People v. Figueroa CA3 ( 2023 )


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  • Filed 8/2/23 P. v. Figueroa CA3
    NOT TO BE PUBLISHED
    California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
    publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
    or ordered published for purposes of rule 8.1115.
    IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
    THIRD APPELLATE DISTRICT
    (Sacramento)
    ----
    THE PEOPLE,                                                                                   C096771
    Plaintiff and Respondent,                                    (Super. Ct. No. 19FE002358)
    v.
    JEREMY J. FIGUEROA,
    Defendant and Appellant.
    Defendant Jeremy J. Figueroa and his codefendant, Andres Campos, attacked a
    fellow inmate in the prison yard with inmate-manufactured weapons. A jury found
    defendant guilty of assault with a deadly weapon and not guilty of attempted murder, but
    acquitted Campos on both charges. Sentenced to 25 years to life, defendant argues on
    appeal the trial court erred in preventing Campos from testifying as to defendant’s pre-
    attack hearsay statements to Campos (1) they should make the attack “look good”; and
    (2) it was not their intent to kill the other inmate. He also argues we should remand the
    case for resentencing due to certain deficiencies in the probation report. We will affirm.
    1
    BACKGROUND
    On December 3, 2018, Correctional Officer Chee Vang was on duty overseeing
    the prison yard at California State Prison–Sacramento. Officer Vang saw defendant and
    Campos grab and attack another inmate on the prison yard. Officer Vang ordered the
    inmates on the yard to get down on the ground. Despite this command, the two continued
    making stabbing motions at the victim while the victim tried to escape. After 15 to 20
    seconds, defendant and Campos released their hold on the victim, walked away and laid
    down. The victim got up, moved away from the area where the attack occurred, and sat
    down. The prosecutor showed the jury a video showing the full attack which occurred
    over about 16 seconds. When inmates are out on the yard, there are approximately 200 to
    300 men on the yard at any given time.
    Officers found two inmate-manufactured weapons of sharpened steel; one near
    defendant and one near Campos.
    Correctional Officer Keith Powers assisted the victim onto a gurney and
    transported him to the medical facility at the prison. The victim was bleeding from his
    head, arms, and upper torso area. Subsequently, prison officials transported the victim to
    an outside medical facility. Officer Powers testified inmates are generally transported to
    outside medical care for medically life-threatening injuries.
    Campos testified he knew the victim prior to this assault and considered him a
    buddy. Campos testified he and the victim were both members of the “Southerners”
    prison gang. Campos described the Southerners as a “ ‘hierarchy’ ” organization similar
    to the military. Campos claimed to be a “regular dude” in this gang.
    Campos said he was in trouble with the Southerners because he owed
    approximately $250 to another inmate for drugs, and it brought unwanted attention to the
    Southerners.
    Another member of the Southerners confronted Campos about his drug and debt
    issue, and when Campos did not deny it, Campos was asked to segregate himself in a
    2
    restricted area in the basketball court. That segregation was a form of discipline.
    Campos did not believe he could disobey that restriction because to do so “could lead to
    very serious consequences.”
    A couple days later, a Southerner approached Campos and gave him an order. The
    person asked Campos if he could “assist the fellas with something that had to get taken
    care of.” Campos believed he was being asked to “remove somebody” which meant the
    victim needed “to be taken care of in a sense of he can’t be there no more.” Again,
    Campos did not feel like he could refuse and agreed to do what he was asked. Campos
    received this order about five minutes before he carried it out. Shortly after he agreed to
    commit the crime, another person handed him a weapon.
    A minute or two prior to the attack, Campos met with defendant at a restroom
    Campos described as “a neutral restroom area.” Campos explained “neutral” meant the
    restrooms were race neutral. The trial court sustained hearsay objections to multiple
    questions posed by Campos’ attorney about the contents of conversations between them
    about what they were going to do that day. Defendant’s counsel did not object when the
    court sustained the hearsay objections.
    Campos narrated the video of the attack to the jury and identified himself, the
    victim, and defendant. He showed the jury where he and defendant entered the frame of
    the video after having just left the “neutral” restrooms. Campos said he was not trying to
    kill the victim, but said, “you have to make it look good” to send a message. Campos
    testified he intended to mainly inflict body shots to the victim, but admitted the victim
    had been stabbed in the head and neck. Campos first said he did not stab him in the head
    and neck, but later conceded when the victim moved; Campos may have accidentally hit
    him in the head. Campos stated if he wanted to kill the victim, he would not have
    stopped until the officers applied force on him. But in this case, he stopped on his own.
