People v. Smith CA4/1 ( 2021 )

Filed 1/15/21 P. v. Smith CA4/1
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D076620
Plaintiff and Respondent,
v. (Super. Ct. No. JCF32515)
JUSTIN SMITH,
Defendant and Appellant.
APPEAL from an order of the Superior Court of Imperial County,
Marco D. Nunes, Poli Flores, Judges. Affirmed.
Justin Andrew Behravesh, under appointment by the Court of Appeal,
for Defendant and Appellant.
Xavier Becerra, Attorney General, Lance E. Winters and Julie L.
Garland, Assistant Attorneys General, Charles C. Ragland and Amanda
Leigh Lloyd, Deputy Attorneys General, for Plaintiff and Respondent.
In 2014, Justin Smith pleaded no contest to one count of knowingly
possessing controlled substances in a prison facility (Pen. Code, § 4573.6).
Under his plea, the People dismissed other allegations as well as a count
alleging Smith brought drugs into prison (Pen. Code, § 4573), and Smith
admitted he suffered one prior strike conviction. Smith agreed to serve a
term of four years to run consecutively to the prison term he was already
serving. The trial court denied probation and sentenced Smith accordingly,
imposing a two-year low term doubled to four years for the strike prior
conviction and imposing various fines and fees.
In 2019, Smith petitioned the court under Health and Safety Code1
section 11361.8, subdivision (a) to recall his sentence and dismiss his case
under Proposition 64, arguing his Penal Code section 4573.6 offense was no
longer a felony under section 11362.1, which decriminalizes possession of
specified amounts of cannabis. (Prop. 64, § 4.4, approved Nov. 8, 2016, eff.
Nov. 9, 2016; amended by Stats. 2017, ch. 27, § 129.) Finding People v. Perry
(2019) 32 Cal.App.5th 885, 888 (Perry) persuasive and dispositive, the court
denied the petition. Smith contends this court should not follow Perry but
instead direct the trial court to grant the petition under People v. Raybon
(2019) 36 Cal.App.5th 111 (Raybon), review granted Aug. 21, 2019, S256978,
which he asserts is the better reasoned authority.
We conclude the trial court correctly denied the petition because
Proposition 64 does not affect the Penal Code section 4573.6 offense of
possessing unauthorized cannabis in prison, which remains a felony. We
affirm the order.
1 Undesignated statutory references are to the Health and Safety Code.
2
FACTUAL AND PROCEDURAL BACKGROUND2
In March 2012, Smith, an inmate at Calipatria State Prison, was found
with a bindle of cannabis3 after a correctional sergeant observed a suspicious
interaction between Smith and a visitor. Smith pleaded no contest to the
Penal Code section 4573.6 violation in 2014 and the court sentenced him as
indicated above.
In 2016, California voters passed Proposition 64, which decriminalized
the possession of less than 28.5 grams (approximately one ounce) of cannabis
for persons age 21 or older. (Prop. 64; § 11362.1, subd. (a); Perry, supra, 32
Cal.App.5th at pp. 888-890; Raybon, supra, 36 Cal.App.5th at p. 114, rev. gr.)
In an ensuing petition to recall his sentence and dismiss his Penal Code
section 4573.6 conviction, Smith argued that under Raybon, and after
Proposition 64, possession of less than one ounce of cannabis in prison is no
longer a felony. In opposition, the People argued Penal Code section 4573.6
remained a felony; that Perry held the clear intent of section 11362.45,
subdivision (d) was that Proposition 64 sought to leave intact existing
restrictions on possession of cannabis in prison. Smith replied by
encouraging the trial court to follow People v. Fenton (1993) 20 Cal.App.4th
965 and People v. Harris (2006) 145 Cal.App.4th 1456,4 on which Raybon
2 We take the brief background from the grand jury transcript, which the
trial court used to find a factual basis for Smith’s plea.
3 In 2017, the Legislature replaced references to “marijuana” in the
Health and Safety Code with the term “cannabis.” (See, e.g., Stats. 2017, ch.
27, § 121, eff. June 27, 2017.) We adopt the Legislature’s terminology.
4 Fenton addressed Penal Code section 4573, which prohibits bringing
into a jail “ ‘any controlled substance, the possession of which is prohibited
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relied. (See Raybon, supra, 36 Cal.App.5th at pp. 117-119, rev. gr.) The court
denied Smith’s petition, concluding Perry was “more persuasive and
dispositive of the issue” and that Proposition 64 did not “envelop[ ] protection
for this particular offense so, therefore, [defendant was] not afforded [its]
protection . . . .” Smith obtained a certificate of probable cause to pursue this
appeal.
