People v. Flores CA4/1 ( 2022 )

Filed 4/27/22 P. v. Flores CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D078725
Plaintiff and Respondent,
v.
(Super. Ct. No. RIF1705049)
MARTIN FLORES,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Riverside County,
Jeffrey M. Zimel, Judge. Affirmed.
Joshua L. Siegel, under appointment by the Court of Appeal, for
Defendant and Appellant.
Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant
Attorney General, Julie L. Garland, Assistant Attorney General, Eric A.
Swenson and Christine Y. Friedman, Deputy Attorneys General, for Plaintiff
and Respondent.
A second amended information filed in October 2020 charged defendant
Martin Flores with the following crimes against granddaughters Jane Doe 1
and Jane Doe 2: aggravated sexual assault by rape of a child under 14 years
of age and seven or more years younger than the defendant (Pen. Code,
§§ 261, subd. (a)(2), (6), 269, subd. (a)(1)–counts 1 & 6);1 forcible rape of a
child under 14 years of age (§§ 261, subd. (a)(2), 264, subd. (c)(1)–counts
2 & 7); aggravated sexual assault by oral copulation of a child under 14 years
of age and seven or more years younger than the defendant (§ 269, subd.
(a)(4)–counts 3 & 8); forcible oral copulation of a child under 14 years of age
(former2 § 288a, subd. (c)(2)(B)–counts 4 & 9); and forcible lewd acts upon a
child under the age of 14 (§ 288, subd. (b)(1)–counts 5, 10 & 11).
The second amended information further alleged that Flores kidnapped
the victim in count 10 (§ 667.61, subd. (e)(1)); and committed a qualifying sex
offense against more than one victim (§ 667.61, subd. (e)(4), (5)). In addition,
Flores was charged with, and pled guilty to, possession of child pornography.
(§ 311.11, subd. (a)–count 12.)
The jury convicted Flores on counts 1 through 11 and found true the
kidnapping and multiple-victim enhancements. The court sentenced Flores
to a total term of 210 years plus a consecutive term of life without the
possibility of parole.
On appeal, Flores contends (1) the court erred in denying his motion to
suppress statements he made to police during a custodial interrogation,
arguing they were obtained in violation of his rights under Miranda
v. Arizona (1966) 384 U.S. 436 (Miranda); (2) the prosecutor committed
misconduct during closing argument by misstating the elements of the
1 All further statutory references are to the Penal Code unless otherwise
noted.
2 Effective January 1, 2019, this provision was renumbered as section
287. (See Stats. 2018, ch. 423, § 49 (Sen. Bill No. 1494).)
2
charged offenses; (3) the court also erred by failing to instruct on the lesser
included offenses in counts 1 through 4, and 6 through 9, and misinstructed
on the asportation element in connection with count 10; (4) no substantial
evidence supports the true finding on the kidnapping enhancement in count
10; (5) these errors cumulatively prejudiced him; and (6) there are clerical
errors in the trial court minutes that must be corrected.
As we explain, we agree with Flores the trial court minutes must be
corrected, as the People concede. The judgment is affirmed.
FACTUAL AND PROCEDURAL BACKGROUND
The Disclosure of Sexual Abuse by Does 1 and 2
Doe 1 (counts 1-5) was born in September 2006. Her sister Doe 2
(counts 6-11) was born in January 2008. Flores is their paternal grandfather.
From about 2007 to 2013, Does 1 and 2, along with their mother (Mother) and
father (Father), lived in Flores’s home in Eastvale, California. Mother,
Father, and their two daughters shared a downstairs bedroom. Also living in
the home were Flores and his wife (Grandmother), their two teenage sons,
and their daughter and her husband.
Beginning in about 2009, Mother worked nights. Father worked on
and off but when working it would be in 12-hour shifts. Typically
Grandmother watched Does 1 and 2 during the day. Flores at times was also
home during the day, as he worked mostly nights. Does 1 and 2, who enjoyed
a close relationship with Flores, were taught to listen to their grandparents
when in their care.
Flores also owned a home in Pomona, California, where he sometimes
would take Does 1 and 2. After Mother and Father separated in about 2013,
the two girls would spend weekends with their father, who remained living
with his parents in their Eastvale home.
3
In October 2017, Mother and Does 1 and 2 were living with Mother’s
mother in Pomona. Doe 1 was 11 years old and Doe 2 was 9. Doe 1 and
Mother watched a television show about an “abused” child who did not report
the abuse. After the show, Mother commented to Doe 1, “if something like
this ever happens to you, baby, you guys need to tell me. Don’t be scared.” A
few minutes later, Doe 1 told her mother, “it happened to [me],” disclosing
Flores “put his private in my private.”
As Doe 1 and Mother sat on the couch crying, Doe 2 walked by and
asked what was wrong. Doe 1 then looked at her sister and said, “I told mom
about grandpa.” Mother saw Doe 2 appeared scared and upset. Doe 2 then
disclosed that she too had been sexually abused by Flores. Doe 1 told Mother
that the abuse started when she was about four years old, and ended when
she was approximately seven. Doe 2 then could not recall when the abuse
started.3 Mother immediately called Father and informed him of their
daughters’ disclosures.
3 The record shows there were some minor inconsistencies in the
statements and testimony of Does 1 and/or 2 regarding when the sexual
abuse by Flores began. This perhaps can be explained by the number of
incidents of abuse, the lapse in time between the incidents and disclosure,
and the girls’ young ages. As noted, Doe 1 told her mother the abuse began
when she was about four years old. During her forensic interview, Doe 1
estimated it began when she was about five or six; and at trial she testified it
began when she was in kindergarten/first grade. Doe 2 stated during the
forensic interview that Flores began sexually abusing her when she was four
years old, and testified similarly at trial. The record shows the court
instructed the sexual offenses against Doe 1 began on or about September
2011, or when she was about five years old; and against Doe 2 on or about
January 2011, when she was about three years old.
4
A few weeks later, Mother reported the abuse to police.4 Thereafter at
the urging of police, Mother made a pretext call to Flores from the station
where Flores asked for forgiveness and admitted some of the incidents of
sexual abuse. She also took her daughters for a medical examination.
Details of the Sexual Abuse
In early December 2017, Does 1 and 2 were separately questioned by a
forensic interviewer from the Riverside Child Protective Services. The
interviews were videotaped and played for the jury. Transcripts of the
interviews were included in the appellate record. Does 1 and 2 also testified
at trial.
Doe 1
Doe 1 was 11 years old at the time of the interview. Doe 1 disclosed
“grandpa” Flores put his “private into my private.” By “private” she meant
where you go “pee.” Doe 1 recalled being “scared” and “crying” when Flores
sexually abused her, which began when she was about five or six years old,
and ended when she was seven, after she stood up to Flores.
Doe 1 told the investigator that after Flores sexually abused her, she
had to watch him do the “same exact thing” to her sister. Doe 1 estimated
Flores abused her and her sister more than 20 times; and stated all these
incidents occurred in his bedroom with his door locked, and always when the
girls were together. Afterwards, Flores would tell them not to tell anyone.
Doe 1 also reported that Flores “licked” their “privates.” Flores licked
Doe 1’s privates when she was six and seven years old.
4 Mother testified she initially debated whether to notify the police, as
she did not want to put her daughters through “all of this” and have
“nothing . . . happen to [Flores].” However, with her daughters’ support,
Mother made the decision to report the abuse.
5
Doe 1 recalled an incident (discussed post in connection with the
kidnapping enhancement) in which she encouraged her sister to “escape”
Flores as he was sexually abusing them in his bedroom. In this particular
incident, Doe 1 told her sister “to go downstairs and get grandma.” Doe 2 left
the room but instead ran into the hallway bathroom. Flores in response “put
his pants on” and went and retrieved Doe 2 from the bathroom, bringing her
back into his bedroom. As a result of this incident, Doe 1 stated Flores began
holding the girls down by their hands when he abused them to prevent them
from running away.
Doe 1 was 14 years old and in eighth grade when she testified at trial.
She told the jury Flores began sexually abusing her when she was in
kindergarten/first grade, while her family was living in her grandparents’
home and she was being cared for by Grandmother. The abuse occurred
when Grandmother was downstairs, where she spent most of the day playing
loud music while cooking and cleaning.
Doe 1 recalled one of the first incidents of sexual abuse by Flores. She
was about five or six years old. He summoned Does 1 and 2 to come upstairs.
At Flores’s direction, Doe 1 laid on her back on his bedroom floor, with Doe 2
next to her. Doe 1 did not understand what was happening. Next, Flores
pulled down the underwear of Doe 1 and Doe 2. He then “lick[ed]” Doe 1’s
“private parts.” Next, he put his “penis” “into her private part,” which she
confirmed was her “vagina.” While on top of Doe 1, Flores used his hands to
hold her down with enough force it hurt.
After Flores sexually abused Doe 1, she watched him do the same to
her sister. Doe 1 testified Flores would “take[] turns.” Doe 1 estimated
Flores sexually abused her in this way—licking her vagina and “stick[ing] his
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penis inside of [her]”—more than 10 times. On each occasion Doe 2 was
present.
Doe 1 recalled Flores also used his computer to show her and her sister
images of naked girls. The computer was located upstairs in a loft, next to
the master bedroom. He also showed them videos and asked Doe 1 to “dance”
for him like the people in the video, which Doe 1 described as women dancing
like “stripper[s].” The videos also showed women giving what Doe 1
described as “lap dances,” or a woman “dancing on top of a man.”
When she was about 10 years old, Doe 1 decided to disclose the sexual
abuse by Flores. Doe 1 made the decision after watching a television show
with Mother dealing with sexual abuse of children. Doe 1 told Mother that
Flores had sexually abused her. Mother in response “burst[] into tears.” Doe
1 added, “I never wanted my mom to go through that.” It was then her sister
disclosed she too had been sexually abused by Flores.
Doe 2
Doe 2 was nine years old and in third grade when she was interviewed
by child protective services. She told the interviewer that her “grandpa” “put
his middle part in my middle part and, um, it hurt.” By “middle part,” she
meant where they both went “[p]ee.” Doe 2 estimated she was about four
years old when Flores began sexually abusing her. The abuse occurred when
Grandmother was downstairs, listening to loud music.
Doe 2 described an (uncharged) incident that occurred at a hotel in
Mexico, where Flores put his penis into “where I go Number 2 and it hurt
more than it hurt in here,” pointing to her frontside. Doe 2 added,
“And . . . he didn’t stop. He didn’t say nothing. I told him it was hurting but
he didn’t stop. He just kept on doing it.” The incident occurred after Doe 1
had gone to the swimming pool with their Grandmother. While putting on
7
her bathing suit, Flores “pulled” Doe 2 to the couch, took off her suit, and “put
his in and it hurt.” When asked where Flores put his penis, Doe 2 stated, “In
my butthole.” After this incident, Doe 2 said it “hurt” when she used the
bathroom.
