valley Water Board upon request. Irrigation and nitrogen management summary
reports are submitted to the Coalition annually. The Coalition then analyzes the
information and prepares a report for the Central Valley Water Board.
Irrigation and nitrogen management plans and irrigation and nitrogen management
summary reports prepared by Members contain “AR data.” AR data refers to nitrogen
applied (A) and removed (R) from a field. Nitrogen applied includes nitrogen proactively
added to the field from any source, including fertilizers, manure, and irrigation water.
Nitrogen removed includes nitrogen present in materials removed from the field or
sequestered in permanent plantings.
AR data can be expressed as a ratio (nitrogen applied over nitrogen removed or
A/R) or a difference (nitrogen applied minus nitrogen removed or A-R). Both metrics are
8 According to one authority: “Consumers who drink from regulated public water
systems are generally protected from the health effects of nitrates because the water is
treated prior to consumption. However, a significant part of the population in impacted
areas obtains drinking water directly from wells or relies on systems smaller than the
threshold for regulation. The problem disproportionately impacts socioeconomically
disadvantaged populations, including farm workers, and has been a priority issue of
advocacy for environmental justice organizations in the Central Valley.” (Wadhwani,
Fertilizers and Nitrates in Drinking Water: State Water Board Tackles the Public Health
Threat of Contaminated Groundwater (2018) 24 Hastings Envtl. L.J. 237, 238-239,
footnotes omitted.)
15
new—so new, in fact, that “[t]here is insufficient information currently available to
calculate the R value for most crops.” The Order directs the Coalition to develop
coefficients for calculating nitrogen removed by crop and publish them for crops
covering 99 percent of all acreage in the watershed by March 2023.
The Order directs Members to record AR data in irrigation and nitrogen
management plans, and report the data to the Coalition in irrigation and nitrogen
management plan summary reports. 9 The Order directs the Coalition to calculate A/R
ratio and A-R difference for each Member and each field and report the results to the
Central Valley Water Board. The Coalition reports Members’ AR data in anonymized
form, similar to the reporting of information from farm evaluations.
The Order explains that some Members view AR data—specifically, total nitrogen
applied (A)—as confidential and proprietary. The Order expresses skepticism on this
point, noting that “the timing and frequency of nitrogen applications, rather than data
regarding the total amount, [is] more likely to implicate competitive business practices.”
The Order also questions whether “the maintenance of confidentiality, in and of itself, is
a legitimate goal of a regulatory program that must have transparency and accountability
to the public.” Despite these reservations, the Order acknowledges that “many growers
have varying levels of business sophistication, limited experience with regulatory
programs, and a reluctance to disclose data that they have never before disclosed to the
public.” In recognition of these privacy concerns, the Order concludes the State Water
Board should “proceed cautiously at this time and not require more information than we
find is necessary to effectively manage the irrigated lands regulatory program and
provide the public with the essential assurance that we are doing so.” The Order further
concludes that “the goals of the program can be carried out effectively if field-level data
9The term “AR data,” as used in the Order, encompasses both “the multi-year A/R ratio
and all data required to be reported in support of that ratio, including the A-R difference.”
16
is linked to anonymous identifiers, with the Third Party [the Coalition] withholding name
and location data, at least in the early stages of the program.” The Order advises,
however, that the State Water Board “may require disclosure of name and location data in
the future if we find that the framework we adopt here is not functioning properly.”
For the time being, however, the Order requires that the Coalition submit three
AR-oriented data sets to the Central Valley Water Board, all in tabular form. 10 First, the
Coalition must submit a data set associating each field with an Anonymous Member ID
(described above), and displaying the crop grown, the annual A/R ratio, the annual A-R
difference, and the three-year A/R ratio, as well as some of the underlying data, on a per
acre basis (Table 2). “This data set facilitates comparison of the reported A/R ratio and
A-R difference for Members growing the same crop.”
Second, the Coalition must submit a data set associating each field with an
anonymous location-identifier (an Anonymous APN ID) and displaying the other
information required by the first data set (the crop grown, the annual A/R ratio, etc.)
(Table 3). “The purpose of this data set is to track nitrogen application data and its
potential impacts with regard to a physical location, where Member data obscures such
impacts because Members may be changing the fields they operate from year to year.”
Third, the Coalition must submit a data set aggregating AR data by crop at the
township level (Table 4). “The purpose of this data set is to provide researchers and
other interested persons township-level data to facilitate trend analysis and nitrogen
loading modeling.”
10As previously discussed, the Coalition must also submit management practice
implementation data from farm evaluations for each field (or other reporting area), with
each field linked to an Anonymous Member ID in Table 1.
17
Taken together, the Order anticipates that the anonymized and aggregated datasets
will be “sufficient for the Central Valley Water Board to verify that implemented
management practices are making progress towards achievement of the water quality
goals of the program,” while respecting Members’ privacy concerns. The Order notes
“the Central Valley Water Board may at any time request the names and locations
corresponding to the anonymous identifiers.”
c. Sediment and Erosion Control Plans
As previously discussed, the Order imposes additional requirements on some
Members where conditions suggest the existence of possible water quality problems.
(See Section II.B, ante.) Among other things, the Order imposes additional requirements
on Members with the potential to cause erosion and discharge sediment that may degrade
surface water. Specifically, the Order requires that these Members propose and
implement sediment discharge and erosion prevention practices to minimize or eliminate
the discharge of sediment and prepare sediment and erosion control plans. Sediment and
erosion control plans are kept by Members and provided to the Central Valley Water
Board upon request.
2. Monitoring
The Order requires monitoring of surface water and groundwater to verify current
conditions, observe changes over time, and confirm that Members ultimately achieve
receiving water limitations. However, the Order recognizes that, “in a landscape-based,
nonpoint source program such as the irrigated lands regulatory program, monitoring the
numerous and sometimes indeterminate set of all farm discharge points to surface water
and groundwater is an impractical, prohibitively costly, and often ineffective method for
compliance determination.” Accordingly, the Order emphasizes representative and
regional monitoring, rather than farm-specific monitoring. We describe the Order’s
monitoring requirements below.
18
a. Surface Water Monitoring
The General WDRs established a framework for monitoring water quality in
receiving waters, rather than individual fields or farms. That framework divides the
watershed into six zones, each with two “core” sites and additional “represented” sites. 11
The two core sites are continuously monitored for two years at a time on an alternating
basis. When monitoring reveals an exceedance at a core site, the Coalition monitors the
site for an additional year, and evaluates nearby represented sites to determine whether
water quality problems may be occurring there as well. The Coalition uploads all
monitoring data to the State Water Board’s data system.
The Order maintains the monitoring framework established by the General WDRs.
But the Order also acknowledges differing schools of thought with respect to surface
water monitoring, with some favoring monitoring of individual fields or farms, and others
favoring monitoring of receiving waters. The Order explains that the Panel considered
the relative merits of field-specific and receiving water monitoring, and concluded that
“monitoring of surface water discharges from individual fields or farms is costly and
complicated, as well as subject to serious challenges in identifying the appropriate timing
for periodic sampling and coordinating with shifting field crew operations, pesticide
applications, and sediment runoff events, and with schedules for lab operations.” The
Panel explained: “For surface water issues, the Panel recommends water quality
monitoring of receiving water and a clear understanding of the watershed hydrology.
Sufficient samples should be taken in the watershed streams to detect if problems do
indeed exist. The sampling should be of sufficient density (spatially and temporally) to
identify general locations of possible pollution. . . . When/if problems are identified,
11 Represented sites are sites with characteristics similar to the core sites “such that a
water quality issue detected at the core site may be an indication of a similar issue at a
represented site.”
19
sampling should move upstream to locate the source of the problem.” The Order adopts
the Panel’s recommendation and likewise concludes: “Receiving water monitoring is a
reliable and effective methodology for identifying water quality issues without resorting
to more costly end-of-field measures.”
Even as the State Water Board preserves the monitoring framework established by
the General WDRs, the Order raises questions concerning its sufficiency. As relevant
here, the Order queries whether the required surface monitoring “is ‘of sufficient density
(spatially and temporally) to identify general locations of possible pollution.’ ” The
Order further queries whether “the current monitoring and reporting program
requirements constitute a sufficient feedback system to verify that appropriate
management practices are being proposed and implemented.” 12 The Order concludes
that these and other questions should be considered as part of an independent peer
review.
Accordingly, the Order directs the Central Valley Water Board to implement an
expert review process to evaluate the monitoring framework and make recommendations
for improvements if needed. In the meantime, the Central Valley Water Board and
Coalition “shall continue to implement the existing program.”
b. Groundwater Monitoring
The General WDRs established three requirements for groundwater quality
monitoring and management practice assessment and evaluation. First, the General
WDRs require preparation of a groundwater quality assessment report, which provides a
baseline for groundwater quality conditions in the watershed. Second, the General
WDRs require implementation of a management practice evaluation program, in which
studies are conducted to evaluate the effectiveness of management practices geared to
12 As we shall discuss, Coastkeeper contends it does not. (See Section III.C.2, post.)
20
groundwater quality. Third, the General WDRs require groundwater quality trend
monitoring to determine regional groundwater quality trends. The Order retains these
requirements with modifications not relevant here. But the Order goes a step further,
adding new monitoring and reporting requirements for on-farm drinking water supply
wells.