DISCUSSION
I. Proposition 64
Proposition 64 decriminalized the possession of small quantities of
cannabis for specified persons, including by adding section 11362.1, which
provides in part: “Subject to Section[ ] . . . 11362.45, but notwithstanding any
other provision of law, it shall be lawful under state and local law, and shall
not be a violation of state or local law, for persons 21 years of age or older to:
[¶] (1) Possess . . . not more than 28.5 grams of cannabis not in the form of
concentrated cannabis.” (§ 11362.1, subd. (a); Perry, supra, 32 Cal.App.5th at
pp. 889-890.) Section 11362.45, subdivision (d) addresses cannabis in prison,
and provides that section 11362.1 “does not amend, repeal, affect, restrict,
or preempt: [¶] . . . [¶] . . . [l]aws pertaining to smoking or ingesting
cannabis or cannabis [products] on the grounds of, or within, any facility or
institution under the jurisdiction of the Department of Corrections and
by Division 10 (commencing with Section 11000) of the Health and Safety
Code,’ ” holding the defendant did not violate that law because he possessed a
physician’s prescription. (People v. Fenton, supra, 20 Cal.App.4th at pp. 966-
967, 971.) The court in Harris, applying rules of statutory interpretation and
in part following Fenton, agreed that insufficient evidence supported a
defendant’s conviction for violating Penal Code section 4573.5, prohibiting
bringing “drugs ‘other than controlled substances’ ” into a correctional
facility, because the statute did not apply to the “ ‘medical marijuana’ ” the
defendant brought into the prison and had a right to possess. (People v.
Harris, supra, 145 Cal.App.4th at pp. 1460-1462, 1465-1467.)
4
Rehabilitation . . . .” (§ 11362.45, subd. (d).) This latter section has been
described as an exception or “carve out” from Proposition 64’s legalization.
(See People v. Whalum (2020) 50 Cal.App.5th 1, 9, review granted Aug. 12,
2020, S262935.)
Section 11361.8 permits a person serving a sentence for a conviction
affected by Proposition 64 to petition for recall or dismissal of his or her
sentence. (§ 11361.8, subd. (a).) A court must presume the petitioner
satisfies the criteria in subdivision (a)—that he or she would not have been
guilty of an offense or would have been guilty of a lesser offense had
Proposition 64 been in effect at the time of the offense—unless the opposing
party proves by clear and convincing evidence the petitioner does not satisfy
the criteria. (Ibid.) “If the petitioner satisfies the criteria in subdivision (a),
the court shall grant the petition to recall the sentence or dismiss the
sentence because it is legally invalid unless the court determines that
granting the petition would pose an unreasonable risk of danger to public
safety.” (§ 11361.8, subd. (b).)
Smith pleaded no contest to a violation of Penal Code section 4573.6,
which provides in part: “Any person who knowingly has in his or her
possession in any state prison . . . any controlled substances, the possession of
which is prohibited by Division 10 (commencing with Section 11000) of the
Health and Safety Code . . . or paraphernalia intended to be used for
unlawfully injecting or consuming controlled substances, without being
authorized to so possess the same by the rules of the Department of
Corrections . . . is guilty of a felony punishable by imprisonment pursuant to
subdivision (h) of [Penal Code] Section 1170 for two, three, or four years.”
(Pen. Code, § 4573.6, subd. (a).)
5
Whether Smith is eligible for relief under section 11361.8, subdivision
(a) is a question of statutory interpretation. (People v. Whalum, supra, 50
Cal.App.5th at p. 9, rev. gr.; Raybon, supra, 36 Cal.App.5th at p. 113, rev. gr.)
Our review is de novo. (Raybon, at p. 113.)
II. Perry and Raybon
In Perry, the First District Court of Appeal addressed the impact of
Proposition 64 in the scenario presented here: an inmate’s no contest plea to
possessing cannabis in prison under Penal Code section 4573.6. (Perry,
supra, 32 Cal.App.5th at p. 887.) Applying settled principles of statutory
construction to the voter initiative (id. at p. 891), Perry held that while the
exception of section 11362.45 did not expressly refer to “possession,” its
application to possession was implied by its use of the broad phrase “ ‘[l]aws
pertaining to smoking or ingesting cannabis.’ ” (Ibid.) In response to the
defendant’s argument that possession was “not necessarily an inherent
aspect of smoking or ingesting [cannabis],” the court in Perry found the
concepts of possession and use were related, noting in “the context of
possession in prison, it is particularly obvious that possession must ‘pertain’
to smoking or ingesting.” (Id. at p. 892.)
