Upshaw v. Superior Court ( 2018 )

Filed 4/18/18
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION FIVE
TIKISHA MARIE UPSHAW,
Petitioner,
v.
THE SUPERIOR COURT OF A152141
ALAMEDA COUNTY,
(Alameda County
Respondent; Super. Ct. No. 468261)
THE PEOPLE et al.,
Real Parties in Interest.
Petitioner Tikisha Marie Upshaw is incarcerated at Santa Rita Jail (SRJ) in
Alameda County, awaiting trial for, among other things, special circumstance murder.
By petition of writ of mandate, Upshaw challenges a trial court order denying her motion
for a transfer from SRJ to a jail in a contiguous county. We deny the petition. In this
case of first impression, we conclude Penal Code section 4007 authorizes a trial court to
transfer a prisoner in a county jail to another jail in a contiguous county upon a sufficient
evidentiary showing the current jail is unsafe for confinement, but that Upshaw is not
entitled to writ relief because she failed to exhaust administrative remedies before filing
the motion for transfer.1
1
Undesignated statutory references are to the Penal Code.
1
FACTUAL AND PROCEDURAL BACKGROUND
The prosecution charged Upshaw with special circumstance murder (§§ 187,
subd. (a), 190.2, subd. (a)(1)) and other crimes. The prosecution charged one of
Upshaw’s co-defendants, Chariott Louise Burks, with first degree murder (§ 187,
subd. (a)) and shooting at an occupied motor vehicle (§ 246). In July 2016, Burks was
arrested and booked into custody at SRJ. Approximately five months later, Upshaw was
arrested and booked into custody at SRJ. When Upshaw was arrested, SRJ was the only
county detention facility in Alameda County for female inmates.2 Upshaw and Burks are
housed in Housing Unit 21 (unit 21), which consists of multiple pods of inmate cells.
Upshaw and Burks must be housed in unit 21 because of their gender and “maximum
security” classification. There is a “keep separate order” for Burks and Upshaw.
Upshaw’s Transfer Motion
In February 2017, Upshaw moved for transfer to a jail in a contiguous county
pursuant to sections 4004, 4007, and 4029. Upshaw argued there was good cause for the
transfer because: (1) SRJ could not offer her access to rehabilitative programs provided
to similarly situated male inmates; (2) her personal safety was at risk; and (3) SRJ could
not provide her with adequate access to counsel. In a supporting declaration, Upshaw’s
attorney, Brian Ford, averred the keep separate order precluded Upshaw from
participating in work and rehabilitative programs. Ford stated that in early February
2017, he told a sheriff’s deputy about Upshaw’s “inability to participate in work or
rehabilitative programs due to Burks being housed in the same pod” and the deputy
agreed to “look into options of changing Upshaw’s housing in order to get her access to
programs.” Around that same time, Upshaw told co-counsel “she had requested a
housing reclassification” to enable her to participate in rehabilitative programs.
2
Although we do not rely on this statement because it is not part of the record
before us, we note that at oral argument, counsel for the Alameda County Sheriff’s Office
(Sheriff) stated another housing unit is now available for maximum security female
inmates.
2
Ford also stated that in mid-February, he attempted, unsuccessfully, to follow up
on these programmatic concerns with the sheriff’s deputy; he also contacted “inmate
services” and “classifications” at SRJ regarding the housing request.3 According to Ford,
“[t]he failure of a person at [SRJ] to answer the phone has been a constant frustration to
counsel attempting to find a resolution to Upshaw’s housing crisis.” Ford also chronicled
his efforts to “interview and provide counsel to Upshaw.” For example, in early January
2017, Ford “began making efforts” to visit Upshaw, but because of “onerous” security
measures and insufficient visitation “time slots,” he could not visit Upshaw until
February 6, 2017. According to Ford, “[s]uch delays are unusual . . . in other county
jails.”
Next, Ford’s declaration described three incidents he claimed caused Upshaw to
“fear[ ] for her safety.” During a February 6, 2017 visit with Ford’s co-counsel, Upshaw
“reported receiving significant animosity from other inmates” after she requested a
housing reclassification. During a February 15, 2017 visit, Upshaw told Ford about “two
separate incidents where the threatening actions of other inmates . . . caused [her] to fear
for her personal safety. Both incidents involved different inmates,” who “acted with
continuous animus or hostility towards Upshaw. In the first incident, the other inmate
confronted Upshaw in a loud, threatening, and unprovoked manner in the dining hall.
Specifically, the other inmate raised from her seat upon seeing Upshaw and yelled, ‘I’m
gonna pull your ho card!’ . . . In the second incident, the other inmate yelled at Upshaw
and attempted to assault her while they were watching TV in the common area of
Upshaw’s pod. This attack was also unprovoked. Thus, Upshaw’s safety has been
imperiled both in the common area” of unit 21 and in “her own pod.”