The Order explains that nitrates consumed at concentrations above the maximum
contaminant level of 10 milligrams per liter can pose serious health risks to pregnant
women and infants. To address these risks, the Order requires that Members conduct
annual testing of on-farm drinking water supply wells for nitrate concentrations. Results
of drinking water supply well monitoring are submitted to a database maintained by the
State Water Board, with the location of the well identified by APN number. If
monitoring reveals that a maximum contaminant level exceedance for nitrate in a
drinking water supply well, the Member must provide notice to well users and the Central
Valley Water Board within 10 days. Members are then expected to work with the Central
Valley Water Board to provide users with safe drinking water.
c. Surface Water Quality Management Plans and Groundwater Quality
Management Plans
The Order imposes additional requirements on Members and the Coalition when
water quality objectives are exceeded and irrigated agriculture may have caused or
contributed to the exceedance. The Coalition must prepare a surface water quality
management plan where a Member exceeds an applicable water quality objective or
trigger limit two times in three years, and irrigated agriculture caused or contributed to
the exceedance. The Coalition must prepare a groundwater quality management plan
where there has been a “confirmed exceedance” of an applicable water quality objectives
or trigger limit in a groundwater well, and irrigated agriculture may have caused or
21
contributed to the exceedance. 13 The executive officer for the Central Valley Water
Board must approve a surface water quality management plan or groundwater quality
management plan following public review and comment.
Surface water quality management plans and groundwater quality management
plans must identify management practices that will be used to control the exceedance and
provide a specific schedule for implementing such practices. The time for complying
with a surface water quality management plan or groundwater quality management plan
“must be as short as practicable, but may not exceed 10 years” from the time of
submission to the executive officer of the Central Valley Water Board. If exceedances
continue, the Central Valley Water Board may take further action, including identifying
individual sources, revoking the waiver of waste discharge requirements for individual
members, and requiring submission of additional waste discharge reports.
Members subject to surface water quality management plans or groundwater
quality management plans must submit management practice implementation reports to
the Coalition, identifying new or improved management practices implemented to
address water quality issues. The Coalition anonymizes and reports the data in a
management plan progress report. The management plan progress report is submitted to
the Central Valley Water Board annually and includes a list of recommended
management practices, an evaluation of management practice effectiveness, and an
evaluation of progress in meeting performance goals and schedules.
13 The Coalition must also prepare groundwater quality management plans for Members
in high vulnerability groundwater areas, where required by applicable basin plans, and
where a Regional Board determines that irrigated agriculture has caused or contributed to
an exceedance.
22
3. Recordkeeping
Finally, the Order requires that the Coalition maintain records—including
nonanonymized and unaggregated farm evaluations, irrigation and nitrogen management
summary reports, and management practice implementation reports—for a period of 10
years.
C. Trial Court Proceedings
As noted, the State Water Board adopted the Order in February 2018. Appellants
filed separate petitions for writ of mandate. The trial court consolidated the cases for trial
and granted the Coalition’s motion to intervene. Following briefing and argument, the
trial court denied the petitions and entered judgment in favor of the State Water Board,
the Central Valley Water Board, and the Coalition. These appeals timely followed.
II. DISCUSSION
A. Standard of Review
Our review is governed by section 13330, subdivision (e), which directs us to
Code of Civil Procedure section 1094.5. (AGUA, supra, 210 Cal.App.4th at p. 1266.)
That statute, in turn, asks, “whether the respondent has proceeded without, or in excess of
jurisdiction; whether there was a fair trial; and whether there was any prejudicial abuse of
discretion. Abuse of discretion is established if the respondent has not proceeded in the
manner required by law, the order or decision is not supported by the findings, or the
findings are not supported by the evidence.” (Code Civ. Proc., § 1094.5, subd. (b).)
We are tasked here with deciding whether the Order implements state policies for
water quality control—the Nonpoint Source Policy and Antidegradation Policy—in the
manner required by law. These are questions of law subject to independent review.
(AGUA, supra, 210 Cal.App.4th at p. 1268; Hoitt v. Department of Rehabilitation (2012)
207 Cal.App.4th 513, 522 [“Issues of law raised in a petition for a writ of administrative
mandate, including the interpretation of applicable statutes or regulations, are for the
courts to resolve de novo”].)
23
We exercise our independent judgment in interpreting administrative regulations,
such as the Nonpoint Source and Antidegradation Policies. (AGUA, supra, 210
Cal.App.4th at p. 1267-1268.) We accord an administrative agency’s interpretation of its
own regulation considerable weight and deference unless the interpretation is
unauthorized or clearly erroneous. (Lusardi Construction Co. v. California Occupational
Safety & Health Appeals Board (1991) 1 Cal.App.4th 639, 645.) We extend such
deference, however, “only where the administrative agency has an interpretive advantage
over the court because of the scientific and technical nature of the issues.” (AGUA,
supra, at p. 1268.) We will not defer to an agency interpretation that “flies in the face of
the clear language and purpose of the interpreted provision.” (Communities for a Better
Environment v. State Water Resources Control Board (2003) 109 Cal.App.4th 1089,
1104.)
The Order may comply with the Nonpoint Source Policy or Antidegradation
Policy if the State Water Board made the requisite findings. (AGUA, supra, 210
Cal.App.4th at p. 1268.) A trial court exercises its independent judgment to determine
whether the State Water Board’s factual findings are supported by the weight of the
evidence. (§ 13330, subd. (e); see also AGUA, supra, at p. 1267 [“In cases in which the
court is authorized to exercise its independent judgment on the evidence, ‘abuse of
discretion is established if the court determines that the findings are not supported by the
weight of the evidence’ ”].) “In exercising its independent judgment, a trial court must
afford a strong presumption of correctness concerning the administrative findings, and
the party challenging the administrative decision bears the burden of convincing the court
that the administrative findings are contrary to the weight of the evidence.” (Fukuda v.
City of Angels (1999) 20 Cal.4th 805, 817.)
We review the trial court’s factual determinations on the administrative record for
substantial evidence. (Building Industry Assn. of San Diego County v. State Water
Resources Control Board (2004) 124 Cal.App.4th 866, 879; Fukuda v. City of Angels,
24
supra, 20 Cal.4th at p. 824 [“Even when, as here, the trial court is required to review an
administrative decision under the independent judgment standard of review, the standard
of review on appeal of the trial court’s determination is the substantial evidence test”];
AGUA, supra, 210 Cal.App.4th at p. 1267 [“on appeal from the decision of a trial court
that exercises its independent judgment on the evidence, review of the factual
determinations of the trial court is limited to substantial evidence”].) “In reviewing the
findings, we must determine both whether the weight of the evidence supports the
findings, and whether the findings support the decision.” (AGUA, supra, at p. 1268.)
B. The Foundation’s Appeal
The Foundation argues the Order fails to implement the Nonpoint Source Policy in
the manner required by law. Specifically, the Foundation argues the Order violates key
element four, which requires that nonpoint source control implementation programs
include “sufficient feedback mechanism[s]” so the Regional Boards and public can
determine whether the programs are achieving their stated purposes. According to the
Foundation, the Order violates key element four by: (1) keeping data secret; (2) failing to
provide sufficient feedback mechanisms; and (3) failing to require permanent
recordkeeping. We consider and reject each of these arguments below.
1. Anonymization of Data
The Foundation’s first argument focuses on the Order’s requirements for farm
evaluations and nitrogen management plan summary reports. As previously discussed,
the Order requires that Members report management practice implementation data in
farm evaluations, and AR data in nitrogen management plan summary reports. The
Coalition then aggregates and anonymizes the data for submission to the Central Valley
Regional Board. The Foundation argues the anonymization of data allows Members to
keep data secret, in violation of key element four. We perceive no violation.
We should clarify what we mean by “key element four.” As we have explained,
key element four is one of five key elements in the Nonpoint Source Policy. Each key
25
element appears with one or two sentences of underlined text, followed by several
paragraphs of non-underlined text. For example:
“KEY ELEMENT 4: [A nonpoint source] control implementation program shall
include sufficient feedback mechanisms so that the [Regional Board], dischargers, and
the public can determine whether the program is achieving its stated purpose(s), or
whether additional or different [management practices] or other actions are required.
“Verification measures to determine whether [a nonpoint source] control
implementation program is meeting its stated purpose is a key element of all [nonpoint
source] control implementation programs. In additional to verification of proper
[management practice] implementation (Key Element 2), feedback mechanisms are
needed to clearly indicate whether and when additional or different [management
practices] or [management practice] implementation measures must be used, or other
actions taken. Designing the appropriate types and frequency of verification and
feedback measures (e.g.[,] reporting, inspection, monitoring, etc.) is an integral part of
implementation program development and success.
“In all cases the [nonpoint source] control implementation program should
describe the measures, protocols, and associated frequencies that will be used to verify
the degree to which the [management practices] are being properly implemented and are
achieving the program’s objectives, and/or to provide feedback for use in adaptive
management. These efforts are necessary to determine whether the program is on time
and on track in achieving its goals.
“Depending on the water quality problem, the cause, the beneficial uses at risk,
and the purpose for which the monitoring will be used (e.g.[,] adaptive management or
regulatory purposes) the appropriate type(s) of monitoring should be used. Some
monitoring approaches include photo monitoring; assessing residual dry matter on
rangelands; various indicators of healthy instream habitat; riparian and wetland habitat
structure, density and cover; and bioassessment. Some programs may involve collecting
26
and reporting ambient water quality monitoring data. Those programs should be
consistent with the [State Water Resources Control Board] Surface Water Ambient
Monitoring Program (SWAMP) Data Quality Management Plan (DQM), which provides
for more than one level of data quality. The DQM approach to data quality recognizes
that the rigor needed to monitor for regulatory purposes may not be necessary for other
purposes. Consequently, the SWAMP DQM provides data quality and reporting
objectives for both regulatory and screening studies. Regardless of which approach is
used, all monitoring programs should be reproducible, provide a permanent/documented
record and be available to the public.”