After her parents separated, Doe 2 estimated Flores sexually abused
her “every weekend” when she and her sister had overnight visits with
Father in the Eastvale home. Doe 2 stated Flores sexually abused her and
her sister a “few times” at the “same time,” but not every time as Doe 1 had
disclosed.
Doe 2 described an incident when she was six years old that took place
at Flores’s Pomona home. After Grandmother left to go shopping, Flores
made both girls “take off all of [their] clothes and dance” on a “little pole”
inside the home. Doe 2 described the “dancing” as “twirling” and going “up
and down.”
Flores, while watching the girls “dancing,” began touching his exposed
“peeing thing.” He instructed the girls to stop and quickly “ ‘change[]’ ” when
they heard Grandmother drive up. Doe 2 overheard Flores tell his wife the
girls were playing in another room, when Grandmother asked about their
whereabouts. Doe 2 told the interviewer, “Well, we weren’t. We were
changing because he made us do that.”
On one occasion when Flores did not lock his bedroom door, Doe 2
“peeked” inside and saw Flores “doing it” to her sister, which Doe 2 described
as him putting the “thing he pees with” in Doe 1’s “peeing part.” Doe 2 was
too afraid of Flores to tell Grandmother.
During the interview, Doe 2 also disclosed Flores kissed her on the
mouth and nipples, and “lick[ed]” her “peeing thing” “before he put his, um,
8
private part in [her] private part.” After these incidents, Flores would
instruct Doe 2 not to tell anybody.
Doe 2 also described seeing videos on Flores’s computer, in which “older
mans [were] doing it like to little kids, like he did to us.” The last time Flores
showed Doe 2 such a video, she asked him for $100. She added, “He’s like—
he was watching the video. I’m like, ‘Can I have $100, please.’ And then, um,
he was all like, ‘Only if you do this’ ” while pointing to his computer. Doe 2
responded, “ ‘Never mind.’ ” Doe 2 saw Flores watch videos of “little girls”
more than one time, and felt “really bad for those little kids.”
At the time of trial, Doe 2 was 12 years old and in sixth grade. She told
the jury her parents worked a lot when they lived with her grandparents.
Grandmother watched Doe 2 and her sister during the day, while their
parents worked. Sometimes Flores would be home as well. Grandmother
liked to listen to loud music and was usually downstairs.
While growing up, Doe 2’s parents taught her to “respect her elders.”
Doe 2 explained this meant “to do whatever they tell you to do.”
Doe 2 testified Flores began sexually abusing her when she was about
four or five years old, and continued doing so until she was about nine. The
abuse occurred inside Flores’s bedroom, on the floor and his bed, and in a
walk-in closet. The abuse included Flores kissing her on the lips in a sexual
manner; putting his “private,” which she confirmed was his penis, next to her
“private,” which she confirmed was her vagina, and rub[bing] it” back and
forth “in the hole where you go pee” but not in the place where the “sperm
9
meets the egg”;5 and “licking” her vagina. Doe 2 waited to disclose Flores’s
sexual abuse because she was afraid he would “hurt” her.
Doe 2 estimated Flores sexually abused her once or twice on his
bedroom floor; more than two times on his bed; and more than 10 times in the
closet. She told the jury Doe 1 was in the room with her at least four times
when Flores sexually abused both of them.
Doe 2 recalled Flores watched videos of “little kids like [her] and grown
men like him doing what he would do to [her].” Doe 2 estimated the girls in
the videos were 11 or 12 years old. Flores told Doe 2 the girls in the videos
were his “friends,” and on one occasion asked Doe 2 to do the same things to
him that the girl in the video was doing to a grown man.
Doe 2 also testified about the incident that occurred in Flores’s home in
Pomona. On this occasion, Doe 2 and her sister were playing on some “poles”
inside the home when Flores asked the girls to “spin around” the poles, and
then began “playing” with his exposed penis. Flores stopped when they all
heard Grandmother “pulling up the driveway” in her car.
Doe 2 at trial could not recall the incident from Mexico that she
described in her forensic interview. Nor could she recall the incident when
she ran out of Flores’s bedroom into the hallway bathroom, after her sister
told her to go downstairs and tell Grandmother about the sexual abuse.
5 Doe 2’s testimony whether Flores penetrated her vagina with his penis
is somewhat inconsistent, as the defense argued in closing. The jury found
there was penetration in convicting Flores on counts 6 and 7—a finding he
has not challenged on appeal.
10
Investigation
Medical Examination
After they reported the sexual abuse, nurse Tonia M. examined Does 1
and 2 and found no indication of past trauma. Tonia, however, told the jury
she did not expect to find any because the “anal/genital area” of the body is
“designed to heal very quickly,” and “even a small tear” in this region “will be
healed within three days depending on the size of it.”
Tonia testified she asked Doe 1 why she (Doe 1) was undergoing a
medical examination. Doe 1 responded it was because of her “grandpa” and
what he “had done” to her, explaining, “[h]e put his boy part in her part”
while pointing to her “vaginal area.” Tonia also spoke to Doe 2, and she too
was able to identify “which body parts were what.” Doe 2 understood she was
undergoing the exam because “her grandpa had sexual[ly] abused her and
her sister.”
Pretext Call
Mother’s pretext call to Flores was recorded and played for the jury. A
transcript of the recording (in both Spanish and English) was part of the
appellate record. Sergeant Julio Olguin of the Riverside County Sherriff’s
Department arranged the call.
In the very beginning of the call immediately after Mother identified
herself, Flores volunteered, “Forgive me . . . . Forgive me from the bottom of
my heart,” to which Mother responded, “I can’t.” During their conversation,
Flores initially refused to answer “over the phone” Mother’s questions about
what he had done to his granddaughters. However, as the conversation
continued, Flores said, “My dear—my dear, understand it, that was like 7
years ago. I’ve lived with it. [Inaudible.] . . . I know I did something bad. . . .
11
But, from the bottom of my heart I’m telling you that I didn’t have any bad
intentions when I did it, really, I swear to you.”
Mother accused Flores of “scar[ring]” her daughters for “life.” Flores
disagreed, stating they were being scarred from the “current situation”
including as a result of the police investigation. Flores commented that
others were hurting for “something that [he] did,” then volunteered, “Yes,
Yes, I-I-I stand by it, I did it. My dear, forgive me, from the bottom of my
heart.”
Mother again demanded Flores tell her what he had done. Flores said,
“I only touched them. That was it.” After more back and forth, Flores
admitted he “grop[ed]” the girls’ “privates,” but claimed he “didn’t do it
with . . . bad intentions.” Mother accused Flores of “kiss[ing] them down
there.” Flores did not deny it, instead saying, “[M]y only mistake . . . is
having permitted it.” He did, however, deny putting his “private inside of
theirs,” exclaiming, “I never inserted nothing in them.”
Flores’s Computer
Investigator Wade Walsvick of the Riverside County District Attorney’s
Office conducted a forensic examination of Flores’s computer pursuant to a
validly issued search warrant. Investigator Walsvick told the jury he
discovered about 45 to 50 videos of “child pornography” on the computer; and
conservatively estimated the overall age range of the minors in the videos
was “between 4 and 14” years old, with the average being under 10.
Some of the videos involved girls between the age of four and six,
similar to the ages of Does 1 and 2 when the sexual abuse began. In one
particular video that lasted about two minutes, Investigator Walsvick
described a six-year-old girl having sexual intercourse with an adult male.
Investigator Walsvick also found other videos on Flores’s computer involving
12
four- and five-year-old girls engaged in what he described as “more egregious
sexual acts” than in the two minute video, including oral copulation between
a young female and an adult male.
DISCUSSION
I. Motion to Suppress
Flores contends the trial court erred in denying his motion in limine to
suppress statements he made to Sergeant Olguin during a custodial
interrogation, claiming they were obtained in violation of Miranda.6
A. Additional Background
The court held an Evidence Code section 402 hearing prior to
determining the admissibility of Flores’s statements. Sergeant Olguin was
the only witness to testify.
Sergeant Olguin was in the sex crimes unit and investigating the
instant case when he and his partner contacted Flores at his home on
December 6, 2017. Flores willingly agreed to be driven to the police station to
speak with the officers.7
1. The Interrogation
After obtaining about 15 minutes of background information, Sergeant
Olguin told Flores he wanted to hear his side of the story. Flores responded,
“Yes, correct.” Sergeant Olguin stated he needed to read Flores his “rights,”
“because you have rights, okay,” to which Flores responded, “Yes, right.”
6 The People also moved in limine to admit Flores’s statements to the
sergeant.
7 Sergeant Olguin is a native Spanish speaker. He and Flores spoke
Spanish during the interrogation. However, the certified transcript of the
interrogation is in both Spanish and English.
13
Sergeant Olguin read Flores (in Spanish) his Miranda rights.8 Flores
responded, “Yes, those are my rights.” Sergeant Olguin then asked the
question, “Okay. Why are we here? What’s happening?” and the interview
continued without Flores invoking his rights.
A few minutes later, the following colloquy took place:
“Flores: Now, eh, when you read, ah, read me the
rights . . .
“Olguin: Mm-hm.
“Flores: . . . uhm, do I need, ah, to have an attorney or—
or I could also get . . .
“Olguin: If you want one, you can have one but like I
explained to you, yes, you can have one here, eh, of
course—fully yes, those are your rights.
“Flores: Uh-huh.
“Olguin: But I just want to get the story. What was
what is happening?
“Flores: Well, there’s really nothing happening because,
ah, an incident happened like seven years ago.
“Olguin: Okay, but I don’t want to force you to speak
a—about nothing, okay?
“Flores: Uh-huh.
8 Sergeant Olguin: “Okay. You have the right to remain silent.
Everything that you—that you say, can and will be used against you in a
court of law. You have the right to speak with an attorney and have him
present with you while you are being interrogated. Okay? If you can’t pay
for an attorney, one will be appointed for free to represent you before any
interrogation if you wish to do so. Okay? You understand your rights?”
14
“Olguin: If you’re [unintelligible] and it’s because you
want to chat with me. I just want to find out what’s
happening. I have one side of the story . . .
“Flores: That’s why, that, eh . . .
“Olguin: But I just want to get your . . .
“Flores: Uh-huh. Uh-huh.
