People v. Vessey CA3 ( 2023 )


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  • Filed 5/9/23 P. v. Vessey CA3
    NOT TO BE PUBLISHED
    California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
    publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
    or ordered published for purposes of rule 8.1115.
    IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
    THIRD APPELLATE DISTRICT
    (Colusa)
    ----
    THE PEOPLE,                                                                                   C097680
    Plaintiff and Respondent,                                      (Super. Ct. No. CR64380)
    v.
    COURTNEY ELISE VESSEY,
    Defendant and Appellant.
    Defendant Courtney Elise Vessey appeals an upper term prison sentence imposed
    following her no contest plea to felony child endangerment. Defendant complains: (1)
    the trial court’s noncompliance with the changes brought about by Senate Bill No. 567
    (2021-2022 Reg. Sess.) requires reversal for resentencing; (2) her counsel was ineffective
    for not raising Senate Bill No. 567 at the December 12, 2022 sentencing hearing; and (3)
    we must clarify the record by correcting the trial court’s inaccurate statement that
    defendant would be subject to parole for three years following her release from custody.
    1
    Because defendant forfeited her challenge to imposition of the upper term and has
    not shown defense counsel rendered ineffective assistance, we cannot accept the parties’
    agreement to remand for resentencing. Moreover, we decline defendant’s invitation to
    modify the trial court’s inaccurate advisement of the future parole term and will instead
    affirm the judgment.
    FACTUAL AND PROCEDURAL BACKGROUND
    The People’s information filed October 5, 2022, alleged defendant committed
    child endangerment with a great bodily injury of a child enhancement (count I),
    possession of a controlled substance (counts II & III), and possession of drug
    paraphernalia (count IV). On October 31, 2022, defendant resolved the matter through an
    open plea of no contest to count I. In exchange, the remaining counts and the
    enhancement were dismissed.
    The stipulated factual basis for the plea was the preplea probation report.
    According to the report, defendant told responding authorities her infant daughter may
    have ingested fentanyl from a piece of foil later recovered from defendant’s pocket
    following her detention. The incident occurred in a hotel room paid for by a third party
    who regularly paid defendant for sex and was sleeping when the incident occurred. A
    search of the hotel room’s bathroom revealed small amounts of fentanyl,
    methamphetamine, and marijuana, as well as a digital scale, a used methamphetamine
    pipe, two loaded syringes containing blood and methamphetamine, and other
    paraphernalia related to narcotics. Defendant told probation her daughter had been born
    on drugs, but that she had successfully closed her child protective services case before
    her daughter was six months old. If provided a second chance, defendant intended to
    attend inpatient treatment.
    The preplea probation report recommended against a grant of probation, instead
    arguing in favor of an upper term prison sentence. The report identified the victim’s
    vulnerability, that defendant’s convictions were numerous and increasing in seriousness,
    2
    that defendant was on probation when the offense occurred , and that defendant’s prior
    performance on probation had been unsatisfactory as reasons to impose the upper term.
    At the sentencing hearing on December 12, 2022, defendant testified in support of
    her request for a grant of probation. Defendant was staying at a hotel with her one-year-
    old child who was capable of crawling. She placed foil containing remnants of drugs in a
    trash can in that room. The child found the foil and put it in her mouth. When defendant
    noticed, she removed the foil, but the child stopped moving, stopped breathing, and her
    body became stiff. Defendant took the child to her car to retrieve her Narcan and
    administered four doses. Her child survived. Defendant further admitted serving time in
    jail after she failed to appear for two felony charges that were later reduced to
    misdemeanors. This was her only prior jail term. Acknowledging probation’s
    recommendation of an upper term sentence, defendant requested a grant of probation to
    allow her to attend long-term drug treatment.
    Following the arguments of counsel, the trial court remarked on the severity of the
    child endangerment reflected in the case. The court then denied defendant’s request for
    probation and selected the upper term of six years. In so doing, the court noted
    defendant’s significant prior record spanning almost 20 years, including her two recent
    felony convictions for which she was on probation at the time of the offense. Defendant
    did not object that the trial court’s findings failed to comply with Penal Code1 section
    1170’s amendments brought about by Senate Bill No. 567 (2021-2022 Reg. Sess.).
    Defendant timely appealed and did not request a certificate of probable cause.
    Appellate briefing in this matter was completed on March 15, 2023.
    1      Further undesignated statutory references are to the Penal Code.
    3
    DISCUSSION
    I
    Senate Bill No. 567
    Effective January 1, 2022, Senate Bill No. 567 (2021-2022 Reg. Sess.) altered the
    methodology for selecting an appropriate triad term. (§ 1170, subd. (b); Stats. 2021,
    ch. 731, § 1.3.) Pursuant to Senate Bill No. 567, when a judgment of imprisonment is to
    be imposed and the statute specifies three possible terms, the trial court must impose a
    term not exceeding the middle term unless there are circumstances in aggravation that
    justify the imposition of a term exceeding the middle term and the facts underlying those
    aggravating circumstances (1) have been stipulated to by the defendant, (2) have been
    found true beyond a reasonable doubt at trial by the jury or by the judge in a court trial, or
    (3) relate to the defendant’s prior convictions and are based on a certified record of
    conviction. (§ 1170, subd. (b)(1)-(3); Stats. 2021, ch. 731, § 1.3.)
    The parties agree that remand for resentencing is required in light of these
    legislative changes. We do not agree. Here, the trial court selected an upper term
    sentence more than 11 months after Senate Bill No. 567’s effective date, and defendant
    did not object to the court’s noncompliance with the changes brought about by that
    legislation. (Stats. 2021, ch. 731, eff. Jan. 1, 2022.) Therefore, defendant forfeited this
    argument. (People v. Scott (1994) 
    9 Cal.4th 331
    , 351; People v. Flowers (2022)
    