The Foundation argues all of the above-quoted language, both underlined and non-
underlined, constitutes key element four. The State Water Board, Central Valley Water
Board, and Coalition respond that only the underlined language constitutes key element
four, and the succeeding paragraphs are commentary. We agree with the latter view,
which more closely comports with the usual meaning of the word, “element.” (See, e.g.,
Merriam-Webster’s Collegiate Dict. (11th ed. 2003) pp. 402-403 (Merriam-Webster)
[defining “element,” in part, as “the simplest principles of a subject of study,” and noting
that the word “often connotes irreducible simplicity”].) 14 Accordingly, we will refer to
the underlined language as “key element four” and the succeeding paragraphs as
14We find further support for this view in California Code of Regulations, title 23,
section 2915, which summarizes the Nonpoint Source Policy and describes key element
four as follows: “4. Feedback mechanisms must be included in the implementation
program so that the [Regional Water Quality Control Board], dischargers and the public
can determine whether the program is achieving its stated purpose(s), or if additional or
other actions are required.” The regulation aptly summarizes the underlined text in the
Nonpoint Source Policy and omits the nonunderlined text, suggesting that the State Water
Board has consistently treated the underlined text as key element four, and the
nonunderlined text as commentary.
27
commentary. We will follow the same convention in discussing other key elements
elsewhere in this opinion.
We now turn to the Foundation’s contention that the anonymization of data
violates key element four. The Foundation directs our attention to the last sentence of the
commentary, which provides, in pertinent part, that “all monitoring programs should be
reproducible . . . and . . . available to the public.” In the Foundation’s view, this sentence
prohibits the anonymization of management practice implementation and AR data by the
Coalition. We need not decide whether the commentary to key element four prohibits the
anonymization of management practice implementation and AR data, because the
commentary appears to us to be advisory and nonbinding. Nothing in key element four
prohibits the anonymization of management practice implementation and AR data;
accordingly, we can readily reject the Foundation’s argument.
But even assuming the commentary were part of key element four, we see nothing
that would prohibit the anonymization of data. While the commentary says monitoring
programs “should be” reproducible and publicly available, nothing suggests that
monitoring data should be reproducible and publicly available. Nor does anything
suggest that monitoring data must be reproducible and publicly available, as the
Foundation would have us conclude.
The State Water Board, in implementing the Nonpoint Source Policy, could
reasonably construe the comments to key element four as a recommendation that the plan
or system by which the Coalition collects information “should be” reproducible and
available to the public, while the underlying information need not be. The State Water
Board could also reasonably conclude that the requirements for reporting management
practice implementation data from farm evaluations and AR data from nitrogen
management plan summary reports could and should strike an appropriate balance
between transparency, on the one hand, and confidentiality on the other. The Order
reveals that the State Water Board considered the challenges involved in launching a new
28
regulatory program, including Members’ confidentiality concerns, and exercised
discretion to “proceed cautiously,” requiring no more information than necessary to
manage the program. The State Water Board could reasonably determine, in the exercise
of its discretion, that such an approach was necessary and desirable to build support for
the program and allay Members’ concerns. 15 (See Monterey Coastkeeper II, supra, 76
Cal.App.5th at p. 19 [“Application of the [Nonpoint Source] Policy necessarily involves
discretionary acts by the regional and state boards”].)
The Foundation argues the State Water Board had no such discretion. In the
Foundation’s view, the Nonpoint Source Policy leaves the State Water Board with no
choice but to make all monitoring data public. The Foundation’s argument is not
supported by the Nonpoint Source Policy. Even accepting the premise that “monitoring
programs” are coextensive with “monitoring data,” the commentary says only that such
programs “should be” reproducible and available to the public, not that they must be.
(See, e.g., Kucera v. Lizza (1997) 59 Cal.App.4th 1141, 1152 [the words “may” and
“should” are ordinarily permissive]; Boam v. Trident Financial Corp. (1992) 6
Cal.App.4th 738, 745, fn. 6 [“should” used in the present or future tense, while more
forceful than “may,” can convey only a moral obligation or strong recommendation];
United States v. Marcucci (9th Cir. 2002) 299 F.3d 1156, 1159 [unlike “shall” or “must,”
the word “should” leaves discretion to do otherwise].) The commentary thus makes clear
that the State Water Board has discretion to decide whether and to what extent
monitoring programs—and data—should be reproducible and available to the public. We
15 The Order explains: “We heard extensive testimony in these proceedings from third
parties and growers stressing that the continuation of a third-party framework in irrigated
lands regulatory programs depends in part on an expectation of privacy and
confidentiality for growers who prefer to interface with a third party rather than the
regulatory agency.”
29
cannot say the State Water Board abused its discretion in deciding that Members’ names
and locations should be anonymized, if only for the time being. Nor can we say that the
State Water Board’s interpretation and implementation of the commentary “flies in the
face of the clear language and purpose” of the Nonpoint Source Policy. (Communities
for a Better Environment v. State Water Resources Control Board, supra,109
Cal.App.4th at p. 1104.) Accordingly, we reject the Foundation’s argument. 16
2. Sufficiency of Feedback Mechanisms
The Foundation’s second argument focuses, again, on the anonymization of
management practice implementation data from farm evaluations and AR data from
nitrogen management plan summary reports. As before, the Foundation argues the
Order’s reporting rules violate key element four. Where before the Foundation argued
the anonymization of data constitutes a violation of key element four’s commentary, the
Foundation now argues the anonymization of data violates the requirement that nonpoint
source control implementation programs include “sufficient feedback mechanism[s].”
Again, we disagree.
As previously discussed, key element four requires that nonpoint source control
implementation programs include “sufficient feedback mechanism[s]” so the Regional
Board and public “can determine whether the program is achieving its stated purpose(s).”
The Order describes the required feedback mechanism, in part, as one that allows a
16 The Foundation raises a related claim, which warrants only brief mention. The trial
court’s ruling states: “As the Coalition aggregates and summarizes the field-level data
provided by individual Members, before sending it to the Regional Board, this program is
reproducible and publicly available.” The Foundation characterizes this part of the trial
court’s ruling as a “finding” that the monitoring program is reproducible, which fails for
lack of supporting evidence. Given our conclusion that the Nonpoint Source Policy does
not require that monitoring data be reproducible and available to the public, we deem it
unnecessary to consider whether the trial court made any “finding” concerning
reproducibility, and if so, whether it was supported by the evidence.
30
nonpoint source control program to “link its implementation requirements, with some
level of confidence, to expected water quality outcomes, and incorporate monitoring and
reporting sufficient to verify that link.” The Foundation argues the Order does not
provide sufficient feedback mechanisms, because aggregated and anonymized data does
not allow any direct correlation between Members’ management practice implementation
and their locations, and thus fails to provide the necessary “link.”
The Foundation is correct in saying the Order offers an imperfect window into
Members’ management practice implementation and water quality outcomes. That point
is well illustrated by the previously described tables. To reiterate, the Order requires the
Coalition to prepare and submit four tables to the Central Valley Water Board. Table 1
reflects management practice implementation data from farm evaluations, with each field
linked to an Anonymous Member ID. Table 2 reflects field-level AR data by
Anonymous Member ID. Table 3 reflects field-level AR data by Anonymous APN ID.Table 4 reflects township-level AR data.
As the Foundation observes, Tables 1 and 2 provide the Central Valley Water
Board and public with information concerning Members’ management practice
implementation and AR data, respectively, but no information concerning their identities
or locations. Tables 3 and 4 provide the Central Valley Water Board and public with
information concerning Members’ AR data by field and township, respectively, but no
information concerning their management practice implementation. None of the tables,
by themselves, allow the Central Valley Water Board or public to correlate any particular
Member’s management practices with that Member’s location. Without location data,
the Foundation argues, the Central Valley Water Board and public cannot connect
management practice implementation requirements to water quality results, and cannot
31
know whether the program is achieving its stated purposes. The State Water Board found
otherwise. 17
The State Water Board found “anonymous field-level data is sufficient for the
Central Valley Water Board to verify that implemented management practices are
making progress toward achievement of the water quality goals of the program.” The
State Water Board noted the Central Valley Water Board could always request Members’
names and locations from the Coalition. The State Water Board also noted the public
could always request that the Central Valley Water Board obtain targeted data from the
Coalition. According to the Order, “all data obtained by the Central Valley Water Board
17 The State Water Board devoted considerable attention to the question whether the
Order could rely on aggregated and anonymous data and still provide sufficient feedback
mechanisms. The State Water Board described its thought process as follows:
“Instituting effective management practices requires sufficient monitoring and reporting
to determine if existing management practices are leading to compliance with water
quality requirements and implementation of improved water quality practices where they
are not. This feedback mechanism—that a nonpoint source discharge control program
link its implementation requirements, with some level of confidence, to expected water
quality outcomes, and incorporate monitoring and reporting sufficient to verify that
link—is a fundamental tenet of the Nonpoint Source Policy, captured in Key Elements 1,
2, and 4. But the Nonpoint Source Policy does not specify a particular level of
granularity in monitoring and reporting and therefore leaves significant discretion to the
water boards to determine the appropriate level of data gathering and reporting for
different programs and different program components. The water boards must strike a
balance that, on the one hand, requires sufficient data collection and reporting to allow
for meaningful feedback on the program, but, on the other hand, avoids extensive data
requirements that demand excessive and unwarranted time and cost to produce and
analyze by the growers, the third party, and water board staff. In striking that balance,
the water boards also take into consideration grower concerns with disclosure of trade
secrets, private economic and proprietary business information, and general concerns
regarding privacy.”