The prosecutor did not oppose Upshaw’s transfer motion, and “submit[ted] to the
Court’s discretion.” At an April 3, 2017 hearing, the court granted the transfer motion,
and ordered Upshaw transferred from SRJ to San Francisco County Jail.
3
At oral argument, Ford acknowledged the record does not establish he discussed
Upshaw’s safety concerns with the Sheriff.
3
Sheriff’s Reconsideration Motion
The Sheriff moved for reconsideration, arguing it did not have notice of the
motion or an opportunity to be heard. The Sheriff urged the court to deny Upshaw’s
motion to transfer. According to the Sheriff, section 4004 allows a prisoner to attend
activities outside a detention facility, but does not authorize the transfer of a prisoner
between detention facilities. Next, the Sheriff argued section 4007 did not authorize
Upshaw’s transfer absent a finding SRJ “is ‘unfit or unsafe for the confinement of
prisoners,’ ” and Upshaw had proffered no evidence SRJ is unfit or unsafe for prisoners.
Third, the Sheriff claimed section 4029, which concerns equal treatment of prisoners of
each sex in county detention facilities, did not authorize a transfer.
Next, the Sheriff argued that even if the court had authority to transfer Upshaw,
she had not demonstrated good cause. As the Sheriff explained, a transfer order is
granted only in “exceptional” circumstances and Upshaw’s allegations—unsupported by
competent evidence—did not provide good cause for “exceptional relief.” The Sheriff
claimed Upshaw’s contention regarding her personal safety did “not provide good cause
for taking the rare and exceptional step of ordering her transfer” because there was no
evidence the interactions actually occurred, and because Upshaw had never notified SRJ
of the “alleged threats, despite being aware of the procedures for doing so.” Finally, the
Sheriff disputed Upshaw’s claim that she was denied access to rehabilitative programs
and to counsel.
In a supporting declaration, SRJ’s Detention and Corrections Administration
Captain, Tara Russell, described unit 21 and the rehabilitative programs offered to SRJ
inmates. According to Russell: (1) there are no special restrictions on Upshaw’s
movement at SRJ, and she and Burks have “equal access to recreation, dining, showers
and phones. SRJ staff only ensures that Upshaw and Burks do not have any contact with
each other”; (2) male and female inmates at SRJ have access to facilities, programs, and
services of equal quality; (3) Burks has not received priority enrollment over Upshaw for
SRJ courses; and (4) Upshaw declined to request enrollment in a program for anger
management and substance abuse; and she was ineligible for the secondary education
4
program and work crew. Russell also described the policies and procedures for visits
with counsel, and averred such visits were available to Ford on January 31, February 1,
February 2, and February 3, 2017.
Next, Russell averred “SRJ records do not reflect any reports from Upshaw that
she was threatened or called names by other inmates.” Upshaw had submitted four
grievances, none of which concerned “the matters raised in her motion.” When the
Sheriff asked Upshaw about “the threat[en]ing actions” described in the motion to
transfer and asked whether Upshaw felt she needed to be housed in a different location
based on her fear for her safety, Upshaw refused to answer without consulting her
attorney. According to Russell, SRJ has specific procedures to ensure Upshaw’s safety,
which are described in the Inmate Rules and Regulation booklet inmates receive when
booked into SRJ. Russell also averred the Sheriff routinely accommodates the housing
needs of inmates who can have no contact with other inmates, that the Sheriff had
accommodated Upshaw “to date,” and that there was “no impediment” to accommodating
her “going forward.” Finally, Russell noted the additional costs associated with
transporting Upshaw between San Francisco and Alameda County “each court day
throughout the criminal proceedings, including trial,” could exceed tens of thousands of
dollars.
In opposition, Upshaw reiterated her entitlement to a transfer, and provided
additional examples of threats to her personal safety. In a second supporting declaration,
Ford described an April 3, 2017 incident where Upshaw was in an area with several other
inmates, including Burks. Without provocation, a “large” inmate who was speaking with
Burks “called Upshaw a ‘snitch.’ The inmate then began to yell out details about
Upshaw’s case [and] continued to loudly accuse Upshaw of being a ‘snitch.’ The inmate
then turned and tried to start a physical fight with Upshaw, but she was restrained.” Ford
also noted an incident on April 25, 2017, where the same inmate insulted Upshaw and
“stated loudly to the other inmates that Upshaw was ‘going to Ad-seg’ and accused
Upshaw of being ‘a snitch.’ ” Ford noted Upshaw would not offer evidence to the
government for prosecutorial purposes, and she had not complained about fellow
5
inmates, or about violations of the keep separate order, “for fear of her being falsely
labelled a ‘snitch.’ ” Ford averred the Sheriff’s attempts to interview Upshaw had
increased inmates’ hostilities toward her.
