People v. Noe CA2/6 ( 2023 )


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  • Filed 8/14/23 P. v. Noe CA2/6
    NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
    California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions
    not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion
    has not been certified for publication or ordered published for purposes of rule 8.1115.
    IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
    SECOND APPELLATE DISTRICT
    DIVISION SIX
    THE PEOPLE,                                                   2d Crim. No. B323016
    (Super. Ct. No. 22F-01156)
    Plaintiff and Respondent,                              (San Luis Obispo County)
    v.
    JORDAN JOHN NOE,
    Defendant and Appellant.
    Jordan John Noe appeals from the judgment entered after
    a court trial. The court found him guilty of attempting by means
    of threats to deter an executive officer from performing his duties
    in violation of Penal Code section 69.1 Appellant was sentenced
    to imprisonment in the county jail for 16 months.
    Appellant contends (1) his conviction is unconstitutional
    because his alleged threats were not “true threats” and therefore
    were protected speech under the First Amendment of the United
    1 Unless otherwise stated, all statutory references are to
    the Penal Code.
    States Constitution, (2) the trial court misunderstood the specific
    intent required for a violation of section 69, (3) the evidence is
    insufficient to support his conviction, and (4) the record fails to
    show that he voluntarily waived his right to a jury trial. At
    appellant’s request, we have reviewed the sealed record of an in
    camera hearing to determine whether the trial court abused its
    discretion in ruling on his Pitchess discovery motion. (Pitchess v.
    Superior Court (1974) 
    11 Cal.3d 531
     (Pitchess).) We affirm.
    Facts
    A 911 call reported that a man who “looks to be drunk or on
    drugs” was “running in and out of . . . [traffic] lanes.” Officer
    Nolan Parsons drove to the location described by the 911 caller.
    Parsons saw appellant standing in one of the lanes of traffic.
    “[H]e was out in the middle of the road.” He “was unsteady and
    had some slurred speech.”
    Officer Parsons arrested appellant for disorderly conduct in
    violation of section 647, subdivision (f). The subdivision provides
    that a person is guilty of disorderly conduct if he “is found in any
    public place under the influence of intoxicating liquor, [or] any
    drug . . . in a condition that [he is] unable to exercise care for [his]
    own safety or the safety of others . . . .” Parsons testified that the
    arrest was “[b]ased on the totality of [appellant’s] mannerisms,
    his balance, his activity in terms of not being able to make
    decisions in his best interest, like being in the roadway.”
    Officer Parsons transported appellant to the county jail.
    During the ride, appellant threatened Parsons. Appellant said:
    “[I]f I wanted to I’ll punch you in your face I’ll put you on the
    ground fucking snap your neck pull that gun and shoot your face
    after you’re already dead. Just because I wanna see your fucking
    brains and face explode.” “[W]hen you step outta your vehicle I’m
    2
    ready to splatter your fucking brains on to the cement.” “You
    know what insurgence means? You fucking retard. . . .
    Insurgence means that we will fucking murder you.” “I can’t wait
    till we catch you on the move. . . . [T]here’s very big huge
    humans. . . . They’re looking for you now. . . . You need to stay
    inside land, if you leave your land bro we will . . . fucking saw you
    legs off . . . .” “Faggot fucking piece of shit, don’t you ever
    disrespect me again.” “I will tear your fucking face off I’ll eat
    your mother fucking eyeballs outta your face, I’ll fucking pull em’
    out . . . .” “I’m gonna fucking put you in your fucking grave.” “Oh
    you’re done. You’re smoke dude.” “I can’t wait until someone just
    fucks you. I wish someone could put a bullet through your
    head . . . .”
    When the threats were made, Officer Parsons and
    appellant were the only occupants of the police vehicle. Parsons
    was driving, and appellant was in the back seat. “A clear plastic
    Plexiglass acetate partition” separated the front seat from the
    back seat.
    Appellant’s hands were originally cuffed behind his back.