32
will be subject to public disclosure in accordance with the Public Records Act.” 18
Accordingly, the State Water Board concluded the Order’s feedback mechanisms were
sufficient, at least for present purposes. 19
The trial court independently reviewed the administrative record and determined
the State Water Board’s finding was supported by the weight of the evidence. (§ 13330,
subd. (e); see also AGUA, supra, 210 Cal.App.4th at p. 1267.) The trial court relied, in
part, on evidence in the administrative record from Dr. Thomas Harter, professor and
chair of water management policy at the University of California, Davis. Dr. Harter
testified before the State Water Board as part of the petition review process on May 17,
2016. He emphasized that nonpoint source pollution arises from dispersed activities over
large areas, which cannot be traced to any single source. Discharges from nonpoint
sources may be transported to groundwater laterally across the landscape, from places of
higher water table to places of lower water table. Those waters may mix with other
waters from different places and periods of time, making it “very difficult” to say which
growers may have been responsible for which discharges. As a result, Dr. Harter said, “if
I’m asked to tell you where water comes from in any particular well, I couldn’t point to
an area that’s much smaller than a township.” Given these uncertainties, Dr. Harter
opined that aggregated data at the township level would be “completely sufficient” for
assessing water quality outcomes and analyzing long-term trends. 20
18We express no opinion as to the availability of such materials under the Public Records
Act.
19 The Order notes that the State Water Board may require that an APN-based location
identifier be added to a separate table in the future, if it later determines that management
practices should be tied to a fixed location.
20Dr. Harter summarized his testimony in a comment letter to the State Water Board, in
which he reiterated that “aggregated information, for each crop in each township, on total
A, total R, and mean A/R and their respective areas, provides sufficient information to
33
The trial court also relied on a report by the Panel entitled, “Conclusions of the
Agricultural Expert Panel: Recommendations to the State Water Resources Control
Board pertaining to the Irrigated Lands Regulatory Program” (the Report). The Report
observes that regulatory data collection efforts have traditionally placed a premium on
“understanding how nitrate moves into first-encountered groundwater, how the
groundwater moves, and how nitrate levels in the groundwater might be related to surface
water.” The Report explains: “Collecting data on changing nitrate levels in the
groundwater, to indicate success or failure of overlying surface [nitrogen] management
practices on individual fields and farms directly above a data collection point, is typically
problematic at best.” This is so, the Report says, because total nitrogen loads depend
upon the concentration and flow of deep percolation, which are extremely difficult to
estimate with any degree of accuracy. In light of these uncertainties, the Report
recommends that data be evaluated on a multi-year basis, rather than annually. The
Report explains: “It is emphasized that the collected data should be used to examine
regional, multiple-year conditions and trends of nitrogen applications. Analysis of these
data on too-short time frames (e.g., year-to-year) will introduce random error and
potentially misleading results because many confounding variables, such as residual soil
nitrogen and nitrogen removal rates, vary by year and by crop rotation. These differences
tend to even out over multiple years. It is also emphasized that the data should not be
used for regulatory enforcement because the possibility of regulatory consequences will
compromise the accuracy of the data.”
The trial court weighed Dr. Harter’s expert opinion and the Report against the
Foundation’s evidence, which consisted of a single comment letter to the State Water
guide regulators with information needed to implement the program and assess and
evaluate the potential nitrate discharges to groundwater and trends in such discharges.”
34
Board. 21 The trial court found the comment letter failed to establish a violation of key
element four, a conclusion the Foundation does not challenge. Instead, the trial court
found the weight of the evidence supported findings that “aggregated data is sufficient”
and “individual data points are not necessary and may be misleading.”
The Foundation argues Dr. Harter’s expert opinion and the Report are not
substantial evidence supporting the finding that aggregated and anonymous feedback
mechanisms are sufficient. The Foundation offers two reasons why the evidence was
supposedly not substantial. First, the Foundation observes Dr. Harter’s expert opinion
and the Report predate the State Water Board’s adoption of the Order in February 2018,
and thus cannot be seen as commenting on the feedback mechanisms in the final version.
Second, the Foundation argues the Order’s data collection and reporting requirements are
“more granular” than the feedback mechanisms suggested by Dr. Harter’s expert opinion
and the Report, and thus reveal that the State Water Board disagreed with these views.
The Foundation’s arguments are unavailing.
The usual meaning of “substantial evidence” is “evidence that is ‘of ponderable
legal significance,’ ‘reasonable in nature, credible, and of solid value,’ and ‘ “substantial”
proof of the essentials which the law requires in a particular case.’ ” (Conservatorship of
O.B. (2020) 9 Cal.5th 989, 1006.) In determining whether evidence is substantial, the test
is whether it is “ ‘ “reasonable for a trier of fact to make the ruling in question in light of
the whole record.” ’ ” (In re Yolanda L. (2017) 7 Cal.App.5th 987, 992; see also Code
Civ. Proc., § 1094.5, subd. (c) [in administrative mandamus action, court reviews whole
record to determine whether findings are supported by substantial evidence].) That Dr.
21The trial court directed the Foundation to identify expert testimony supporting the
contention that aggregated and anonymous feedback mechanisms are insufficient. The
Foundation identified the comment letter for the first time at the hearing on the merits.
The Foundation does not discuss the comment letter in the opening brief, and so we do
not consider it either.
35
Harter’s testimony and the report predate the Order does not make them any less
substantial. The Foundation does not argue that intervening changes in scientific
understanding rendered Dr. Harter’s expert opinion or the Report obsolete or unreliable.
Nor does the Foundation suggest any other reason Dr. Harter’s expert opinion and the
Report are not “ ‘of ponderable legal significance,’ ‘reasonable in nature, credible, and of
solid value.’ ” (Conservatorship of O.B., supra, at p. 1006.)
The State Water Board could reasonably exercise discretion to require “more
granular” feedback without rejecting Dr. Harter’s opinion that aggregated feedback at the
township-level would be sufficient. Likewise, the State Water Board could reasonably
exercise discretion to require that Members collect and report field-level data to the
Coalition, without undermining the views expressed in the Report. That the Report
characterizes individualized data points as problematic does not mean they are not worth
collecting or reporting to the Coalition. But it could mean they are ill-suited for use as a
feedback mechanism. Regardless, even assuming some minor inconsistency between the
Order and Dr. Harter’s opinion or the Report, both are substantial proof that aggregated
and anonymous feedback mechanisms are sufficient. That the State Water Board elected
to require “more granular” feedback mechanisms does not render the evidence
insubstantial. The Foundation’s challenges to the sufficiency of the supporting evidence
lack merit. 22
The Foundation also argues the findings fail to support the State Water Board’s
decision. This is so, the Foundation says, because only individualized data points can
provide sufficient feedback mechanisms, and anything short of that must necessarily be
22 The State Water Board’s interpretation and application of the Nonpoint Source Policy
is an area where it has “ ‘ “expertise and technical knowledge,” ’ ” and “ ‘ “the legal text
to be interpreted is technical, obscure, complex, open-ended, [and] entwined with issues
of fact, policy, and discretion.” ’ ” (North Gualala Water Co. v. State Water Resources
Control Board (2006) 139 Cal.App.4th 1577, 1589.)
36
insufficient. The Foundation finds support for this argument in the Order’s statement of
ultimate purpose, which the Foundation characterizes as “individual compliance” with
receiving water limitations. Building on this premise, the Foundation reasons that
compliance must be individual and site specific; therefore, feedback mechanisms must
also be individual and site specific. We disagree for two reasons.
First, the Foundation misstates the Order’s ultimate purpose. The Order does not
express an ultimate purpose of “individual compliance.” Rather, the Order says its
ultimate purpose is establishing receiving water limitations so “[w]astes discharged from
Member operations shall not cause or contribute to an exceedance of applicable water
quality objectives.” The Order holds Members individually responsible for complying
with receiving water limitations, but also recognizes the current state of science does not
allow regulators to say with certainty that any particular Member has or has not caused or
contributed to any particular exceedance. Accordingly, the Order aims to improve water
quality outcomes for “Member operations” through implementation of management
practices, monitoring, and reporting, rather than “individual compliance.” That purpose
is narrower than the one the Foundation describes.
Second, and related, the findings support the State Water Board’s decision that the
Order contains sufficient feedback mechanisms to allow the Central Valley Water Board
and public to determine whether the program is achieving its ultimate purpose. As
previously discussed, Table 1 discloses implemented management practices at the field-
level by Anonymous Member ID. Table 2 discloses field-level AR data by Anonymous
Member ID. Neither Table 1 nor Table 2 disclose the location of the field. Nevertheless,
the Central Valley Water Board and public can correlate implemented management
practices to wastes discharged from Member operations by Anonymous Member ID.Because Anonymous Member IDs are permanently assigned, the Central Valley Water
37
Board and public can also observe Members’ progress towards achieving water quality
objectives over time. 23
Table 3 discloses field-level AR data by Anonymous APN. Table 4 discloses AR
data at the township level. Together, Tables 3 and 4 allow the Central Valley Water
Board and public to correlate wastes discharged from Member operations to water quality
objectives by location, albeit not with the specificity the Foundation would like. This is
where the real issue lies.