At a May 5, 2017 hearing, the court granted reconsideration and set aside its initial
order granting Upshaw’s transfer motion. The court determined section 4007 referred to
“ ‘prisoners,’ in plural” and that the statute contemplated a situation where “conditions in
the jail become unfit or unsafe for prisoners.” The court observed there were “sufficient
grounds for believing that Ms. Upshaw’s safety might be at risk” and that Upshaw had
“made a good case for her safety,” but ultimately concluded Upshaw could not
“individually” petition for a transfer based on a threat to personal safety. In the
alternative, the court assumed it had jurisdiction to transfer Upshaw, and concluded
neither the alleged lack of programs at SRJ, nor counsel’s inconvenience in scheduling
visits at SRJ, were relevant to the transfer issue and, in any event, did not establish good
cause for a transfer.
Following the court’s ruling, Upshaw sought writ relief in this court.4 Upshaw
requests this court order the trial court to transfer her from SRJ to a county detention
4
The present writ proceeding is Upshaw’s fourth attempt to obtain writ relief from
this court. Her first petition (case No. A151590) sought emergency relief, yet was filed
approximately six weeks after the trial court’s ruling. We denied that petition due to
Upshaw’s failure to provide an adequate record (Sherwood v. Superior Court (1979)
24 Cal. 3d 183, 186–187; Cal. Rules of Court, rule 8.486(b)), and also noted any refiled
petition must include a factual statement with citations to the record (Cal. Rules of Court,
rules 8.485(a), 8.204(a)(1)(C) & (2)(C)) and descriptive electronic bookmarks pursuant to
this court’s local rules (Ct. App., First Dist., Local Rules of Ct., rule 16, Electronic filing,
as amended May 1, 2015). Upshaw’s second petition (case No. A151714) was denied
due to her failure to cure all deficiencies identified in the order denying the prior petition.
Even though our order denying the petition in case No. A151714 included a detailed list
of necessary record material, Upshaw’s third petition (case No. A151807) was submitted
without many of those record items or an explanation for their absence; for that reason
(and others explained in our denial order), the third petition was denied. Upon Upshaw’s
filing of this fourth—and procedurally adequate—writ petition, we retained the petition
for consideration. We detail this somewhat tortured history of Upshaw’s prior filings to
emphasize that it is a writ petitioner’s burden to present a procedurally and substantively
6
facility in a contiguous county. We issued an order to show cause why the requested
relief should not be granted, and requested that the parties discuss various issues,
including whether Upshaw’s failure to file any inmate grievances concerning the
conditions of confinement barred her from seeking relief.
DISCUSSION
A trial court’s authority to transfer a prisoner in a county detention facility is
derived from statute. (See, e.g., Swarthout v. Superior Court (2012) 208 Cal. App. 4th
701, 706–707; Payne v. Superior Court (1976) 17 Cal. 3d 908, 924–925.) Resolution of
the issues in this writ proceeding turns on the interpretation of sections 4004 and 4007.
Our review is de novo. The California Supreme Court has “recognized that the language
used in a statute . . . should be given its ordinary meaning, and ‘[i]f the language is clear
and unambiguous there is no need for construction, nor is it necessary to resort to indicia
of the intent of the Legislature . . . .’ ” (People v. Valencia (2017) 3 Cal.5th 347, 357–
358.) “If, however, the language supports more than one reasonable construction, then
we may look to extrinsic aids, including the ostensible objects to be achieved and the
legislative history.” (Los Angeles County Metropolitan Transportation Authority v.
Alameda Produce Market, LLC (2011) 52 Cal. 4th 1100, 1106–1107.) In addition,
“ ‘[t]he words of the statute must be construed in context, keeping in mind the statutory
purpose, and statutes or statutory sections relating to the same subject must be
harmonized, both internally and with each other, to the extent possible.’ [Citation.]
‘Where uncertainty exists consideration should be given to the consequences that will
flow from a particular interpretation.’ ” (Valencia, at pp. 357–358.)
I.
Section 4004 Does Not Authorize the Transfer of a Prisoner Between
County Jails
Section 4004 provides in relevant part: “A prisoner committed to the county jail
for examination, or upon conviction for a public offense, must be actually confined in the
adequate writ petition, and Upshaw’s repeated failure to do so has necessarily delayed
resolution of her claims.
7
jail until legally discharged; and if the prisoner is permitted to go at large out of the jail,
except by virtue of a legal order or process, it is an escape; provided, however, that
during the pendency of a criminal proceeding, the court before which said proceeding is
pending may make a legal order, good cause appearing therefor, for the removal of the
prisoner from the county jail in custody of the sheriff. . . . The superior court of the
county may make a legal order, good cause appearing therefor, for the removal of
prisoners confined in the county jail, after conviction, in the custody of the sheriff. [¶] If
facilities are no longer available in the county jail due to crowded conditions, a sheriff
may transfer a person committed to the county jail upon conviction for a public offense to
facilities which are available in the city jail . . . .” (§ 4004.)5
Upshaw claims section 4004 allows a trial court to transfer a prisoner between
county detention facilities where the prisoner demonstrates good cause. We disagree.