    But during the ride appellant managed to “slip [the] cuffs
    underneath [his] feet to where [his] arms [were] now freed in
    front of [him].” This “[r]ender[ed] [him] capable of causing a lot
    more harm than if [his] hands [were] behind [him].”
    “When [appellant] was being removed from the patrol
    vehicle,” Parsons “specifically kept more distance [from
    appellant] than normal” because he “was fearful [appellant] was
    going to try to execute [the] threats” he had made. Officer
    Parsons explained: ”I would typically be the officer who escorted
    someone in and was close to them . . . . [¶] But given what
    [appellant] articulated in the car, it wasn't worth risking my
    3
    safety because he seemed to be focused on me specifically.”
    Parsons believed appellant’s threats were “credible.” He “felt
    fear” when appellant “made the comment about splattering [his]
    brains.”
    Appellant’s Conviction Does Not
    Violate the First Amendment
    Section 69, subdivision (a) provides in relevant part: “Every
    person who attempts, by means of any threat or violence, to deter
    or prevent an executive officer from performing any duty imposed
    upon the officer by law” is guilty of a criminal offense. “[A]
    conviction under [section] 69 based on threatening speech is
    unconstitutional if the speech was not a ‘true threat.’” (People v.
    Smolkin (2020) 
    49 Cal.App.5th 183
    , 188 (Smolkin).) Appellant
    contends that because his “threatening statements were not a
    ‘true threat,’ his section 69 conviction violates the First
    Amendment.” “‘“True threats” encompass those statements
    where the speaker means to communicate a serious expression of
    an intent to commit an act of unlawful violence to a particular
    individual or group of individuals.’” (Ibid.) “‘[A] present ability
    to carry out threats is not required if . . . the target of the threat
    could reasonably fear retaliatory action on some future occasion.’”
    (People v. Sivongxxay (2017) 
    3 Cal.5th 151
    , 195 (Sivongxxay).)
    “We make ‘an independent examination of the record’ in
    determining whether ‘the speech at issue is an unprotected true
    threat.’ [Citation.] Nevertheless, ‘[b]ecause the trier of fact is in
    a superior position to observe the demeanor of witnesses,
    credibility determinations are not subject to independent review,
    nor are findings of fact that are not relevant to the First
    Amendment issue.’ [Citation.] In the present case, the material
    facts are not in dispute. Thus, we must make an independent
    4
    legal determination whether a ‘reasonable listener would
    understand’ [appellant’s threats] to constitute ‘“a serious
    expression of an intent to commit an act of unlawful violence”’ ‘in
    light of the context and surrounding circumstances.’” (Smolkin,
    supra, 49 Cal.App.5th at p. 188.)
    Appellant argues that his threats were not “true threats”
    because they were “nonsensical and delusional.” Therefore, his
    “statements could not reasonably have caused Parsons to suffer
    sustained fear.”
    Appellant relies on Smolkin, supra, 
    49 Cal.App.5th 183
    .
    There, a section 69 violation was based on the defendant’s letter
    to the district attorney. The defendant said that if the charges
    against him are not dropped, the “entire [district attorney’s] office
    will be arrested by Russian military police, tried in a rubber
    stamp trial for kidnapping, and sentenced to death by firing
    squad . . . .” (Id. at p. 186.) The Court of Appeal “conclude[d]
    that, as a matter of law, a ‘reasonable listener’ would not have
    understood [defendant’s] . . . letter to be a true threat. This is
    due to the combination of three factors: first, [his] threats were
    delusional; second, [his] threatened violence by third parties who
    were not (except in his delusion) his associates; and third, [he]
    repeatedly assured he was not threatening to personally commit
    violence.” (Id. at p. 189.)
    Unlike the Smolkin defendant’s threats, appellant’s threats
    were not delusional or nonsensical. He did not threaten Officer
    Parsons with execution by a foreign military force. He
    threatened to personally kill Parsons: “[W]hen you step outta
    your vehicle I’m ready to splatter your fucking brains on to the
    cement.” “I will tear your fucking face off I’ll eat your mother
    5
    fucking eyeballs outta your face, I’ll fucking pull em’ out . . . .”