“Olguin: . . . and explain that about the—maybe it
happened, maybe nothing happened
[unintelligible] . . . .”
Flores’s interview lasted about an hour and a half. During the
interview, which transcript we have reviewed in its entirety, Flores admitted:
he “caress[ed]” and “rubb[ed]” Doe 2’s vagina over her clothes on two different
occasions; he “put [his] mouth” on Doe 2’s vagina; Doe 2 “grab[bed]” his
exposed penis; he touched Doe 1’s vagina one time; and he had child
pornography on his home computer possibly involving “teens,” which one or
both of the girls might have seen. At the end of the interview, Flores was
arrested.9
2. The Court’s Ruling
At the conclusion of the Evidence Code section 402 hearing, the
prosecutor argued Flores was not in custody when Sergeant Olguin, out of an
“abundance of caution,” read Flores his Miranda rights. The prosecutor also
argued that Flores, after acknowledging those rights, in any event impliedly
waived them by continuing to speak with the sergeant; that Flores did not
unambiguously invoke his right to counsel a few minutes later; that Sergeant
9 Flores also told Sergeant Olguin he “could” have put his mouth on Doe
1’s vagina, penetrated Doe 1’s and Doe 2’s vaginas with his penis at least
once, and penetrated Doe 2’s anus with his penis at a hotel in Mexico.
15
Olguin nonetheless confirmed Flores’s right to counsel, which Flores again
acknowledged; and that Flores voluntarily continued with the interview.
Flores argued he was in custody when Sergeant Olguin gave the
Miranda advisement. As he does on appeal, Flores also argued that the
sergeant had an obligation to clarify whether Flores was invoking his right to
counsel after he inquired about his rights a few minutes later, particularly
since it appeared Flores was “cut off” mid-sentence by the sergeant.
Although noting it was a “close call,” the court ruled Flores was in
custody while being interrogated by Sergeant Olguin (a ruling the People do
not challenge on appeal). The court, however, tentatively ruled to deny
Flores’s motion to suppress, finding that Flores’s subsequent question about
his right to counsel “was not an unambiguous or unequivocal invocation.”
The following day, the court indicated it had reviewed portions of the
video recording of Flores’s interrogation, the caselaw provided by the parties,
and the People’s supplemental brief. After hearing additional argument, the
court confirmed its ruling that Flores was in custody during the
interrogation; that Flores received Miranda warnings and indicated he
“understood those rights when he responded to Olguin”; and that Flores
impliedly waived those rights when he “began to freely and voluntarily talk
with Sergeant Olguin.” The court added, “[I]n viewing the video, the setting
was not coercive or pressure-packed or intimidating. It was very casual and
relaxed.”
Next, the court also confirmed its tentative that Flores had not
unambiguously invoked his right to counsel when “he asked a question,
basically, [‘D]o I need to have an attorney?[’]” (as summarized ante). The
court found Sergeant Olguin in response “reaffirmed, and not readvised”
Flores of his right to counsel, told Flores he was not being “force[d]” to talk,
16
and Flores replied he understood. The court therefore found no Miranda
violation.
B. Guiding Principles
A defendant may invoke, or attempt to invoke, his or her Miranda
rights at different times during a custodial interrogation. The first is after
police initially give a Miranda warning. The second is after an initial waiver
of Miranda rights, when, during the course of an interrogation, the defendant
invokes the right to remain silent and/or consult with an attorney. Some
courts refer to the former as a “prewaiver,” and the latter as a “postwaiver,”
case. (See e.g., People v. Duff (2014) 58 Cal.4th 527, 553 (Duff); United States
v. Rodriguez (9th Cir. 2008) 518 F.3d 1072 (Rodriguez).)
Citing Duff, supra, 58 Cal.4th 527 and Rodriguez, supra, 518 F.3d
1072, Flores contends his is a prewaiver case because his question to
Sergeant Olguin about the right to counsel occurred within minutes of his
receipt of Miranda rights. Flores therefore contends that Sergeant Olguin
was required to clarify whether Flores was invoking his right to counsel
before continuing with the interrogation; and that the sergeant’s failure to do
so violated Miranda.
In making this contention, Flores recognizes that postwaiver law does
not require police to clarify a defendant’s subsequent invocation of Miranda
rights when the invocation is ambiguous. (See Davis v. United States (1994)
512 U.S. 452, 461-462 (Davis) [recognizing in a postwaiver case that police
have no obligation to ask clarifying questions and may continue questioning
the suspect]; People v. Sauceda-Contreras (2012) 55 Cal.4th 203, 217-218
(Sauceda-Contreras) [officers may, but are not required to, clarify a
defendant’s subsequent ambiguous invocation of his or her Miranda rights
after initially waiving those rights]; cf. Smith v. Illinois (1984) 469 U.S. 91,
17
98 [when a suspect makes an unambiguous invocation of Miranda rights, all
questioning must immediately cease].)
When reviewing a trial court’s ruling on an alleged Miranda violation,
we accept the court’s resolution of disputed facts and inferences, and its
evaluations of credibility, if supported by substantial evidence. (People v.
Leon (2020) 8 Cal.5th 831, 843 (Leon).) However, if, as in the instant case, a
defendant’s interrogation is recorded and the facts surrounding the
admissions are undisputed, we apply independent review. (Ibid.; see People
v. Rundle (2008) 43 Cal.4th 76, 115 (Rundle) [concluding independent review
applies to the court’s legal determinations of whether a defendant’s Miranda
waiver was knowingly, intelligently, and voluntarily made, and whether his
or her reference to a lawyer constituted an unambiguous invocation of the
right to counsel]; People v. Gonzalez (2005) 34 Cal.4th 1111, 1125 [same].)
C. Analysis
We need not decide whether the instant case is a prewaiver or
postwaiver case because we independently conclude there was no Miranda
violation in either instance. (See Leon, supra, 8 Cal.5th at p. 843; see also
People v. Zapien (1993) 4 Cal.4th 929, 976 [we review the trial court’s
decision, not its reasoning, and will affirm if the court reached the correct
result “ ‘ “regardless of the considerations [that] may have moved the trial
court to its conclusion” ’ ”]; accord People v. Financial Casualty & Surety, Inc.
(2017) 10 Cal.App.5th 369, 386.)
1. Prewaiver
Assuming without deciding Flores is correct that (1) his is a prewaiver
case because his question about the right to counsel occurred within minutes
of his original receipt of Miranda warnings; and therefore, (2) Sergeant
Olguin was under a duty to clarify whether Flores was invoking that right
18
(see Duff, supra, 58 Cal.4th 527; Rodriguez, supra, 518 F.3d 1072);10 we
conclude the sergeant’s response was adequate to the task. After hearing
Flores’s question, which went to the nature of his right to counsel, Sergeant
Olguin responded, “If you want one, you can have one but like I explained to
you, yes, you can have one here, . . . of course-fully [sic] yes, those are your
rights.” Flores responded, “Uh-huh,” as he did in numerous instances during
the interrogation, acknowledging his understanding without seeking further
explanation. Sergeant Olguin then provided additional information about the
nature of the interrogation, and confirmed Flores was not required to answer
questions, as summarized ante. Flores then gave repeated affirmative
responses to these statements.
10 We question whether Duff imposes a duty on police to clarify a
defendant’s equivocal response to an initial Miranda advisement, as Flores
argues. (See Duff, supra, 58 Cal.4th at p. 553 [noting “[i]n the face of an
initial equivocal reference to counsel, we have held that an officer is
permitted to clarify the suspect’s intentions and desire to waive his or her
Miranda rights,” which the officer in fact had done in the case before it
(italics added)].) Duff therefore never decided whether an officer in a
prewaiver case is duty-bound to seek clarification before initiating
substantive questioning. Moreover, Duff cited to Berghuis v. Thompkins
(2010) 560 U.S. 370, 381 (Berghuis), which postdated Rodriguez and which
held that, when a defendant makes an “ambiguous or equivocal” invocation of
his or her Miranda rights or makes no statement at all, “the police are not
required to end the interrogation . . . or ask questions to clarify whether the
accused wants to invoke” those rights. We thus question whether Rodriquez
remains good law in light of Berghuis, as Duff implies. (Duff, supra, 58
Cal.4th at p. 553; Rodriguez, supra, 518 F.3d at p. 1080 [the police in a
prewaiver case are duty-bound to clarify whether the defendant waived his
right to remain silent based on his ambiguous statement, “I’m good for
tonight”].) Because, as we discuss, Sergeant Olguin did in fact clarify
whether Flores was invoking his right to counsel, we need not decide in this
case whether he was required to do so.
19
It is settled that an express waiver of Miranda rights is not required
where a defendant’s actions make clear that a waiver is intended. (North
Carolina v. Butler (1979) 441 U.S. 369, 374-375 (Butler); People v. Whitson
(1998) 17 Cal.4th 229, 250; People v. Medina (1995) 11 Cal.4th 694, 752.)
Although the waiver may not be inferred “simply from the silence of the
accused after warnings are given or simply from the fact that the confession
was in fact eventually obtained” (Miranda, supra, 384 U.S. at p. 475), waiver
may be inferred where “the actions and words of the person interrogated”
clearly imply it (Butler, at p. 373).
To find waiver, “[f]irst, the relinquishment of the right must have been
voluntary in the sense that it was the product of a free and deliberate choice
rather than intimidation, coercion, or deception. Second, the waiver must
have been made with a full awareness of both the nature of the right being
abandoned and the consequences of the decision to abandon it. Only if the
‘totality of the circumstances surrounding the interrogation’ reveals both an
uncoerced choice and the requisite level of comprehension may a court
properly conclude that the Miranda rights have been waived.” (Moran v.
Burbine (1986) 475 U.S. 412, 421 (Moran).)
Here, the record shows Flores was advised of his Miranda rights in
Spanish, he acknowledged receiving them, and within minutes of receipt of
those rights, Sergeant Olguin clarified for Flores he had a right to counsel
and was not being “force[d]” to talk. Sergeant Olguin thereafter permissibly
resumed his questioning of Flores, who answered Sergeant Olguin’s questions
without invoking his right to remain silent or to counsel. (See Moran, supra,475 U.S. at p. 421; Butler, supra, 441 U.S. at p. 373.)
The record also shows that the interrogation was neither lengthy nor
“coercive,” “pressure-packed or intimidating,” but instead was “very casual
20
and relaxed” as the trial court found, and as we have confirmed from our own
review of the record. (See Leon, supra, 8 Cal.5th at p. 843.) The record also
shows during the interrogation Sergeant Olguin repeatedly offered Flores
water and asked if he needed to use the bathroom; and, when Flores became
upset, attempted to calm him by inquiring if he was “all right” and whether
he needed “anything.”