Section 4004 defines escape, which occurs where a prisoner goes “at large out of the
jail.” Section 4004 then defines the circumstances under which a prisoner’s “at large”
departure from a jail is not an escape, i.e. when the court makes a “legal order, good
cause appearing therefor, for the removal of the prisoner from the county jail in custody
of the sheriff.” The statute does not discuss whether—or under what circumstances other
than overcrowding—a court may transfer a prisoner between detention facilities. Here,
Upshaw does not seek authorization to go “at large”—i.e. “free” or “unrestrained”—from
SRJ; instead, she seeks a transfer from SRJ to another county detention facility. (Black’s
5
Section 4004 is derived from former section 32, which defined “escape” and
outlined a sheriff or jailor’s criminal liability for allowing such an escape. (Stats. 1851,
ch. 23, § 32, p. 194.) In 1931, the Legislature enacted former section 1600, which is
identical to the first paragraph of section 4004. (Stats. 1931, ch. 121, § 1, p. 167.) In
1941, the legislature added Part III to the Penal Code, to concentrate “all of the law
relating to prisons [and] prisoners.” (Seibert L. Sefton, Code Sections on State Prisons
and County Jails Revised and Codified (1941) 16 State Bar J. 274–275.) In doing so, the
legislature replaced former 1600 with section 4004. (Stats. 1941, ch. 106, pp. 1080,
1119.) The “legislative concern” in enacting section 4004 was “to reduce the risk of
escape from county jails.” (57 Ops.Cal.Atty.Gen. 276, 279, 280 (1974).) In 1984, the
Legislature added the second paragraph, regarding jail overcrowding, to section 4004.
(Stats. 1984, ch. 388, § 1, p. 1728.)
8
Law Dict. (5th ed. 1979) p. 114.) The plain language of section 4004 does not authorize
such a transfer, and we decline to rewrite the statute to provide that authority. “It is not
our role to rewrite statutes, especially criminal statutes.” (People v. White (2017) 2
Cal.5th 349, 371.)
The few cases analyzing section 4004 arise out of a defendant’s request for
temporary release from jail in the custody of the sheriff, for good cause. (See 3 Witkin,
Cal. Crim. Law (4th ed. 2012) Punishment, § 21, p. 69; Block v. Superior Court (1998)
62 Cal. App. 4th 363.) For example, in Block, an actor requested a two-day release from
county jail to complete post-production work on a movie. (Block, at pp. 367–368, 371–
372.) The Block court determined the actor had not demonstrated good cause for the
release, in part because “there was no emergency or exigent circumstances”—instead, the
actor simply wanted to honor his “current contractual obligations, and to make himself
employable in the future.” (Id. at p. 371, fn. omitted.) Block suggested section 4004
would authorize releases “of short duration,” including “compassionate releases” to
“attend a funeral of a loved one.” (Id. at pp. 369, 370.)
Other cases have similarly construed section 4004 (or its predecessor statute) to
authorize a prisoner’s temporary release from custody. (See Pedersen v. Superior Court
(1906) 149 Cal. 389, 390 [considering whether convicted attorney could leave county jail
to represent a client]; Hicks v. Folks (1893) 97 Cal. 241, 243 [considering predecessor
statute in the context of inmate work programs]; 28 Ops.Cal.Atty.Gen. 60–61 (1956)
[section 4004 authorizes release of a prisoner to testify as a witness in a criminal
proceeding]; cf. Lisenba v. California (1941) 314 U.S. 219, 235 & fn. 12 (Lisenba)
[section 4004 did not authorize sheriff’s deputies to take the defendant “to his former
home, and to the District Attorney’s office for questioning” before producing the
defendant before a magistrate].) These cases have no application here, because Upshaw
does not seek a temporary release from the custody of SRJ, but rather a transfer to
another county detention facility for an indefinite duration.
9
We conclude section 4004 does not authorize the transfer of a prisoner between
county detention facilities. Having reached this conclusion, we need not consider
whether Upshaw established good cause under section 4004.
II.
Under Section 4007, a Prisoner May Request a Transfer to a Jail in a Contiguous County
upon a Sufficient Evidentiary Showing the Current Jail is Unsafe for Confinement, but
Only After Exhausting Administrative Remedies
In its first paragraph, section 4007 provides: “When there is no jail in the county,
or when the jail becomes unfit or unsafe for the confinement of prisoners, the judge of the
superior court may, by a written order filed with the clerk of the court, designate the jail
of a contiguous county for the confinement of any prisoner of his or her county, and may
at any time modify or vacate the order.”6
Section 4007 authorizes transfers in other situations. For example, the second
paragraph of section 4007 allows a sheriff to remove a prisoner to a “state prison for
6
Section 4007 is derived from former section 21, which provided: “When there is
no Jail in the county, or when the Jail becomes unfit or unsafe for the confinement of
prisoners, the County Judge may, by written appointment filed with the County Clerk,
designate the jail of a contiguous county for the confinement of the prisoners of his
county, or any of them, and may at any time modify or annul the appointment.” (Stats.