    Defendant’s attorney asked no questions of Campos on the stand, nor did he seek to
    3
    introduce any evidence through Campos as to what took place in the restroom
    immediately preceding the attack.
    In rebuttal, the prosecution recalled Lieutenant Todd Manes. Lieutenant Manes
    testified if an inmate told the officers a stabbing is about to occur, the officers can place
    the inmate in protective custody for his own safety.
    The first amended information charged defendant and Campos with attempted
    murder (Pen. Code, §§ 664/187, subd. (a))1 and assault with a deadly weapon while
    confined in state prison. (§ 4501, subd. (a).) It also alleged defendant was eligible for a
    three strikes life sentence (§§ 667, subd. (e)(2), 1170.12, subd. (c)(2)) because he had
    three separate prior convictions: one assault with a deadly weapon in 2009 (§ 245,
    subd.(a)(1) and two murders in 2014 (§ 187, subd.(a)).
    During the jury instruction conference after the close of evidence, counsel for
    Campos reminded the trial court he had attempted to elicit testimony on Campo’s intent
    in the form of defendant’s hearsay statements. He also argued this evidence was relevant
    to the aider and abettor instruction. As an offer of proof, counsel stated Campos would
    testify “that [defendant] agreed to make it look good, in the same type of terminology that
    . . . Campos used in his testimony, and that it was not their plan to kill.” He argued this
    testimony was admissible under Evidence Code section 1250 to prove intent. When
    asked his thoughts on the issue, defendant’s attorney said, “I am going to ponder this for
    a while.” When the trial court indicated Campos’ attorney wanted to put Campos back
    on the stand to testify to this conversation, defendant’s counsel said that was a “great
    idea.”
    The trial court found, “I am not going to allow it for the reason that I think this is a
    classic [Evidence Code section] 1252 problem. [¶] How untrustworthy — it seems to be
    a very untrustworthy self-serving statement by a defendant to say basically I am not
    1 Undesignated statutory references are to the Penal Code.
    4
    guilty of attempted murder because in fact we had an agreement to not kill him. Our
    agreement was to simply stab him about — with well-placed stabs in his upper torso and
    head, and that seems patently absurd to me that they were placing their stabs in just the
    right place so that they would not actually kill him.· It doesn’t seem likely.· It doesn’t
    seem reasonable, and it seems like it lacks trustworthiness under [Evidence Code section]
    1252.”
    The jury acquitted Campos on both charges. It found defendant not guilty of
    attempted murder (§§ 664/187, subd.(a)), but found him guilty of assault with a deadly
    weapon while confined in prison (§ 4501, subd. (a)). After a court trial, the trial court
    found the three prior strike convictions true.
    Just prior to sentencing, defendant’s counsel brought an oral motion under People
    v. Superior Court (Romero) (1996) 
    13 Cal.4th 497
    . Counsel told the court defendant was
    currently serving a sentence of “190-some-odd years,” had been in prison for seven years
    and this was the first time he got in trouble. Further, he argued, “an additional 25 to life
    is surplusage. It’s unnecessary.” As it related to the probation report, counsel stated,
    “the probation officer never even talked to him.· Never talked to him. Doesn’t know
    anything about him. Apparently read his prior record, and then sort of went down the
    line making a silly recommendations of a $10,000 restitution fine, and all sorts of stuff
    that she must have read out of a book, and I think it’s just silly.” Counsel, however, did
    not request a supplemental probation report or make an offer of proof as to any relevant
    facts omitted from the report.
    Defendant told the court, “I’ve been in prison seven, and this is like my first write-
    up. [¶] I don’t talk back to the CO’s [correctional officers].· I’m not a knucklehead in
    prison. . . . [¶] I am not saying I’m innocent and this. . . . The assault, yeah, I slipped
    up.· Who doesn’t slip up in life, you know? [¶] But since I’ve been out of the hole I’ve
    been programming.· I got a job.· I am a porter.· I work every day with COs [correctional
    officers] doing my job. [¶] All I’m asking is, just be lenient.· I am not saying slap me on
    5
    the wrist and let me go, but I’m asking to not get 25 to life, Your Honor.· I have kids I
    want to raise, and I want to hopefully one day be out.”