Moreover, during the interrogation Flores at times volunteered
information without even being questioned. By way of example only, after
reading Flores his Miranda rights, Sergeant Olguin thanked Flores for
agreeing to “chat” and asked to hear his side of the story, as summarized
ante. Flores told Sergeant Olguin “nothing happen[ed],” to which the
sergeant merely responded, “Okay.” Before Sergeant Olguin could ask
another question, Flores volunteered, “Ah, it happened seven years ago.”
Throughout the interrogation, Flores repeatedly stated he loved Does 1
and 2, whom he referred to as his “princesses,” and meant no harm to them.
Flores’s love for his two granddaughters and his remorse for what had
happened years earlier further supports the inference his Miranda waiver
was knowing and voluntary, as Flores appeared to want to get what he had
done “off his chest.”11 (See People v. Spears (1991) 228 Cal.App.3d 1, 27
(Spears) [finding a detective’s post-Miranda comments to a defendant that it
was “time [he] got this off [his] chest” and that defendant “would be better off
once he gave them ‘the scoop’ ” as nothing more than the benefit which would
naturally flow from pursuing a truthful and honest course of conduct]; see
also Moran, supra, 475 U.S. at p. 421; Rundle, supra, 43 Cal.4th at p. 115.)
11 Flores’s desire to tell the truth and his remorse for what he had done to
Does 1 and 2 were also apparent in the pretext call (summarized ante), when
he repeatedly apologized to Mother from the “bottom of his heart.”
21
Based on the totality of the circumstances including from Flores’s
words and actions, we independently conclude his relinquishment of Miranda
rights—including the right to counsel, as clarified by Sergeant Olguin—was
the “product of a free and deliberate choice.” (See Moran, supra, 475 U.S. at
p. 421; Leon, supra, 8 Cal.5th at p. 843; see also People v. Cunningham (2015)
61 Cal.4th 609, 642 (Cunningham) [“In general, if a custodial suspect, having
heard and understood a full explanation of his or her Miranda rights, then
makes an uncompelled and uncoerced decision to talk, he or she has thereby
knowingly, voluntarily, and intelligently waived them.”]; Spears, supra, 228
Cal.App.3d at p. 27.)
2. Postwaiver
We evaluate the invocation of Miranda rights postwaiver from the
point of view of a reasonable police officer in the circumstances. (People v.
Case (2018) 5 Cal.5th 1, 20 (Case).) “Although officers may seek clarification
of an ambiguous request, they are not required to do so.” (See People v.
McCurdy (2014) 59 Cal.4th 1063, 1087 (McCurdy); Davis, supra, 512 U.S. at
pp. 461-462.)
Based on the record before us, we conclude Flores’s postwaiver question
about the “need” for an attorney was not a clear and unambiguous invocation
of his right to counsel, as understood from the standpoint of a reasonable
police officer. (See Case, supra, 5 Cal.5th at p. 20; see also People v. Molano
(2019) 7 Cal.5th 620, 659 [the defendant’s statement he would “ ‘feel more
comfortable’ if he spoke to a public defender first . . . did not amount to a
‘clear assertion’ of the right to counsel”]; McCurdy, supra, 59 Cal.4th at
p. 1087 [a defendant’s postwaiver invocation of his or her Miranda rights
must be unambiguous]; Sauceda-Contreras, supra, 55 Cal.4th at p. 219
[finding the defendant’s statement, after receiving his Miranda advisement,
22
“ ‘If you can bring me a lawyer, that way I[,] I with who . . . that way I can tell
you everything that I know and everything that I need to tell you and
someone to represent me,’ ” was “ ‘conditional, ambiguous, and equivocal’ ”].)
Despite Flores’s ambiguous invocation and despite therefore having no
duty to clarify in a postwaiver case (see McCurdy, supra, 59 Cal.4th at
p. 1087), as we have noted Sergeant Olguin nonetheless confirmed Flores’s
right to counsel and Flores continued with the interrogation. For this
additional reason, we infer from Flores’s words and conduct that, subsequent
to his ambiguous invocation, he knowingly and voluntarily waived his
Miranda rights. (See Berghuis, supra, 560 U.S. at p. 382; Moran, supra,475 U.S. at p. 421; Cunningham, supra, 61 Cal.4th at p. 642.) We thus
independently conclude the court properly ruled to admit Flores’s statements.
(See Leon, supra, 8 Cal.5th at p. 843.)
II. Prosecutorial Error
Flores contends the prosecutor committed prejudicial error during
closing argument by telling the jury the legal age of consent is 18 and by
implying that, because Does 1 and 2 were young children when the offenses
were committed, they could not consent for the aggravated sexual assault and
forcible rape/oral copulation offenses charged in counts 1 through 4 and 6
through 9 (sometimes, Forcible Sex Offenses).
A. Additional Background
The Forcible Sex Offenses each required proof that the charged acts
were committed against the other person’s will (§§ 269, subd. (a)(1), (4)
[aggravated sexual assault]); 261, subd. (a)(2) [rape]; former 288a, subd.
(c)(2)(B) [oral copulation]); and that the acts were not consensual (see People
v. Oliver (2020) 54 Cal.App.5th 1084, 1094-1095). Flores on appeal does not
23
dispute that the court properly instructed on the Forcible Sex Offenses under
CALCRIM Nos. 1000,12 1015,13 and 1123.14
12 The court instructed with CALCRIM No. 1000, “Rape by Force, Fear, or
Threats (Pen. Code, § 261(a)(2)),” in part as follows: “The defendant is
charged in Counts 2 and 7 with rape by force in violation of Penal Code
section 261(a). [¶] To prove that the defendant is guilty of this crime, the
People must prove that: [¶] 1. The defendant had sexual intercourse with a
woman; [¶] 2. He and the woman were not married to each other at the time
of the intercourse; [¶] 3. The woman did not consent to the intercourse [italics
added]; [¶] AND [¶] 4. The defendant accomplished the intercourse by force,
violence, duress, menace, or fear of immediate and unlawful bodily injury to
the woman or to someone else. [¶] . . . [¶] To consent, a woman must act freely
and voluntarily and know the nature of the act.”
13 The court gave CALCRIM No. 1015, “Oral Copulation by Force, Fear,
or Threats ([Former] Pen. Code, § 288a(c)(2)),” in part as follows: “The
defendant is charged in Counts 4 and 9 with oral copulation by force in
violation of [former] Penal Code section 288a(c)(2). [¶] To prove that the
defendant is guilty of this crime, the People must prove that: [¶] 1. The
defendant committed an act of oral copulation with someone else; [¶] 2. The
other person did not consent to the act [italics added]; ¶] AND [¶] 3. The
defendant accomplished the act by force, violence, duress, menace, or fear of
immediate and unlawful bodily injury to someone. [¶] . . . [¶] In order to
consent, a person must act freely and voluntarily and know the nature of the
act.”
14 The court instructed as follows with CALCRIM No. 1123, “Aggravated
Sexual Assault of Child Under 14 Years (Pen. Code, § 269(a))”: “The
defendant is charged in Counts 1, 3, 6, and 8 with aggravated sexual assault
of a child who was under the age of 14 years and at least seven years younger
than the defendant in violation of Penal Code section 269(a). [¶] To prove that
the defendant is guilty of this crime, the People must prove that: [¶] 1. The
defendant committed Rape or Oral Copulation by Force, Fear or Threats on
another person; [¶] AND [¶] 2. When the defendant acted, the other person
was under the age of 14 years and was at least seven years younger than the
defendant. [¶] To decide whether the defendant committed Rape and Oral
Copulation by Force, Fear or Threats, please refer to the separate
instructions that I will give you on those crimes.”
24
After the close of evidence, outside the presence of the jury the court
and parties discussed the instructions on the consent element of the Forcible
Sex Offenses. The prosecutor requested the court instruct “that the legal age
of consent is 18.” Defense counsel opposed this request, asking the court to
“stick to the [CALCRIM] instructions” as written. The court stated it was
inclined to give the instructions as written, but was willing to consider a
“special instruction” if the prosecutor made the request “in writing.” The
record shows the court ended up giving no instruction regarding the legal age
of consent.
In closing argument in connection with count 2, the prosecutor argued
Doe 1 “did not consent to the acts. She’s under 18. She can’t legally consent.
She doesn’t understand what’s happening. Clearly that’s not an issue here.”
As for count 1, the prosecutor noted the elements of this offense were the
same as count 2, except the requirement the defendant was seven years older
than Doe 1. The prosecutor then reviewed the elements of CALCRIM No.
1000, noting for this count that there was penetration, that Flores and Doe 1
were not married, and that Doe 1 “can’t consent—all of those are the same
things that we just talked about [in count 2].” The prosecutor made similar
comments when discussing the charges involving Doe. 2.
The record also shows as the prosecutor made her closing argument she
showed the jury PowerPoint slides. On the slides for counts 1 through 4, and
6 and 7, in parentheses next to the consent element were the words, “Legal
Age is 18!” Defense counsel did not object to the prosecutor’s remarks or
slides regarding the legal age of consent.
However, defense counsel during her closing referenced the
prosecutor’s slides. Counsel paraphrased them as stating, “[C]an’t consent
under the age of 18,” and noted this statement was not based on any of the
25
instructions. Counsel explained, “[Y]ou don’t want to confuse legal consent
and actual consent here as defined, because if there is consent, it does mean
that there’s no[] force, duress or violence, or any of the other options. And so
somebody just being under the age of 18 doesn’t negate that element. [¶]
That’s—please look at the instruction the way that it’s given to you by the
Court.”
In rebuttal, the prosecution responded that given the young ages of
Does 1 and 2, they were unable to “act freely and voluntarily and know the
nature of the act”; and thus, the consent element of the Forcible Sex Offenses
was “clearly met.”
After the conclusion of closing argument, defense counsel noted the
court previously had denied the prosecutor’s request to instruct that the legal
age of consent was 18; and, despite the court’s ruling, the prosecutor
nonetheless argued this to the jury. Counsel added, “I did whatever I could
with respect to that one since it was already out there and told them to go
back to the instruction.” At counsel’s request, the court agreed to incorporate
the slides into the record.