1851, ch. 23, § 21, p. 193.) In 1872, the legislature enacted former section 1603, making
slight changes from former section 21. In 1937, the Legislature added a second
paragraph, regarding the circumstances under which a sheriff may remove a prisoner for
safekeeping. (Stats. 1937, ch. 174, § 1, p. 472.). In 1941, former section 1603 became
section 4007. (Stats. 1941, ch. 106, § 1, p. 1120.)
In 1985, the legislature amended the fourth paragraph of the statute, which
concerns a transfer of a prisoner posing a threat to other inmates. (Stats. 1985, ch. 430,
§ 1, p. 1696.) The statute had referred to prisoners, plural, acting in concert; the 1985
amendment changed “prisoners . . . acting in concert” to “prisoner,” to allow a single
prisoner to be transferred. (Legis. Counsel’s Dig., Assem. Bill No. 1517 (1985–1986
Reg. Sess.) 4 Stats. 1985, Summary Dig., p. 135.) According to the legislative history,
the amendment was necessary because a request for the transfer of a single prisoner had
been denied because the prisoner was not acting in concert with other prisoners. (Sen.
Rules Com., Off. of Sen. Floor Analyses, 3d reading analysis of Assem. Bill No. 1517
(1985–1986 Reg. Sess.) as amended Jun. 10, 1985, p. 2.) In 1990, the legislature
changed “the confinement of the prisoners of his county . . . .” to “the confinement of any
prisoner of his or her county . . . .” (Stats. 1990, ch. 1353, § 1, p. 5945.)
10
safekeeping” when “there are reasonable grounds to believe” the prisoner “may be
forcibly removed from a county jail.” The third paragraph of section 4007 authorizes the
trial court—on the request of the sheriff and with the consent of the Director of
Corrections—to “designate by written order the nearest state prison or correctional
facility” when (1) “a county prisoner requires medical treatment necessitating
hospitalization which cannot be provided at the county jail or county hospital because of
lack of adequate detention facilities, and when the prisoner also presents a serious
custodial problem because of his . . . past or present behavior”; and (2) when “there are
reasonable grounds to believe that there is a prisoner in a county jail who is likely to be a
threat to other persons in the facility or who is likely to cause substantial damage to the
facility.” In these latter two situations, the trial court must hold a “hearing to determine
whether the order shall continue or be rescinded.” Our focus is whether a threat to a
prisoner’s personal safety renders a jail “unsafe” under the first paragraph of section
4007.
A. Section 4007 Authorizes the Transfer of a Prisoner to a Jail in a
Contiguous County upon a Sufficient Evidentiary Showing the
Current Jail is Unsafe for Confinement
Upshaw contends a county jail inmate may seek a transfer to a jail in a contiguous
county under section 4007 where the current jail is “unsafe for the confinement of
prisoners,” be it a single prisoner or a group of prisoners. The Sheriff offers several
arguments to the contrary, none of which are persuasive. First, the Sheriff claims section
4007’s use of “prisoners” in its first sentence demonstrates the statute applies only to
“prisoners, plural.” (Italics added.) We disagree. Section 4007 uses the plural noun
“prisoners,” but it also employs the singular within the same sentence—it authorizes the
trial court to “designate the jail of a contiguous county for the confinement of any
prisoner.” (Italics added.) As to words used in the Penal Code, “the singular number
includes the plural, and the plural the singular.” (§ 7.) “ ‘The rule of construction
enunciated in section 7 is no mere rubric—it is the law.’ ” (People v. Catelli (1991) 227
Cal. App. 3d 1434, 1451.) Because “prisoners” includes “prisoner,” we cannot conclude
11
section 4007’s use of the plural in the first sentence indicates an intent to restrict the
scope of the statute to groups of prisoners. (See 58 Ops.Cal.Atty.Gen. 533, 535 (1975)
[under first paragraph of section 4007, “the prisoner” may be transferred to the jail of a
contiguous county]; Lisenba, supra, 314 U.S. at p. 235, fn. 12 [referring to section 4007’s
predecessor statute as authorizing “the removal of a prisoner from jail”]; also Minish v.
Hanuman Fellowship (2013) 214 Cal. App. 4th 437, 464–465 [use of singular and plural in
related statutes reflected “a matter of style,” not an “intent to achieve a particular
substantive legal effect”].)
This construction of section 4007 is guided by a well-established principle of
statutory construction, which requires us to interpret the words in the statute to
“ ‘ “ ‘make them workable and reasonable [and] , . . . practical [citations], in accord with
common sense and justice, and to avoid an absurd result.’ ” ’ ” (Bay Guardian Co. v.