    81 Cal.App.5th 680
    , 683-684, review granted Oct. 12, 2022, S276237.)
    Recognizing her forfeiture, defendant alternatively argues her counsel was
    ineffective for not raising the issue at the December 12, 2022 sentencing hearing.2 “[T]o
    establish a claim for ineffective assistance of counsel, a defendant must show that his or
    her counsel’s performance was deficient and that the defendant suffered prejudice as a
    2      The People’s briefing does not acknowledge this forfeiture.
    4
    result of such deficient performance.” (People v. Mickel (2016) 
    2 Cal.5th 181
    , 198; see
    Strickland v. Washington (1984) 
    466 U.S. 668
    , 687-692.) To demonstrate prejudice, a
    defendant must show “a reasonable probability that, but for counsel’s deficient
    performance, the outcome of the proceeding would have been different.” (Mickel, at
    p. 198.) We presume “that counsel’s actions fall within the broad range of
    reasonableness, and [we] afford ‘great deference to counsel’s tactical decisions.’ ” (Ibid.)
    As our Supreme Court has observed, “[C]ertain practical constraints make it more
    difficult to address ineffective assistance claims on direct appeal rather than in the
    context of a habeas corpus proceeding.” (People v. Mickel, supra, 2 Cal.5th at p. 198.)
    This is because “[t]he record on appeal may not explain why counsel chose to act as he or
    she did. Under those circumstances, a reviewing court has no basis on which to
    determine whether counsel had a legitimate reason for making a particular decision, or
    whether counsel’s actions or failure to take certain actions were objectively
    unreasonable.” (Ibid.) We will reverse only “if there is affirmative evidence that counsel
    had ‘ “ ‘no rational tactical purpose’ ” ’ for an act[] or omission.” (Ibid.; see People v.
    Mendoza Tello (1997) 
    15 Cal.4th 264
    , 266 [“ ‘ “[if] the record on appeal sheds no light
    on why counsel acted or failed to act in the manner challenged[,] . . . unless counsel was
    asked for an explanation and failed to provide one, or unless there simply could be no
    satisfactory explanation,” the claim on appeal must be rejected’ ”].) A defendant thus
    bears a difficult burden when asserting an ineffective assistance claim on direct appeal.
    (Mickel, at p. 198.)
    Here, the record is silent as to defense counsel’s reasons, if any, for failing to
    object to the imposition of an upper term sentence in light of Senate Bill No. 567.
    Defendant argues there was no reasonable tactical basis for counsel’s failure to object and
    demand compliance with amended section 1170 subdivision (b)’s requirements. We
    disagree.
    5
    Defendant’s challenge focuses on part of the trial court’s explanation for
    imposition of the upper term, arguing defendant’s criminal history dating back nearly two
    decades was not established in compliance with the amended law. However, the
    probation report recounted defendant’s prior criminal history at length, and defendant did
    not invoke the procedure for challenging factual disputes in probation reports. (See
    § 1203; Cal. Rules of Court, rule 4.437(c)(2), (e).) Nor does the record suggest an
    inaccuracy in the probation department’s description of the length of her criminal history
    or that defense counsel failed to verify that history. (See, e.g., In re Brown (2013)
    