B. Guiding Principles
“ ‘ “ ‘ “A prosecutor’s . . . intemperate behavior violates the federal
Constitution when it comprises a pattern of conduct ‘so egregious that it
infects the trial with such unfairness as to make the conviction a denial of
due process.’ ” ’ [Citations.] Conduct by a prosecutor that does not render a
criminal trial fundamentally unfair is prosecutorial misconduct under state
law only if it involves ‘ “ ‘the use of deceptive or reprehensible methods to
attempt to persuade either the court or the jury.’ ” ’ ” ’ ” (People v. Zambrano
(2004) 124 Cal.App.4th 228, 241.)
26
“Error with respect to prosecutorial misconduct is evaluated under
Chapman v. California (1967) 386 U.S. 18 [(Chapman)], to the extent federal
constitutional rights are implicated, and People v. Watson (1956) 46 Cal.2d
818 [(Watson)] if only state law issues were involved.” (People v. Fernandez
(2013) 216 Cal.App.4th 540, 564.) “Misconduct that does not constitute a
federal constitutional violation warrants reversal only if it is reasonably
probable the trial outcome was affected.” (People v. Shazier (2014) 60 Cal.4th
109, 127; People v. Crew (2003) 31 Cal.4th 822, 839 [same].)
We review de novo a defendant’s claim of prosecutorial misconduct.
(People v. Uribe (2011) 199 Cal.App.4th 836, 860.) “ ‘In conducting this
inquiry, we “do not lightly infer” that the jury drew the most damaging
rather than the least damaging meaning from the prosecutor’s statements.’ ”
(People v. Brown (2003) 31 Cal.4th 518, 553-554.) We consider the
prosecutor’s remarks in context of the entire record. (People v. San Nicolas
(2004) 34 Cal.4th 614, 665-666 (San Nicolas).)
We presume, in the absence of evidence to the contrary, that the jury
understands and follows instructions from the trial court (People v. Fauber
(1992) 2 Cal.4th 792, 823 (Fauber)); and that the jurors treat the court’s
instructions as statements of law, and the arguments of the counsel as words
spoken by an advocate in an attempt to persuade (People v. Thornton (2007)
41 Cal.4th 391, 441 (Thornton); see CALCRIM No. 222 [given by the trial
court in the instant case in part as follows: “Nothing that the attorneys say
is evidence. In their opening statement and closing arguments, the attorneys
discuss the case, but their remarks are not evidence.” (Italics added.)]).
C. Analysis
It appears there was some confusion in the instant case between legal
and actual consent. In People v. Soto (2011) 51 Cal.4th 229, 247 (Soto), the
27
Supreme Court observed that, in the context of the statute prohibiting lewd
acts on a child (§ 288), “California law has long recognized that consent is not
a defense when the victim of a sex crime is a child under the age 14.” There
is dicta in Soto to support the prosecutor’s argument here that consent is also
not a valid defense to aggravated sexual assault of a child under 14 when the
underlying offense is forcible rape (or, as also in the instant case, oral
copulation by force, fear, or threats). (Soto, at p. 238 [“For over 100 years,
California law has consistently provided that children under age 14 cannot
give valid legal consent to sexual acts with adults.”].) However, we note this
dicta arose in the context of construing a different statute (§ 288) for which—
unlike forcible rape/oral copulation—lack of consent is not an element of the
offense. (Soto, at p. 238 [“Lack of consent by the child victim is not an
element of either lewd act offense defined in section 288.”]; see In re M.V.
(2014) 225 Cal.App.4th 1495, 1525, fn. 22 [“most of the cases citing the
inability of a victim to consent to sexual activity have concluded, in addition,
that lack of consent was not an element of the crime charged”].)
In contrast to the dicta in Soto, at least one Court of Appeal has held
that lack of consent is an element of forcible rape even when the victim is
under the age of 14. (People v. Young (1987) 190 Cal.App.3d 248, 257
[“Where, as here, the alleged victim is a child below the age of legal consent,
28
whether the child has the capacity to ‘consent’ to an act of sexual
intercourse . . . will usually be a question of fact”].)15
Ultimately, we need not decide whether the prosecutor erred in arguing
that Does 1 and 2 could not, due to their young ages, legally consent to the
acts of intercourse and oral copulation with Flores. Instead, we conclude that
if error occurred, it was not prejudicial even under the heightened Chapman
beyond-a-reasonable-doubt standard. (See Chapman, supra, 386 U.S. at
p. 24.)
We note Flores in this case did not pursue a defense based on the
actual consent of Does 1 and 2 to the sexual acts. As defense counsel noted
during closing argument, Does 1 and 2 “were very young” when the sexual
abuse by Flores began, and “were still young” when they disclosed the abuse.
In fact, the jury was instructed the sexual offenses against Doe 1 began on or
about September 2011, when she was about five years old, and against Doe 2
on or about January 2011, when she was about three years old. Moreover,
counsel during closing argument told the jury that Flores admitted to
“break[ing] the law” when he “touched” Does 1 and 2 because he “loves his
15 The significance of the distinction between legal consent and actual
consent may be explained by the severity of the punishment. “[W]hen the
Legislature amended the rape statute in 1970 to exclude the act of sexual
intercourse with a minor, and then created the separate crime of unlawful
sexual intercourse with a minor (§ 261.5), it ‘implicitly acknowledged that, in
some cases at least, a minor may be capable of giving . . . consent to sexual
relations.’ [Citation.] The existence of such consent, of course, is the
distinction between the crimes. Nonconsensual sexual intercourse with a
minor still constitutes rape, and carries a higher penalty.” (People v.
Hillhouse (2003) 109 Cal.App.4th 1612, 1620.)
29
granddaughters very much” and felt “remorse for what he put them
through.”16
Given that Flores did not pursue a defense based on consent; that Does
1 and 2 were “very young” when Flores began sexually abusing them; and his
concession that he loved his granddaughters “very much” and felt “remorse”;
we conclude any purported error by the prosecutor about the girls’ inability to
consent was harmless beyond a reasonable doubt. (See Chapman, supra, 386
U.S. at p. 24; see also San Nicolas, supra, 34 Cal.4th at pp. 665-666 [we
consider the prosecutor’s remarks in context of the entire record when
determining if there is error, and if so, if it is harmless].)
Our conclusion any error was harmless finds additional support from
defense counsel’s remarks in closing argument. As summarized ante, counsel
told the jury the prosecutor appeared to confuse actual and legal consent, the
prosecutor’s remarks and slides were inaccurate statements of the law, and
the jurors instead must follow the instructions given by the court. Absent
evidence to the contrary, we presume the jury understood and followed the
court’s instructions on the Forcible Sex Offenses (see Fauber, supra, 2 Cal.4th
at p. 823), as counsel reminded the jurors to do, and not the law as argued by
16 Counsel in her closing instead focused on the witness testimony of Does
1 and 2, and the alleged inconsistency between each other’s testimony and/or
that testimony and their recorded forensic interviews, in arguing the number
of incidents of sexual abuse reported by Does 1 and 2 were exaggerated and
the acts of abuse (i.e., penetration) were untrue.
30
the prosecutor (see Thornton, supra, 41 Cal.4th at p. 441; CALCRIM No.
222).17
III. Lesser Included Offenses
The record shows Flores requested, and the court gave, an instruction
on the lesser included offense of simple battery on the greater Forcible Sex
Offenses (i.e., counts 1-4, and 6-9). Flores, however, contends the court erred
in failing to instruct sua sponte on unlawful sexual intercourse with a minor
(§ 261.5, subd. (c)), as a lesser included offense of aggravated sexual assault
of a child by rape and forcible rape (counts 1, 2, 6, and 7); and on oral
copulation with a minor (§ 287, subd. (c)(1)), as a lesser included offense of
aggravated assault of a child by oral copulation and forcible oral copulation
(counts 3, 4, 8, and 9).
The People agree that unlawful sexual intercourse with, and oral
copulation of, a minor are lesser included offenses of forcible rape and forcible
oral copulation, respectively, under the accusatory pleading test, discussed
post. The People, however, argue the court had no duty to instruct on these
lesser included offenses because there was no substantial evidence that
17 In light of our decision on the merits, we deem it unnecessary to reach
the other arguments raised by the parties related to this issue, including the
People’s contention that Flores’s forfeited this claim of error by failing to
“ ‘make a timely and specific objection and ask the trial court to admonish the
jury to disregard the [alleged] impropriety’ ” (see People v. Clark (2011) 52
Cal.4th 856, 960; see also People v. Perez (2018) 4 Cal.5th 421, 450 [“To avoid
forfeiture of a claim of prosecutorial misconduct, a defendant must object and
request an admonition”]); and Flores’s alternate contention that, if defense
counsel’s failure to timely object forfeited this claim of error on appeal, he
was deprived of effective assistance of counsel (see People v. Urbano (2005)
128 Cal.App.4th 396, 404 [concluding a defendant’s claim of ineffective
assistance of counsel was moot because the appellate court exercised its
discretion to reach the merits of the defendant’s challenges to his sentence]).
31
Flores was only guilty of these and not the greater offenses. The People
further argue that, even if such a duty to instruct existed, any error in failing
to do so was harmless.
A. Guiding Principles
A trial court is required to instruct on lesser included offenses, even if
(as here) the defense did not request it, if there was evidence from which the
jury could have reasonably concluded that the lesser, but not the greater,
offenses were committed. (People v. Breverman (1998) 19 Cal.4th 142, 148-
149, 154-155, 162, 177 (Breverman).) We apply a de novo standard of review
when considering whether a trial court failed to instruct on a necessarily
included lesser offense. (People v. Licas (2007) 41 Cal.4th 362, 366 (Licas).)
A court will decide whether a crime is necessarily included by
considering either the statutory elements of the greater offense (i.e., the
elements test), or the facts alleged in the accusatory pleading (i.e., the
accusatory pleading test). (People v. Smith (2013) 57 Cal.4th 232, 240
(Smith).) When considering the latter test, a court is only required to
examine the accusatory pleading—in this case, the second amended
information. (See People v. Woods (2015) 241 Cal.App.4th 461, 473; Smith, at
p. 244 [the accusatory pleading test “does not require or depend on an
examination of the evidence adduced at trial”].)
As explained by the Supreme Court in People v Montoya (2004)
33 Cal.4th 1031, 1035 (Montoya), when using the “ ‘accusatory pleading’ ”
test, a court considers only whether the charging allegations contain
language “ ‘ “ ‘describing the offense in such a way that if committed as
specified,’ ” ’ ” a lesser offense is necessarily committed at the same time.
Courts have noted over the years that this test protects a defendant’s right to
due process by providing the accused with adequate notice before being
32
convicted of a lesser offense. (Ibid., see People v. Alvarez (2019)
32 Cal.App.5th 781, 788 [discussing the dangers of reaching beyond the
accusatory pleading].)