    “I’m gonna fucking put you in your fucking grave.”
    Based on our independent examination of the record, we
    conclude a “‘reasonable [police officer] would understand’
    [appellant’s threats] to constitute ‘“a serious expression of an
    intent to commit an act of unlawful violence”’ ‘in light of the
    context and surrounding circumstances.’” (Smolkin, supra, 49
    Cal.App.5th at p. 188.) “‘“‘When [as here] a reasonable person
    would foresee that the context and import of the words will cause
    the listener to believe he or she will be subjected to physical
    violence, the threat falls outside First Amendment protection.’”
    . . .’” (People v. Nishi (2012) 
    207 Cal.App.4th 954
    , 965.)
    The Trial Court Did Not Misunderstand the
    Specific Intent Element of a Violation of Section 69
    “[A] violation of section 69 through a threat ‘requires a
    specific intent to interfere with the executive officer’s
    performance of his duties.’” (Sivongxxay, 
    supra,
     3 Cal.5th at p.
    195.) Appellant claims the trial court did not understand this
    mental element of the crime. He maintains the court’s comments
    show it believed appellant had the requisite specific intent
    because he intended to provoke Officer Parsons into killing him,
    i.e., he intended to “commit suicide by cop.”
    The “suicide by cop” theory is based on appellant’s cross-
    examination testimony that he had threatened Officer Parsons
    because “I think partially I was trying to get him to kill me, if I
    could. If I could push him to kill me, I figured it would be easier.”
    In rendering its decision on appellant’s guilt, the trial court said
    the “suicide by cop” theory “does make sense to me.” The court
    continued, “[Appellant’s] admission on the stand during cross-
    examination was the final piece of the puzzle for me, the why.”
    6
    Appellant argues, “[T]he trial court’s comments unambiguously
    show that it found [he] threatened Parsons to cause the officer to
    kill him. Because [his] specific intent to commit suicide does not
    equate to a specific intent to deter Parson’s performance of his
    duties, the court’s comments as a whole show that it relied on an
    erroneous reading of section 69. Reversal is required.”
    “As a broad general proposition, cases have stated that a
    trial court's remarks in a bench trial cannot be used to show that
    the trial court misapplied the law or erred in its reasoning.
    [Citations.] These statements are founded on the principle that,
    in a criminal bench trial, the trial court is not required to provide
    a statement of decision and that any explanation of his or her
    decision a trial judge provides is not part of the record on appeal.
    [Citation.] [¶] This broad proposition has been subjected to an
    important limitation. . . . [C]ases . . . have held that we may
    nonetheless consider a judge’s statement when, taken as a whole,
    the judge’s statement discloses an incorrect rather than a correct
    concept of the relevant law, ‘embodied not merely in “secondary
    remarks” but in [the judge’s] basic ruling.’” (People v. Tessman
    (2014) 
    223 Cal.App.4th 1293
    , 1302 (Tessman).)
    “[W]e apply the general rule ‘that a trial court is presumed
    to have been aware of and followed the applicable law.
    [Citations.]’ [Citations.] This rule derives in part from the
    presumption of Evidence Code section 664 ‘that official duty has
    been regularly performed.’” (People v. Stowell (2003) 
    31 Cal.4th 1107
    , 1114.) “Absent evidence to the contrary, that presumption
    justifies a finding in this case that the trial court knew the”
    specific intent requirement of section 69 and properly applied
    that requirement. (People v. Mack (1986) 
    178 Cal.App.3d 1026
    ,
    1032.) The court’s “suicide by cop” comments do not preclude a
    7
    finding that appellant intended to interfere with Parsons’
    performance of his duties. By his threats, appellant could have
    intended to provoke Parsons into killing him and also to interfere
    with Parson’s duty to transport him to the jail.