New Times Media LLC (2010) 187 Cal. App. 4th 438, 461; Renee J. v. Superior Court
(2001) 26 Cal. 4th 735, 744.) Limiting the first paragraph of section 4007 to a prison
population generally would invite confusion because the remaining paragraphs of the
statute refer to “a prisoner.” (See, e.g., In re Hodges (1979) 89 Cal. App. 3d 221, 226,
fn. 2 [section 4007 authorizes transfer of an individual “inmate to state prison for
safekeeping or medical treatment”]; People v. Hodge (1957) 147 Cal. App. 2d 591, 595
[section 4007 allows the sheriff “to remove a prisoner to a . . . state prison ‘for
safekeeping’ ”].) Additionally, giving the first paragraph of section 4007 an
interpretation that reaches groups of prisoners—but not an individual prisoner—defies
common sense and would produce an absurd result. Such an interpretation would, for
example, allow the transfer where a prison condition impacts a group of prisoners but not
where the condition affects only one prisoner.
The Sheriff’s reliance on Clark v. Adams (E.D.Cal., Mar. 27, 2009, No. 2:06-CV-
00733-JKS) 2009 U.S. Dist. LEXIS 25287 is unavailing. In Adams, the defendant filed a
one-paragraph pretrial transfer motion in state superior court, alleging he had been
forcibly sodomized. (Id. at p. *53, fn. 13.) The superior court denied the motion,
concluding “section 4007, which deals with general conditions of confinement, did not
12
apply to defendant’s complaint, and that he should seek a writ of habeas corpus instead.
Defendant did not do so.” (Id. at p. *52.) After his conviction, the defendant filed a
petition for writ of habeas corpus in federal district court alleging, among other things,
that the sheriff’s “ ‘pattern of oppression and harassment’ ” deprived him of due process.
(Id. at pp. *1–*3.) The defendant, however, did not challenge the superior court’s
interpretation of section 4007. (Id. at pp. *52–*54.) The Adams court denied the writ
petition and declined to consider the defendant’s claims regarding section 4007,
concluding: “[b]ecause defendant took no measures after the denial of his section 4007
motion to bring the issue he now raises to the trial court’s attention by any appropriate
means and obtain a ruling on it, the issue is not preserved for appeal.” (Id. at p. *55.)
Adams does not assist the Sheriff because it did not consider the issue presented here.
“ ‘Cases do not stand for propositions that were never considered by the court.’ ”
(Sagonowsky v. Kekoa (2016) 6 Cal.App.5th 1142, 1156.) Moreover, “we are not bound
by decisions of the lower federal courts.” (People v. Crittenden (1994) 9 Cal. 4th 83, 120,
fn. 3.)
Next, the Sheriff contends section 4007 applies “exclusively to sheriff-initiated
inmate movements.” Again, we disagree. Section 4007 allows the trial court to
“designate the jail of a contiguous county for the confinement of any prisoner” by
“written order filed with the clerk of the court” and to “at any time modify or vacate the
order.” The statute does not specify who requests a transfer when conditions are unsafe
for confinement, nor does it preclude a prisoner from seeking relief when such conditions
are unsafe. We decline to insert a requirement not imposed by the statute. (People v. Lee
(2003) 31 Cal. 4th 613, 626.) Had the Legislature intended to limit section 4007 to
sheriff-initiated transfers, the Legislature could have done so, as it did in the second and
third paragraphs of the statute. The Sheriff’s reliance on City and County of Sacramento
v. Hardy (1861) 18 Cal. 412 does not alter our conclusion. Hardy held the warden of the
Sacramento County jail was entitled, under section 4007’s predecessor statute, to retain
money received from Yolo County after prisoners from that county were transferred to
13
Sacramento County. (Id. at pp. 412, 413.) Hardy does not stand for the proposition that
section 4007 is limited to sheriff-initiated transfers.
Nor are we persuaded by the Sheriff’s claim that section 4007 is limited to
habitability and structural conditions. Section 4007 does not define “unsafe.” “ ‘When a
term goes undefined in a statute, we give the term its ordinary meaning.’ ” (De Vries v.
Regents of University of California (2016) 6 Cal.App.5th 574, 590–591.) “In divining a
term’s ‘ordinary meaning,’ courts regularly turn to general and legal dictionaries.” (Id. at
p. 591; People v. Hodges (1999) 71 Cal. App. 4th 1348, 1355.) The Oxford English
Dictionary defines “unsafe” as “not enjoying safety; exposed to danger or risk.” (Oxford
English Dict. (2d ed. 1989) p. 180.) The American Heritage Dictionary similarly defines
“unsafe” as “not safe; dangerous.” (American Heritage Dict. (3d ed. 1996) p. 1958; see
also Merriam-Webster’s Collegiate Dict. (11th ed. 2014) p. 1095 [defining “safe” as “free
from harm or risk, unhurt” and “secure from threat of danger, harm, or loss”].) Thus, the
ordinary meaning of “unsafe” connotes a situation where a person is at risk of harm, i.e.
exposed to danger.