The Foundation would like feedback mechanisms linking Members to
management practice implementation data and AR data by field. Only then, the
Foundation suggests, would the Central Valley Water Board and public have sufficient
feedback mechanisms to know whether the program is achieving its ultimate purpose,
that “[w]astes discharged from Member operations shall not cause or contribute to an
exceedance of applicable water quality objectives.” But even complete datasets with
non-anonymized, individual data points would not allow the Central Valley Water Board
or public to conclusively establish whether any particular Member has caused or
contributed to any particular exceedance, because that cannot currently be determined.
The best that current science can do, so far as the administrative record reveals, is to
connect nitrate discharges to groundwater at the township-level. The Order does this and
more. The Order’s feedback mechanisms are thus sufficient for determining whether the
program is achieving this purpose.
23 The Central Valley Water Board and public can also monitor the progress of Members
with exceedances, who are subject to surface water quality management plans or
groundwater quality management plans, through management practice implementation
reports. Those reports identify new or improved management practices implemented to
address the exceedance by Anonymous Member ID and Anonymous APN ID.38
The Foundation also argues the findings do not support the State Water Board’s
decision because the Order grants the Central Valley Water Board greater access to
information than the public. According to the Foundation, key element four requires that
the Central Valley Water Board and the public have equal access to such information.
We are not persuaded.
Key element four requires that the Order provide “sufficient feedback
mechanisms,” not perfect transparency. Nothing in key element four says the public
must have access to the same data set as the Central Valley Water Board. The
Foundation makes much of the fact that the State Water Board found it “essential to
continue to allow the Central Valley Water Board to require submittal of specific names
or locations, or names or locations generally, should the Central Valley Water Board
make a determination that it is necessary.” If the ability to access the complete data set is
“essential” for the Central Valley Water Board, the Foundation urges, then the same must
be true for the public. But the Central Valley Water Board and the public are not
similarly situated with respect to water quality regulation. Moreover, and more
importantly, the Nonpoint Source Policy does not require that the public have the same
feedback mechanisms as the Central Valley Water Board, only that both have “sufficient”
ones. As we have shown, the trial court’s finding that the Order provides sufficient
feedback mechanisms is supported by substantial evidence, including evidence that
individualized data points are “typically problematic.” We cannot say that the Order’s
feedback mechanisms are insufficient as a matter of law merely because they do not
provide the public with the same regulatory tools as the Central Valley Water Board. The
Foundation’s second argument is rejected.
3. Permanent Recordkeeping
Finally, the Foundation argues the Order violates key element four by failing to
require permanent recordkeeping. The commentary to key element four provides, in
pertinent part, that, “all monitoring programs should . . . provide a
39
permanent/documented record.” The Foundation argues the Order violates the
commentary by only requiring that Members and the Coalition maintain records
reflecting field-level management practice implementation data and AR data for 10 years.
As before, we perceive no violation.
Here, again, the commentary says only that monitoring programs “should . . .
provide a permanent/documented record,” not that they must. (See, e.g., Kucera v. Lizza,
supra, 59 Cal.App.4th at p. 1152; Boam v. Trident Financial Corp., supra, 6 Cal.App.4th
at p. 745, fn. 6; United States v. Marcucci, supra, 299 F.3d at p. 1159.) The commentary
does not mandate that the Order provide a permanent or documented record of the
monitoring program, but instead leaves the matter to the State Water Board’s discretion.
The State Water Board could reasonably exercise that discretion to require that Members
and the Coalition maintain records of field-level management practice implementation
data and AR data for 10 years, rather than permanently, given the evidence that
aggregated and anonymized data provides a sufficient feedback mechanism, and
individualized data points are not helpful. We cannot say that the Order’s recordkeeping
requirements fly in the face of the Nonpoint Source Policy. Accordingly, we reject the
Foundation’s third and final argument.
C. Coastkeeper’s Appeal
Coastkeeper’s appeal also focuses on the Nonpoint Source Policy. Coastkeeper
argued in the trial court that the Order violates every element of the Nonpoint Source
Policy, as well as the Antidegradation Policy. Coastkeeper now argues that the Order
violates key elements two and four of the Nonpoint Source Policy. We reject these
contentions for the reasons discussed below.
1. Key Element Two
Coastkeeper argues the Order violates key element two of the Nonpoint Source
Policy. Key element two requires that nonpoint source control implementation programs
“include a description of the [management practices] and other program elements that are
40
expected to be implemented to ensure attainment of the implementation program’s stated
purpose(s).” (Emphasis omitted.)
The commentary to key element two provides:
“A [Regional Board] must be able to determine that there is a high likelihood that
the program will attain water quality requirements. This will include consideration of the
[management practices] to be used and the process for ensuring their proper
implementation. It also will include other factors such as the level of discharger
participation and the effectiveness of the [management practices] implemented.
“[Management practices] must be tailored to a specific site and circumstances, and
justification for the use of a particular category or type of [management practice] must
show that the [management practice] has been successfully used in comparable
circumstances. If [a management practice] has not previously been used, documentation
to substantiate its efficacy must be provided by the discharger. A [Regional Board] must
be convinced there is a high likelihood the [management practice] will be successful. A
schedule assuring [management practice] implementation and assessment, as well as
adaptive management provisions must be provided. We recognize that in the earlier
stages of some pollution control programs, water quality changes may not be
immediately apparent, even with the implementation of pollution control actions.
Although [management practice] implementation never may be a substitute for meeting
water quality requirements, [management practice] implementation assessment may, in
some cases, be used to measure nonpoint source control progress.”
Coastkeeper argues the Order violates key element two in two ways. First,
Coastkeeper argues the Order fails to include a description of the management practices
expected to be implemented to ensure attainment of the program’s stated purposes.
According to Coastkeeper, the Order gives the appearance of describing specific
management practices, but actually offers “only reporting requirements, general
instructions, and plans to make plans.” None of these things are management practices,
41
Coastkeeper says. Second, Coastkeeper argues that no evidence supports the finding that
the activities required by the Order (whether or not they are management practices) are
highly likely to attain water quality requirements. We reject both contentions.
Coastkeeper argues the Order violates key element two by failing to describe
specific management practices. But key element two applies to nonpoint source control
implementation programs, not orders. As the State and Central Valley Water Boards
observe, the Nonpoint Source Policy defines a nonpoint source control implementation
program as “a program developed to comply with [State Water Board or Regional Water
Board waste discharge requirements], waivers of [waste discharge requirements], or basin
plan prohibitions.” Thus, the State and Central Valley Water Boards assert, the program
logically includes both the Order and the contents of the plans that Members and the
Coalition must prepare and implement to comply with the Order. This point is well-
taken. We therefore consider whether the program as a whole satisfies key element two.
We conclude it does.
a. Description of Management Practices
As previously discussed, the Order requires that Members “implement
management practices that minimize waste discharge offsite in surface water, minimize
percolation waste to groundwater, and protect wellheads from surface water intrusion.”
Coastkeeper argues these are “[v]ague instructions to further general goals,” (italics
omitted) and we do not disagree. But the Order does not stop there. The Order also
requires that all Members prepare planning documents, beginning with farm evaluations,
irrigation and nitrogen management plans, and sediment and erosion control plans.
Farm evaluations are prepared with templates approved by the Central Valley
Water Board. The templates call for Members to check boxes identifying implemented
management practices, including pesticide application practices, primary and secondary
irrigation practices, irrigation efficiency practices, nitrogen management practices, and
42
sediment and erosion control practices. The templates also require that Members certify
the accuracy of their responses under penalty of perjury.
Irrigation and nitrogen management plans, irrigation and nitrogen summary
reports, and sediment and erosion control plans can also be prepared with templates, if
the Coalition so chooses. 24 Irrigation and nitrogen management plans and irrigation and
nitrogen summary reports must describe irrigation management practices and nitrogen
management practices to minimize leaching past the root zone. Sediment and erosion
control plans must describe management practices implemented to minimize or eliminate
the discharge of sediment above background levels. All such plans and reports must be
certified under penalty of perjury by a specialist, or self-certified by a Member who has
completed an approved training program. Coastkeeper argues farm evaluations,
irrigation and nitrogen management plans, and sediment and erosion control plans are
well and good, but they are not management practices, and do not require management
practices. We will address this argument momentarily.
Coastkeeper raises similar objections to surface water quality management plans
and groundwater quality management plans. As a reminder, the Order requires that the
Coalition prepare surface water quality management plans and groundwater quality
management plans when water quality objectives are exceeded and irrigated agriculture
may have caused or contributed to the exceedance. Surface water quality management
plans and groundwater quality management plans must identify management practices
that will be used to control exceedances and provide specific schedules for implementing
such practices. These requirements may sound substantive, Coastkeeper says, but they
are mere “plans to make a plan.” According to Coastkeeper, they do not require
Members to implement any particular management practices and leave the selection of
24 The parties do not tell us whether the Coalition has elected to use templates for
irrigation and nitrogen management plans and irrigation and nitrogen summary reports.
43
management practices to the Coalition’s discretion. As such, Coastkeeper contends,
surface water quality management plans and groundwater quality management plans
cannot be considered management practices either. We disagree.