    The court’s comments show only that it considered the
    “suicide by cop” theory in trying to understand appellant’s motive
    for making the threats. The comments do not “disclose[] an
    incorrect . . . concept of the relevant law, ‘embodied . . . in [the
    judge’s] basic ruling.’” (Tessman, supra, 223 Cal.App.4th at pp.
    1302.) “Motive describes the reason a person chooses to commit a
    crime. The reason, however, is different from a required mental
    state such as intent or malice.” (People v. Hillhouse (2002) 
    27 Cal.4th 469
    , 504.)
    Substantial Evidence Supports the Section 69 Conviction
    Appellant maintains the evidence is insufficient to support
    two elements of a violation of section 69: (1) he had the specific
    intent to interfere with Officer Parsons’ performance of his duty,
    and (2) he had the present ability to carry out his threats or
    Parsons could reasonably fear future retaliatory action.
    “‘When considering a challenge to the sufficiency of the
    evidence to support a conviction, we review the entire record in
    the light most favorable to the judgment to determine whether it
    contains substantial evidence—that is, evidence that is
    reasonable, credible, and of solid value—from which a reasonable
    trier of fact could find the defendant guilty beyond a reasonable
    doubt.’ [Citation.] We . . . ‘presume[] in support of the judgment
    the existence of every fact the trier could reasonably deduce from
    the evidence.’ (People v. Maciel (2013) 
    57 Cal.4th 482
    , 514-515.)
    Viewing the evidence in the light most favorable to the
    judgment, we conclude a reasonable trier of fact could find
    8
    beyond a reasonable doubt that, when appellant made the
    threats, he had the specific intent to interfere with Officer
    Parsons’ performance of his duty to transport appellant to the
    jail. A reasonable trier of fact could also find beyond a reasonable
    doubt that Parsons could reasonably fear retaliatory action by
    appellant on a future occasion. (See People v. Walker (1988) 
    47 Cal.3d 605
    , 639 [defendant’s “courtroom threat, ‘the hell with
    getting a cop, I'll get me a D.A.,’ . . . would support a finding of a
    violation of section 69”].) “[A] present ability to carry out threats
    is not required if, as here, the target of the threat could
    reasonably fear retaliatory action on some future occasion.”
    (People v. Hines (1997) 
    15 Cal.4th 997
    , 1060.)
    Appellant Voluntarily Waived His Right to a Jury Trial
    “‘[A] defendant’s waiver of the right to jury trial may not be
    accepted by the court unless it is knowing and intelligent, that is,
    “‘“made with a full awareness both of the nature of the right
    being abandoned and the consequences of the decision to abandon
    it,”’” as well as voluntary “‘“in the sense that it was the product of
    a free and deliberate choice rather than intimidation, coercion, or
    deception.”’”’” (Sivongxxay, supra, 3 Cal.5th at p. 166.) Appellant
    claims, “[T]he record fails to show that [his] jury waiver was
    voluntary.” “The voluntariness of a waiver is a question of law
    which we review de novo.” (People v. Vargas (1993) 
    13 Cal.App.4th 1653
    , 1660.)
    The jury waiver proceedings were as follows: The trial court
    asked appellant’s counsel, “[W]hat do you want to do today . . . ?”
    Counsel responded, “[A]fter discussion, we're prepared to waive
    jury and have a [c]ourt trial.” The court said to appellant: “So
    [your counsel] is telling me that you understand that you have a
    right to a jury trial where 12 [p]eople would decide if you are
    9
    guilty or not guilty beyond a reasonable doubt, and they would
    have to do that unanimously. [Counsel] tells me that you want to
    give up your right to a jury trial, but still have a trial but a judge
    will make the decision; is that okay with you?” Appellant replied,
    “Yeah.” The court asked counsel if he joined in the waiver.
    Counsel answered, “I do.”