Perry also rejected the defendant’s argument that Penal Code section
4573.6 no longer applied to possession of 28.5 grams or less of cannabis in
prison based on the law’s reference to division 10 of the Health and Safety
Code. (Perry, supra, 32 Cal.App.5th at p. 893.) The defendant argued that
result followed because Penal Code section 4573.6 “is defined by reference to
‘controlled substances, the possession of which is prohibited by Division 10,’
and Proposition 64, by its amendment of [Health and Safety Code] section
11357, eliminated the prohibition against such possession that previously
existed in division 10.” (Id. at p. 893.) The court held that position would
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render the section 11362.45 exception meaningless: “[A] conclusion that
division 10 [of the Health and Safety Code] does not prohibit the possession of
not more than 28.5 grams of cannabis for purposes of Penal Code section
4573.6 would make meaningless the express provision of Proposition 64 that
its legalization of cannabis did not ‘amend, repeal, affect, restrict, or preempt:
[¶] . . . [¶] . . . [l]aws pertaining to smoking or ingesting cannabis’ in penal
institutions.” (Perry, at p. 894.) It pointed out that cannabis remains a
controlled substance under division 10 and “[u]nder the Health and Safety
Code provisions affected by Proposition 64, all of which are part of division
10, cannabis possession is prohibited in a number of specific circumstances
and its possession or use in penal institutions is excluded from the initiative’s
affirmative legalization provision.” (Id. at p. 896.)
The Third District Court of Appeal in Raybon reached a different
conclusion. It held the plain language of section 11362.1 compelled a finding
that possession of less than an ounce of cannabis in prison is no longer a
felony. (Raybon, supra, 36 Cal.App.5th at p. 113, rev. gr.) Addressing the
scope of the section 11362.45, subdivision (d) exception, the court rejected the
notion that the “drafters of Proposition 64 intended to include possession not
by naming it, but by the use of a tangential reference ‘pertaining to.’ ”
(Raybon, at p. 121.) The Court of Appeal asserted “it stretches the
imagination to conclude that the drafters listed two distinct activities,
‘smoking or ingesting,’ intending to include a third distinct activity,
possession, by using the vague reference ‘pertaining to.’ ” (Ibid.) The court
declined to “undermine the will of the electorate” and “disregard the voters’
clear intent” by adopting the Attorney General’s public policy arguments.
(Id. at p. 124.)
7
This court agreed with Perry in the context of an inmate convicted of
possessing cannabis in prison under Penal Code section 4573.8, prohibiting
possession of “drugs in any manner” in prison. (People v. Whalum, supra, 50
Cal.App.5th at p. 3, rev. gr.) While Whalum did not address issues relating
to the offense at issue here (id. at p. 10), the panel of this court agreed with
Perry that “Proposition 64 did not affect laws specifically directed at
criminalizing the possession of cannabis as contraband in a correctional
institution.” (Whalum, at p. 5.) Whalum “agree[d] with Perry’s analysis
regarding the scope of the carve out in section 11362.45, subdivision (d), and .
. . accordingly conclude[d] that Proposition 64 does not affect laws, including
Penal Code section 4573.8, which make it a crime to possess cannabis in a
correctional institution.” (Id. at p. 10.) According to Whalum, “[E]ven though
Penal Code section 4573.8 criminalizes possession rather than use of drugs in
a correctional institution, it is nevertheless properly described as a law
‘pertaining to smoking or ingesting cannabis’ in such a setting, as it is part of
[a] prophylactic approach to prevent prisoners from using drugs.” (Id. at p.
12.)
The issue presented by Raybon is presently before the California
Supreme Court. (Raybon, supra, 36 Cal.App.5th 111, rev. gr.; People v.
Whalum, supra, 50 Cal.App.5th 1, rev. gr.; People v. Herrera (2020) 52
Cal.App.5th 982, 990, review granted Oct. 14, 2020, S264339 [holding Penal
Code section 4573.6, subdivision (a) is a law pertaining to smoking or
ingesting cannabis in jail within the meaning of section 11362.45, subdivision
(d) and thus Proposition 64 did not amend, repeal, affect, restrict or preempt
the law].)
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III. Analysis
Smith urges us to follow Raybon as the better reasoned, plain meaning,
interpretation of section 11362.45. He maintains the “contrary conclusion by
the Perry court had the effect of writing words into a statute that simply are
not there” and thus Perry reaches an “untenable conclusion.”
As we have stated, the California Supreme Court has taken up the
issue. Pending further guidance from that court, we continue to be
persuaded that Perry and Whalum correctly hold that Proposition 64’s
decriminalization of cannabis “does not amend, repeal, affect, restrict, or
preempt” “[l]aws pertaining to smoking or ingesting” cannabis in prison
(§ 11362.45, subd. (d)), and possession of cannabis in prison under Penal
Code section 4573.6, subdivision (a) is a “[l]aw[ ] pertaining to smoking or
ingesting” cannabis in prison or jail under section 11362.45, subdivision (d).
We agree with Perry that the broad language in section 11362.45, subdivision
(d)—for “[l]aws pertaining to smoking or ingesting cannabis” in prison—
encompasses possession as well as use. Because the possession of cannabis in
prison in violation of Penal Code section 4573.6 remains a felony after the
passage of Proposition 64, the trial court correctly denied Smith’s section
11361.8, subdivision (a) petition for recall or dismissal of his sentence.
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DISPOSITION
The order denying Smith’s petition to recall or dismiss his sentence is
affirmed.
O’ROURKE, J.
WE CONCUR:
McCONNELL, P. J.
AARON, J.
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