When the program is viewed as encompassing both the Order and planning and
reporting activities required by the Order, it becomes clear that the program as a whole
includes an adequate “description of the [management practices] and other program
elements that are expected to be implemented to ensure attainment of the implementation
program’s stated purpose(s).” (Emphasis omitted.) As previously discussed, the Order
requires that Members implement management practices and prepare certified records
specifying which management practices have already been implemented and which are
expected to be implemented. Together, the Order and planning and reporting activities
required by the Order describe the management practices and other program elements
that are expected to be implemented, thereby satisfying key element two.
Coastkeeper directs our attention to the commentary to key element two, which
require that management practices “be tailored to a specific site and circumstances.”
However, all of the above-described plans and reports—farm evaluations, irrigation and
nitrogen management plans, irrigation and nitrogen summary reports, sediment and
erosion control reports, surface water quality management plans, and groundwater quality
management plans—require that Members consider management practices at field level.
That being so, we conclude that management practices are ”tailored to a specific site and
circumstances,” as required by the commentary to key element two.
Coastkeeper also directs our attention to section 13360, which provides, in
pertinent part: “No waste discharge requirement or other order of a regional board or the
state board or decree of a court issued under this division shall specify the design,
location, type of construction, or particular manner in which compliance may be had with
that requirement, order, or decree, and the person so ordered shall be permitted to comply
with the order in any lawful manner.” (§ 13360, subd. (a).) Another panel of this court
44
has explained: “Section 13360 is a shield against unwarranted interference with the
ingenuity of the party subject to a waste discharge requirement; it is not a sword
precluding regulation of discharges of pollutants. It preserves the freedom of persons
who are subject to a discharge standard to elect between available strategies to comply
with that standard.” (Tahoe-Sierra Preservation Council v. State Water Resources
Control Board (1989) 210 Cal.App.3d 1421, 1438; see also Monterey Coastkeeper I,
supra, 28 Cal.App.5th at p. 351 [“Neither a waste discharge requirement nor a waiver
thereof is permitted to specify a particular manner of compliance with the discharge
standard”].) Coastkeeper argues the trial court failed to appreciate that nonpoint source
control implementation programs can comply with section 13360 and key element two by
“describing specific, tailored management practices and giving growers flexibility to
choose among them.” But that is exactly what the templates do: They describe specific,
tailored management practices and give Members the flexibility to choose among them.
Coastkeeper fails to show that the trial court misapplied section 13360.
Exercising our independent judgment, we conclude the program satisfies key
element two by including an adequate description of the management practices and other
program elements that are expected to be implemented to ensure attainment of the
program’s stated purpose. We therefore reject Coastkeeper’s argument. 25
25 Coastkeeper directs our attention to an apparent inconsistency in the trial court’s
ruling. The trial court ruled, on the one hand, that the Order “does not specify particular
management practices” and, on the other hand, that the Order “requires Members to
immediately follow a host of management practices,” including planning and reporting
activities. We do not view these statements as necessarily inconsistent. The Order
requires Members to immediately implement management practices but does not specify
which ones. Management practices are instead specified by the templates required to be
completed by Members. We need not resolve the purported inconsistency, as our review
focuses on the correctness of the trial court’s ruling, not its reasoning. (Oiye v. Fox
(2012) 211 Cal.App.4th 1036, 1049.)
45
b. Sufficiency of Evidence to Support a “High Likelihood” Finding
Coastkeeper argues the program violates key element two in another way. The
commentary to key element two provides, in part, that a Regional Board “must be able to
determine that there is a high likelihood that the program will attain water quality
requirements.” The trial court found the Order provides “a clear link between
management practices and outcomes.” Coastkeeper argues the trial court’s finding is not
supported by substantial evidence. We disagree.
The trial court found evidentiary support for a “high likelihood” finding in the
Order’s three-part structure. As previously discussed, the Order contemplates that: (1) all
Members will immediately implement management practices and report those practices
to the Coalition through farm evaluations, irrigation and nitrogen management summary
reports, and management practice implementation reports; (2) some Members will
implement additional management practices as part of a surface water quality
management plan or groundwater quality management plan, or receive additional training
as AR outliers; and (3) the Coalition will submit field-level data to the Central Valley
Water Board, allowing the Central Valley Water Board to verify that Members are
implementing management practices leading to improved multi-year A/R ratios or
improved water quality results. Substantial evidence supports the trial court’s finding
that the program is highly likely to attain water quality requirements.
Irrigation and nitrogen management plans and irrigation and nitrogen management
summary reports provide an apt illustration. The Order explains that irrigation and
nitrogen management plans and irrigation and nitrogen summary reports are expected to
improve water quality outcomes in two ways. First, irrigation and nitrogen management
plans require that Members project the total nitrogen a given crop will require for a single
cropping cycle. This is done by considering the amount of nitrogen already available in
soil and irrigation water, which allows the Member to plan for the appropriate amount of
fertilizer to be applied to meet crop requirements. Such planning helps Members avoid
46
over-application of nitrogen fertilizer that may lead to excess loss of nitrogen to
groundwater or surface water. Second, the data contained in irrigation and nitrogen
management summary reports enables the Coalition and Central Valley Water Board to
consider the range of nitrogen application values reported for similar crops, and allows
the Coalition to identify outliers for follow-up actions with the goal of reducing over-
application. Thus, the Order anticipates that irrigation and nitrogen management plans
will help Members avoid over-application of nitrogen, and irrigation and nitrogen
management summary reports will help the Coalition and Central Valley Water Board
identify outliers for follow-up. The State Water Board could reasonably expect these
management practices would lead to improved water quality outcomes. Substantial
evidence thus supports the existence of a link between management practices and water
quality outcomes, which in turn supports a finding that the program is highly likely to
attain water quality requirements.
Coastkeeper challenges the sufficiency of the evidence, arguing no link can be
inferred because the Order depends entirely on things the Coalition and Members may or
may not do in the future (such as develop meaningful surface water quality management
plans and groundwater quality management plans) rather than things they must do now.
Coastkeeper directs our attention, again, to surface water quality management plans and
groundwater quality management plans, which are required when water quality
objectives are exceeded and irrigated agriculture may have caused or contributed to the
exceedance. Coastkeeper argues the Order gives “unfettered discretion” to the Coalition
to develop surface water quality management plans and groundwater quality management
plans, and leaves the task of identifying management practices that will address the
exceedance to the indefinite future. Coastkeeper suggests the Coalition cannot be relied
upon to develop meaningful plans for Members, and Members cannot be trusted to
regulate themselves. These arguments fail for several reasons.
47
First, surface water quality management plans and groundwater quality
management plans are not as toothless as Coastkeeper suggests. True, they are developed
by the Coalition, and the Coalition may not know in advance which management
practices should be implemented to address which exceedances. But the Nonpoint
Source Policy recognizes that management practice implementation must be iterative and
adaptive, and the Order requires that surface water quality management plans and
groundwater quality management plans identify management practices that will be used
to control the exceedance and provide a specific schedule for implementing them. The
Order further requires that surface water quality management plans and groundwater
quality management plans be submitted to the Central Valley Water Board and approved
by the executive officer following public review and comment. And the Order requires
that Members comply with management plans once approved by the executive officer,
and submit management practice implementation reports to the Coalition verifying that
they have done so. The Coalition, for its part, must evaluate the Member’s
implementation of management practices and assess their effectiveness in annual
management plan progress reports to the Central Valley Water Board. Thus, surface
water quality management plans and groundwater quality management plans are more
than mere “plans to make a plan.”
Second, Coastkeeper’s challenge to surface water quality management plans and
groundwater quality management plans does not establish any insufficiency of the
evidence. Ultimately, Coastkeeper argues the program cannot be considered highly
likely to attain to water quality requirements because the Coalition cannot be counted on
to develop meaningful surface water quality management plans and ground water quality
management plans. However, the Nonpoint Source Policy encourages the State Water
Board and Regional Boards to build upon third-party programs. That Coastkeeper may
harbor doubts about the Coalition’s ability to regulate Members does not mean the trial
48
court’s ruling lacks substantial evidence. Coastkeeper fails to establish any violation of
key element two.
2. Key Element Four
Coastkeeper’s next set of arguments focus on the Order’s surface water
monitoring program and key element four. 26 As previously discussed, the General
WDRs divide the watershed into six zones, each with two core sites and additional
represented sites. (See Section II.B.2.a, ante.) The two core sites are continuously
monitored, with each site monitored for two years at a time on an alternating basis.
When monitoring reveals an exceedance, the Coalition monitors the core site for an
additional year and evaluates nearby represented sites to determine whether water quality
problems may be occurring there as well. The Order maintains this framework but
questions whether “the current monitoring and reporting program requirements constitute
a sufficient feedback system to verify that appropriate management practices are being
proposed and implemented.” The Order concludes such questions should be considered
as part of an independent peer review, and directs the Central Valley Water Board to
implement an expert review process to evaluate the monitoring framework and make
recommendations for improvements.
Coastkeeper argues the surface water monitoring program violates key element
four in several ways. First, Coastkeeper argues the surface water monitoring program
violates key element four by relying on an approach rejected in a declaratory judgment
and order in California Sportfishing Protection Alliance, et al. v. California Regional
Water Quality Control Board, et al., Sacramento Superior Court case No. 34-2012-
26Key element four provides that “[a nonpoint source] control implementation program
shall include sufficient feedback mechanisms so that the [Regional Board], dischargers,
and the public can determine whether the program is achieving its stated purpose(s), or
whether additional or different [management practices] or other actions are required.”
(Emphasis omitted.)