We can conceive of a situation where broad habitability conditions—such as
overcrowding—may render a jail unsafe for confinement. (See, e.g., Welf. & Inst. Code,
§ 872 [defining “unfit and unsafe” to “include a condition in which a juvenile hall is
considered . . . to be too crowded for the proper and safe detention of minors”].) But the
plain language of section 4007 is not limited to such conditions. We conclude that,
pursuant to section 4007, a prisoner may seek a transfer to a jail in a contiguous county
where he or she makes a sufficient evidentiary showing the current jail is unsafe for his or
her confinement.7
7
In light of our conclusion, we need not comment on the sufficiency of the
evidence to support Upshaw’s claim that SRJ is “unsafe” within the meaning of section
4007, except to note that the trial court did not—as Upshaw argues—make a factual
finding that her “safety is in present danger.” Upshaw urges us to conclude a violation of
section 4029, which concerns equal treatment of male and female inmates in county jails,
necessarily renders a jail “ ‘unsafe for the confinement of prisoners.’ ” We decline to do
so. Ford’s conclusory declaration does not establish a violation of section 4029. (See
14
Even though we determine section 4007 authorizes a trial court to transfer a
county jail prisoner to a jail in a contiguous county where that prisoner makes a sufficient
evidentiary showing the current jail is unsafe for confinement, Upshaw is not entitled to
relief because—as we discuss below—she failed to exhaust administrative remedies
before filing her motion for a transfer.
B. Upshaw Failed to Exhaust Administrative Remedies Before Seeking
a Transfer
“ ‘[T]he rule of exhaustion of administrative remedies is well established in
California jurisprudence.’ [Citation.] ‘In brief, the rule is that where an administrative
remedy is provided by statute, relief must be sought from the administrative body and
this remedy exhausted before the courts will act.’ [Citation.] The rule ‘is not a matter of
judicial discretion, but is a fundamental rule of procedure . . . binding upon all courts.’
[Citation.] ‘Exhaustion of administrative remedies is “a jurisdictional prerequisite to
resort to the courts.” ’ [Citations.]
“The rule serves several well-established functions. First, it allows the
administrative agency an opportunity to redress the alleged wrong without resorting to
costly litigation. [Citation.] Second, even where complete relief is not obtained, it can
serve to reduce the scope of the litigation or possibly avoid litigation. [Citations.] Third,
an administrative remedy ordinarily provides a more economical and less formal forum to
resolve disputes and provides an opportunity to mitigate damages. [Citations.] Finally,
the exhaustion requirement promotes the development of a more complete factual record
and allows the administrative agency or entity implicated in the claim an opportunity to
3 Witkin, Cal. Crim. Law (4th ed. 2012) Punishment, § 23, p. 71.) We express no
opinion on whether a violation of section 4029 would support a finding that a county jail
is “unsafe” for the confinement of prisoners under section 4007.
We also reject Upshaw’s contention that SRJ denied her adequate access to
counsel. Upshaw does not argue the purported lack of adequate access to counsel renders
a jail “unsafe.” “ ‘Issues do not have a life of their own: if they are not raised or
supported by [substantive] argument or citation to authority, we consider the issues
waived.’ ” (People v. Halim (2017) 14 Cal.App.5th 632, 644, fn. 8.)
15
apply its expertise, both of which assist later judicial review if necessary. [Citations.]
Indeed, ‘[t]he utility of the department’s factfinding expertise exists even when the
plaintiff’s requested relief is unavailable through the administrative process.’ ” (Los
Globos Corp. v. City of Los Angeles (2017) 17 Cal.App.5th 627, 632–633.) “The
exhaustion doctrine operates as a defense to litigation commenced by persons who have
been aggrieved by action but who have failed to exhaust the administrative remedy
available to them.” (Id. at p. 633.)
Upshaw does not argue there was no administrative remedy available to her, nor
that the administrative remedy was not disclosed to her.8 (See Wright v. State of
California (2004) 122 Cal. App. 4th 659, 664–667 [describing administrative exhaustion
requirement for state prison inmates]; Westlake Community Hosp. v. Superior Court
(1976) 17 Cal. 3d 465, 478 [defendants could not rely on plaintiff’s failure to exhaust an
internal remedy where plaintiff was never informed of that remedy].) She does not
dispute receiving the Inmate Rules and Regulation booklet, which details the procedures
available to ensure inmate safety at SRJ, nor does she claim she is unaware of the SRJ
grievance procedure. Upshaw acknowledges filing several grievances, but not on the
alleged threats to her safety. She does not describe the exhaustion of administrative
remedies doctrine with citations to authority, nor does she explicitly contend her situation
falls within an exception to the exhaustion doctrine.