    The trial court declined to strike defendant’s prior strikes. In making this ruling,
    the court recognized its discretion. The trial court acknowledged defendant was 32 years
    old, but over the last twelve years had “a horrendous criminal history[.]” The trial court
    stated, “It’s not like you were born into a great situation in your life. And it doesn’t
    sound like you grew up in an area or in a place where you had a lot of options or a lot of
    choices, and I’m mindful of that. [¶] But people were shot. People were killed. You
    committed two murders. I don’t know anything about the victims, but I know that they
    are — they had a right to live. And they have family, too, and you took that from them,
    so I look at that. . . . But it is horrendous what happened. [¶] In this case there is another
    man doing time in prison, and believe me, I listened to this evidence, and I know exactly
    what happened here. I know you had orders to do what you did. In a way you had very
    little choice either in that because of the gang that you are in. But there was a man who
    could have been killed in this case as well, stabbed multiple times. [¶] I don’t
    understand how the jury acquitted the other co-defendant, but he certainly was in it every
    bit as much as you were.· But they did acquit him.· But you almost killed a man here. [¶]
    You did kill two other people. And it was recent. It was only in 2014. This is only
    2021. [¶] I look at your conduct in the past and in this case, which was horrible. The
    best thing you have going for you is, you did go seven years apparently without any
    offenses, which is great.· But it’s not like your offenses were burglary. They were
    murders.”
    The trial court asked for any additional comments and when the parties demurred,
    the trial court sentenced defendant to 25 years to life pursuant to the three strikes law
    (§ 667, subd. (e)(2), 1170.12, subd. (c)(2)).
    We deemed defendant’s untimely filed notice of appeal as timely under the
    constructive filing doctrine.
    6
    DISCUSSION
    A.     Evidence Code section 1250
    Defendant argues the trial court erred in refusing to admit evidence of his
    statements to Campos that they agreed to make the assault “look good” and did not intend
    to kill the victim as evidence of his state of mind under Evidence Code section 1250. We
    disagree.
    Evidence Code section 1250, subdivision (a)(1) allows the admission of a hearsay
    statement offered to prove the declarant’s state of mind “at that time or at any other time
    when it is itself an issue in the action.” This state of mind exception to the hearsay rule is
    inapplicable “if the statement was made under circumstances such as to indicate its lack
    of trustworthiness.” (Evid. Code, § 1252.) “ ‘The decision whether trustworthiness is
    present requires the court to apply to the peculiar facts of the individual case a broad and
    deep acquaintance with the ways human beings actually conduct themselves in the
    circumstances material under the exception. Such an endeavor allows, in fact demands,
    the exercise of discretion.’ ” (People v. Edwards (1991) 
    54 Cal.3d 787
    , 819-820
    (Edwards).)2 “ ‘To be admissible under Evidence Code section 1252, statements must be
    made in a natural manner, and not under circumstances of suspicion, so that they carry
    the probability of trustworthiness. Such declarations are admissible only when they are
    “ ‘made at a time when there was no motive to deceive.’ ” ’ ” (People v. Ervine (2009)
    
    47 Cal.4th 745
    , 778-779.)
    Here, the trial court found the statements proffered were not trustworthy. We
    “may overturn the trial court’s finding regarding trustworthiness only if there is an abuse
    of discretion.” (Edwards, 
    supra,
     54 Cal.3d at p. 820.) Under this standard, we will not
    disturb a trial court evidentiary ruling, “except on a showing the court exercised its
    2 Edwards was disapproved on other grounds by People v. Diaz (2015) 
    60 Cal.4th 1176
    ,
    as recognized by People v. McDaniel (2021) 
    12 Cal.5th 97
    , 138.
    7
    discretion in an arbitrary, capricious[,] or patently absurd manner that resulted in a
    manifest miscarriage of justice.” (People v. Rodriguez (1999) 
    20 Cal.4th 1
    , 10.)