B. Analysis
Under the elements test, it is clear that unlawful sexual intercourse is
not a necessarily included lesser offense of forcible rape. Unlawful sexual
intercourse is “an act of sexual intercourse accomplished with a person who is
not the spouse of the perpetrator, if the person is a minor” (§ 261.5, subd. (a))
and is more than three years younger than the perpetrator “adult” (id., subd.
(c)).18 Forcible rape “is an act of sexual intercourse accomplished . . . [with] a
person who is not the spouse of the [perpetrator]” when “accomplished
against a person’s will by means of force, violence, duress, menace, or fear of
immediate and unlawful bodily injury on the person or another.” (§ 261,
subd. (a)(2).)
The greater offense of forcible rape does not require that the victim be a
minor. As a result, forcible rape can be committed without also committing
the lesser crime of unlawful sexual intercourse as defined by section 261.5.
(See Smith, supra, 57 Cal.4th at pp. 240-241.) Accordingly, under the
elements test, the court in this case had no sua sponte duty to instruct on the
crime of unlawful sexual intercourse.
However, we agree with the parties that under the accusatory pleading
test, the charged offenses of aggravated sexual assault and forcible rape
necessarily subsumed the offense of unlawful sexual intercourse with a
minor. The amended information alleged that when the acts of intercourse
18 Under section 261.5, subdivision (a), a “minor” is defined as a person
under the age of 18 years and an “adult” as a person who is at least 18 years
of age.
33
took place, Does 1 and 2 were under the age of 14 and seven or more years
younger than Flores; and therefore, that in committing aggravated sexual
assault by rape and forcible rape, Flores also violated section 261.5 by having
sexual intercourse with Does 1 and 2 who were under the age of 18 and were
more than three years younger than him. (See Smith, supra, 57 Cal.4th at
p. 244; Montoya, supra, 33 Cal.4th at p. 1035.)
Likewise, we agree with the parties that the charged offenses of
aggravated sexual assault of a child by forcible oral copulation and forcible
oral copulation were within the offense of oral copulation with a minor
pursuant to former section 288a and section 287, subdivision (c)(1) under the
elements test because all of the legal elements of the latter lesser offense are
included in the offenses of the former greater offenses. (See Smith, supra, 57
Cal.4th at p. 240.)
1. No Substantial Evidence Supports Instruction of the
Lesser Included Offenses
A “trial court errs if it fails to instruct, sua sponte, on all theories of a
lesser included offense which find substantial support in the evidence.”
(Breverman, supra, 19 Cal.4th at p. 162.) “ ‘Substantial evidence’ in this
context is ‘ “evidence from which a jury composed of reasonable [persons]
could . . . conclude[ ]” ’ that the lesser offense, but not the greater, was
committed.” (Ibid.) “In deciding whether there is substantial evidence of a
lesser offense, courts should not evaluate the credibility of witnesses, a task
for the jury.” (Ibid.; see People v. Moye (2009) 47 Cal.4th 537, 553 [“ ‘[T]he
existence of “any evidence, no matter how weak” will not justify instructions
on a lesser included offense, but such instructions are required whenever
evidence that the defendant is guilty only of the lesser offense is “substantial
enough to merit consideration” by the jury.’ ”].)
34
The question before us is whether there is substantial evidence from
which a jury could reasonably conclude that Flores committed the lesser
offenses of unlawful sexual intercourse/oral copulation with Does 1 and 2 but
not the greater offenses of aggravated sexual assault and forcible rape/oral
copulation.
We conclude Flores has failed to identify substantial evidence that Does
1 and Doe 2 willingly engaged in the acts of sexual intercourse and oral
copulation with him. For one thing, Flores denied penetrating the vaginas of
Does 1 and 2 with his penis. For another, the girls were about four or five
years old when the sexual abuse began, including penetration, as noted ante.
And as also noted, Flores at trial did not pursue a defense based on consent.
Because, on this record, it was not possible for Flores to commit the
lesser offenses of unlawful sexual intercourse/oral copulation without also
committing the charged greater offenses of aggravated sexual assault and
forcible rape/oral copulation, we independently conclude the court had no
duty to instruct on the lesser included offenses. (See Licas, supra, 41 Cal.4th
at p. 366.)
2. Harmless Error
We also conclude that, even if the trial court erred in failing to instruct
on the lesser included offenses of unlawful sexual intercourse/oral copulation,
the error was harmless. It is axiomatic that in noncapital cases, the failure
to instruct sua sponte on lesser included offenses is reviewed under the
Watson test; that is, whether it is reasonably probable Flores would have
obtained a more favorable outcome if the court had given the lesser included
instructions. (See Breverman, supra, 19 Cal.4th at pp. 165, 178; see also id.
at 177 [“Appellate review under Watson . . . focuses not on what a reasonably
35
jury could do, but what such a jury is likely to have done in the absence of the
error under consideration.”]; Watson, supra, 46 Cal.2d at p. 836.)
“In making [the Watson] evaluation, an appellate court may consider,
among other things, whether the evidence supporting the existing judgment
is so relatively strong, and the evidence supporting a different outcome is so
comparatively weak, that there is no reasonable probability the error of
which the defendant complains affected the result.” (Breverman, supra,19 Cal.4th at p. 177.)
In the instant case, there is strong evidence that Flores committed the
sexual offenses against Does 1 and 2 by means of force and duress. (See
People v. Jackson (2014) 58 Cal.4th 724, 749 (Jackson) [a court examines the
entire record and draws all reasonable inferences in favor of the judgment to
determine whether there is reasonable and credible evidence from which a
reasonable trier of fact could find the defendant guilty beyond a reasonable
doubt].)
The evidence established that Flores used force to overcome the wills of
Does 1 and 2 by holding them down with his hands, and by climbing on top of
them as they laid side-by-side on the floor, as he “t[ook] turns” having sexual
intercourse with, and orally copulating, them. (See People v. Griffin (2004)
33 Cal.4th 1015, 1027 [to find rape accomplished by force, the trier of fact
must conclude only that the “use of force served to overcome the will of the
victim to thwart or resist the attack,” not that it “physically facilitated sexual
penetration or prevented the victim from physically resisting her attacker”];
see id. at pp. 1020, 1029 [concluding the defendant used force to overcome the
will of a 16- or 17-year-old victim when he pinned her arms to the floor “so
that she was unable to move them,” moved his body on top of her, and
partially penetrated her vagina with his penis]; see also People v. Thomas
36
(2017) 15 Cal.App.5th 1063, 1072 [the defendant used force to overcome the
will of his four- or five-year-old daughter by taking her by the hand into the
bathroom, lifting her on the sink, and “penetrating [her] vagina”].)
The evidence of duress is also strong in this case. “Duress” means a
“direct or implied threat of force, violence, danger, or retribution that would
cause a reasonable person to do [or submit to] something that she would not
do [or submit] to otherwise.” (CALCRIM No. 1000; see People v. Leal (2004)
33 Cal.4th 999, 1004.) In determining whether a sexual offense such as rape
or oral copulation was accomplished by duress, the trier of fact must consider
the totality of the circumstances, including the victim’s age and relationship
to the defendant, the defendant’s position of dominance over the victim, and
the defendant’s continuous exploitation of the victim. (People v. Barton
(2020) 56 Cal.App.5th 496, 518.)
“Other relevant factors [of duress] include threats to harm the victim,
physically controlling the victim when the victim attempts to resist, and
warnings to the victim that revealing the molestation would result in
jeopardizing the family.” (People v. Cochran (2002) 103 Cal.App.4th 8,
14 (Cochran).) “[A]s a factual matter, when the victim is as young as [nine
years old] and is molested by her father in the family home, in all but the
rarest cases duress will be present.” (Id., at p. 16, fn. 6.)
As summarized ante, Does 1 and 2, were about four or five years old
when Flores, whom they adored, began sexually abusing them, including
penetrating their vaginas with his penis and oral copulating them. Most of
the sexual abuse occurred in Flores’s upstairs bedroom, in the home the girls
and their family shared with Flores, his wife, and other relatives. Both girls
testified they that were afraid to disclose the abuse by Flores, and that after
37
the incidents he would instruct them not to tell anyone. (See Jackson, supra,
58 Cal.4th at p. 749.)
Conversely, the evidence is relatively weak that the two young girls
willingly agreed to engage in the sex acts with their grandfather, a defense—
as we have noted—Flores did not pursue in this case. We thus conclude any
error in failing to instruct on the lesser included offenses of unlawful sexual
intercourse and oral copulation was harmless. (See Breverman, supra,19 Cal.4th at pp. 165, 178; Watson, supra, 46 Cal.2d at p. 836.)
Our conclusion any error was harmless finds further support in the
jury’s decision not to convict Flores of the lesser included defense of simple
battery on any of the Forcible Sex Offenses. As noted, the court gave the
simple battery instruction at Flores’s request.19 During closing, defense
counsel argued that the jury should convict Flores, if at all, of this lesser
included offense because there was no evidence he used force, duress and/or
violence to overcome the wills of Does 1 and 2 in connection with the Forcible
Sex Offenses. The jury’s decision to convict Flores of the greater offenses and
not the lesser offense of simple battery supports the conclusion any purported
error in failing to instruct on other lesser necessarily included offenses was
19 The court instructed with CALCRIM No. 960, “Simple Battery (Pen.
Code, § 242),” as follows: “A lesser included offense to the crimes of
Aggravated Sexual Assault, Rape, and Oral Copulation by Force, Fear or
Threats is the crime of Battery in violation of . . . section 242. [¶] To prove
that the defendant is guilty of this crime, the People must prove that: [¶]
1. The defendant willfully touched another person in a harmful or offensive
manner. [¶] Someone commits an act willfully when he or she does it
willingly or on purpose. It is not required that he or she intend to break the
law, hurt someone else, or gain any advantage. [¶] The slightest touching can
be enough to commit a battery if it is done in a rude or angry way. Making
contact with another person, including through his or her clothing, is enough.
The touching does not have to cause pain or injury of any kind.”
38
harmless. (See Breverman, supra, 19 Cal.4th at p. 155; Watson, supra, 46
Cal.2d at p. 836.)20
IV. Kidnapping Enhancement
Flores next contends there was insufficient evidence to support the
asportation element of kidnapping in connection with count 10 because his
movement of Doe 2 from the hallway bathroom to his bedroom, as described
by Doe 1 during her forensic interview, was not a substantial distance. He
also contends the court misinstructed the jury on asportation.