Instead, Upshaw suggests she exhausted administrative remedies by making
“several efforts” to inform the Sheriff of her complaints before “seeking judicial
intervention” and was told “there was nothing that could be done.” But at oral argument,
8
Upshaw devotes approximately one page of her reply brief to the exhaustion of
remedies issue. We are dismayed by Upshaw’s undeveloped analysis and inadequate
briefing, particularly in light of our order requesting briefing on this issue. In her
briefing, Upshaw states it “is not clear” whether the exhaustion rule applies. At oral
argument, however, she explicitly argued for the first time that the exhaustion rule does
not apply, and that imposing such a rule would violate her constitutional rights. We
decline to consider these conclusory and untimely arguments. (See People v. Stewart
(2004) 33 Cal. 4th 425, 476; People v. Harris (1992) 10 Cal. App. 4th 672, 686.)
16
Upshaw’s counsel conceded the record does not establish he discussed “safety issues”
with the Sheriff. Moreover, Upshaw does not provide a record citation to support her
claim that her attorney “was told that there was nothing that could be done.” We reject
any argument premised on Ford’s conversation with a sheriff’s deputy. Evidence that an
agency staff member expressed an opinion that the agency could do nothing further for
the plaintiff does not constitute evidence of exhaustion. “If the doctrine requiring
exhaustion of administrative remedies could be satisfied by an oral hearsay statement
from an employee of the governmental administrative agency involved[,] the doctrine
would be rendered meaningless and ineffective.” (Wilkinson v. Norcal Mutual Ins. Co.
(1979) 98 Cal. App. 3d 307, 315; see also Abelleira v. District Court of Appeal (1941)
17 Cal. 2d 280, 292–295, 301.)
Upshaw’s briefs do not mention the word “futile” or “futility,” and we reject her
claim—made for the first time at oral argument—that exhaustion would be futile. The
“futility” exception to the exhaustion of administrative remedies “is a very narrow one.”
(County of Contra Costa v. State of California (1986) 177 Cal. App. 3d 62, 77.) “Failure
to exhaust administrative remedies is excused if it is clear that exhaustion would be
futile.” (Jonathan Neil & Assoc., Inc. v. Jones (2004) 33 Cal. 4th 917, 936.) “ ‘The
futility exception requires that the party invoking the exception “can positively state that
the [agency] has declared what its ruling will be on a particular case.” ’ ” (Coachella
Valley Mosquito & Vector Control Dist. v. California Public Employment Relations Bd.
(2005) 35 Cal. 4th 1072, 1080–1081; Steinhart v. County of Los Angeles (2010) 47
Cal. 4th 1298, 1313.)
Here, Upshaw has not positively stated the Sheriff has declared its ruling, i.e. that
the Sheriff would have denied Upshaw’s grievance had she submitted one. The evidence
suggests the contrary—that the Sheriff would have considered Upshaw’s grievance and
attempted to accommodate her. As detailed in Russell’s declaration, the Sheriff
interviewed Upshaw after learning of the “threat[en]ing actions” described in the motion
to transfer, and asked Upshaw whether she felt she “needed to be housed in a different
location out of fear for her safety.” Upshaw refused to answer without consulting her
17
attorney. The Sheriff also offered evidence, undisputed by Upshaw, that it “routinely
accommodates the housing, medical, rehabilitative and other needs of inmates who . . .
can have no contact with one another,” that it had “accommodated Upshaw to date,” and
that there was “no impediment” to accommodating Upshaw “going forward.” Because
there is no evidence the Sheriff had taken any position, let alone declared what its ruling
would be, Upshaw cannot establish futility in pursuing the required administrative
procedures. (Bennett v. Borden, Inc. (1976) 56 Cal. App. 3d 706, 710 [“preconception of
the futility of administrative action” does not permit plaintiff “to bypass the
administrative remedy”].)
DISPOSITION
The petition for writ of mandate is denied. This decision is final in 10 court days.
(Cal. Rules of Court, rule 8.490(b)(2)(A).)
18
_________________________
Jones, P. J.
We concur:
_________________________
Simons, J.
_________________________
Bruiniers, J.
A152141
19
Tikisha Marie Upshaw v. Superior Court for the County of Alameda
Trial Court: Alameda County Superior Court
Trial Judge: Honorable Armando G. Cuellar, Jr.
Counsel:
J. Tony Serra, Brian A. Ford and Curtis L. Briggs, for Petitioner Tikisha Marie Upshaw.
No appearance for Respondent Superior Court of Alameda County.
Nancy E. O’Malley, District Attorney for Real Party in Interest the People.
Donna R. Ziegler, County Counsel and Eva K. Schueller, Deputy County Counsel for
Real Party in Interest Alameda County Sheriff’s Office.
20