    Defendant urges defendant’s statement was trustworthy because “he was talking to
    a person he knew and apparently trusted, not in suspicious circumstances or under any
    compulsion.” The Attorney General counters, “[t]he two men were minutes away from
    carrying out an order given by the [Southerners] to publicly ‘remove’ an apparent rival.
    Given that a public stabbing in a prison yard will inevitably result in discipline or
    prosecution, the two men had a strong motive to manufacture evidence for their defense.
    Appellant had ample opportunity to reflect on his future defense because the stabbing
    was planned.”
    Neither party has cited a case with the precise facts before us, nor has our
    independent research uncovered any additional relevant authority. But, we draw
    guidance from two cases identifying relevant considerations to determine whether a
    hearsay statement is trustworthy or not. In People v. Karis (1988) 
    46 Cal.3d 612
    , 635,
    the defendant made a threat to kill witnesses to a friend at the friend’s home during a
    regular social visit prior to the commission of the crimes. In that case, the appellate court
    concluded the trial court did not abuse its discretion in concluding the statement was
    trustworthy and thus not excludable under Evidence Code section 1252. (Ibid.) The
    appellate court observed that Evidence Code section 1252 requires exclusion only if the
    circumstances are such as to suggest that a statement is not trustworthy: There was no
    compulsion to speak, and there was no motive to lie or exaggerate.
    On the other hand, in Edwards, the defendant made statements of remorse and
    wrote his thoughts in a notebook shortly after he was arrested for the crimes. (Edwards,
    supra, 54 Cal.3d at p. 818.) Under those circumstances, our Supreme Court concluded
    the trial court did not abuse its discretion in determining these statements were inherently
    untrustworthy, because at that time the defendant had a compelling motive to deceive and
    8
    seek to exonerate himself, or at least minimize his responsibility for the crimes. (Id. at
    p. 820.)
    Here, we conclude the trial court did not abuse its discretion in finding these
    alleged statements between Campos and defendant, as testified to by Campos, proffered
    under Evidence Code section 1250 were untrustworthy under Evidence Code section
    1252. While in deciding this issue the trial court may have placed some undue focus on
    Campos’s reliability in determining the trustworthiness of the defendant’s statement to
    him (see People v. Riccardi (2012) 
    54 Cal.4th 758
    , 821, abrogated on other grounds,
    People v. Rangel (2016) 
    62 Cal.4th 1192
    , 1216 [it is the motivation of the declarant, not
    the person testifying that is relevant]), we conclude the trial court’s finding these
    statements were untrustworthy was not an abuse of discretion. The trial court could
    consider the sharp weapon used by the defendant during the attack, as well the conduct of
    the defendant attacking the victim as captured on the video showing the strikes to the
    victim’s head and body by both Campos and defendant in assessing the trustworthiness of
    defendant’s alleged statement in the restroom moments before the attack.
    Additionally, defendant purportedly made these statements in a “neutral” and
    public prison restroom a minute or two before defendant and Campos marched out onto
    the yard and committed the assault. That restroom was in a prison yard filled with 200 to
    300 inmates and open to all races. Thus, defendant did not make these statements to a
    friend in a natural manner or during a regular social visit. Instead, he allegedly made the
    statements made while the attack was imminent and under circumstances casting
    suspicion on the probability they were truthful. These facts suggest that defendant and
    Campos had a strong motive to manufacture evidence for their defense given their
    immediately impending certain capture and prosecution for the crimes they were about to
    commit in broad daylight in the prison yard under several pairs of eyes of guards.
    Defendant argues that this presupposes that they knew or suspected that one of them
    would take the stand and report the conversation in a later proceeding, and that this
    9
    prospect is too attenuated to make it an untrustworthy statement. We disagree. The
    public nature of the communal and neutral prison restroom raises the serious possibility
    other pairs of ears could hear this conversation. Although our analysis here differs
    slightly from that of the trial court, “ ‘ “we review the ruling, not the court’s reasoning
    and, if the ruling was correct on any ground, we affirm.” ’ ” (People v. Brooks (2017)
    
    3 Cal.5th 1
    , 39.)