A. Additional Background
The enhancement in count 10 provided in part that Flores kidnapped
Doe 2 in violation of sections 207, 209, and 209.5 within the meaning of
section 667.61, subdivision (e)(1).21
20 Based on our conclusion that the court did not err in failing to instruct
on the lesser included offenses in counts 1 through 4 and 6 through 9 and
that, even if error, it was harmless, we reject Flores’s additional contention
his due process rights were allegedly violated in this case. In any event, the
Supreme Court has rejected this identical argument. (See Breverman, supra,19 Cal.4th at p. 165 [the United States Supreme Court has “expressly
refrained from recognizing a federal constitutional right to instructions on
lesser included offenses in noncapital cases”]; see id. at p. 169 [“[T]he rule
requiring sua sponte instructions on all lesser necessarily included offenses
supported by the evidence derives exclusively from California law.”].)
21 Subdivision (e) of section 667.61 provides in relevant part: “The
following circumstances shall apply to the offenses specified in subdivision (c)
[which includes rape, in violation of paragraphs (2) and (6) of subdivision (a)
of section 261, and oral copulation, in violation of paragraph (2) or (3) of
subdivision (c) of section 287 or former section 288a]: [¶] (1) Except as
provided in paragraph (2) of subdivision (d), the defendant kidnapped the
victim of the present offense in violation of Sections 207, 209, or 209.5.”
39
After the close of evidence and outside the presence of the jury, defense
counsel moved under section 1118.122 for a judgment of acquittal on one or
more of the charged offenses. As relevant here, counsel argued that
photographs showed the exterior hallway bathroom was “fairly adjacent” to
the front door of Flores’s bedroom, and thus, that there was insufficient
evidence of movement to support the kidnapping enhancement.
The prosecutor recounted Doe 1’s statements (summarized ante) that as
Flores was sexually abusing her, she told her sister to leave; that her sister
opened the bedroom door and, according to the prosecutor, “ran down the
hallway” and went into the bathroom to avoid also being abused; that Flores
in response pulled up his pants, left the bedroom and “either baited [Doe 2]
out [of the bathroom] or opened [the door] with a key”; and that he then took
Doe 2 back into the bedroom, locked the door, and sexually abused her as
charged in count 10.
The prosecutor argued that once in the hallway bathroom, Doe 2 was in
a “more safe position” than in Flores’s bedroom, as Doe 2 was closer to the
stairs and Grandmother, who was downstairs in the kitchen; and that, after
Flores took Doe 2 back into his bedroom and locked the door, the likelihood of
detection decreased.
The court, after rereviewing the transcript of Doe 1’s forensic interview
and considering what it termed was the “low standard” in evaluating a
22 Section 1118.1 provides in relevant part: “In a case tried before a jury,
the court on motion of the defendant or on its own motion, at the close of the
evidence on either side and before the case is submitted to the jury for
decision, shall order the entry of a judgment of acquittal of one or more of the
offenses charged in the accusatory pleading if the evidence then before the
court is insufficient to sustain a conviction of such offense or offenses on
appeal.”
40
section 1118.1 motion, found there was sufficient evidence to sustain a true
finding on this enhancement, such that it should go to the jury for
determination.
B. Guiding Principles
“ ‘In reviewing a challenge to the sufficiency of the evidence, we do not
determine the facts ourselves. Rather, we “examine the whole record in the
light most favorable to the judgment to determine whether it discloses
substantial evidence—evidence that is reasonable, credible and of solid
value—such that a reasonable trier of fact could find the defendant guilty
beyond a reasonable doubt.” [Citations.] We presume in support of the
judgment the existence of every fact the trier could reasonably deduce from
the evidence. [Citation.] . . . . We do not reweigh evidence or reevaluate a
witness’s credibility.’ [Citations.] ‘Resolution of conflicts and inconsistencies
in the testimony is the exclusive province of the trier of fact. [Citation.]
Moreover, unless the testimony is physically impossible or inherently
improbable, testimony of a single witness is sufficient to support a
conviction.’ ” (People v. Brown (2014) 59 Cal.4th 86, 105-106.)
Further, if the record contains substantial evidence from which a
reasonable trier of fact could have found the essential elements of the crime
proved beyond a reasonable doubt, “the possibility that the trier of fact might
reasonably have reached a different conclusion does not warrant reversal.”
(People v. Taylor (2004) 119 Cal.App.4th 628, 639 (Taylor).)
The court instructed with CALCRIM No. 3179, “Sex Offenses:
Sentencing Factors—Kidnapping (Pen. Code, § 667.61(e)(1)),” in part as
follows: “If you find the defendant guilty of the crime charged in Count 10
[i.e., forcible lewd act upon a child under the age of 14 (§ 288, subd. (b)(1)],
41
you must then decide whether the People have proved the additional
allegation that the defendant kidnapped Jane Doe [2].”
“[S]imple kidnapping” in violation of section 207, subdivision (a)
requires proof of “ ‘three elements: (1) a person was unlawfully moved by the
use of physical force or fear; (2) the movement was without the person’s
consent; and (3) the movement of the person was for a substantial distance.’ ”
(People v. Bell (2009) 179 Cal.App.4th 428, 435 (Bell).) “This last element,
i.e., that the victim be moved a substantial distance, is called the ‘asportation’
element.” (Ibid.)
Unlike aggravated kidnapping (§ 209; CALCRIM No. 1203), simple
kidnapping does not require proof of an increase in the risk of harm to the
victim. (People v. Martinez (1999) 20 Cal.4th 225, 237 (Martinez); Bell, supra,
179 Cal.App.4th at pp. 436-437; see People v. Arias (2011) 193 Cal.App.4th
1428, 1435 [noting the only proof required for asportation in simple
kidnapping is that “ ‘ “the movement of the person was for a substantial
distance” ’ ”].) However, because substantiality is based on the totality of the
circumstances, “ ‘in a case where the evidence permit[s], the jury might
properly consider not only the actual distance the victim is moved, but also
such factors as whether that movement increased the risk of harm above that
which existed prior to the asportation, decreased the likelihood of detection,
and increased both the danger inherent in a victim’s foreseeable attempts to
escape and the attacker’s enhanced opportunity to commit additional
crimes.’ ” (Bell, at p. 436 (second italics added), quoting Martinez, at p. 237.)
C. Analysis
1. Substantial Evidence Supports the Asportation Element
As summarized ante, Flores moved Doe 2 from the hallway bathroom
back to his bedroom, locked the door, and sexually abused her as alleged in
42
count 10. Flores did so after Doe 1 told her sister to “go downstairs and get
grandma.” Doe 2 left the bedroom but instead ran to the hallway bathroom.
By bringing Doe 2 back into his bedroom, a reasonable trier of fact could infer
Flores prevented Doe 2 from getting help; gave him the opportunity to
commit additional crimes against her; increased the risk of physical and
psychological harm to her; and decreased the likelihood of detection, as Doe 1
stated the door to her grandfather’s bedroom was always locked when he
sexually abused them. Based on this evidence, a reasonable trier of fact could
find beyond a reasonable doubt that Flores’s movement of Doe 2 from the
hallway bathroom to his bedroom was substantial. (See Bell, supra, 179
Cal.App.4th at p. 435; Taylor, supra, 119 Cal.App.4th at p. 639.)
That the actual movement of Doe 2 by Flores was ostensibly measured
in feet is not determinative. As the Supreme Court explained (in connection
with aggravated kidnapping), in “determining ‘whether the movement is
merely incidental to the [underlying] crime . . . the jury considers the “scope
and nature” of the movement. [Citation.] This includes the actual distance a
victim is moved. However, we have observed that there is no minimum
number of feet a defendant must move a victim in order to satisfy’ ” this
element. (Martinez, supra, 20 Cal.4th at p. 233, italics added; see People
v. Dominguez (2006) 39 Cal.4th 1141, 1152 [explaining that “dragging a store
clerk nine feet from the front counter of a store to a small back room for the
purpose of raping her [citation] or forcibly moving a robbery victim 40 feet
within a parking lot into a car [citation] might, under the circumstances,
substantially increase the risk of harm to the victim and thus satisfy the
asportation requirement” for aggravated kidnapping].)
Flores relies on People v. Perkins (2016) 5 Cal.App.5th 454 (Perkins) for
support that his movement of Doe 2 was insubstantial. We find Perkins both
43
legally and factually inapposite. Perkins involved the enhancements of
aggravated kidnapping (§ 667.61, subd. (d)(2)) and kidnapping under the so-
called one-strike rule (id., subd. (j)(1), (2)), as opposed to simple kidnapping
at issue in the instant case (id., subd. (e)(1)). (Perkins, supra, 5 Cal.App.5th
at pp. 462-463.)
This distinction is important because subdivision (d)(2) of section
667.61 requires a finding that the defendant “kidnapped the victim of the
present offense and the movement of the victim substantially increased the
risk of harm to the victim over and above that level of risk necessarily
inherent in the underlying offense[s]” specified in subdivision (c) of section
667.61. However, as noted ante, subdivision (e)(1) of section 667.61 (which
excludes subdivision (d)(2) from its scope) contains no such express
requirement. Instead, it merely requires that the “defendant kidnapped the
victim of the present offense in violation of Section 207, 209, or 209.5.”
We also find Perkins factually distinguishable. Unlike in the instant
case in which a reasonable trier of fact could infer that the movement of Doe
2 from the hallway bathroom into Flores’s locked bedroom increased the risk
of harm to Doe 2 and decreased the risk of detection of the offense charged in
count 10, the Perkins court found no substantial evidence existed regarding
these factors when the defendant first sexually abused his 11-year-old
stepdaughter in the bathroom and then ordered her into the bedroom, located
a few feet away, and again sexually abused her. (Perkins, supra, 5
Cal.App.5th at pp. 459-460, 470.)
Indeed, the court in Perkins noted that there was no evidence that the
doors to either the bathroom or bedroom were “closed during the incidents”
(Perkins, supra, 5 Cal.App.5th at p. 470), or that the location in the bathroom
where the crimes initially occurred was visible from the living room, where
44
the victim’s eight-year-old sister was sleeping (ibid.). In fact, the court in
Perkins found that when the defendant moved the victim into the bedroom to
commit additional sexual offenses, a “person could reasonably conclude [the
victim] should have been at less risk” than in the bathroom because also in
the bedroom was the defendant’s three-week old daughter, who was lying on
the bed. (Id. at p. 471.) Thus, Perkins does not provide meaningful guidance
on the asportation issue in this case.
Because there is substantial evidence in the record from which a
reasonable trier of fact could find beyond a reasonable doubt that Flores
moved Doe 2 a “substantial distance” for purposes of simple kidnapping
under section 207, we reject Flores’s evidentiary challenge to the asportation
element in connection with count 10.