    Appellant contends the record fails to show a voluntary
    jury waiver because “the trial court did not ask [him] [(1)]
    whether the jury waiver was voluntary or a product of his free
    will”; (2) “whether ‘anybody promised [him] anything, used any
    force, threats, pressure on [him] of any kind to get [him] to make
    that decision’”; (3) “whether any threats had been made against
    him, whether he had been ‘subject to any force,’ or whether there
    was ‘consideration or [a] secret promise or deal or something’ that
    was pressuring or forcing [him] to waive his right to jury trial”;
    and (4) “whether he was making his decision freely and
    voluntarily.” But appellant cites no authority requiring the trial
    court to make any of the above inquiries when taking a jury
    waiver. Moreover, as the People note in their brief, “[a]ppellant
    has offered no citation to the record to support that he was
    coerced, threatened, or was pressured by the court, prosecutor, or
    anyone else . . . to waive his jury trial right.”
    Appellant faults the trial court for not making an “express
    finding of voluntariness.” Such a finding is not necessary.
    (People v. Smith (2003) 
    110 Cal.App.4th 492
    , 502 [“Although the
    court did not make an express finding that the waiver was
    knowing and voluntary, there is no requirement that it do so”].)
    Finally, appellant argues that the record does not show a
    voluntary jury waiver because it “disloses no written jury waiver
    that might have contained information about whether [his] jury
    10
    waiver was voluntary.” No authority requires the jury waiver to
    be in writing.
    “We uphold the validity of a jury waiver ‘“if the record
    affirmatively shows that it is voluntary and intelligent under the
    totality of the circumstances.”’” (People v. Daniels (2017) 
    3 Cal.5th 961
    , 991 (lead opn. of Cuéllar, J.) Appellant has not
    raised the issue of whether his jury waiver was knowing and
    intelligent. He contends only that the record does not show it
    was voluntary. Considering the totality of the circumstances, we
    conclude appellant voluntarily waived his right to a jury trial.
    Pitchess Motion
    “[T]he Legislature has enacted procedures to implement
    the decision of Pitchess[, supra,] 
    11 Cal.3d 531
     . . . that allow
    criminal defendants to seek discovery from the court of
    potentially exculpatory information located in otherwise
    confidential peace officer personnel records. If a party bringing
    what is commonly called a Pitchess motion makes a threshold
    showing, the court must review the records in camera and
    disclose to that party any information they contain that is
    material to the underlying case.” (People v. Superior Court
    (Johnson) (2015) 
    61 Cal.4th 696
    , 705.)
    Appellant filed a Pitchess motion seeking discovery of
    complaints filed and disciplinary action taken against Officer
    Parsons. The trial court conducted an in camera hearing during
    which it heard testimony from the police department’s custodian
    of records. Based on this testimony, the court ruled that there
    are no discoverable records. It ordered the in-camera hearing
    transcript sealed.
    Appellant has requested that “this [c]ourt . . . review the
    sealed Pitchess record to determine whether the lower court
    11
    abused its discretion by concluding there was no relevant
    discoverable information to turn over to the defense.” (See People
    v. Prince (2007) 
    40 Cal.4th 1179
    , 1285 [“This court routinely
    independently examines the sealed records of such in[-]camera
    hearings to determine whether the trial court abused its
    discretion in denying a defendant's motion for disclosure of police
    personnel records”].) “We have reviewed the record under seal
    and independently conclude that the trial court did not abuse its
    discretion in its ruling upon the Pitchess motion.” (Id. at
    p. 1286.)
    Disposition
    The judgment is affirmed.
    NOT TO BE PUBLISHED.
    YEGAN, J.
    We concur:
    GILBERT, P. J.
    CODY, J.
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    Craig B. Van Rooyen, Judge
    Superior Court County of San Luis Obispo
    ______________________________
    Mi Kim, under appointment by the Court of Appeal, for
    Defendant and Appellant.
    Rob Bonta, Attorney General, Lance E. Winters, Chief
    Assistant Attorney General, Susan Sullivan Pithey, Senior
    Assistant Attorney General, Steven D. Matthews, Supervising
    Deputy Attorney General, Rama R. Maline, Deputy Attorney
    General, for Plaintiff and Respondent.