    218 Cal.App.4th 1216
    , 1223 [criminal defense attorney’s first duty is to investigate the
    facts and law relevant to a client’s case, including prior convictions].) Therefore, it is
    reasonable to presume defense counsel had verified that history and determined that a
    Senate Bill No. 567 objection requiring the admission of a certified criminal record
    would have merely prolonged the proceeding, but not altered its outcome. Defendant
    therefore has not established ineffective assistance. (See, e.g., People v. Price (1991)
    
    1 Cal.4th 324
    , 387 [defense “[c]ounsel does not render ineffective assistance by failing to
    make . . . objections that counsel reasonably determines would be futile”].)
    II
    Defendant’s Parole Term
    Defendant requests we clarify the record to correct the trial court’s inaccurate
    statement at sentencing that she would be subject to parole for up to three years following
    her release from custody. We agree that the trial court misinformed defendant
    concerning her term of parole, but we disagree that this mistake requires any affirmative
    action by this court.
    California Rules of Court, rule 4.433(e)(1) requires that a judge imposing a prison
    sentence “must inform the defendant” “of the parole period provided by section 3000 to
    be served after expiration of the sentence.” Section 3000.01 governs periods of parole for
    individuals released from prison on or after July 1, 2020. (§ 3000.01, subd. (a).) It
    6
    limits, with exceptions not applicable here, the period of parole for an inmate serving a
    determinate term to two years. (§ 3000.01, subd. (b)(1).) Accordingly, the trial court
    misinformed defendant when it stated, “Upon her release from custody, the defendant
    will be on post custody supervision for a period of up to possibly three years.”
    However, “Parole is a statutorily mandated element of punishment, and neither the
    prosecution nor the sentencing court has authority to impose a prison sentence without
    parole or to alter the applicable period of parole established by the Legislature and
    imposed by the Board of Prison Terms.” (People v. Renfro (2004) 
    125 Cal.App.4th 223
    ,
    232.) Therefore, while the trial court misinformed defendant of what it thought would be
    her parole term, we assume the court was aware that it had no authority to set a parole
    term different than that imposed by section 3000.01. (See People v. Stowell (2003)
    
    31 Cal.4th 1107
    , 1114 [“we apply the general rule ‘that a trial court is presumed to have
    been aware of and followed the applicable law’ ”].) Given this limited authority, we do
    not believe it is necessary to correct the trial court’s misadvisement concerning the
    applicable period of parole.
    7
    DISPOSITION
    The judgment affirmed.
    /s/
    ROBIE, Acting P. J.
    We concur:
    /s/
    EARL, J.
    /s/
    McADAM, J.*
    *       Judge of the Yolo County Superior Court, assigned by the Chief Justice pursuant
    to article VI, section 6 of the California Constitution
    8