49
80001186 (CSPA). Although Coastkeeper spends considerable time on CSPA, the trial
court here did not rely on that case, and it is neither citable nor binding on us.
Accordingly, we decline to consider Coastkeeper’s arguments based on CSPA.
Second, Coastkeeper argues the surface water monitoring program violates key
element four by relying on aggregated and anonymized data from farm evaluations and
irrigation and nitrogen management summary reports. According to Coastkeeper,
aggregated and anonymized data obscures the link between implemented management
practices and expected water quality outcomes, and thus fails to provide sufficient
feedback mechanisms. Although Coastkeeper focuses on the Order’s surface water
monitoring program, rather than monitoring programs generally, Coastkeeper’s
arguments are fundamentally the same as the Foundation’s and we reject them for the
same reasons.
Third, Coastkeeper argues the surface water monitoring program does not generate
enough data to allow the Central Valley Water Board and public to determine whether the
program is working. This is so, Coastkeeper says, because the program divides the
watershed into overly large zones, the Coalition only monitors core sites for two years at
a time on an alternating basis, and the Coalition only monitors representative sites for the
particular contaminant found to have caused an exceedance at the core site, rather than all
contaminants of concern. Given these deficiencies and the State Water Board’s
unanswered questions, Coastkeeper argues the State Water Board “could not have found
a ‘high likelihood’ that the [Order] would meet water-quality objectives, as the Nonpoint
Source Policy requires.” But Coastkeeper here paraphrases the commentary to key
element two, not key element four. 27 Key element four does not require a “high
27As previously discussed, the commentary to key element two provides, in part, that a
Regional Board “must be able to determine that there is a high likelihood that the
program will attain water quality requirements.” (See Section III.C.1, ante.)
50
likelihood” finding, and Coastkeeper does not argue the surface water monitoring
program violates key element two. Coastkeeper’s argument thus fails.
Fourth, and finally, Coastkeeper takes aim at the trial court’s determination that
the weight of the evidence supports a finding that “properly scaled representative
monitoring [is] appropriate.” Coastkeeper argues no evidence supports any such finding,
and suggests the State Water Board effectively conceded as much by directing the
Central Valley Water Board to implement an expert review process. 28 We are not
persuaded.
As previously discussed, the Order explains that the Panel considered appropriate
frameworks for surface water quality monitoring and expressed the view, shared by the
State Water Board, that receiving water monitoring is preferable to field-specific
monitoring for reasons of cost and efficiency. Accordingly, the State Water Board found:
“Receiving water monitoring is a reliable and effective methodology for identifying
water quality issues without resorting to more costly end-of-field measurements.” The
General WDRs call for receiving water monitoring, and substantial evidence supports the
trial court’s implied finding that receiving water monitoring is appropriate.
28 Coastkeeper advances additional arguments that require only brief consideration.
First, Coastkeeper argues the trial court confused the Order’s requirements for
groundwater monitoring with its requirements for surface water monitoring. Even
assuming that Coastkeeper is correct, the error would not deprive the trial court’s finding
of substantial evidence, for the reasons stated in the text.
Second, Coastkeeper argues the trial court failed to give due consideration to an opinion
by Dr. Revital Katznelson. As the trial court explained, however, Coastkeeper did not
offer Dr. Katznelson’s opinion until its reply brief. As such, the trial court was not
required to consider it at all.
Third, Coastkeeper argues the trial court incorrectly viewed the Order as a waiver of
waste discharge requirements, rather than waste discharge requirements. However, the
trial court corrected the error, and we review the corrected ruling. The error, in any case,
does not change our review or conclusions.
51
The General WDRs also call for “representative” monitoring. We understand the
term “representative monitoring” to refer to monitoring that takes place at representative
sites, rather than farm-specific sites. The State Water Board, in finding that receiving
water monitoring is reliable and effective, implicitly recognized that some form of
representative monitoring was also appropriate. (See Monterey Coastkeeper I, supra, 28
Cal.App.5th at p. 366 [“both . . . section 13269 and the [Nonpoint Source Policy]
expressly allow the use of group or watershed monitoring”].)
The Panel recommended that “sampling” of receiving waters “should be of
sufficient density (spatially and temporally) to identify general locations of possible
pollution.” “For example,” the Panel continued, “a single measurement point at the
downstream discharge of a very large watershed would be insufficient.” But the Panel
did not say what density of sampling would be sufficient. This was chief among the
questions the State Water Board referred to the new expert panel.
The State Water Board found the surface water monitoring program established by
the General WDRs reflects “a studied decision by the Central Valley Water Board to
balance the [Coalition’s] monitoring costs with the need to increase funds for
management practice implementation.” (See § 13267, subd. (b) [“The burden, including
costs, of [monitoring program reports] shall bear a reasonable relationship to the need for
the report and the benefits to be obtained from the reports”].) The State Water Board
further found the Central Valley Water Board’s representative monitoring approach
“appears to have some merit” and “may be reasonable.”
The State Water Board clearly believed the representative monitoring approach set
forth in the General WDRs was appropriate (or sufficient) until the question of density
(or scale) could be considered by the new expert panel. Thus, the State Water Board
found that representative monitoring was appropriate, and monitoring should be
“properly scaled” (in the trial court’s parlance) or “of sufficient density” (in the Panel’s).
Substantial evidence thus supports the trial court’s finding that the State Water Board
52
“concluded that properly scaled representative monitoring was appropriate.” That the
State Water Board referred the question of what constitutes “sufficient density” to
another expert panel does not mean the surface water monitoring program was not
appropriate (or sufficient) based on information available to the State Water Board at the
time, and does not render the trial court’s finding unsupported by the evidence. We reject
Coastkeeper’s argument.
D. Protectores’ Appeal
Unlike the Foundation and Coastkeeper, Protectores argues the Order violates the
Antidegradation Policy, rather than the Nonpoint Source Policy. Specifically, Protectores
argues: (1) the State Water Board’s maximum benefit finding either was not supported by
substantial evidence or was contrary to the evidence; (2) the trial court failed to exercise
independent judgment in concluding the weight of the evidence supported the finding;
and (3) the State Water Board “improperly distinguished” AGUA. We address these
contentions in turn.
1. The Maximum Benefit Finding
As we have explained, the Antidegradation Policy requires that the State Water
Board or Regional Board make findings that any change in water quality (1) will be
consistent with the maximum benefit to the people of the state, (2) will not unreasonably
affect beneficial uses, and (3) will not violate water quality standards. (AGUA, supra,
210 Cal.App.4th at p. 1260.) The trial court independently reviewed the administrative
record and found the State Water Board made each of the required findings. Protectores
challenges the evidence supporting the maximum benefit finding. Protectores argues the
finding was not supported by substantial evidence or was contrary to the evidence
because the State Water Board failed to consider costs to the public of discharges
authorized by the Order, including treatment and health costs. We disagree.
The Antidegradation Policy does not define “maximum benefit to the people of the
state.” However, the State Water Board has discussed the maximum benefit finding in a
53
guidance memorandum. (State Water Board, Guidance Mem. (Feb. 16, 1995) (Guidance
Memorandum).) The Guidance Memorandum, which was excerpted in AGUA, explains
that maximum benefit determinations should be made on a case-by-case basis, with
consideration given to various factors, including “ ‘economic and social costs, tangible
and intangible, of the proposed discharge compared to the benefits.’ ” (AGUA, supra,
210 Cal.App.4th at p. 1279, quoting Guidance Mem. at pp. 4-5.)
The trial court found the State Water Board made the maximum benefit finding,
and the finding was supported by the weight of the evidence. Substantial evidence
supports the trial court’s determination. The Order reveals that the State Water Board
upheld the Central Valley Water Board’s maximum benefit finding, which was based on
findings from an environmental impact report that was attached as an exhibit to the
Order. That report includes findings that the state depends on central valley agriculture
for food and central valley communities rely on agriculture for employment.
The State Water Board observed that the Central Valley Water Board considered
social costs of the discharges authorized by the Order and found the Order’s requirements
“should ensure that local communities not incur any additional treatment costs.” The
State Water Board also observed that the new monitoring program for drinking water
supply wells would mitigate social costs by requiring that Members provide replacement
water to affected communities. Accordingly, the State Water Board found “considerable
societal benefits outweigh the costs associated with the effects of irrigated agriculture
under the [Order],” and any degradation authorized by the Order “is consistent with the
maximum benefit to the people of the state.” Substantial evidence supports the trial
court’s determination that the State Water Board made the maximum benefit finding, and
the finding was supported by the weight of the evidence.
Protectores offers a different perspective. Protectores directs our attention to the
following sentence from the Order’s discussion of the maximum benefit to the people of
the state: “The Central Valley Water Board considered social costs of the discharges and
54
reasonably concluded that the General WDRs’ requirements to address all exceedances of
water quality objectives according to the terms of a time schedule, implement best
practicable treatment and control where irrigated agricultural waste discharges may cause
degradation, and the inclusion of performance standards that work to prevent further
degradation of surface and groundwater quality, should ensure that local communities not
incur any additional treatment costs associated with the limited degradation authorized
by the General WDRs.” (Emphasis added.) Protectores interprets the italicized language
in the above-quoted sentence as a “finding that the public will incur no costs.”
Protectores challenges the purported finding that “the public will not incur costs”
at length. Protectores explains that discharges from irrigated agriculture are a primary
cause of nitrate pollution, nitrates are dangerous in drinking water, many people rely on
groundwater contaminated with nitrates for drinking water, treating contaminated water
is costly, and the Order allows such discharges to continue. Protectores then concludes
the State Water Board’s purported finding cannot be squared with the evidence.