    To the extent defendant argues he had a constitutional right to present this
    evidence, he is incorrect. The United States Constitution compels the admission of
    hearsay evidence only if the proponent shows the evidence is highly relevant to a critical
    issue and is sufficiently reliable. (People v. Stanley (1995) 
    10 Cal.4th 764
    , 839;
    Edwards, 
    supra,
     54 Cal.3d at pp. 820-821.) “The same lack of reliability that makes the
    statements excludable under state law makes them excludable under the federal
    Constitution.” (People v. Livaditis (1992) 
    2 Cal.4th 759
    , 780.) Stated another way,
    “ ‘Although defendant had a constitutional right to have the jury hear all mitigating
    evidence counseling against the death penalty, “a capital defendant has no federal
    constitutional right to the admission of evidence lacking trustworthiness, particularly
    when the defendant seeks to put his own self-serving statements before the jury without
    subjecting himself to cross-examination.” ’ [Citation.] Thus, ‘statements by a defendant
    to a third party regarding the defendant’s state of mind can be admissible, but not when
    made under circumstances that indicate a lack of trustworthiness. (Evid. Code §§ 1250,
    1252.)’ [Citation.]” (People v. Silveria (2020) 
    10 Cal.5th 195
    , 284.)
    As we have explained ante, the trial court did not abuse its discretion when it
    found defendant’s statements untrustworthy. It properly excluded this evidence.
    B.     Probation Report
    Defendant argues the probation report failed to include the information required
    by the Rules of Court and thus we should remand the matter for resentencing. Defendant
    forfeited this objection.
    10
    Defendant argues the probation report in this case was deficient because it
    contained no statement from defendant, no information about his life because the
    probation officer failed to interview him, and no information about the circumstances of
    his prior offenses. We agree the probation report was deficient in certain areas. (§ 1203,
    subd. (b); Cal. Rules of Court, rule, 4.411.5, subd. (a)). Under section 1203(b), the
    probation officer shall investigate and report to the court “upon the circumstances
    surrounding the crime and the prior history and record of the person, which may be
    considered either in aggravation or mitigation of punishment.” Additionally, our
    California Rules of Court specify that a probation officer’s report must include, in
    relevant part, any statement made by the defendant to the officer including the
    defendant’s account of the circumstances of the crime, relevant facts concerning the
    defendant’s social history, and a reasoned discussion of aggravating and mitigating
    factors affecting the sentence length. (Cal. Rules of Court, rule 4.411.5(a)(4), (6) and
    (9)(B).)
    Defendant objected to the lack of information contained in the probation report
    when counsel brought its contents to the trial court’s attention and said it was “just silly.”
    That, however, was not enough to preserve the issue on appeal. Defendant forfeited this
    point of error because he failed to make an offer of proof as to what information was
    missing from the report or ask the trial court to order the preparation of a supplemental
    probation report. “ ‘[T]he right to challenge a criminal sentence on appeal is not
    unrestricted. In order to encourage prompt detection and correction of error, and to
    reduce the number of unnecessary appellate claims, reviewing courts have required
    parties to raise certain issues at the time of sentencing. In such cases, lack of a timely and
    meaningful objection forfeits or waives the claim. [Citations.] These principles are
    invoked as a matter of policy to ensure the fair and orderly administration of justice.
    [Citation.]’ [Citation.]” (People v. Llamas (1998) 
    67 Cal.App.4th 35
    , 38.) “The
    statutory scheme obviously contemplates that all issues relevant to the probation
    11
    determination will be litigated in the sentencing court.” (People v. Welch (1993)
    
    5 Cal.4th 228
    , 234.) “[F]ailure to object and make an offer of proof at the sentencing
    hearing concerning alleged errors or omissions in the probation report waives the claim
    on appeal.” (Ibid.; Llamas, at p. 39.) Alternatively, a defendant must request a
    supplemental probation report in the trial court or else forfeit the issue for appeal.
    (People v. Johnson (1999) 
    70 Cal.App.4th 1429
    , 1433; People v. Begnaud (1991)
    
    235 Cal.App.3d 1548
    , 1556, fn. 7.)
    Having neither made an offer of proof, nor requesting a supplemental probation
    report, defendant forfeited his complaint about the probation report’s shortcomings.
    DISPOSITION
    The judgment is affirmed.
    /s/
    HORST, J.
    We concur:
    /s/
    HULL, Acting P. J.
    /s/
    ROBIE, J.
     Judge of the Placer County Superior Court, assigned by the Chief Justice pursuant to
    article VI, section 6 of the California Constitution.
    12