2. Asportation Instruction
Flores contends that because an “associated crime” was involved in this
case, the court misinstructed the jury in giving CALCRIM No. 121523
23 The court instructed with CALCRIM No. 1215, “Kidnapping (Pen.
Code, § 207(a)),” in part as follows: “To prove that the defendant is guilty of
Kidnapping, the People must prove that: [¶] 1. The defendant took, held, or
detained another person by using force or by instilling reasonable fear; [¶]
2. Using that force or fear, the defendant moved the other person or made the
other person move a substantial distance; [¶] AND [¶] 3. The other person did
not consent to the movement. [¶] . . . [¶] Substantial distance means more
than a slight or trivial distance. In deciding whether the distance was
substantial, you must consider all the circumstances relating to the
movement. Thus, in addition to considering the actual distance moved, you
may also consider other factors such as whether the distance the other person
was moved was beyond that merely incident to the commission of Lewd and
Lascivious Act by Force or Fear, whether the movement increased the risk of
physical or psychological harm, increased the danger of a foreseeable escape
attempt, or gave the attacker a greater opportunity to commit additional
crimes, or decreased the likelihood of detection.” (Third italics added.)
45
because that instruction told the jurors they may consider various factors
including “whether the distance the other person was moved was beyond that
merely incidental to the commission of [the offense in count 10].” Instead,
Flores contends the jury was required to consider this factor and find it was
established. For support, Flores relies on Martinez, supra, 20 Cal.4th 225among other authorities.
The Supreme Court in Martinez addressed the asportation standard for
section 208, which statute prescribes a higher sentence for kidnapping a
person under the age of 14.24 (Martinez, supra, 20 Cal.4th at p. 229.) The
Martinez court concluded that a trier of fact “should consider the totality of
the circumstances” and not just “actual distance” in determining asportation
for purposes of section 208, which standard it found was the same for simple
kidnapping under section 207, subdivision (a) (Martinez, at p. 237); that in so
holding, Martinez overruled previous authorities including its decision in
People v. Caudillo (1978) 21 Cal.3d 562, which had made the asportation
standard for simple kidnapping “exclusively dependent on the distance
involved” (Martinez, at p. 233); that for simple kidnapping and the enhanced
punishment, a trier of fact therefore could consider the “ ‘scope and nature’ of
the movement,” “the increased risk of harm to the victim,” and the
24 Subdivision (b) of section 208 provides in part: “If the person
kidnapped is under 14 years of age at the time of the commission of the
crime, the kidnapping is punishable by imprisonment in the state prison for
5, 8, or 11 years.”
46
“diminished likelihood of discovery” (id. at p. 236; CALCRIM No. 120325); but
that, “[w]hile the jury may consider a victim’s increased risk of harm, it may
convict of simple kidnapping without finding an increase in harm, or any
other contextual factors” if “the victim was moved a distance that was
‘substantial in character’ ” (Martinez, at p. 237).
Martinez then added, “in a case involving an associated crime, the jury
should be instructed to consider whether the distance a victim was moved
was incidental to the commission of that crime in determining the
movement’s substantiality.” (Martinez, supra, 20 Cal.4th at p. 237, citing In
re Earley (1975) 14 Cal.3d 122, 129.) Flores relies on this language in
25 CALCRIM No. 1203 provides in part: “The defendant is charged [in
Count __] with kidnapping for the purpose of (robbery/rape/spousal rape/oral
copulation/sodomy/sexual penetration) [in violation of Penal Code section
209(b)]. [¶] To prove that the defendant is guilty of this crime, the People
must prove that: [¶] 1. The defendant intended to commit (robbery/ [or] rape/
[or] spousal rape/ [or] oral copulation/ [or] sodomy/ [or] sexual penetration/
[or] ); [¶] 2. Acting with that intent,
the defendant took, held, or detained another person by using force or by
instilling a reasonable fear; [¶] 3. Using that force or fear, the defendant
moved the other person [or made the other person move] a substantial
distance; [¶] 4. The other person was moved or made to move a distance
beyond that merely incidental to the commission of a (robbery/ [or] rape/ [or]
spousal rape/ [or] oral copulation/ [or] sodomy/ [or] sexual penetration/ [or]
; [¶] 5. When that movement began,
the defendant already intended to commit (robbery/ [or] rape/ [or] spousal
rape/ [or] oral copulation/ [or] sodomy/ [or] sexual penetration/ [or] ); [¶] [AND] [¶] 6. The other person did not
consent to the movement[.] [¶] . . . [¶] As used here, substantial distance
means more than a slight or trivial distance. The movement must have
increased the risk of [physical or psychological] harm to the person beyond
that necessarily present in the (robbery/ [or] rape/ [or] spousal rape/ [or] oral
copulation/ [or] sodomy/ [or] sexual penetration/ [or] ). In deciding whether the movement was sufficient,
consider all the circumstances relating to the movement.”
47
Martinez, which is also included in paragraph 4 of CALCRIM No. 1203
applicable to aggravated kidnapping, to support his claim of instructional
error. We find this contention unavailing.
First, Martinez did not hold that when an associated crime is involved
in a simple kidnapping, a court must instruct, and the trier of fact must find,
that asportation requires that the victim’s movement not be merely
incidental to the commission of that crime. Instead, Martinez held that a jury
must consider the “totality of the circumstances” in determining the
movement’s substantiality, and as such, may consider other factors including
whether the movement was merely incidental to the associated crime.
(Martinez, supra, 20 Cal.4th at p. 237; see CALCRIM No. 1215.)
Second, Martinez did not involve a kidnapping enhancement, as does
the instant case. Its language regarding an “associated crime” is thus
inapplicable here, as the kidnapping in the instant case involved only one
crime, “Lewd and Lascivious Act by Force or Fear” (count 10), and the
accompanying enhancement. (See People v. Superior Court (Grilli) (1978)
84 Cal.App.3d 506, 512 [noting an enhancement does not define a crime but
instead imposes an added penalty when the crime is committed under
specified circumstances]; Cal. Rules of Court, rule 4.405(3) [an enhancement
is “an additional term of imprisonment added to the base term”].)
Third, even if the court erred in instructing the jury with regard to the
asportation requirement, we conclude it was harmless because (as we have
found) substantial evidence exists from which a reasonable trier of fact could
find beyond a reasonable doubt that Flores moved Doe 2 a “substantial
distance” (see Jackson, supra, 58 Cal.4th at p. 749; CALCRIM No. 1215); and
therefore, there is no reasonable probability the jury would have returned a
48
verdict on the kidnapping enhancement more favorable to Flores (see Watson,
supra, 46 Cal.2d at p. 836).26
V. Cumulative Error
Flores contends that, even if the asserted errors individually do not
warrant reversal, the cumulative effect of them does. “A predicate to a claim
of cumulative error is a finding of error. There can be no cumulative error if
the challenged rulings were not erroneous.” (People v. Sedillo (2015)
235 Cal.App.4th 1037, 1068.)
Moreover, to the “extent there are instances in which we have found
error or assumed its existence, we have concluded no prejudice resulted.”
(People v. Chism (2014) 58 Cal.4th 1266, 1309; see People v. Williams (2015)
61 Cal.4th 1244, 1291 [rejecting the defendant’s claim that “numerous
alleged errors, committed during both phases of his trial, cumulatively
prejudiced him” because there was either no error “or, in those instances
where error has been found or assumed, no prejudice”].)
Because, in the instant case, there was no error or any purported error
was deemed harmless, we reject Flores contention that his trial was
fundamentally unfair under the cumulative error doctrine. (See People
v. Rivera (2019) 7 Cal.5th 306, 348 [concluding that, even if the trial court
erred in admitting evidence of the defendant’s “postcrime statements and
conduct,” “it was not individually prejudicial” and thus refusing to apply the
cumulative error doctrine to reverse the defendant’s judgment].)
26 In light of our decision on the merits of this issue, we decline to reach
the People’s alternate contention that Flores forfeited this purported claim of
error by failing to object to the court’s instruction of CALCRIM No. 1215.
49
VI. Correction of Clerical Errors
Finally, Flores contends there are clerical errors in the trial court
minutes that should be corrected. The People agree, as do we.
The October 28, 2020 minute order provided the jury returned a true
finding on the simple kidnapping enhancement on count 10 (§ 667.61, subd.
(e)(1));27 and also returned a true finding on the multiple victim
enhancement on counts 2, 4, 5, 7, 9, 10, and/or 11 (id. at subd. (e)(4)).
The court amended nunc pro tunc the October 28 minute order by a
separate minute order dated December 17, 2020. The December 17 minute
order provided:
“The Court finds that the minute order dated
10/28/2020 does not correctly/clearly reflect the Court
order and orders it corrected Nunc Pro Tunc to reflect:
“ADD:
“Jury Finds Enhancement(s) VA[28] in count 05 True.
“Jury Finds Enhancement(s) VA in count 10 True.
“Jury Finds Enhancement(s) VA in count 11 True.
“STRIKE:
“ENTITLED ACTION; FIND
“THAT THE DEFENDANT; MARTIN FLORES;
DURING THE COMMISSION OF COUNTS 2 4 5 7 9
10 AND/OR 11 OF THE INFORMATION; DID
COMMIT AN OFFENSE AGAINST MORE THAN
ONE VICTIM; WITHIN THE MEANING OF PENAL
CODE SECTION 667.61 SUBDIVISION (E)
SUBSECTION (4).”
27 The minute order did not specifically refer to the kidnapping allegation,
but rather provided, “Jury Finds Enhancement(s) TF in count 10 True.”
28 Ostensibly, the abbreviation “VA” stands for “victim allegations.”
50
The parties agree the portion of the October 28 minute order that was
ordered stricken was consistent with the jury’s verdict. Furthermore, they
agree there were no multiple victim allegations or other sentencing
allegations in counts 5 and 11.
We agree with the parties that the October 28 minutes should be
corrected to (1) reinsert the language that was deleted by the December 17
minutes; (2) strike the added language about the “victim allegations” in
counts 5, 10, and 11 from the December 17 minutes; and (3) clarify the jury
found true “MARTIN FLORES, during the commission of count 10 of the
[second amended] information, did commit a KIDNAPPING, within the
meaning of Penal Code section 667.61, subdivision (e), subsection (1).”
DISPOSITION
The trial court is directed to modify its minutes of October 28 and
December 17, 2020, as set forth in this opinion. Judgment affirmed.
HALLER, Acting P. J.
WE CONCUR:
O’ROURKE, J.
DO, J.
51