There are at least two problems with Protectores’ argument. First, Protectores
invites us to make our own maximum benefit finding, placing greater weight on evidence
of social costs than the State Water Board did, which we cannot do. Second, the State
Water Board did not say the public would incur “no costs” associated with the
degradation authorized by the Order. The State Water Board said the public should not
incur “any additional treatment costs” associated with the degradation authorized by the
Order.
We see an obvious difference between the finding the State Water Board actually
made and the one Protectores attributes to it. That the State Water Board found local
communities would be unlikely to incur “any additional treatment costs” as a result of the
degradation authorized by the Order does not mean they would incur “no costs,” as
Protectores contends. It means only that local communities would be unlikely to incur
additional costs, above and beyond those already being incurred. This much seems clear
55
from the very next sentence of the Order, which provides, in part, “if monitoring of
drinking water supply wells indicates that [maximum contaminant levels] are being
exceeded, we expect dischargers that are causing or contributing to the exceedance to
provide replacement water to the affected population.” The State Water Board thus
found, not “that the public will incur no costs,” but that local communities would be
unlikely to incur “additional treatment costs,” because the new requirements for
monitoring drinking water supply wells would ensure that the costs of treating
exceedances would be borne by Members. Protectores does not suggest the State Water
Board’s actual finding was contrary to the evidence or unsupported by substantial
evidence, and so we have no occasion to consider that question. Substantial evidence
supports the trial court’s determination that the State Water Board’s maximum benefit
was supported by the weight of the evidence. 29 We therefore reject Protectores’ first
argument.
2. The Trial Court’s Independent Judgment
Protectores next argues the trial court failed to exercise independent judgment in
evaluating the evidence supporting the maximum benefit finding. As before, Protectores
attempts to demonstrate error by mischaracterizing the State Water Board’s maximum
benefit finding. Once again, the argument fails.
Protectores’ argument focuses on the following portion of the trial court’s ruling:
“Protectores argues that degradation is occurring, which imposes costs, but the [Order]
will allow dischargers up to [10] years to come into compliance. Protectores does not
quantify these costs, but suggests that such costs are borne by persons in communities
29 Protectores also argues the State Water Board failed to consider the severity and extent
of the degradation authorized by the Order in making the maximum benefit finding. That
argument is not properly before us, as Protectores presented it to the trial court for the
first time in its reply papers.
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served by groundwater wells, or communities which must pay for additional treatment of
nitrate-contaminated groundwater. Protectores also suggests that because the order only
requires township-level groundwater protection targets, groundwater monitoring will
allow exceedances at ‘hot spots’ within communities that may go undetected. The Court
does not doubt that such costs exist. However, Protectores bears the burden of
demonstrating that the State Board did not appropriately consider these costs.”
(Emphasis added.)
Protectores seizes on the trial court’s statement that “such costs exist.” As
Protectores reads the ruling, the trial court believed degradation authorized by the Order
would cause local communities to incur costs, but deferred to the State Water Board’s
purportedly contrary finding that they “would not incur additional treatment costs,”
thereby abdicating its responsibility to exercise independent judgement. This argument
fails for much the same reason as the last: Saying that social costs “exist” does not deny
that “additional treatment costs”—i.e., treatment costs over and above the existing ones—
are unlikely to become necessary.
That no conflict exists between the trial court’s statement and the State Water
Board’s finding is clear from the relevant sentence of the Order, which can be truncated
as follows: “The Central Valley Water Board considered social costs of the discharges
and reasonably concluded that the General WDRs’ requirements . . . should ensure that
local communities not incur any additional treatment costs associated with the limited
degradation authorized by the General WDRs.” The Order thus acknowledges that social
costs “exist,” and were reasonably considered by both the Central Valley Water Board
and State Water Board. Nothing suggests the trial court abdicated its responsibility to
exercise independent judgment, and we will not assume the court misunderstood or
misapplied the law. (People v. Jeffers (1987) 43 Cal.3d 984, 1000 [“It is generally
presumed that a trial court has followed established law”].)
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Finally, Protectores argues the State Water Board misinterpreted or misapplied
AGUA. Apart from its challenge to the evidence supporting the maximum benefit finding
(which we have already rejected), Protectores does not suggest the State Water Board
failed to make any of the findings required by the Antidegradation Policy. Instead,
Protectores suggests the State Water Board went wrong by distinguishing AGUA and
conducting a “nontraditional” antidegradation analysis. This argument goes nowhere.
AGUA concerned an order authorizing waste discharges from dairy farms in the
Central Valley (dairy order). (AGUA, supra, 210 Cal.App.4th at pp. 1258-1259.) The
Central Valley Water Board, in adopting the dairy order, found the Antidegradation
Policy did not apply. (Id. at p. 1260.) The AGUA court disagreed. (Ibid.) The court
then considered whether the dairy order complied with the Antidegradation Policy. (Id.
at p. 1278.)
Relying on the Guidance Memorandum, the AGUA court concluded that the
Antidegradation Policy requires that Regional Boards make required findings as part of a
“two-step process.” (AGUA, supra, 210 Cal.App.4th at p. 1278.) The court explained:
“ ‘The first step is if a discharge will degrade high quality water, the discharge may be
allowed if any change in water quality (1) will be consistent with maximum benefit to the
people of the State, (2) will not unreasonably affect present and anticipated beneficial use
of such water, and (3) will not result in water quality less than that prescribed in state
policies (e.g.[,] water quality objectives in Water Quality Control Plans). The second
step is that any activities that result in discharges to such high quality waters are required
to use the best practicable treatment or control of the discharge necessary to avoid a
pollution or nuisance and to maintain the highest water quality consistent with the
maximum benefit to the people of the State.’ ” (Ibid., quoting Guidance Mem. at p. 2.)
Protectores argues the State Water Board erred in distinguishing AGUA.
However, the Order does not announce any departure from AGUA. The Order observes
that the State Water Board “has, to date, provided relatively little specific direction to the
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regional water boards on how to apply the Antidegradation Policy to nonpoint sources.”
The Order continues: “We recently explained that a traditional antidegradation analysis
for a discrete point source discharge has limited value when considering antidegradation
in the context of storm water discharges from diffuse sources, conveyed through multiple
outfalls, with multiple pollutants impacting multiple water bodies within a region.” The
Order opines that the same practical considerations “make it inappropriate to apply a
discrete point source discharge approach in the context of a general order regulating both
surface water and groundwater discharges from irrigated agriculture operations across a
large landscape.” The Order does not discuss AGUA, except to say “[t]he diffuse,
landscape level groundwater discharges regulated under the . . . General WDRs[,] are
unlike the concentrated discharges from dairy retention ponds and corral areas that were
the subject of” AGUA. The Order thus observes that discharges from irrigated
agricultural operations are different from discharges from dairy operations. This
observation does not appear to have been offered as a shot across AGUA’s bow. Rather,
the State Water Board appears only to have been commenting upon the lack of guidance
addressing application of the Antidegradation Policy and noting that what little guidance
exists has involved discrete point source pollution or forms of nonpoint source pollution
more concentrated and less diffuse than discharges from irrigated agriculture (such as
manure), and therefore more amenable to a “traditional antidegradation analysis.”
The Order does not “distinguish” AGUA by suggesting the Antidegradation Policy
does not apply to nonpoint source pollution. The Order does not reject or refuse to
follow the “two-step process” described in AGUA. (AGUA, supra, 210 Cal.App.4th at p.
1278.) To the contrary, the Order undertakes an antidegradation analysis, making the
findings described in AGUA. (Id. at pp. 1278-1286.) The trial court determined the State
Water Board and Central Valley Water Board made the required findings, and substantial
evidence supports the court’s determination, as we have shown. (See Section III.D.1,
ante.)
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Protectores makes much of the Order’s use of the phrase “traditional
antidegradation analysis,” suggesting the State Water Board, in recognizing the “limited
value” of such an analysis in the context of storm water discharges from diffuse sources,
declared an intention to employ a “nontraditional” analysis here. But again, Protectores
does not tell us how the Order breaks with tradition. Indeed, the only part of the
antidegradation analysis that appears to us at all “nontraditional” is the Order’s discussion
of baseline water quality.
As previously discussed, the Antidegradation Policy requires that the Regional
Board compare the baseline water quality (the best quality that has existed since 1968) to
the water quality objectives. (AGUA, supra, 210 Cal.App.4th at p. 1270.) Here, the State
Water Board determined that “it will be impossible for the regional water boards to
establish an accurate numeric baseline for potentially hundreds of waterbodies and
dozens of waste constituents in an area covered by a general order.” Rather than require
an “impossible” undertaking, the State Water Board concluded that “regional water
boards must conduct a general assessment of the existing water quality data that is
reasonably available.” The Central Valley Water Board’s “general antidegradation
analysis” was the only part of the Order that can fairly be described as meaningfully
different from a “traditional antidegradation analysis.” And that analysis merely
determined that the Antidegradation Policy applies. It did not do violence to the
Antidegradation Policy or AGUA. Protectores argument to the contrary is without merit.
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III. DISPOSITION
The judgments are affirmed. Respondents shall recover their costs on appeal.
(Cal. Rules of Court, rule 8.278(a)(1) & (2).)
/S/
RENNER, J.
We concur:
/S/
ROBIE, Acting P. J.
/S/
MAURO, J.
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APPENDIX
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